2016-04-15T09:43:28-05:00 2015-05-31 990 2014-06-01 750800689 SOUTHERN METHODIST UNIVERSITY SOUT 2147681601 PO BOX 750261 DALLAS TX 752750261 CHRISTINE REGIS VP FOR BUSINESS AND FINANCE 2147681601 2016-04-04 2016-04-15 2014 2016-08-17 19:52:53Z R GERALD TURNER PO BOX 750261 DALLAS TX 752750261 1013356812 false X WWW.SMU.EDU X 1911 TX THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. 42 39 6671 2102 7976170 111212720 118282772 514220500 547834283 85037751 76118792 3718276 5508175 714189247 747744022 150960839 160877000 0 286971080 300290939 397615 424813 18198482 184464346 206185469 622793880 667778221 91395367 79965801 2575759014 2632106218 762186796 741389899 1813572218 1890716319 X THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. false false 424103677 141260892 446350482 INSTRUCTIONAL: INSTRUCTIONAL PROGRAMS INCLUDE ACADEMIC INSTRUCTION AND SERVICES FOR UNDERGRADUATE AND GRADUATE STUDENTS INCLUDING FINANCIAL AID IN THE FORM OF SCHOLARSHIPS AND FELLOWSHIPS. STUDENT ENROLLMENT FOR FALL SEMESTER 2014 WAS 11,307 AND SPRING SEMESTER 2015 WAS 10,936. 107642070 17466082 60462643 AUXILIARY ACTIVITIES: THIS CATEGORY INCLUDES ATHLETIC EXPENDITURES AND SERVICES THAT SUPPORT EDUCATIONAL ACTIVITIES. SERVICES INCLUDE BOOKSTORE, STUDENT HOUSING, VENDING AND FOOD ADMINISTRATION AND INDEPENDENT OPERATIONS. 45203926 30703958 SPONSORED RESEARCH: SPONSORED RESEARCH INCLUDES EXPENDITURES FOR ALL ACTIVITIES THAT ARE PART OF THE UNIVERSITY'S RESEARCH PROGRAM, INCLUDING ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH OUTCOMES, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. 17126715 10317199 ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. 17126715 10317199 594076388 true true false true false true false true false true true true false false true true false true true true true false false true true false false true true true true false true false false false false true false false false true true false false false true true true false false true X 16957 0 6671 true true true true UK false false false true true false false false false X 42 39 true false false false false false true true true false false true true true true true false true true false AK AR CA CT DC GA IL KS KY ME MD MI MN MS MO NH NJ NM NY NC ND OH OR PA RI SC TN UT VA WA WV WI X TAX DEPARTMENT 2147681601 6116 N CENTRAL EXPRESSWAY STE 203 DALLAS TX 752750261 R GERALD TURNER PRESIDENT/TR 36.50 1.00 X X 3215816 0 164312 JOSEPH MAGLIOLO PROFESSOR/TR 37.50 X 356817 0 45362 RAHFIN FARUK TRUSTEE X 1000 0 0 RUTH S ALTSHULER TRUSTEE X 0 0 0 WILLIAM ARMSTRONG TRUSTEE X 0 0 0 MICHAEL M BOONE TRUSTEE X 0 0 0 BRADLEY BROOKSHIRE TRUSTEE X 0 0 0 LAURA WELCH BUSH TRUSTEE X 0 0 0 RICHIE L BUTLER TRUSTEE X 0 0 0 JEANNE TOWER COX TRUSTEE X 0 0 0 KELLY H COMPTON TRUSTEE X 0 0 0 MARK CRAIG TRUSTEE X 0 0 0 GARY T CRUM TRUSTEE X 0 0 0 KATHERINE CROW TRUSTEE X 0 0 0 ROBERT H DEDMAN JR TRUSTEE X 0 0 0 JAMES E DORFF TRUSTEE X 0 0 0 ANTOINE LV DIJKSTRA TRUSTEE X 0 0 0 LESLIE L MELSON TRUSTEE X 0 0 0 LARRY FAULKNER TRUSTEE X 0 0 0 GERALD J FORD TRUSTEE X 0 0 0 ANTONIO O GARZA JR TRUSTEE X 0 0 0 JAMES R GIBBS TRUSTEE X 0 0 0 FREDERICK B HEGI JR TRUSTEE X 0 0 0 CLARK K HUNT TRUSTEE X 0 0 0 RAY L HUNT TRUSTEE X 0 0 0 MRS GENE C JONES TRUSTEE X 0 0 0 SCOTT JONES TRUSTEE X 0 0 0 FREDRICK LEACH TRUSTEE X 0 0 0 PAUL B LOYD JR TRUSTEE X 0 0 0 BOBBY B LYLE TRUSTEE X 0 0 0 MICHAEL MCKEE TRUSTEE X 0 0 0 DAVID B MILLER TRUSTEE X 0 0 0 SHERON PATTERSON TRUSTEE X 0 0 0 SARAH PEROT TRUSTEE X 0 0 0 JEANNE L PHILLIPS TRUSTEE X 0 0 0 CAREN H PROTHRO TRUSTEE X 0 0 0 CARL SEWELL TRUSTEE X 0 0 0 SCOTT MCLEAN TRUSTEE X 0 0 0 RICHARD K TEMPLETON TRUSTEE X 0 0 0 ROYCE E WILSON SR TRUSTEE X 0 0 0 CONNIE O'NEILL TRUSTEE X 0 0 0 RICHARD WARE TRUSTEE X 0 0 0 MICHAEL A CONDON UNIVERSITY T 36.50 1.00 X 767200 0 52208 PAUL W LUDDEN PROVOST/VP A 36.50 1.00 X 530049 0 41119 CHRISTINE REGIS VP BUSINESS 29.50 8.00 X 529024 0 46692 PAUL WARD VP LEGAL AFF 29.50 8.00 X 493319 0 78409 BRAD E CHEVES VP DEVELOPME 31.50 6.00 X 478547 0 69460 LORI S WHITE VP STUDENT A 36.50 1.00 X 324456 0 43619 THOMAS E BARRY VP EXECUTIVE 34.50 3.00 X 299314 0 43409 MARY ANNE ROGERS ASSOC UNIV S 31.50 6.00 X 97376 0 22022 ALBERT NIEMI JR DEAN 37.50 X 616096 0 47199 PETER MOORE INTERIM DEAN 37.50 X 239890 0 45454 LARRY BROWN BASKETBALL C 37.50 X 2215486 0 535784 JUNE JONES FOOTBALL