2016-04-28T11:05:55-05:00 2015-06-30 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2014-07-01 132926426 GRAHAM WINDHAM GRAH 2125296445 ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 JESS DANNHAUSER PRESIDENT & CEO 2125296445 2016-04-28 1 GARRETT M HIGGINS P00543209 2122862600 2016-04-26 2014 2016-08-17 19:52:53Z X JESS DANNHAUSER ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 56493633 0 X WWW.GRAHAM-WINDHAM.ORG X 1806 NY SEE SCHEDULE O, PAGE 40IN FULL PARTNERSHIP WITH FAMILIES AND COMMUNITIES, GRAHAM WINDHAM STRIVES TO MAKE A LIFE-ALTERING DIFFERENCE WITH CHILDREN, YOUTH AND FAMILIES BY PROVIDING EACH CHILD WE SERVE WITH A STRONG FOUNDATION FOR LIFE: A SAFE, LOVING, PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN THE WORLD. 26 26 832 350 0 0 54678586 55040489 88062 78120 309267 606337 34974 33332 55110889 55758278 0 0 0 0 33887745 34361747 0 0 721122 19882382 20340472 53770127 54702219 1340762 1056059 33688363 35365379 17219667 17962951 16468696 17402428 X TO MAKE LIFE ALTERING DIFFERENCES FOR CHILDREN AND YOUTH WHO HAVE EXPERIENCED MAJOR CHILDHOOD HARDSHIPS INCLUDING ABUSE, NEGLECT AND TRAUMA BY PROVIDING EACH CHILD WE SERVE WITH STRONG FOUNDATIONS FOR SUCCESS IN LIFE. THESE FOUNDATIONS INCLUDE A SAFE, LOVING, PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN LIFE. 0 0 19628025 THE FAMILY PERMANENCY PLANNING SERVICES DIVISION DELIVERS HIGH QUALITY COMMUNITY BASED FAMILY FOSTER CARE SERVICES ON BEHALF OF MORE THAN 979 CHILDREN ENTRUSTED TO OUR CARE OVER THE COURSE OF A YEAR. IN ADDITION TO THE PROVISION OF SAFE, STABILIZING FAMILY BASED 24 HOUR CARE, WE WORK CLOSELY WITH THE BIRTH PARENTS OF CHILDREN IN OUR CARE TO STRENGTHEN THEIR CAPACITY, AND OVERCOME BARRIERS WHICH WOULD OTHERWISE PREVENT REUNIFICATION. GRAHAM WINDHAM ALSO DILIGENTLY PURSUED THE GOALS OF ADOPTION AND OTHER APPROPRIATE PERMANENT OUTCOMES INCLUDING KINGAP CARE WHEN A DETERMINATION IS MADE THAT A CHILD CANNOT BE SUCCESSFULLY REUNITED WITH HIS/HER PARENT(S). SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS WHICH PROMOTE THE GOALS OF SAFETY, PERMANENCY, EDUCATIONAL ACHIEVEMENT AND OTHER POSITIVE OUTCOMES INCLUDE: SPECIALIZED THERAPEUTIC CARE, MULTI-DIMENSIONAL TREATMENT FOSTER CARE, FAMILY SUPPORT, AFTERCARE/FAMILY DEVELOPMENT SERVICES, HOME FINDING, EDUCATIONAL ADVOCACY & TUTORING, AND PREPARING YOUTH FOR ADULTHOOD (PYA) SERVICES FOR ADOLESCENTS AND OLDER TEENS. AS A RESULT OF THESE INTERVENTIONS, THE PROGRAM WAS ABLE TO SUCCESSFULLY REUNITE 115 CHILDREN WITH THEIR FAMILIES, AND COMPLETED 75 ADOPTIONS AND 48 KINGAP GUARDIANSHIP PLACEMENTS DURING THE REPORTING PERIOD. 