2016-02-13T08:42:22-06:00 2015-06-30 362658780 MUELLER & CO LLP 1707 N RANDALL RD STE 200 ELGIN IL 60123 990 2014-07-01 366086819 NORTHERN ILLINOIS UNIVERSITY FOUNDATION NORT 8157530282 ALTGELD HALL 134 DEKALB IL 60115 CATHERINE B SQUIRES PRESIDENT & CEO 8157530282 2016-02-13 1 CATHERINE M FUNK CPA P00188165 8478888600 2014 2016-08-17 19:52:53Z CATHERINE B SQUIRES ALTGELD HALL 134 DEKALB IL 60115 54418844 0 X WWW.NIUFOUNDATION.ORG X 1949 IL TO SECURE AND MANAGE PRIVATE SUPPORT TO BENEFIT NORTHERN ILLINOIS UNIVERSITY. 29 29 0 0 0 -416614 9367069 10699784 840890 851863 3372642 4225475 931507 826935 14512108 16604057 8102709 8348708 0 0 0 0 0 0 1774503 2532724 3347056 10635433 11695764 3876675 4908293 127245408 125524180 14178158 10978853 113067250 114545327 THE NIU FOUNDATION'S MISSION IS TO ENERGIZE AND CONNECT THE PRIVATE SECTOR WITH THE NIU COMMUNITY TO SECURE AND STEWARD RESOURCES THAT SUPPORT THE FUTURE AND GROWTH OF NIU. 0 0 2286141 2286141 SCHOLARSHIPS:THE NIU FOUNDATION'S ULTIMATE GOAL IS --- AND ALWAYS HAS BEEN ---- TO HELP OUR STUDENTS. NIU DONORS MAKE IT POSSIBLE TO AWARD SCHOLARSHIPS AND SCHOLASTIC AWARDS AT A TIME WHEN OUR STUDENTS NEED OUR HELP MORE THAN EVER. RISING TUITION, DWINDLING STATE SUPPORT, LIMITED JOB OPPORTUNITIES, AND SCARCITY OF LOANS MAKE IT ONE OF THE HARDEST TIMES IN HISTORY TO GET THROUGH SCHOOL. THESE SCHOLARSHIPS NOT ONLY SUPPORT NIU'S TRADITION OF PROVIDING ACCESSIBLE EDUCATIONAL OPPORTUNITIES, THEY ALSO HELP THE UNIVERSITY MAINTAIN ITS COMMITMENT TO ACADEMIC EXCELLENCE BY ATTRACTING MORE HIGHLY QUALIFIED STUDENTS. 1924614 1924614 ASSISTANCE TOWARD EXCELLENCE IN ACADEMIC DEPARTMENTS ACROSS CAMPUS. CIRRICULUM DEVELOPMENT, CONFERENCES FOR STUDENTS, PROFESSIONAL DEVELOPMENT FOR FACULTY AND EQUIPMENT ARE EXAMPLES THAT GIFTS TO THE NIU FOUNDATION MAKE POSSIBLE. 4831505 4137953 PUBLIC SERVICE, RESEARCH, ACADEMIC AND INSTITUTIONAL SUPPORT. CAMPUS LIFE INCLUDES A WIDE ARRAY OF OPPORTUNITIES AND EXPERIENCES. EXAMPLES OF INITIATIVES DONOR GIFTS HELP TO SUPPORT INCLUDE AN AWARD WINNING PUBLIC RADIO STATION, ATHLETICS PROGRAMS, OUR LIBRARIES, A COMMUNITY NURSING CENTER, RESEARCH, AND CAMPUS MASTER PLAN. 9042260 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0 1 0 0 0 1 139 0 1 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 X 29 29 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X NIU FOUNDATION CONTROLLER 8157530282 ALTGELD HALL 134 DEKALB IL 60115 DENNIS BARSEMA CHAIR 3.00 25.00 X X 0 0 0 JAYMIE SIMMON VICE CHAIR 1.00 X X 0 0 0 JOHN TIERNEY TREASURER 2.00 X X 0 0 0 KATHY BLAIR SECRETARY 40.00 X X 0 90000 7172 MICHAEL MALONE PRESIDENT/CEO 20.00 20.00 X X 0 245555 35428 ANTHONY KAMBICH DIRECTOR 1.00 X 0 0 0 BRENT BRODESKI DIRECTOR 1.00 X 0 0 0 CAROL CRENSHAW DIRECTOR 1.00 X 0 0 0 CHRISTINE COLE DIRECTOR 1.00 X 0 0 0 CHRISTINE SPEISER DIRECTOR 1.00 X 0 0 0 CYNTHIA CROCKER DIRECTOR 1.00 X 0 0 0 ELIZABETH PLOTNICK