COA 37.50 X 1769196 0 44108 THOMAS MASON FOOTBALL COA 37.50 X 654368 0 77204 TIMOTHY JANKOVICH BASKETBALL C 37.50 X 559644 0 51770 WILLIAM DILLON SR ASSOC DEA 37.50 X 511076 0 51700 13658674 1459831 534 false true false ARAMARK CORPORATION 24818 NETWORK PLACE CHICAGO IL 60673 FACILITY&DINING 45528039 HC BECK 1807 ROSS AVENUE STE 500 DALLAS TX 75201 CONSTRUCTION 32619225 ROGERS O'BRIEN CONSTRUCTION COMPANY 1901 REGAL ROW DALLAS TX 75235 CONSTRUCTION 27753806 HUNT CONSTRUCTION GROUP INC 4099 MCEWEN RD STE 400 DALLAS TX 75244 CONSTRUCTION 14500962 SIEMENS BUILDING TECHNOLOGIES INC 8600 NORTH ROYAL LANE STE 100 IRVING TX 75063 CONSTRUCTION 7944219 143 1704541 19251 116558980 14673881 118282772 TUITION AND FEES 611710 429679215 429679215 AUXILIARY ACTIVITIES 611710 58385020 45607236 12777784 SPONSORED RESEARCH 611710 30277584 30277584 OTHER STUDENT FEES 611710 12241169 12241169 ORGANIZED ACTIVITIES 611710 8434105 8434105 8817190 8812116 5074 547834283 23792214 1179249 22612965 338823 338823 6399924 6399924 77300 67251 10049 10049 10049 257490317 57434076 208279717 54656921 49210600 2777155 51987755 6791847 45195908 1707103 1704541 2608901 -901798 747744022 535051425 7976170 87335453 2150026 2150026 158726974 158726974 6275155 1658905 4098146 518104 230327785 206015256 15051966 9260563 16546385 14637407 1229503 679475 32689745 28918287 2429059 1342399 14451869 12784538 1073867 593464 1697506 342663 1354843 389400 389400 99761 99761 424813 424813 11659494 11659494 39755429 27365345 10678531 1711553 3241993 3146071 54340 41582 15965654 13893335 637638 1434681 11871392 11577260 209523 84609 36025 36025 25523237 24086965 1302732 133540 13095399 12599078 205210 291111 10984 10984 1126619 1044768 59677 22174 17536225 17536225 32963222 29620265 3272958 69999 2304315 2301822 2406 87 ALL OTHER EXPENSES 16216431 14214547 784159 1217725 BOOKS AND PERIODICALS 7354926 7216880 69948 68098 PUBLIC RELATIONS 2797478 1797280 730028 270170 PROPERTY COSTS 2539979 2395482 110162 34335 667778221 594076388 55503351 18198482 57268599 74239132 239373008 248427446 129421983 134102131 130344690 119316835 7563490 7317585 442838 336213 14953113 14809714 1302634556 393318556 857173641 909316000 324896291 321953165 809689117 797671024 4632244 4616973 2575759014 2632106218 149349223 142473984 34113884 37827745 484394000 471157000 305000 429000 94024689 89502170 762186796 741389899 X 596391218 619108319 610374000 615993000 606807000 655615000 1813572218 1890716319 2575759014 2632106218 X 79965801 913382 -3735082 X false true X true true true X 63635513 97650318 109488300 111212720 118282772 500269623 63635513 97650318 109488300 111212720 118282772 500269623 8649098 491620525 30339620 29796753 34707951 41799854 29361761 166005939 4319245 7864219 12183464 678459026 549536312 0.72460 0.69260 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 99761 99761 667678460 667778221 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 246570 212587 205595 99761 764513 250000 250000 250000 250000 1000000 1500000 2 1552365 34737401 true true 2076875 55545941 X X X X X EDUCATIONAL PROGRAMMING false 1425146075 40917231 122860599 14574120 47271838 21781786 1505296161 1268078648 37395171 195910548 14091245 42461880 19685167 1425146075 1162415320 39537725 139862273 13434524 41913259 18388887 1268078648 1190709490 15898059 29097056 12806476 42410350 18072459 1162415320 1069398696 16869666 180581957 13378718 42903543 19858567 1190709491 0.06270 0.51720 0.42010 true false 113996163 113996163 953423266 292469059 660954207 152555739 68542036 84013703 82659388 32307461 50351927 909316000 EQUITY FUNDS WITHOUT DAILY LIQUIDITY 351077045 C DIVERSIFYING STRATEGIES FUNDS 195441951 C PRIVATE EQUITY FUNDS 151838276 C VENTURE CAPITAL 40282648 C FUNDS HELD IN TRUST BY OTHERS 20991975 F PARTNERSHIP INVESTMENTS - TIMBER 17934778 C EQUITY METHOD INVESTMENTS 10451893 F PARTNERSHIP INVESTMENTS - REAL EST 6685043 C FIXED INCOME FUNDS WITHOUT DAILY LIQ 2967220 C MINERAL RIGHTS 187 C OTHER INVESTMENTS 8 C 797671024 TAXABLE BONDS PAYABLE 85130000 US GOVERNMENT STUDENT LOAN ADVANCES 2990000 DEPOSITS 1382170 89502170 X SCHEDULE D, PAGE 2, PART III, LINE 4 THE MEADOWS MUSEUM AT SOUTHERN METHODIST UNIVERSITY HOUSES ONE OF THE LARGEST AND MOST COMPREHENSIVE COLLECTIONS OF SPANISH ART OUTSIDE OF SPAIN. WITH WORKS DATING FROM THE 10TH TO THE 21ST CENTURY, THE