12441365 78120 THROUGH OUR WESTCHESTER SERVICES DIVISION, WE OPERATE THE GRAHAM SCHOOL RESIDENTIAL EDUCATION AND TREATMENT CENTER WHICH PROVIDES AN INTENSIVE 24/7 THERAPEUTIC TREATMENT AND ACADEMIC EXPERIENCE FOR APPROXIMATELY 265 OLDER CHILDREN AND YOUTH WHO ARE REFERRED TO US DURING THE YEAR BY SOCIAL SERVICE DISTRICTS, FAMILY COURTS, PROBATION DEPARTMENTS AND PUBLIC SCHOOL DISTRICTS. ENSURING THE SAFETY AND STABILITY OF THE YOUTH PLACED WITH THE GRAHAM SCHOOL IS OF PARAMOUNT IMPORTANCE AS WE WORK WITH RESIDENTS AND THEIR FAMILIES TO ACHIEVE PERMANENCY AND EDUCATIONAL OUTCOMES THAT WILL BE DURABLE AND LIFE CHANGING. SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS INCLUDE THERAPEUTIC RESIDENTIAL CARE, AN INTENSIVE ON-SITE SCHOOL DESIGNED TO HELP UNDER CREDITED YOUTH WHO ARRIVE ON CAMPUS YEARS BEHIND THEIR PEERS TO MAKE UP LOST ACADEMIC GROUND, A HOST OF VOCATIONAL, EMPLOYMENT, COLLEGE PREP, RECREATIONAL AND ATHLETIC PROGRAMS, AS WELL AS A UNIQUE PEER LEADERSHIP PROGRAM BUILT UPON A PRO-SOCIAL, PRO-SELF NORMATIVE CULTURE. DURING THE REPORTING PERIOD, THE GRAHAM SCHOOL SUCCESSFULLY DISCHARGED 57 YOUTH TO THEIR FAMILIES OR TO ANOTHER PERMANENT CONNECTION. 10460602 GRAHAM WINDHAM'S MEDICAID SERVICES INCLUDE AN ARRAY OF MEDICAID FUNDED MEDICAL, MENTAL HEALTH AND DENTAL SERVICES TO SUPPORT CHILDREN AND YOUTH WHO NEED RESIDENTIAL OR FAMILY BASED FOSTER CARE. WE ALSO DELIVER MEDICAID FUNDED BRIDGES TO HEALTH WAIVER SERVICES FOR CHILDREN RESIDING IN COMMUNITY BASED, FAMILY SETTINGS WHO NEED EXTRA SUPPORT SERVICES TO ENSURE THEY CAN AVOID HOSPITALIZATION OR OTHER MORE RESTRICTIVE RESIDENTIAL PLACEMENTS. 6421938 GRAHAM WINDHAM'S OTHER PROGRAM SERVICES INCLUDE FAMILY SUCCESS INITIATIVE AND A WIDE RANGE OF COMMUNITY BASED FAMILY SUPPORT SERVICES. FAMILY SUCCESS INITIATIVE PROVIDES VARIOUS APPROACHES TO HELPING PARENTS DEVELOP THEIR PARENTING SKILL SETS AND DEEPEN THEIR UNDERSTANDING IN A HIGHLY SUPPORTIVE ENVIRONMENT. COMMUNITY BASED SUPPORTS INCLUDE PREVENTIVE SERVICES FOR FAMILIES AT RISK OF HAVING ONE OR MORE OF THEIR CHILDREN PLACED INTO 24 HOUR CARE. WE HELPED 98% OF THE 455 FAMILIES RECEIVING IN-HOME PREVENTIVE SERVICES SAFELY CARE FOR THEIR CHILDREN, KEEPING THEIR FAMILIES TOGETHER AND STABLE. IN ADDITION, WE DELIVER COMMUNITY BASED MENTAL HEALTH SERVICES, AND OTHER PUBLIC SCHOOL BASED AFTERSCHOOL SERVICES AIMED AT SUPPORTING AND ENGAGING YOUTH AND THEIR FAMILIES THROUGH A COMBINATION OF RECREATIONAL PROGRAMMING, THE ARTS, ATHLETICS, TUTORING, AND HOMEWORK HELP.OUR GRAHAM SLAM COACHING INTERVENTION PROGRAM FOR OLDER YOUTH AND YOUNG ADULTS DELIVERS INTENSIVE SERVICES TO YOUNG PEOPLE UP TO THE AGE OF 25 TO HELP THEM FINISH HIGH SCHOOL AND GET LAUNCHED ON A PATH TO CAREER SUCCESS. IN FY15, 75 YOUNG PEOPLE WERE COACHED THROUGH THE GRAHAM SLAM PROGRAM. 