2016-04-15T12:11:58-05:00 2015-06-30 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2014-07-01 610471572 USPIRITUS INC USPI 5024515177 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 ABBY DRANE PRESIDENT/CEO 5024515177 2016-03-26 1 JEFFREY K MCCAFFREY P00938853 5024269660 2014 2016-08-17 19:52:53Z ABBY DRANE 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 18865684 0 X WWW.USPIRITUS.ORG X 1991 KY OUR MISSION IS RESTORING HOPE,INSTILLING CONFIDENCE,FURTHERING EDUCATION,ENCOURAGING SPIRITUALITY AND FAITH THROUGH A COMPREHENSIVE CONTINUUM OF CARE FOR VULNERABLE YOUTH AND FAMILIES. 17 17 529 3679 0 0 1379595 714926 15545389 15849385 426932 526399 852443 881757 18204359 17972467 0 0 0 0 11643702 11576198 0 0 767609 7778903 6745263 19422605 18321461 -1218246 -348994 25501567 24341692 3313491 2605976 22188076 21735716 X OUR MISSION IS RESTORING HOPE, INSTILLING CONFIDENCE, FURTHERING EDUCATION, AND ENCOURAGING SPIRITUALITY AND FAITH THROUGH A COMPRESHENSIVE CONTINUUM OF CARE FOR VULNERABLE YOUTH AND THEIR FAMILIES. OUR VALUES FOR MORE THE 160 YEARS HAVE BEEN GUIDED BY GOD'S LOVE, BLESSED BY GENEROUS HEARTS, AND SERVED BY NURTURING HANDS AS WE CARE FOR KENTUCKY'S MOST VULNERABLE CHILDREN. WE VALUE THE EMPOWERMENT OF THE INDIVIDUAL, THE STRENGTH OF FAMILY; THE BONDS OF FRIENDSHIP, AND THE COMPASSION OF COMMUNITY.OUR VISION IS TO HEAL THE HEARTS AND MINDS OF VULNERABLE YOUTH AND THEIR FAMILIES. 0 0 9370126 9820492 PCC PROVIDES RESIDENTIAL TREATMENT FOR 97 CHILDREN PER DAY WITH CLIENT OUTCOMES AT OR ABOVE STATE AVERAGE AS DETERMINED BY STATE PERFORMANCE MEASURES. 4197760 4940862 PRTF PROVIDES ACUTE RESIDENTIAL TREATMENT FOR 67 CHILDREN PER DAY IN THE STATE'S MOST HIGHLY ACCLAIMED PROGRAM. THIS PROGRAM ALWAYS HAS A WAITING LIST FOR ADMISSION. 1122145 1088031 TFC - PROVIDES THERAPEUTIC FOSTER CARE FOR 82 CHILDREN PER DAY IN CENTAL AND WESTERN KENTUCKY. 788156 773377 CLINICAL AND SUPPORT SERVICES PROVIDES THERAPY, SUPPORT SERVICES, QUALITY ASSURANCE AND NURSING SERVICES 788156 773377 15478187 1 1 0 1 0 0 0 0 0 1 1 1 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 84 0 1 529 1 0 0 0 0 0 0 0 0 0 0 X 17 17 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 KY X X CORPORATION 5024515177 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 NEIL STAMP CHAIRPERSON 1.00 X X 0 0 0 BRUCE FERGUSON TREASURER 1.00 X X 0 0 0 JOHN MEGIBBEN SECRETARY 1.00 X X 0 0 0 LEE BALTZWELL DIRECTOR 1.00 X 0 0 0 BRUCE BARRICK DIRECTOR 1.00 X 0 0 0 REED FARLEY DIRECTOR 1.00 X 0 0 0 LINDA HEITZMAN DIRECTOR 1.00 X 0 0 0 TOM HIRSCH DIRECTOR 1.00 X 0 0 0 KAREN LONG DIRECTOR 1.00 X 0 0 0 BRIAN MALLORY DIRECTOR 1.00 X 0 0 0 GREG MAYES DIRECTOR 1.00 X 0 0 0 J CURRY NICHOLSON DIRECTOR 1.00 X 0 0 0 DIANE SIMMONS DIRECTOR 1.00 X 0 0 0 ANN THOMAS DIRECTOR 1.00 X 0 0 0 DAVE ZAMISKA DIRECTOR 1.00 X 0 0 0 REV LAUREN JONES MAYFIELD DIRECTOR 1.00 X 0 0 0 ANN WALTHALL DIRECTOR 1.00 X 0 0 