INTERNATIONALLY RENOWNED COLLECTION PRESENTS A BROAD SPECTRUM OF ART COVERING A THOUSAND YEARS OF SPANISH HERITAGE. THE MUSEUM IS A RESOURCE OF SOUTHERN METHODIST UNIVERSITY THAT SERVES A BROAD AND INTERNATIONAL AUDIENCE AS WELL AS THE UNIVERSITY COMMUNITY THROUGH MEANINGFUL EXHIBITIONS, PUBLICATIONS, WORKSHOPS AND OTHER EDUCATIONAL PROGRAMS AND ENCOURAGES PUBLIC PARTICIPATION THROUGH A BROAD-BASED MEMBERSHIP. SCHEDULE D, PAGE 2, PART V, LINE 4 INTENDED USES OF ENDOWMENT FUNDS INCLUDE EDUCATION PROGRAM SUPPORT, CHAIRS AND FACULTY SUPPORT, SCHOLARSHIPS AND OTHER STUDENT AID, LIBRARY AND BOOKS, AND MAINTENANCE. SCHEDULE D, PAGE 3, PART X THE UNIVERSITY COMPLIES WITH THE REQUIREMENTS OF ASC 740, INCOME TAXES, WHICH PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT REQUIREMENTS FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IN ADDITION, ASC 740 PROVIDES GUIDANCE ON RECOGNITION, CLASSIFICATION, AND ACCOUNTING IN INTERIM PERIODS AND DISCLOSURE REQUIREMENTS FOR UNCERTAIN TAX PROVISIONS. THE UNIVERSITY AND ITS CONTROLLED CORPORATIONS DO NOT HAVE ANY UNCERTAIN TAX POSITIONS, AND, THEREFORE HAVE RECORDED NO LIABILITY OR BENEFIT FOR SUCH POSITIONS FOR THE YEARS ENDED MAY 31, 2015 AND 2014. SCHEDULE D, PAGE 4, PART XIII PART V: THE ENDOWMENT MARKET VALUES REPORTED IN THIS SECTION DO NOT INCLUDE PLEDGES RECEIVABLE WHICH ARE INCLUDED FOR FINANCIAL STATEMENT PURPOSES IN COMPLIANCE WITH SFAS NO. 116. PLEDGES DO NOT GENERATE INCOME FOR SPENDING AND NORMALLY ARE NOT INCLUDED WHEN THE UNIVERSITY REPORTS ENDOWMENT FUND MARKET VALUE FOR PURPOSES OTHER THAN THE FINANCIAL STATEMENTS AND ARE NOT INCLUDED HERE. THE UNIVERSITY HAS ELECTED TO REPORT MARKETABLE SECURITIES, EQUITY METHOD INVESTMENTS, AND FUNDS HELD IN TRUST AT FAIR VALUE FOR FINANCIAL STATEMENT PURPOSES. THE UNIVERSITY HAS NOT ELECTED TO REPORT OTHER ASSETS AT FAIR VALUE FOR FINANCIAL STATEMENT PURPOSES, AND ACCORDINGLY, NEITHER THE UNREALIZED GAINS AND LOSSES IN PRIOR YEARS, NOR THE GAINS IN FISCAL YEAR 2015 ARE REPORTED FOR FINANCIAL STATEMENT PURPOSES, EXCEPT IF THOSE WITH LOSSES ARE DETERMINED TO BE PERMANENT IMPAIRMENTS. AS OF MAY 31, 2015, THE UNIVERSITY HAS APPROXIMATELY 360.97 MILLION OF UNREALIZED GAINS THAT ARE REFLECTED HERE BUT HAD NOT BEEN RECOGNIZED IN ITS FINANCIAL STATEMENTS. PART I, LINE 4 THE AMOUNT SHOWN REPRESENTS THE FAIR VALUE AT THE END OF THE YEAR. THIS VALUE IS DIFFERENT FROM THE AMOUNT REPORTED FOR FINANCIAL STATEMENT PURPOSES AND BALANCE SHEET REPOTING ON FORM 990 BECAUSE THE UNIVERSITY DOES NOT RECORD ALL POOL INVESTMENTS AT FAIR VALUE. true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 THE SOUTHERN METHODIST UNIVERSITY NONDISCRIMINATION STATEMENT APPEARS ON THE UNIVERSITY'S WEBSITE AND IN ELECTRONIC AND PRINTED MATERIALS, SUCH AS THE STUDENT HANDBOOK, ADMISSION BROCHURES, ADVERTISEMENTS, ETC. SCHEDULE E, LINE 6 THE UNIVERSITY PARTICIPATES IN THE FEDERAL PERKINS LOAN PROGRAM, FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT; FEDERAL WORK-STUDY PROGRAM, FEDERAL PELL GRANT, WILLIAM D. FORD FEDERAL DIRECT LOAN PROGRAM, TEXAS TUITION EQUALIZATION GRANT, TEXAS B-ON-TIME PROGRAM, AND TEXAS COLLEGE ACCESS LOAN PROGRAM AND RECEIVED FEDERAL AND STATE FUNDING FOR RESEARCH GRANTS AND CONTRACTS. false CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES STUDY ABROAD 2004 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 288633735 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES RESEARCH/CONFERENCE 52822 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES RECRUITING 11853 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES RESEARCH 4313 EAST ASIA AND THE PACIFIC FUNDRAISING ALUMNI REL/FUNDRAIS 16778 EAST ASIA AND THE PACIFIC PROGRAM SERVICES RESEARCH/CONFERENCE 108307 EAST ASIA AND THE PACIFIC PROGRAM SERVICES RECRUITING 34125 EAST ASIA AND THE PACIFIC PROGRAM SERVICES CONFERENCE 43652 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD 322720 EAST ASIA AND THE PACIFIC PROGRAM SERVICES RESEARCH 4064 EAST ASIA AND THE PACIFIC PROGRAM SERVICES LECTURES 12991 EUROPE FUNDRAISING ALUMNI REL/FUNDRAIS 7084 EUROPE 4 PROGRAM SERVICES RESEARCH/CONFERENCE 359688 EUROPE PROGRAM SERVICES ART AQUISITION 160817 EUROPE PROGRAM SERVICES ART SCOUTING 9051 EUROPE PROGRAM SERVICES CURATORIAL FEE 11100 EUROPE 5 PROGRAM SERVICES STUDY ABROAD 2735800 EUROPE PROGRAM SERVICES RECRUITING 17970 