2016-05-09T09:27:21-05:00 2015-06-30 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2014-07-01 250969449 CARNEGIE MELLON UNIVERSITY CARN 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 AMIR RAHNAMAY-AZAR VP FOR FINANCE & CFO 4122685904 2016-05-03 1 SUSAN M KIRSCH P00341397 4122613644 2014 2016-08-17 19:52:53Z DR SUBRA SURESH 5000 FORBES AVENUE PITTSBURGH PA 15213 2344251976 0 X WWW.CMU.EDU X 1900 PA HIGHER EDUCATION AND RESEARCH. 67 61 13643 66 2038563 -1230034 499287173 508112330 681228946 714050010 85148333 113924593 7092102 9597307 1272756554 1345684240 164736686 165926766 0 0 666972833 682025902 392647 447813 17446849 320310618 325695737 1152412784 1174096218 120343770 171588022 2849099580 3042995825 784561669 810351770 2064537911 2232644055 X TO CREATE AND DISSEMINATE KNOWLEDGE AND ART THROUGH RESEARCH AND CREATIVE INQUIRY, TEACHING, AND LEARNING AND TO TRANSFER OUR INTELLECTUAL AND ARTISTIC PRODUCT TO ENHANCE SOCIETY IN MEANINGFUL AND SUSTAINABLE WAYS.TO SERVE OUR STUDENTS BY TEACHING THEM PROBLEM SOLVING, LEADERSHIP AND TEAMWORK SKILLS, AND THE VALUE OF COMMITMENT TO QUALITY, ETHICAL BEHAVIOR, AND RESPECT FOR OTHERS.TO ACHIEVE THESE ENDS BY PURSUING THE ADVANTAGES OF A DIVERSE AND RELATIVELY SMALL UNIVERSITY COMMUNITY, OPEN TO THE EXCHANGE OF IDEAS WHERE DISCOVERY, CREATIVITY, AND PERSONAL AND PROFESSIONAL DEVELOPMENT FLOURISH. 0 0 603122771 135402645 637879306 INSTRUCTION:CARNEGIE MELLON IS A HYBRID OF A TECHNICAL INSTITUTE, FINE-ARTS CONSERVATORY AND TRADITIONAL RESEARCH UNIVERSITY, HAVING EVOLVED IN RESPONSE TO EMERGING SOCIAL NEEDS AND INTELLECTUAL DEVELOPMENT OF THE PAST CENTURY. UNITING TECHNOLOGY AND ARTS, FUSING THE PRACTICAL WITH THE IMAGINATIVE, MAINTAINING ITS EDUCATIONAL EMPHASIS ON DEVELOPING SKILLS TO SOLVE PROBLEMS.INCLUDES 7 COLLEGES AND SCHOOLS OFFERING DEGREE PROGRAMS AND MORE THAN 100 MAJORS AND MINORS TO APPROXIMATELY 13,000 UNDERGRADUATES, GRADUATES AND DOCTORAL STUDENTS. INSTRUCTION INCLUDES ACADEMIC SUPPORT AND STUDENT SERVICES.CARNEGIE MELLON HAS ITS MAIN CAMPUS IN PITTSBURGH, SATELLITE CAMPUSES IN SILICON VALLEY AND DOHA, QATAR, AND DEGREE-GRANTING PROGRAMS AROUND THE WORLD, INCLUDING AUSTRALIA, JAPAN, PORTUGAL, RWANDA AND CHINA.NATIONALLY AND GLOBALLY, CARNEGIE MELLON HAS BECOME A MAJOR VOICE OF CONNECTIVITY IN TECHNOLOGY, EXPANSION OF EDUCATIONAL OPPORTUNITY AND ECONOMIC DEVELOPMENT. 336792364 30524121 0 RESEARCH:CARNEGIE MELLON HOLDS A PROUD VISION OF ITSELF AS A DISTINCTIVE AND DIFFERENT KIND OF RESEARCH UNIVERSITY WHERE NATIONALLY RECOGNIZED PROGRAMS FROM ACROSS THE LEADING DISCIPLINES, FROM COMPUTING AND ENGINEERING TO FINE ARTS, INTERSECT. IT IS A DECENTRALIZED COMMUNITY OF SCIENTISTS AND INTELLECTUALS, ARTISTS AND POLICYMAKERS, BUSINESS EXPERTS AND POETS. THE DIVERSE AND DECENTRALIZED COMMUNITY THAT CHARACTERIZES CARNEGIE MELLON CULTURE RESTS ON A SET OF CORE UNDERPINNINGS AND A STRONG COMMITMENT TO REAL-WORLD PROBLEM SOLVING, INTERDISCIPLINARY COLLABORATION AND HARD WORK, COMBINED WITH JOIE DE VIVRE.EACH OF THESE REQUIRES CONNECTIONS AMONG ENGINEERING, SCIENCE, POLICY AND MANAGEMENT, AND THE ARTS. BASIC RESEARCH IS PERFORMED IN ALL 7 COLLEGES AND SCHOOLS AND THE SOFTWARE ENGINEERING INSTITUTE. CARNEGIE MELLON IS ALSO THE HOME OF NUMEROUS RESEARCH INSTITUTES AND CENTERS FOCUSING ON SOME OF THE WORLD'S GREATEST CHALLENGES.CARNEGIE MELLON'S RESEARCH-INTENSIVE ENVIRONMENT PROVIDES A RICH SETTING FOR THE UNIVERSITY'S EDUCATIONAL OFFERINGS AND ASPIRATIONS. THE SEARCH FOR NEW KNOWLEDGE AND A SPIRIT OF ONGOING CRITICAL INQUIRY ARE THE IDEALS THAT PERMEATE ITS APPROACH TO TEACHING AND ITS EXPECTATIONS FOR WHAT STUDENTS WILL ACHIEVE. 