DIRECTOR 1.00 X 0 0 0 JEFFREY LIESENDAHL DIRECTOR 1.00 X 0 0 0 JEFFREY YORDON DIRECTOR 1.00 X 0 0 0 JOHN THOMAS FUTRELL DIRECTOR 1.00 X 0 0 0 KENNETH CHESSICK MD JD DIRECTOR 1.00 X 0 0 0 MANNY SANCHEZ DIRECTOR 1.00 X 0 0 0 MICHAEL CULLEN DIRECTOR 1.00 X 0 0 0 MONTEL GAYLES DIRECTOR 1.00 X 0 0 0 ROBERT BOEY DIRECTOR 1.00 10.00 X 0 0 0 STACEY BARSEMA DIRECTOR 1.00 X 0 0 0 TIMOTHY STRUTHERS DIRECTOR 1.00 X 0 0 0 WILLIAM BOSTON DIRECTOR 1.00 X 0 0 0 WILLIAM TAYLOR DIRECTOR 1.00 X 0 0 0 JOHN MCKEARN DIRECTOR 1.00 X 0 0 0 NICK LUMLEY STUDENT DIRECTOR 1.00 X 0 0 0 JAMES PICK DIRECTOR 1.00 X 0 0 0 JANET PUCINO DIRECTOR 1.00 X 0 0 0 JANET VIANE DIRECTOR 1.00 X 0 0 0 JEFFREY ECKMANN DIRECTOR 1.00 X 0 0 0 REGE EISAMAN DIRECTOR 1.00 X 0 0 0 ALBERTA SOLFISBURG EMPLOYEE 0.00 40.00 X 0 164835 40915 JOHN BASS EMPLOYEE 10.00 30.00 X 0 176044 30605 JEAN GODLEWSKI CONTROLLER 40.00 X 0 122570 44080 ANTHONY DANDREA EMPLOYEE 0.00 40.00 X 0 146880 40853 JOHN SENTOVICH EMPLOYEE 0.00 40.00 X 0 140760 36854 0 1086644 235907 0 0 1 0 NORTHERN ILLINOIS UNIVERSITY LINCOLN HIGHWAY DEKALB IL 60115 VARIOUS 6353971 IRVING CONSTRUCTION CO INC 1826 SYCAMORE RD DEKALB IL 60115 CONSTRUCTION SERVICES 280530 NATIONAL PUBLIC RADIO PO BOX 79540 BALTIMORE MD 21279 SERVICE FEES 218035 AECOM TECHNICAL SERVICES INC 1178 PAYSPHERE CIRCLE CHICAGO IL 60674 STADIUM FEASIBILITY STUDY 113000 SWISSOTEL CHICAGO 323 E WACKER DR CHICAGO IL 60601 VARIOUS 100883 5 87167 10612617 305204 10699784 UNIVERSITY CONTRACT FEES 900099 630052 630052 QUID PRO QUO ON GIFTS 900099 166811 166811 ASSOCIATION CONTRACT FEES 900099 55000 55000 851863 1650069 1650069 891209 0 891209 891209 891209 40174443 37599037 2575406 2575406 2575406 41611 87167 215750 -174139 -174139 FOOTBALL PREMIUM SEATING 900099 89775 89775 MISCELLANEOUS 900099 14680 14680 SALE OF DONATED MERCHANDISE 900099 3570 3570 1840 1840 109865 16604057 4318478 0 1585795 6062567 6062567 2286141 2286141 9081 9081 43000 43000 477272 137482 339790 3451 2952 499 16599 3513 13086 76560 19951 56609 14962 3685 11277 77091 77091 616461 616461 31804 31804 FOUNDATION SUPPORT 692749 152737 540012 CONTRACT LABOR 687966 362637 325329 CONTRACT SERVICES 265039 30828 234211 EQUIPMENT RENTAL AND MA 155979 53981 101998 179042 27350 151692 11695764 9042260 879001 1774503 3970657 1346184 4614432 4069968 79641 80445 28475734 2920646 26099908 25555088 72148848 68940758 20318627 25531737 13295 0 127245408 125524180 562987 377836 6197655 3506626 7417516 7094391 14178158 10978853 X 0 0 19902253 22048462 93164997 92496865 113067250 114545327 127245408 125524180 4908293 -3430216 0 X X 0 1 X 1 0 X 8631545 18932400 10024722 9244596 10699784 57533047 8631545 18932400 10024722 9244596 10699784 57533047 57533047 2375583 2435633 2599023 1980362 2541278 11931879 69464926 5593879 0.82820 0.82620 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 43991 43991 8798 2200 0 0 8798 8798 13197 2200 2200 3300 