EUROPE PROGRAM SERVICES EXHIBIT PREPARATION 274184 EUROPE PROGRAM SERVICES CONFERENCE 86367 EUROPE INVESTMENTS 60841744 EUROPE PROGRAM SERVICES MEMBER TOUR 100511 EUROPE PROGRAM SERVICES RESEARCH 51818 EUROPE PROGRAM SERVICES PROGRAM DEVELOPMENT 1000 EUROPE PROGRAM SERVICES LECTURES/MEETINGS 45840 EUROPE PROGRAM SERVICES FACULTY DEVELOPMENT 7483 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES CONFERENCE 7320 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES ALUMNI TOUR 6094 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES STUDY ABROAD 51771 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES RESEARCH 2661 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES RESEARCH/CONFERENCE 1391 NORTH AMERICA PROGRAM SERVICES CONFERENCE 42385 NORTH AMERICA PROGRAM SERVICES ALUMNI REL/RECRUIT 2871 NORTH AMERICA PROGRAM SERVICES RESEARCH/CONFERENCE 39345 NORTH AMERICA PROGRAM SERVICES RESEARCH 3711 NORTH AMERICA PROGRAM SERVICES LECTURES 2189 NORTH AMERICA PROGRAM SERVICES STUDY ABROAD 7057 NORTH AMERICA INVESTMENTS 6809529 NORTH AMERICA PROGRAM SERVICES CONFERENCE/RECRUIT 3621 NORTH AMERICA PROGRAM SERVICES RECRUITING 2561 NORTH AMERICA PROGRAM SERVICES ART SCOUTING 2558 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICES RESEARCH/CONFERENCE 25412 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICES STUDY ABROAD 2123 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICES RECRUITING 211 SOUTH AMERICA PROGRAM SERVICES CONFERENCE 18328 SOUTH AMERICA PROGRAM SERVICES RESEARCH/CONFERENCE 7484 SOUTH AMERICA PROGRAM SERVICES STUDY ABROAD 312557 SOUTH AMERICA PROGRAM SERVICES RESEARCH 11043 SOUTH AMERICA PROGRAM SERVICES RECRUITING 4554 SOUTH ASIA PROGRAM SERVICES RESEARCH/CONFERENCE 2890 SOUTH ASIA PROGRAM SERVICES CONFERENCE 6459 SUB-SAHARAN AFRICA PROGRAM SERVICES CONFERENCE 3463 SUB-SAHARAN AFRICA PROGRAM SERVICES RESEARCH/CONFERENCE 5100 SUB-SAHARAN AFRICA PROGRAM SERVICES STUDY ABROAD 34072 SUB-SAHARAN AFRICA PROGRAM SERVICES LECTURE 1916 4 5 9 289795104 71583393 361378497 true false true true true true SCHEDULE F, PAGE 1, PART I, LINE 3 CENTRAL AMERICA AND THE CARIBBEAN 2,004 0 CENTRAL AMERICA AND THE CARIBBEAN 0 288,633,735 CENTRAL AMERICA AND THE CARIBBEAN 52,822 0 CENTRAL AMERICA AND THE CARIBBEAN 11,853 0 CENTRAL AMERICA AND THE CARIBBEAN 4,313 0 EAST ASIA AND THE PACIFIC 16,778 0 EAST ASIA AND THE PACIFIC 108,307 0 EAST ASIA AND THE PACIFIC 34,125 0 EAST ASIA AND THE PACIFIC 43,652 0 EAST ASIA AND THE PACIFIC 322,720 0 EAST ASIA AND THE PACIFIC 4,064 0 EAST ASIA AND THE PACIFIC 12,991 0 EUROPE 7,084 0 EUROPE 359,688 0 EUROPE 160,817 0 EUROPE 9,051 0 EUROPE 11,100 0 EUROPE 2,735,800 0 EUROPE 17,970 0 EUROPE 274,184 0 EUROPE 86,367 0 EUROPE 0 60,841,744 EUROPE 100,511 0 EUROPE 51,818 0 EUROPE 1,000 0 EUROPE 45,840 0 EUROPE 7,483 0 MIDDLE EAST AND NORTH AFRICA 7,320 0 MIDDLE EAST AND NORTH AFRICA 6,094 0 MIDDLE EAST AND NORTH AFRICA 51,771 0 MIDDLE EAST AND NORTH AFRICA 2,661 0 MIDDLE EAST AND NORTH AFRICA 1,391 0 NORTH AMERICA 42,385 0 NORTH AMERICA 2,871 0 NORTH AMERICA 39,345 0 NORTH AMERICA 3,711 0 NORTH AMERICA 2,189 0 NORTH AMERICA 7,057 0 NORTH AMERICA 0 6,809,529 NORTH AMERICA 3,621 0 NORTH AMERICA 2,561 0 NORTH AMERICA 2,558 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 25,412 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 2,123 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 211 0 SOUTH AMERICA 18,328 0 SOUTH AMERICA 7,484 0 SOUTH AMERICA 312,557 0 SOUTH AMERICA 11,043 0 SOUTH AMERICA 4,554 0 SOUTH ASIA 2,890 0 SOUTH ASIA 6,459 0 SUB-SAHARAN AFRICA 3,463 0 SUB-SAHARAN AFRICA 5,100 0 SUB-SAHARAN AFRICA 34,072 0 SUB-SAHARAN AFRICA 1,916 0 SCHEDULE F, PAGE 5, PART V PART I, LINE 3: THE UNIVERSITY ACCOUNTS FOR ALL EXPENDITURES ON AN ACCRUAL BASIS AND MAKES ALL REIMBURSEMENTS UNDER AN ACCOUNTABLE PLAN. X X X X X X X true RUFFALOCODY LLC 65 KIRKWOOD NORTH RD SW CEDAR RAPIDS IA 524063018 TELEMARKET false 278703 385943 -107240 MARTS LUNDY INC 1200 WALL STREET WEST LYNDHURST NJ 07071 CONSULTING false 38870 -38870 278703 424813 -146110 AK AL AR CA CO CT DC FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV TATE LECTURE SE 1677992 683927 994065 108784 126232 624118 489965 ATHLETIC FORUM 836776 373433 463343 3985 319256 410659 19666 10 896876 647181 249695 3000 10941 67686 214120 68470 142019 3411644 1704541 1707103 3000 