0 ABBY DRANE PRESIDENT AND CEO 40.00 X 38554 0 6200 38554 0 6200 1 0 0 0 GORDON FOOD SERVICE DEPT CH 10490 PALATINE IL 60055 FOOD 338608 ROBERT HALF MANAGEMENT RESOURCES 9300 SHELBYVILLE ROAD SUITE 920 LOUISVILLE KY 40222 TEMPORARY SERVICE 289905 FIFTH THIRD BANK PO BOX 9001960 CINCINNATI OH 45274 BANK 272115 ACCOUNTTEMPS 9300 SHELBYVILLE ROAD SUITE 920 LOUISVILLE KY 40222 TEMPORARY SERVICE 111311 ASHLEY ROUNTREE AND ASSOCIATES 2525 NELSON MILLER PARKWAY LOUISVILLE KY 40223 CONSULTING SERVICE 100820 5 80000 634926 266884 714926 PCC REVENUE 900099 9820492 9820492 REVENUE-PRTF 900099 4940862 4940862 COMMUNITY BASED SERVICES 900099 1035971 1035971 CASE MANAGEMENT REVENUE 900099 52060 52060 15849385 489973 489973 125208 0 125208 125208 125208 322146 586775 249355 623140 72791 -36365 36426 36426 40320 80000 20722 19598 19598 MB CARE MANAGAEMENT SERVICES 541200 206794 206794 RESIDENTAL SUPPORT 900099 164634 164634 DIETARY 900099 156396 156396 209127 209127 736951 17972467 16622762 0 634779 153266 153266 9433511 8208146 931424 293941 861050 725197 119608 16245 1128371 963430 136212 28729 249217 372 248552 293 2781 395 2386 40318 11012 25304 4002 1387468 1171730 194452 21286 226845 196972 20901 8972 89526 89526 1115202 1053631 58067 3504 PURCHASED SERVICES 1443964 960515 422005 61444 CLOTHING AND ALLOWANCES 1336428 1336253 175 INKIND GIFTS 266884 266884 SUPPLIES 224000 174826 36897 12277 362630 676103 -360944 47471 18321461 15478187 2075665 767609 520035 645116 1033305 1067314 1560309 1423141 120243 278264 30375874 18165871 13785387 12210003 3606870 3795160 165676 232193 4709742 4690501 25501567 24341692 1408200 1231871 32878 0 1872413 1374105 3313491 2605976 X 16276790 15960283 1224329 1108926 4686957 4666507 22188076 21735716 25501567 24341692 X -348994 -88566 -14800 X X 0 1 X 1 0 X 1205726 1659897 1736213 2496214 734926 7832976 1205726 1659897 1736213 2496214 734926 7832976 7832976 30123 24599 111936 465274 562764 1194696 407138 652004 280171 544719 736951 2620983 11648655 62564044 0.67240 0.79760 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4655 0 0 0 0 0 0 0 0 1 4655 4655 0 PART II-B, LINE 1: THE ORGANIZATION PAYS DUES TO CHILDREN'S ALLIANCE, INCORPORATED AND A PORTION OF THESE DUES ($4,655) IS DESIGNATED AS LOBBYING EXPENSES. 8316612 -95229 273674 9396 8485661 6703305 1431145 190848 8686 8316612 1573745 5123796 402493 396729 6703305 1599546 2500 27678 623 1573745 1371680 55480 230544 58158 1599546 0.45000 0.55000 0.00000 1 0 1503440 1503440 25255595 15059022 10196573 3195571 2702172 493399 421268 404677 16591 12210003 CASH 25413 F BOND MUTUAL FUNDS 1458719 F EQUITY MUTUAL FUNDS 1298228 F COMMON STOCK 1012800 F 3795160 BENEFICIAL INT IN COMM FOUNDATIONS 43994 BENEFICIAL INT IN THIRD-PARTY TRUST 4646507 4690501 X 17866818 -88566 -17083 -105649 17972467 0 17972467 18342183 0 18342183 -20722 -20722 18321461 PART V, LINE 4: USPIRITUS' ENDOWMENT FUNDS