6421938 48951930 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 160 0 832 1 0 0 0 0 0 1 1 0 0 0 0 X 26 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X BASIL WEBSTER CO GRAHAM WINDHAM 2125296445 ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 GEORGIA WALL BOARD CHAIR 10.00 X X 0 0 0 JOHN CECIL SENIOR VICE CHAIR 3.00 X X 0 0 0 MARK RUFEH VICE CHAIR 2.00 X X 0 0 0 JENNIFER MACKESY VICE CHAIR 2.00 X X 0 0 0 SALLY E DURDAN VICE CHAIR 2.00 X X 0 0 0 PAMELA C MINETTI VICE CHAIR 2.00 X X 0 0 0 JOAN HAFFENREFFER VICE CHAIR AS OF 9/17/14 2.00 X X 0 0 0 RICHARD ROTHMAN VICE CHAIR 2.00 X X 0 0 0 KENNETH R BRYANT TREASURER 2.00 X X 0 0 0 HENRY J CARNAGE ASSISTANT TREASURER 2.00 X X 0 0 0 BARBARA MARCUS SECRETARY 2.00 X X 0 0 0 HEATHER MCVEIGH ASSISTANT SECRETARY 2.00 X X 0 0 0 SALIM RAMJI MEMBER 1.00 X 0 0 0 MELISSA M THOMSON MEMBER 1.00 X 0 0 0 ERIC GERSTER MEMBER 1.00 X 0 0 0 JENNIFER RUSSO MEMBER 1.00 X 0 0 0 DON WEISBERG MEMBER 1.00 X 0 0 0 CARMEN PAOLERCIO MEMBER 1.00 X 0 0 0 THOMAS HAINES PHD MEMBER 1.00 X 0 0 0 EYAL SHEMESH MD MEMBER 1.00 X 0 0 0 JESSICA HUNT MEMBER 1.00 X 0 0 0 FRAN EIGENDORFF MEMBER THROUGH 6/30/15 1.00 X 0 0 0 GAIL COHEN MEMBER 1.00 X 0 0 0 ANDRE KOESTER MEMBER 1.00 X 0 0 0 J DAVID CRUIKSHANK MEMBER AS OF 5/21/15 1.00 X 0 0 0 ONUR ERZAN MEMBER AS OF 1/20/15 1.00 X 0 0 0 JESS DANNHAUSER PRESIDENT/CEO 35.00 X 240895 0 33557 FRANCIS X SPAIN SR. VICE PRESIDENT / CFO 35.00 X 223295 0 27471 SANDRA APRIL VICE PRESIDENT 35.00 X 189307 0 18343 KIMBERLY HARDY WATSON VICE PRESIDENT 35.00 X 178789 0 25942 GERALD LEVENTHAL VICE PRESIDENT 35.00 X 187105 0 29279 SHARMEELA MEDIRATTA VICE PRESIDENT 35.00 X 179413 0 31003 BASIL WEBSTER ASSOCIATE VICE PRESIDENT 35.00 X 154420 0 25260 KRISTEN RAGUSA ASSOCIATE VICE PRESIDENT 35.00 X 131463 0 15859 LYNETTE BROWN ASSOCIATE VICE PRESIDENT 35.00 X 122674 0 15187 BONNIE KORNBERG ASSOCIATE VICE PRESIDENT 35.00 X 125698 0 29856 ROBERT OSWALD ASSOCIATE VICE PRESIDENT 35.00 X 130248 0 18132 1863307 0 269889 18 0 1 0 CARRIERI & CARRIERI 200 OLD COUNTRY ROAD MINEOLA NY 11501 LEGAL 264365 MARTIN IRWIN 455 MARTLING AVENUE TARRYTOWN NY 10591 MEDICAL 179975 ABBEY FARUZZO 91 10TH AVE SEA CLIFF NY 11579 MEDICAL 137590 PKF O'CONNOR DAVIES LLP 665 FIFTH AVE NEW YORK NY 10022 ACCOUNTING 109250 4 1082889 51576305 2381295 332041 55040489 REVENUE FROM UFSD NO. 10 900099 78120 78120 78120 332868 332868 818167 2950 547648 0 270519 2950 273469 273469 187707 1082889 187707 0 FOOD SERVICE REVENUE 900099 28632 28632 MISCELLANEOUS INCOME 900099 4700 4700 33332 55758278 78120 0 639669 1472813 1300329 148067 24417 24935300 22015083 2506825 413392 1179401 1041279 118569 19553 3862050 