10941 180455 659608 1103247 651650 2608901 -901798 SCHEDULE G, PART IV DURING FISCAL YEAR 2015, MARTS & LUNDY INC. PROVIDED CONSULTING SERVICES AND ASSISTANCE WITH CAMPAIGN ORGANIZATIONAL STRUCTURE AND STRATEGY, IN RELATION TO THE SMU UNBRIDLED: THE SECOND CENTURY CAMPAIGN. DURING FISCAL YEAR 2015, RUFFALOCODY LLC PROVIDED TELEMARKETING SERVICES. true DALLAS MOMENTUM INC DBA BLUEPRINT FOR PROSPERITY 500 N AKARD ST STE 2600 DALLAS TX 75201 752940683 501C6 10000 PROJECT SPONSORSHIP BETA SIGMA FACILITY CORPORATION OF KAPPA ALPHA THETA 8740 FOUNDERS RD INDIANAPOLIS IN 46268 750626602 501C7 2000000 PROGRAM SUPPORT ST PHILIP'S SCHOOL & COMMUNITY CTR 1600 PENNSYLVANIA AVE DALLAS TX 75215 751097360 501C3 7500 EVENT SPONSORSHIP TEXAS CULTURAL TRUST 823 CONGRESS STE 707 AUSTIN TX 78701 742778878 501C3 10000 EVENT SPONSORSHIP THE NATIONAL FOOTBALL FOUNDATION 433 EAST LAS COLLINAS BLVD STE 1130 IRVING TX 75039 221508812 501C3 15500 SPONSORHIP, MEMBER 3 2 STUDENT TUITION GRANTS 7195 5153515 153573459 BOOK TUITION, FEES, AND SCHOLARSHIPS ROOM AND BOARD ALLOWANCES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY PROVIDES FINANCIAL AID TO STUDENTS TO ENABLE THEM TO ATTEND THE UNIVERSITY. ALL FINANCIAL AID RECIPIENTS ARE SELECTED ON AN EQUAL OBJECTIVELY DETERMINABLE BASIS WITH OTHER RECIPIENTS. THAT IS, ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BASED ON THE UNIVERSITY'S ASSESSMENT OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. A LIST OF RECIPIENTS OF SCHOLARSHIPS AND FELLOWSHIPS IS MAINTAINED IN THE UNIVERSITY'S FINANCIAL AID OFFICE. X X X X X X true true X X X X X X false false false true false false false false false R GERALD TURNER PRESIDENT/TRUSTEE 664342 125000 2426474 26000 138312 3380128 2232135 JOSEPH MAGLIOLO PROFESSOR/TRUSTEE 353475 3342 22516 22846 402179 MICHAEL A CONDON UNIVERSITY TREASURER 403929 345240 18031 26000 26208 819408 PAUL W LUDDEN PROVOST/VP ACADEMIC 434302 75000 20747 26000 15119 571168 CHRISTINE REGIS VP BUSINESS AND FINA 385386 125000 18638 26000 20692 575716 PAUL WARD VP LEGAL AFFAIRS AND 336762 156557 61000 17409 571728 100000 BRAD E CHEVES VP DEVELOPMENT AND E 389096 50000 39451 26000 43460 548007 LORI S WHITE VP STUDENT AFFAIRS 305469 18987 26000 17619 368075 THOMAS E BARRY VP EXECUTIVE AFFAIRS 277387 21927 26000 17409 342723 ALBERT NIEMI JR DEAN 595639 10197 10260 26000 21199 663295 PETER MOORE INTERIM DEAN 238775 1115 17690 27764 285344 LARRY BROWN BASKETBALL COACH 2196817 7500 11169 507530 28254 2751270 JUNE JONES FOOTBALL COACH 1747362 7500 14334 26000 18108 1813304 THOMAS MASON FOOTBALL COACH 649732 4636 25531 51673 731572 TIMOTHY JANKOVICH BASKETBALL COACH 544301 15343 26000 25770 611414 WILLIAM DILLON SR ASSOC DEAN BUSINE 507403 3673 26000 25700 562776 SCHEDULE J, PAGE 1, PART I, LINE 1A CHARTER FLIGHT AND FIRST-CLASS TRAVEL COSTS WERE INCURRED BY COACH LARRY BROWN FOR RECRUITING PURPOSES. THE UNIVERSITY'S TRAVEL POLICY PROVIDES THAT EXPENSES INCURRED BY SPOUSES ARE NOT REIMBURSABLE UNLESS THE SPOUSE IS TRAVELING FOR A BONA FIDE BUSINESS PURPOSE AND THE TRAVEL HAS BEEN APPROVED. ANY EXCEPTIONS TO THE POLICY REQUIRE APPROVAL BY THE APPROPRIATE UNIVERSITY OFFICER. ALL SPOUSAL TRAVEL IS PROCESSED UNDER THE PROVISIONS OF THE TAX DEPARTMENT'S SPOUSAL TRAVEL POLICY WHICH PROVIDES FOR EVALUATING THE TAXABLE COMPONENT, IF ANY OF THE TRAVEL AND THE APPROPRIATE TAX TREATMENT AND REPORTING. APPROPRIATE APPROVALS IN ACCORDANCE WITH POLICY ARE REQUIRED PRIOR TO REIMBURSEMENT. SPOUSAL TRAVEL EXPENSES WERE PAID AND WERE REPORTED AS TAXABLE COMPENSATION FOR R. GERALD TURNER AND BRAD CHEVES. ALL GROSS-UP PAYMENTS HAVE BEEN APPROPRIATELY APPROVED IN ACCORDANCE WITH UNIVERSITY POLICY PRIOR TO PAYMENT. EMPLOYEES WHO RECEIVED GROSS-UP PAYMENTS FOR PAYROLL TAXES WHICH WERE REPORTED AS TAXABLE COMPENSATION WERE JOSEPH MAGLIOLO AND ALBERT NIEMI. THE PRESIDENT IS REQUIRED UNDER HIS EMPLOYMENT CONTRACT TO RESIDE IN THE UNIVERSITY PROVIDED RESIDENCE. THERE IS A POLICY REGARDING REVIEW/APPROVAL OF SOCIAL CLUB DUES. THE UNIVERSITY HAS ESTABLISHED A REPORTING PERIOD OF NOVEMBER 1 THROUGH OCTOBER 31 FOR REPORTING PERSONAL USE OF A CLUB AND CALCULATING THE PERSONAL PORTION OF DUES THAT SHOULD BE REPORTED AS TAXABLE INCOME. ANY PERSONAL CHARGES AT SOCIAL CLUBS ARE REIMBURSED TO THE UNIVERSITY WHEN THE BILLING IS RECEIVED, PRIOR TO PAYMENT. THE EMPLOYEES WHO