CONSIST OF INVESTMENTS MAINTAINED BY FINANCIAL INSTITUTIONS AND A BENEFICIAL INTEREST IN ASSETS HELD BY VARIOUS COMMUNITY FOUNDATIONS FOR USE IN OPERATIONS AS DESIGNATED BY THE BOARD. THE INVESTMENTS HELD BY FINANCIAL INSTITUTIONS ARE BOARD DESIGNATED FUNDS AND THE BENEFICIAL INTEREST IN ASSETS HELD BY VARIOUS COMMUNITY FOUNDATIONS ARE DONOR-RESTRICTED FUNDS. USPIRITUS' BOARD OF TRUSTEES DOES NOT HAVE INPUT OR AUTHORITY OVER THE NATURE AND TYPE OF INVESTMENTS HELD BY THE COMMUNITY FOUNDATIONS. THE TRUSTEES OF THE COMMUNITY FOUNDATIONS HAVE SOLE DISCRETION ON THE INVESTMENTS AND THE AMOUNT AND TIMING OF DISTRIBUTIONS. AS REQUIRED BY ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. APPROXIMATELY, $4.7 MILLION OF PART V, LINE 1G TOTAL BALANCE OF $8,485,661 REPRESENTS OUTSIDE TRUST INTERESTS. USPIRITUS HAS NO CONTROL OVER THESE OUTSIDE TRUSTS AND INSOFAR AS USPIRITUS IS ONLY ONE OF SEVERAL REMAINDERMEN, IT RECEIVES VARIABLE INCOME OF ABOUT 3% PER YEAR. PART X, LINE 2: AS OF JUNE 30, 2015 THE ORGANIZATION DID NOT HAVE ANY ACCRUED INTEREST OR PENALTIES RELATED TO INCOME TAX LIABILITIES, AND NO INTEREST OR PENALTIES HAVE BEEN CHARGED TO OPERATIONS FOR THE YEAR THEN ENDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE ON SPLIT INTEREST AGREEMENT AND TPT -37,805. SPECIAL EVENTS 20,722. PART XII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENTS -20,722. RENEW THE SPIRIT BREAKFAST 120320 80000 40320 1819 18903 120320 80000 40320 1819 18903 20722 19598 X X X 1 0 0 0 0 0 0 0 0 BRUCE FERGUSON BOARD MEMBER DURING FY15, USPIRITUS PURCHASED ITS BUSINESS AND PROFESSIONAL LIABILITY INSURANCE THROUGH THE UNDERWRITERS GROUP BROKERAGE. BRUCE FERGUSON, PRESIDENT OF THE UNDERWRITERS GROUP, IS A MEMBER OF THE USPIRITUS BOARD OF TRUSTEES. USPIRITUS BEGAN THE RELATIONSHIP WITH UNDERWRITERS PRIOR TO MR. FERGUSON ASSUMING A SEAT ON THE BOARD. 0 X 266884 THRIFT SHOP VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 WHILE USPIRITUS IS AWARE THAT SEVERAL OF OUR BOARD MEMBERS HAVE BUSINESS RELATIONSHIPS WITH EACH OTHER OUTSIDE OF THEIR SERVICE TO USPIRITUS (IE INVESTMENT AND INSURANCE SERVICES), USPIRITUS DOES NOT HAVE A POLICY GOVERNING OR CURRENTLY INQUIRE ABOUT BOARD MEMBERS' RELATIONSHIPS WITH OTHER BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 QUESTIONNAIRES AND NON-AUDIT DATA ARE COMPLETED BY THE VP/CFO, IN CONSULTATION WITH THE VP OF DEVELOPMENT AND OTHER NECESSARY STAFF. THIS DATA IS COMBINED WITH THE AUDITED FINANCIAL DATA BY OUR PUBLIC ACCOUNTING FIRM AND PRESENTED TO THE PRESIDENT/CEO FOR REVIEW. AFTER PRESIDENT/CEO APPROVAL, THE 990 IS REVIEWED AND APPROVED BY THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES. ONCE THE FINANCE COMMITTEE APPROVES THE 990, IT IS FILED WITH THE IRS AND PUBLICALLY POSTED AND AVAILABLE. THE FINANCE COMMITTEE THEN REVIEWS THE COMPLETED AND APPROVED 990 WITH THE ENTIRE BOARD AT ITS NEXT MEETING. FORM 990, PART VI, SECTION B, LINE 12C SECTION V B AND C OF THE CONFLICT OF INTEREST POLICY SPECIFY ANNUAL REVIEW OF THE POLICY AND INDIVIDUAL COMPLIANCE STATUS. THE ACTUAL COMPLETION OF THE SPECIFIED FORMS AND REVIEWS OCCUR, FOR ALL COVERED PARTIES, AT THE TIME OF THE ANNUAL MEETING OF THE BOARD ON THE FIRST MONDAY OF DECEMBER OF EACH YEAR. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION LEVELS AT USPIRITUS ARE APPROVED BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES AFTER BEING SET IN A PROCESS HEADED BY THE VICE-PRESIDENT OF HUMAN RESOURCES AND ORGANIZATIONAL DEVELOPMENT. USPIRITUS' STRATEGIC PLAN CALLS FOR THE ORGANIZATION TO BE AN EMPLOYER OF CHOICE IN THE COMMUNITY. AS SUCH, USPIRITUS' COMPENSATION AND BENEFITS MUST BE SUFFICIENT TO ATTRACT SKILLED AND DEDICATED STAFF. THERE ARE COMPLETE JOB DESCRIPTIONS LISTING DUTIES AND REQUIREMENTS FOR EACH POSITION. COMPENSATION LEVELS ARE SET, BASED ON JOB REQUIREMENTS, USING NATIONAL AND LOCAL SALARY SURVEYS, PEER RECRUITING EXPERIENCE, AND CURRENT MARKET CONDITIONS FOR EACH DISTINCT POSITION. MINUTES ARE KEPT FROM ALL COMMITTEE MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 USPIRITUS' GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND MONTHLY FINANCIAL STATEMENTS ARE AVAILABLE BY REQUEST AT THE ADMINISTRATION BUILDING,3121 BROOKLAWN CAMPUS DRIVE,OR THROUGH THE WEBSITE AT WWW.USPIRITUS.ORG. ELECTRONIC COPIES ARE FREE OF CHARGE, PAPER COPIES ARE $.10 PER PAGE. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT AND TPT -37,805. PENSION RELATED CHANGES 23,005. FORM 990, PART XII, LINE 2C: USPIRITUS RETAINS A LOCAL, PEER-REVIEWED, PUBLIC ACCOUNTING FIRM, WIDELY RECOGNIZED TO HAVE EXPERTISE IN THE NON-PROFIT HEALTHCARE FIELD, TO COMPLETE ITS ANNUAL AUDIT. CERTAIN MEMBERS OF THE AUDIT STAFF HAVE CHANGED COMPLETELY IN THE PAST FEW YEARS. THE FINAL AUDIT REPORT IS PRESENTED, BY THE PARTNER IN CHARGE OF THE AUDIT, TO THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES. A PORTION OF THIS PRESENTATION IS CONDUCTED IN EXECUTIVE SESSION SO THAT THE TRUSTEES CAN TALK FREELY WITH THE AUDITORS ABOUT ANY STAFF RELATED ISSUES WHICH MAY ARISE. AFTER ACCEPTANCE OF THE AUDIT BY THE FINANCE COMMITTEE, THE PARTNER PRESENTS THE AUDIT TO THE FULL BOARD OF TRUSTEES. THERE IS A TIME FOR TRUSTEES TO ASK QUESTIONS. ALL TRUSTEES ARE PROVIDED WITH A WRITTEN COPY OF THE AUDIT, MANAGEMENT LETTER AND ANY OTHER GERMANE DOCUMENTS. THE BROOKLAWN INSTITUTE INC (NO ACTIVITY) 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 611382058 TRAIN WORKERS SERVING CHILDREN WITH EMOTIONAL/BEHAVIORAL PROBLEMS KY 501(C)(3) 509(A)(2) 0 MB CARE LLC 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 272563110 CARE, TREATMENT, AND EDUCATION TO EMOTIONALLY AND BEHAVIORALLY TROUBLED KIDS KY N/A RELATED 92192 0 0 0.50000 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 1 1 MB CARE LLC J 100008 MB CARE LLC L 212460 MB CARE LLC O 64520