3409759 388264 64027 2912183 2571132 292771 48280 362777 219226 138991 4560 104499 63149 40037 1313 17239 17239 1181301 840787 328263 12251 1746970 1307829 412287 26854 2172258 1673299 466072 32887 382333 375203 5767 1363 93250 71462 19041 2747 504491 486575 17436 480 505918 454420 44753 6745 FOSTER PAYMENTS 6847003 6847003 HEALTH SERVICES MED SUP 2773638 2773638 PROVISIONS/CLOTHING/REC 2101822 2047516 54306 REPAIR AND MAINTENANCE 1443094 1374988 63246 4860 103879 79253 21539 3087 54702219 48951930 5029167 721122 2306446 3138749 14131311 13768775 1040070 1953361 16939987 14091333 2990334 2848654 13220202 13655840 33688363 35365379 8455577 8327595 6316 6316 851904 779900 7905870 8849140 17219667 17962951 X 14774878 14370552 569428 1889917 1124390 1141959 16468696 17402428 33688363 35365379 1056059 -122327 0 X X 0 1 X 1 1 1 X 66202134 66813896 58010193 54678586 55040489 300745298 66202134 66813896 58010193 54678586 55040489 300745298 300745298 281412 315237 334828 305038 332868 1569383 42813 43261 45260 34974 33332 199640 302514321 2798785 0.99420 0.99450 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1125311 32869 14641 1143539 978806 166699 20194 1125311 890353 109426 20973 978806 890659 19073 19379 890353 749312 158574 17227 890659 0.99860 0.00140 0 0 144900 144900 10688404 8901435 1786969 3056490 2418480 638010 1452627 1326849 125778 1597566 1444569 152997 2848654 DUE TO GOVERNMENTS 8778575 DUE TO GREENBURGH SCHOOL 70565 8849140 X 55618712 -122327 -122327 55741039 17239 17239 55758278 54684980 0 54684980 17239 17239 54702219 PART V, LINE 4: GRAHAM WINDHAM MAINTAINS ASSETS THAT ARE LIMITED IN THEIR USE BY DONOR-IMPOSED RESTRICTIONS AND RESTRICTED FOR INVESTMENT IN PERPETUITY. THE INCOME AND GAINS FROM INVESTMENT OF THESE FUNDS ARE AVAILABLE TO SUPPORT THE OPERATIONS AND VARIOUS PROGRAMS OF THE AGENCY. PART X, LINE 2: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE AGENCY IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR TAX YEARS PRIOR TO FISCAL 2012. LEADERSHIP COUNCIL 1270596 1082889 187707 50000 70096 25862 41749 1270596 1082889 187707 50000 70096 25862 41749 187707 0 X X X X 0 0 0 0 0 0 0 1 0 JESS DANNHAUSER PRESIDENT/CEO 170665 0 70000 0 230 0 15838 0 17719 0 274452 0 0 0 FRANCIS X SPAIN SR. VICE PRESIDENT / CFO 171608 0 50000 0 1687 0 14688 0 12783 0 250766 0 0 0 SANDRA APRIL VICE PRESIDENT 138865 0 50000 0 442 0 12325 0 6018 0 207650 0 0 0 KIMBERLY HARDY WATSON VICE PRESIDENT 138347 0 40000 0 442 0 11319 0 14623 0 204731 0 0 0 GERALD LEVENTHAL VICE PRESIDENT 135838 0 50000 0 1267 0 12325 0 16954 0 216384 0 0 0 SHARMEELA MEDIRATTA VICE PRESIDENT 139131 0 40000 0 282 0 12060 0 18943 0 210416 0 0 0 BASIL WEBSTER ASSOCIATE