HAD PERSONAL AMOUNTS REPORTED AS TAXABLE COMPENSATION RELATED TO SOCIAL CLUB DUES ARE R. GERALD TURNER, BRAD CHEVES, CHRIS REGIS, ALBERT NIEMI, AND LARRY BROWN. THE UNIVERSITY PROVIDES SERVICES SUCH AS LANDSCAPING AND RESIDENTIAL REPAIRS AND MAINTENANCE FOR THE PRESIDENT'S RESIDENCE, CONSIDERING THEM NECESSARY AND APPROPRIATE FOR HIS USE OF THE FACILITY FOR BUSINESS FUNCTIONS AS THE RESIDENCE IS A UNVERSITY OWNED ASSET. THE PERCENTAGE OF THE MAID'S COMPENSATION AND BENEFITS RELATED TO PERSONAL SERVICES WAS REPORTED AS TAXABLE COMPENSATION TO R. GERALD TURNER. SCHEDULE J, PAGE 1, PART I, LINE 5A THERE IS ONE PERSON LISTED IN FORM 990, PART VII, WHO RECEIVED AN INCENTIVE COMPENSATION BONUS. THE ELIGIBILITY FOR AND THE AMOUNT OF THE PAYMENT IS DETERMINED BY TWO COMPONENTS: A QUANTITATIVE MEASURE OF THE PERFORMANCE OF THE UNIVERSITY'S INVESTMENT POOL AGAINST AN APPROPRIATE BENCHMARK AND A QUALITATIVE MEASURE BASED ON FACTORS SUCH AS RISK MITIGATION, QUALITY OF DECISION MAKING AND CONTRIBUTIONS TO ADVANCEMENT OF THE ENDOWMENT. A 2007 SOUTHWEST HIGHER EDUCATION 521442059 845040GD0 2007-02-14 100890740 ADVANCE REFUND & DEFEASE A PORTION false false false B 2009 SOUTHWEST HIGHER EDUCATION 521442059 845040HG2 2009-10-01 162035907 FINANCE NEW MONEY PROJECTS AND CURRENTLY REFUND false false false C 2010 SOUTHWEST HIGHER EDUCATION 521442059 845040JB1 2010-10-28 124998461 FINANCE NEW MONEY PROJECTS. false false false D 2013 SOUTHWEST HIGHER EDUCATION 521442059 845040JZ8 2013-04-16 107014349 FINANCE NEW MONEY PROJECTS. false false false A 14710000 114937923 2214301 922858 384931 113630134 false true true true B 13690000 162036208 1236365 66161260 94638583 true false true true C 2115000 125317215 1091820 18 124225377 false false true true D 107374805 820533 39823887 66730385 false false false true A false false true true true true 0.01670 0.01670 false false true B false false true true true true 0.00690 0.00690 false false true C false false true true false 0.00210 0.00210 false false true D false false false false false false true A false false false true false false false false true B false true false false false false false false true C false true false false false false false false true D false true false false false false true DEUTSCHE BANK 2.800000000000 true false true A true B true C true D true SCHEDULE K - PURPOSE OF ISSUE DESCRIPTION 2007 SOUTHWEST HIGHER EDUCATION ADVANCE REFUND & DEFEASE A PORTION OF PRINCIPAL ON THE 1999A (1/20/99) AND 2002 (7/3/2002) BONDS. 2009 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS AND CURRENTLY REFUND THE 1999D (1/20/1999) AND THE 2006 (3/1/2006) BONDS. 2010 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS. 2013 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS. SCHEDULE K - DATE REBATE COMPUTATION PERFORMED 2007 SOUTHWEST HIGHER EDUCATION 02/14/12 SCHEDULE K - ADDITIONAL INFORMATION 2007 SOUTHWEST HIGHER EDUCATION PART II, LINE 3, COLUMN A TOTAL PROCEEDS INCLUDES INTEREST ON ADVANCE REFUNDING ESCROW BEFORE ALL BONDS WERE CALLED 10/01/2012. PART II, LINE 3, COLUMNS B, C, D TOTAL PROCEEDS INCLUDE INVESTMENT PROCEEDS. PART II, LINE 6, COLUMN A REDEEMED THE 2002 BOND WITH ESCROW PROCEEDS 45,175,000 AND SMU CASH 2,200,000 ON 10/1/2012. REDEEMED THE 1999A BOND WITH PROCEEDS 43,645,000 ON 10/1/2009. PART II, LINE 11, COLUMNS A & B INCLUDED THE REFUNDING AS OTHER UNSPENT PROCEEDS IN THIS YEAR GOING FORWARD. PART II, LINE 13, COLUMN A THE SERIES 2007 BONDS WERE REFUNDING BONDS. THERE WERE NO NEW PROJECTS FOR WHICH A YEAR OF SUBSTANTIAL COMPLETION WOULD NEED TO BE REPORTED. PART II, LINE 17, COLUMNS A, B, C, & D THE UNIVERSITY HAS MAINTAINED ADEQUATE BOOKS AND RECORDS FOR THE ALLOCATIONS MADE TO DATE. SMU ALWAYS MAINTAINS ADEQUATE BOOKS AND RECORDS WHEN THE FINAL ALLOCATIONS ARE MADE. PART IV, LINE 2C, COLUMNS A & B DATE REBATE COMPUTATION PERFORMED 2007 SOUTHWEST HIGHER EDUCATION 2/14/2012 PART IV, LINE 5, COLUMNS A, B, & C THE UNIVERSITY DID NOT INVEST IN A GIC, HOWEVER, ANSWERS ARE PROVIDED AS THEY ARE REQUIRED BY THE IRS FOR FILING PURPOSES. PART IV, LINE 6, COLUMNS C & D THE UNIVERSITY REASONABLY EXPECTS TO MEET THE SPENDING REQUIREMENTS WITHIN THE REQUIRED TIMEFRAME. 