0 X ARTWORK TURNED OVER TO NIU 70682103 3040484 1016485 2407998 1031010 71300064 58865865 2528505 11876595 1662418 926444 70682103 51134771 3720711 6393183 1605117 777683 58865865 48763217 5161413 -532608 1572131 685120 51134771 38449911 3236807 8724479 1024123 623857 48763217 0.04000 0.95900 0.00100 0 0 3829350 3829350 24597825 2875857 21721968 48559 44789 3770 25555088 LIMITED PARTNERSHIPS 25414013 F CASH VALUE OF LIFE INSURANCE 117724 F 25531737 DEPOSITS HELD IN CUSTODY FOR OTHERS 2749993 GIFT ACCOUNTS ADMINISTERED FOR NIU 3092720 PRESENT VALUE OF PAYMENTS-UNITRUST/CGAS 629584 DUE TO NORTHERN ILLINOIS UNIVERSITY 622094 7094391 13173841 -3430216 -3430216 16604057 0 16604057 11695764 0 11695764 0 11695764 PART III, LINE 4: COLLECTIONS INCLUDE A ONE ROOM SCHOOL MUSEUM AND ARTWORK TO PROVIDE CULTURE AT THE UNIVERSITY. PART V- LINE 4 THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO SUPPORT NORTHERN ILLINOIS UNIVERSITY IN ITS MISSION TO ADVANCE EXCELLENCE AND TRANSFORM LIVES. FUNDRAISING 128778 87167 41611 215750 128778 87167 41611 215750 215750 -174139 1 NORTHERN ILLINOIS UNIVERSITY 1515 W LINCOLN HIGHWAY DEKALB IL 60115 366008480 PUBLIC UNIVERSITY 4137953 871832 FMV UNIVERSITY EXPENSES SCHOLARSHIPS, FELLOWSHIPS & AWARDS 1347 2146101 0 FMV PART I, LINE 2: RECORDS ARE MAINTAINED THROUGH ACCOUNTING SYSTEM SHARED WITH THE RECIPIENT, NORTHERN ILLINOIS UNIVERSITY. X 1 1 X X X 0 0 0 0 0 0 0 0 0 MICHAEL MALONE PRESIDENT/CEO 0 245555 0 0 0 0 0 29178 0 6250 0 280983 0 0 ALBERTA SOLFISBURG EMPLOYEE 0 164835 0 0 0 0 0 19674 0 21241 0 205750 0 0 JOHN BASS EMPLOYEE 0 176044 0 0 0 0 0 13525 0 17080 0 206649 0 0 JEAN GODLEWSKI CONTROLLER 0 122570 0 0 0 0 0 14499 0 29581 0 166650 0 0 ANTHONY DANDREA EMPLOYEE 0 146880 0 0 0 0 0 11176 0 29677 0 187733 0 0 JOHN SENTOVICH EMPLOYEE 0 140760 0 0 0 0 0 10717 0 26137 0 177614 0 0 A ILLINOIS FINANCING AUTHORITY- SERIES 2006 861091967 NONEAVAIL 2013-03-22 2108875 CONSTRUCTION OF THE ACADEMIC AND ATHLETIC PERFORMANCE CENTER AT NIU 0 0 0 B ILLINOIS FINANCING AUTHORITY- SERIES 2013 861091967 NONEAVAIL 2013-02-01 6100000 CONSTRUCTION OF THE KENNETH AND ELLEN CHESSICK PRACTICE CENTER 0 0 0 A 2108875 2108875 2007 1 0 1 1 B 6100000 122000 5754315 2013 0 0 0 1 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 PRODUCTION DIRECT COMPANY OWNERSHIP BY >5% BY BOARD MEMBER JAYMIE SIMMON'S SON GRANT SIMMON. 101200 SERVICES 0 THE NATIONAL BANK & TRUST OF SYCAMORE MICHAEL CULLEN - BANK PRESIDENT, FOUNDATION BOARD MEMBER 3506626 BONDS PAYABLE OUTSTANDING WITH BANK 0 X 4 15700 FMV X 17945 FMV X EQUIPMENT 13 190640 FAIR MARKET VALUE X MISCELLANEOUS 26 80919 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 DENNIS L. BARSEMA, DIRECTOR, AND STACEY BARSEMA, DIRECTOR - FAMILY RELATIONSHIP. REGE EISAMAN, DIRECTOR, HAS BUSINESS RELATIONSHIPS WITH JEFFREY A. ECKMANN, DIRECTOR, AND JEAN GODLEWSKI, CONTROLLER. DENNIS L. BARSEMA, DIRECTOR, HAS BUSINESS RELATIONSHIP WITH KEN CHESSICK, DIRECTOR. BOB BOEY, DIRECTOR, HAS BUSINESS RELATIONSHIPS WITH TIMOTHY A. STRUTHERS, DIRECTOR, CASTLE BANK'S PRESIDENT & CEO. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD HAS ADOPTED THE PRACTICE THAT THE PRESIDENT/CEO, CONTROLLER AND AUDIT COMMITTEE REVIEW THE FORM 990 BEFORE IT IS FILED. THE BOARD MEMBERS ARE THEN PROVIDED A COPY OF THE FORM 990 BEFORE IT IS FILED. IT IS REVIEWED AT THE NEXT BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C MANAGEMENT AND THE AUDIT COMMITTEE ANNUALLY REVIEWS ALL EXISTING AND NEW RELATIONSHIPS TO IDENTIFY ANY POTENTIAL CONFLICTS OF INTEREST THAT NEED TO BE DISCLOSED. ALL EMPLOYEES, DIRECTORS, AND BOARD MEMBERS ARE GIVEN A COPY THE CONFLICT OF INTEREST POLICY. THEY ARE ALSO REQUIRED TO COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE. THE AUDIT COMMITTEE REVIEWS THE CONFLICT OF INTEREST REPORTS ANNUALLY. POTENTIAL CONFLICTS ARE SHARED WITH RELEVANT COMMITTEE CHAIRS AND MEMBERS RECUSE THEMSELVES FROM DISCUSSIONS AND VOTES ON RELATED MATTERS. FORM 990, PART VI, SECTION B, LINE 15 THE NIU FOUNDATION'S BOARD OF DIRECTORS ARE NOT COMPENSATED. NIU FOUNDATION EMPLOYEES ARE NOT PAID DIRECTLY BY THE NIU FOUNDATION. THE NIU FOUNDATION EMPLOYEES ARE PAID BY NORTHERN ILLINOIS UNIVERSITY AND THE NIU FOUNDATION PAYS THE UNIVERSITY A CONTRACT FEE FOR A PORTION OF THE SALARIES AND SERVICES PERFORMED BY THE EMPLOYEES. THE NIU FOUNDATION'S PRESIDENT IS RESPONSIBLE FOR NEGOTIATION AND APPROVAL OF SERVICE CONTRACT AMOUNTS WITH NORTHERN ILLINOIS UNIVERSITY AND THE NIU FOUNDATION. THE CONTRACTS ARE TYPICALLY RENEWED EACH YEAR AT THE PRIOR YEAR AMOUNT PLUS THE UNIVERSITY SALARY INCREMENT LEVEL FOR PERSONAL SERVICES. NIU MAINTAINS A REGULAR COMPENSATION PROCESS FOR THE PRESIDENT AND KEY EMPLOYEES WHICH INCLUDES THE USE OF COMPARABLE DATA. NIU FOUNDATION HAS A COMPENSATION COMMITTEE THAT REVIEWS COMPENSATION FOR THE PRESIDENT/CEO AND KEY EMPLOYEES WHICH INCLUDES THE USE OF COMPARABLE DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 2C THE ORGANIZATION HAS AN AUDIT COMMITTEE OF THE BOARD OF DIRECTORS WHICH ASSUMES RESPONSIBILITY FOR REVIEWING THE ANNUAL AUDITED FINANCIAL STATEMENTS AND SELECTION OF THE AUDIT FIRM TO PERFORM THE ANNUAL AUDIT. NORTHERN ILLINOIS UNIVERSITY 1515 W LINCOLN HIGHWAY DEKALB IL 60115 366008480 PUBLIC STATE UNIVERSITY IL GOVERNMENTAL ENTITY N/A 0 NORTHERN ILLINOIS UNIVERSITY ALUMNI ASSOCIATION ALTGELD HALL- ROOM 134 DEKALB IL 60115 237013258 EDUCATIONAL, RELATIONSHIP BUILDING, AND CHARITABLE ASSOCIATION IL 501(C)(3) 170(B)(1)(A)(VI) N/A 0 0 1 0 0 0 0 0 0 0 1 0 1 0 1 1 0 1 0 0 NORTHERN ILLINOIS UNIVERSITY B 6062567 NORTHERN ILLINOIS UNIVERSITY J 891209 NORTHERN ILLINOIS UNIVERSITY ALUMNI ASSOCIATION L 55000 NORTHERN ILLINOIS UNIVERSITY L 630052 NORTHERN ILLINOIS UNIVERSITY N 891209 NORTHERN ILLINOIS UNIVERSITY O 720526 NORTHERN ILLINOIS UNIVERSITY Q 55000