VICE PRESIDENT 138135 0 15459 0 826 0 10339 0 14921 0 179680 0 0 0 BONNIE KORNBERG ASSOCIATE VICE PRESIDENT 112842 0 12699 0 157 0 8802 0 21054 0 155554 0 0 0 PART I, LINE 7 EVERY YEAR, THE ORGANIZATION HAS A PERFORMANCE BASED INCENTIVE AWARD BASED ON ANNUAL EVALUATIONS. FOR STAFF, EXCEPT OFFICERS AND KEY EMPLOYEES, THE MERIT IS TIED TO THE EVALUATION SCORE AND ONLY A SCORE OF GOOD, VERY GOOD, OUTSTANDING RECEIVES ANY AWARD. THERE ARE CLEAR GUIDELINES ON WHO QUALIFIES ETC. FOR OFFICERS AND KEY EMPLOYEES, THE AWARDS ARE DETERMINED BY THE BOARD OF DIRECTORS COMPENSATION COMMITTEE BASED ON 360 EVALUATIONS FROM DIRECT REPORTS, PEERS AND SUPERIORS. X 4 332041 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION B, LINE 11 DURING THE PREPARATION STAGE OF THE FORM 990, SCHEDULES, NARRATIVES AND PERTINENT INFORMATION ARE SENT TO OUR AUDITORS TO ASSIST THEM IN COMPLETING THE DOCUMENT. UPON COMPLETION, THE FINANCE COMMITTEE REVIEWS AND VETS THE DOCUMENT. A PAPER COPY OF THE FORM 990 IS SENT VIA MAIL TO ALL MEMBERS OF GRAHAM WINDHAM'S BOARD OF DIRECTORS FOR REVIEW AND COMMENT BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C GRAHAM WINDHAM'S CONFLICT OF INTEREST POLICY IS APPLICABLE TO THE DIRECTORS, OFFICERS AND STAFF OF THE CORPORATION. FULL DISCLOSURE OF ANY CONFLICT BY A DIRECTOR IS REQUIRED TO THE BOARD OF DIRECTORS. A CONFLICT OF INTEREST STATEMENT IS SIGNED ANNUALLY. ANY DIRECTOR WITH A CONFLICT OF INTEREST CANNOT VOTE ON THE MATTER AND COULD BE ASKED TO LEAVE THE MEETING WHICH CONSIDERS THE MATTER, AT THE DISCRETION OF THE CHAIR OF THE BOARD OF DIRECTORS. THE MINUTES OF THE MEETING REFLECT THE DETAILS OF THE CONFLICT OF INTEREST AND THE VARIOUS ACTIONS TAKEN. EMPLOYEES MUST ADHERE TO THE GRAHAM WINDHAM EMPLOYEE HANDBOOK CONFLICT OF INTEREST GUIDELINES. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR, INCLUDING FISCAL YEAR 2015, THE COMPENSATION FOR THE CEO AND VICE PRESIDENT IS DETERMINED BY THE BOARD OF DIRECTORS' COMPENSATION COMMITTEE. STAFF EVALUATIONS, MARKET VALUE AND COMPARABILITY TO OTHER INDUSTRY COMPETITORS ARE KEY FACTORS IN DETERMINING COMPENSATION IN ORDER TO RETAIN THE BEST STAFF. AFTER COMPENSATION IS DETERMINED, A MEMO IS SENT TO HUMAN RESOURCES AND FISCAL FOR PROCESSING AND DOCUMENTATION PURPOSES. FORM 990, PART VI, SECTION C, LINE 19 GRAHAM WINDHAM'S CONFLICT OF INTEREST POLICY AND ANNUAL FINANCIAL STATEMENTS ARE READILY AVAILABLE FOR PUBLIC INSPECTION. FINANCIAL STATEMENTS ARE SENT TO OUR FUNDERS ALONG WITH THEIR REQUIRED ANNUAL REPORTS. ALL OF THE ABOVE FORMS ARE AVAILABLE UPON REQUEST BY THE PUBLIC. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT. OVERSIGHT PROCESSES FROM THE PRIOR YEAR HAVE NOT CHANGED.