49247 TUITION WAIVER EDUCATION 79806 MERIT SCHOLAR EDUCATION SCHEDULE L, PART V SCHEDULE L, PART III THE AMOUNT REPORTED ON PART III, LINE 1(C) REPORTS TUITION WAIVERS GRANTED ON THE SAME BASIS AS TO ANY OTHER BENEFIT-ELIGIBLE EMPLOYEE. THE AMOUNT REPORTED ON PART III, LINE 2(C) REPORTS THE MERIT SCHOLARSHIPS AWARDED ON AN OBJECTIVE AND NON-DISCRIMINATORY BASIS BASED ON PRE-ESTABLISHED CRITERIA AND REVIEWED BY A SELECTION COMMITTEE. X 9 909500 MARKET OR APPRAISAL X 1167375 MARKET OR APPRAISAL X 220 11201150 MARKET OR APPRAISAL X 2 2 SEE PART II X EQUIPMENT 11 19987 MARKET OR APPRAISAL X EVENT TICKETS 704 81647 MARKET OR APPRAISAL X EVENT EXPENSE 23 164433 MARKET OR APPRAISAL X OTHER 19 1129787 SEE PART II 35 false true true SCHEDULE M, PAGE 1, PART I, LINE 32B SOUTHERN METHODIST UNIVERSITY HIRES EXTERNAL BROKERS AND APPRAISERS AS DEEMED APPROPRIATE. SCHEDULE M, PAGE 2, PART II PART 1, LINE 17, COL (D), REAL ESTATE - OTHER: CONSISTENT WITH UNIVERSITY'S PRACTICE FOR VALUATION OF MINERAL INTERESTS FOR FINANCIAL STATEMENT PRESENTATION. PART 1, LINE 28, OTHER - DETAIL COL (B) COL (C) PART 1, LINE 28, OTHER: LIVESTOCK 6 795,000 PART 1, LINE 28, OTHER: FURNISHINGS 4 5,238 PART 1, LINE 28, OTHER: INSURANCE 2 19,040 PART 1, LINE 28, OTHER: TRAVEL EXPENSE 1 11,109 PART 1, LINE 28, OTHER: MUSICAL INSTRUMENTS 6 299,400 ====== == ======== TOTAL PART 1 LINE 28 19 1,129,787 PART 1, LINE 28, COL (D), OTHER: MARKET OR APPRAISAL PART 1, COLUMN B: THE NUMBERS SHOWN IN COLUMN B REPRESENT THE NUMBER OF CONTRIBUTIONS. FORM 990 PART IV, LINE 12: THE UNIVERSITY DID NOT RECEIVE A SEPARATE AUDITED FINANCIAL STATEMENT. HOWEVER, THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS INCLUDING THE BALANCE SHEET AND RELATED STATEMENTS OF ACTIVITIES AND CASH FLOWS WERE AUDITED IN ACCORDANCE WITH GAAP AND WERE REPORTED ON A CONSOLIDATED BASIS. PART IV, LINE 24B: THE UNIVERSITY PLANS TO SPEND PROCEEDS WITHIN THE TEMPORARY PERIOD EXCEPTION, BUT IN CASES WHEN IT DOES NOT, IT PREPARES THE APPROPRIATE ARBITRAGE REPORTING AND REMITS ANY EXCESS EARNINGS OVER THE ARBITRAGE YIELD TO THE GOVERNMENT. PART IV, LINE 24C: THE UNIVERSITY RECEIVED IN A PRIOR YEAR A DONATION RESTRICTED FOR PROJECTS FUNDED BY BONDS WHICH IT PUT INTO ESCROW UNTIL THE EARLIEST OPTIONAL REDEMPTION DATE. FORM 990, PAGE 2, PART III, LINE 4D ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. FORM 990, PART V, LINE 4B UNITED KINGDOM, FRANCE FORM 990, PART VI SECTION B, LINE 14: SOUTHERN METHODIST UNIVERSITY DOES NOT HAVE A UNIVERSITY-WIDE RETENTION POLICY, BUT DEPARTMENTS WITHIN THE UNIVERSITY HAVE RETENTION AND DOCUMENT DESTRUCTION POLICIES THAT REFLECT LEGISLATIVE OR OTHER LEGAL REQUIREMENTS AND GOOD BUSINESS PRACTICES. FORM 990, PAGE 6, PART VI, LINE 2 R. GERALD TURNER RAY HUNT PRESIDENT TRUSTEE BUSINESS RELATIONSHIP JEANNE PHILLIPS RAY HUNT TRUSTEE TRUSTEE BUSINESS RELATIONSHIP FORM 990, PAGE 6, PART VI, LINE 7B PURSUANT TO THE RESTATED ARTICLES OF INCORPORATION OF SMU, CAMPUS PROPERTY MAY BE SOLD OR LEASED ONLY WITH THE CONSENT OF THE SOUTH CENTRAL JURISDICTIONAL CONFERENCE OF THE UNITED METHODIST CHURCH. FORM 990, PAGE 6, PART VI, LINE 11B THE COMPLETED FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT A REGULARLY SCHEDULED MEETING SUFFICIENTLY IN ADVANCE OF THE FILING DEADLINE TO ENABLE A DETAILED AND CONSCIENTIOUS REVIEW BY THE COMMITTEE. ALL QUESTIONS AND CONCERNS OF THE AUDIT COMMITTEE ARE ADDRESSED BY THE UNIVERSITY AND INCORPORATED INTO THE FORM 990 AS REQUIRED. THE CHAIR OF THE AUDIT COMMITTEE REPORTS ON THIS REVIEW TO THE FULL BOARD OF TRUSTEES AT THE NEXT REGULAR MEETING OF THE BOARD OF TRUSTEES. THE CHAIR OF THE AUDIT COMMITTEE INSTRUCTS THE MEMBERS OF THE BOARD ON HOW TO ACCESS THE FORM 990 ON A SECURE WEBSITE AND ENCOURAGES ANY TRUSTEE WITH QUESTIONS TO CONTACT THE VICE PRESIDENT FOR BUSINESS AND FINANCE. ALL BOARD MEMBERS ALSO RECEIVE AN EMAIL CONTAINING INSTRUCTIONS ON HOW TO ACCESS THE FORM 990 PRIOR TO THE IRS FILING DEADLINE. FORM 990, PAGE 6, PART VI, LINE 12C PURSUANT TO THE SMU CONFLICT OF INTEREST POLICY RELATING TO TRUSTEES, MEMBERS OF BOARD COMMITTEES, EXECUTIVE OFFICERS, AND DEANS, EACH COVERED PERSON COMPLETES A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. THESE DISCLOSURES ARE REVIEWED BY A BOARD OF TRUSTEES CONFLICTS COMMITTEE. THE COMMITTEE REVIEWS THE MATERIAL FACTS AND DECIDES WHETHER SUCH FACTS GIVE RISE TO CONFLICTS OF INTEREST AND, IF SO, WHETHER SUCH CONFLICTS OF INTEREST SHOULD BE APPROVED OR DISAPPROVED. WITH RESPECT TO ANY OTHER SMU EMPLOYEES WITH AUTHORITY TO SIGN CONTRACTS OR WHO OTHERWISE PLAY A SUBSTANTIVE ROLE IN THE CONTRACT APPROVAL PROCESS FOR FINANCIAL AND OTHER COMMERCIAL COMMITMENTS OF THE UNIVERSITY, EACH SUCH PERSON MUST COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. THESE DISCLOSURES ARE REVIEWED BY THE GENERAL COUNSEL. UPON REVIEW OF ALL MATERIAL FACTS, THE GENERAL COUNSEL MUST DECIDE WHETHER SUCH FACTS GIVE RISE TO CONFLICTS OF INTEREST AND, IF SO, WHETHER SUCH CONFLICTS OF INTEREST SHOULD BE APPROVED OR DISAPPROVED. THE GENERAL COUNSEL PROVIDES A WRITTEN REPORT OF ALL SUCH DETERMINATIONS TO THE BOARD CONFLICTS COMMITTEE. FORM 990, PAGE 6, PART VI, LINE 15A THE COMPENSATION COMMITTEE OF THE SMU BOARD OF TRUSTEES CONSISTS ENTIRELY OF OUTSIDE AND INDEPENDENT MEMBERS OF THE BOARD. THE COMMITTEE MAKES COMPENSATION DECISIONS BASED UPON APPROPRIATE COMPARABILITY DATA AND INCLUDES THE ADVICE OF AN INDEPENDENT COMPENSATION CONSULTANT AND CONTEMPORANEOUS DOCUMENTATION OF THE COMPENSATION DECISIONS. THE COMPENSATION COMMITTEE HAS ALL OF THE POWERS OF THE FULL BOARD IN MATTERS OF COMPENSATION OF CORPORATE OFFICERS; THE COMPENSATION COMMITTEE MUST REPORT ANY ACTION TAKEN BY THE COMMITTEE TO THE BOARD OF TRUSTEES AT THE BOARD'S NEXT MEETING. FORM 990, PAGE 6, PART VI, LINE 15B SEE ANSWER IN PART VI, LINE 15A. FORM 990, PAGE 6, PART VI, LINE 17 MISSISSIPPI, MISSOURI, NEW HAMPSHIRE, NEW JERSEY, NEW MEXICO, NEW YORK, NORTH CAROLINA, NORTH DAKOTA, OHIO, OREGON, PENNSYLVANIA, RHODE ISLAND, SOUTH CAROLINA, TENNESSEE, UTAH, VIRGINIA, WASHINGTON, WEST VIRGINIA, WISCONSIN FORM 990, PAGE 6, PART VI, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART VI, LINE 18 - ALL REQUESTS FOR COPIES OF FORM 990 AND 990-T ARE REVIEWED AND PROCESSED BY THE TAX DEPARTMENT OF SOUTHERN METHODIST UNIVERSITY. UPON RECEIVING A WRITTEN REQUEST, THE UNIVERSITY PROVIDES A COPY OF THE REQUESTED DOCUMENTATION WITHIN 30 DAYS FROM THE DATE OF RECEIPT. IF THE REQUEST IS MADE IN PERSON, THE UNIVERSITY PROVIDES THE COPIES ON THE DAY OF THE REQUEST, UNLESS UNUSUAL CIRCUMSTANCES PREVENT THIS IN WHICH CASE THE REQUESTED DOCUMENTATION IS PROVIDED WITHIN FIVE DAYS AFTER THE DATE OF THE REQUEST. FORM 990, PART XI THE AUDIT COMMITTEE FOR SOUTHERN METHODIST UNIVERSITY, THE SUPPORTED ORGANIZATION, IS RESPONSIBLE FOR REVIEWING THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND ACCOMPANYING FOOTNOTES. DURING THE AUDIT COMMITTEE MEETING, THE COMMITTEE MEMBERS ARE GIVEN AN OPPORTUNITY TO ASK QUESTIONS OF MANAGEMENT AND THE AUDIT FIRM. SIGNIFICANT TRANSACTIONS ARE HIGHLIGHTED IN THE EXECUTIVE SUMMARY PROVIDED TO THE COMMITTEE. FORM 990, PART XI, LINE 9 TRANSFER OF NET ASSETS FROM SUPPORT ORGS IN LIQUID 3,735,082 PERUNA HOLDINGS CORPORATION PO BOX 750261 DALLAS TX 752750261 204039621 SUPPORTING TX 509A3 11A SMU false MUSTANG MOCKINGBIRD CORPORATION PO BOX 750261 DALLAS TX 752750261 204216744 SUPPORTING TX 509A3 11A SMU false MUSTANG AIRLINE CORPORATION PO BOX 750261 DALLAS TX 752750261 204217087 SUPPORTING TX 509A3 11A SMU false MUSTANG MOCKINGBIRD PROPERTIES PO BOX 750261 DALLAS TX 752750261 204216534 SUPPORTING TX 509A3 11A SMU false PERUNA PROPERTIES INC PO BOX 750261 DALLAS TX 752750261 752806008 SUPPORTING TX 509A3 11A SMU false PONY PROPERTIES INC PO BOX 750261 DALLAS TX 752750261 200884887 SUPPORTING TX 509A3 11A SMU false SOUTHERN METHODIST UNIVERSITY FOUND PO BOX 750261 DALLAS TX 752750261 200588905 SUPPORTING TX 509A3 11A SMU false THE STADIUM CLUB INC PO BOX 750261 DALLAS TX 752750261 752883207 SOCIAL CLB TX 501C7 NA false SMU CORP PO BOX 750261 DALLAS TX 752750261 264739435 SUPPORTING TX 501C3 11A SMU false PERUNA EAST CORPORATION PO BOX 750261 DALLAS TX 752750261 454611768 SUPPORTING TX 501C3 11A SMU false SMU GOLF FOUNDATION PO BOX 750261 DALLAS TX 752750261 465131991 SUPPORTING TX PENDIN SMU false CHARITABLE REMAINDER TRUST 11 DALLAS TX 75275 TRUST TX SMU TRUST false false false false false false false false false false true true true false true true false false true true THE STADIUM CLUB INC S 109564 LIQUID-NET ASSETS TRANSF ALL OTHER TRANSACTIONS MARKED YES ABOVE ARE WITH 501(C)(3) ORGANIZATIONS SCHEDULE R PART V, LINE 2: FOR THE FISCAL YEAR ENDING MAY 31, 2015, RENT FROM THE STADIUM CLUB, INC. TO SMU WAS 0. THE STADIUM CLUB WAS DISSOLVED AND ALL REMAINING ASSETS WERE TRANSFERRED, IN LIQUIDATION, TO SOUTHERN METHODIST UNIVERSITY.