99125849 0 61165078 AUXILIARY SERVICES:SERVICES TO SUPPORT THE INSTRUCTION AND RESEARCH FUNCTIONS OF THE UNIVERSITY. THESE SERVICES INCLUDE HOUSING, DINING SERVICES, PARKING, BOOKSTORE, PRINTING, TELECOMMUNICATIONS, AND OTHER SERVICES RELATED TO THE DELIVERY OF EDUCATION. 18653281 0 15005626 OTHER PROGRAM SERVICES:OTHER FEES AND MEMBERSHIPS, EXTERNAL SUPPORT AND SERVICES AND OTHER MISCELLANEOUS PROGRAM SERVICE REVENUE THAT SUPPORTS THE INSTRUCTION, RESEARCH, AND AUXILIARY FUNCTIONS OF THE UNIVERSITY. 18653281 0 15005626 1057694265 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 0 1 1 1 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 0 0 1 19341 0 1 13643 1 1 1 1 AS GM QA RW 0 0 0 1 1 0 0 0 0 0 0 X 67 61 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 1 0 PA X ELIZABETH MILAVEC 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 X JOEL P ADAMS LIFE TRUSTEE 3.00 1.00 X 0 0 0 JOHN R BERTUCCI LIFE TRUSTEE 2.00 2.00 X 0 0 0 FRANK BRUNCKHORST LIFE TRUSTEE 4.00 0.00 X 0 0 0 ERROLL B DAVIS JR LIFE TRUSTEE 0.50 0.00 X 0 0 0 LINDA A DICKERSON LIFE TRUSTEE 0.50 0.00 X 0 0 0 PHILIP L DOWD LIFE TRUSTEE 1.00 0.00 X 0 0 0 FRANCISCO B D'SOUZA LIFE TRUSTEE 4.00 0.00 X 0 0 0 DINA DUBLON LIFE TRUSTEE 1.50 0.00 X 0 0 0 HOWARD L ELLIN LIFE TRUSTEE 5.00 0.00 X 0 0 0 EDWARD H FRANK LIFE TRUSTEE 2.00 0.00 X 0 0 0 YOSHIAKI FUJIMORI LIFE TRUSTEE 0.50 0.70 X 0 0 0 IRA J GUMBERG LIFE TRUSTEE 1.00 0.00 X 0 0 0 TORRENCE M HUNT JR LIFE TRUSTEE 2.00 0.00 X 0 0 0 LARRY E JENNINGS JR LIFE TRUSTEE 0.50 0.00 X 0 0 0 TOD S JOHNSON LIFE TRUSTEE 0.50 0.00 X 0 0 0 BRUCE M MCWILLIAMS LIFE TRUSTEE 1.00 1.00 X 0 0 0 AMBAR PAUL LIFE TRUSTEE 0.80 0.00 X 0 0 0 JONATHAN M ROTHBERG LIFE TRUSTEE 1.00 0.00 X 0 0 0 DAVID S SHAPIRA LIFE TRUSTEE 2.00 0.50 X 0 0 0 J LEA HILLMAN SIMONDS LIFE TRUSTEE 1.50 0.00 X 0 0 0 MANOJ P SINGH LIFE TRUSTEE 2.00 0.00 X 0 0 0 JAMES C STALDER LIFE TRUSTEE 4.00 0.00 X 0 0 0 DONALD E STITZENBERG LIFE TRUSTEE 2.00 0.00 X 0 0 0 DAVID A TEPPER LIFE TRUSTEE 3.00 0.00 X 0 0 0 MARY ANN ULISHNEY LIFE TRUSTEE 1.60 0.00 X 0 0 0 SUNIL WADHWANI LIFE TRUSTEE 1.50 0.00 X 0 0 0 PAULA KAUFFMAN WAGNER LIFE TRUSTEE 1.50 0.00 X 0 0 0 LUIS H BALL TERM TRUSTEE 2015 0.50 0.00 X 0 0 0 EVAN S FRAZIER TERM TRUSTEE 2015 1.00 1.00 X 0 0 0 OSCAR HARRIS JR TERM TRUSTEE 2015 2.00 0.00 X 0 0 0 ERREN LESTER TERM TRUSTEE 2015 1.00 0.00 X 0 0 0 J MICHAEL MCQUADE TERM TRUSTEE 2015 0.50 0.00 X 0 0 0 ANNE M MOLLOY TERM TRUSTEE 2015 1.30 0.00 X 0 0 0 DAVID L PORGES TERM TRUSTEE 2015 1.00 0.00 X 0 0 0 LUKE SKURMAN TERM TRUSTEE 2015 10.00 1.00 X 0 0 0 ROHET TOLANI TERM TRUSTEE 2015 0.10 0.00 X 0 0 0 CAROL A WILLIAMS TERM TRUSTEE 2015 0.70 0.00 X 0 0 0 KUSHAGRA BAJAJ TERM TRUSTEE 2016 0.50 0.00 X 0 0 0 RONALD BIANCHINI TERM TRUSTEE 2016 1.00 0.00 X 0 0 0 ARISTIDES S CANDRIS TERM TRUSTEE 2016 4.00 10.00 X 0 0 0 ERIC COOPER TERM TRUSTEE 2016 1.00 0.00 X 0 0 0 DAVID COULTER TERM TRUSTEE 2016 2.00 0.00 X 0 0 0 RUSSELL CROCKETT TERM TRUSTEE 2016 2.00 2.00 X 0 0 0 DIRK GATES TERM TRUSTEE 2016 1.30 0.00 X 0 0 0 ERIC GILER TERM TRUSTEE 2016 5.00 0.00 X 0 0 0 EDWARD GREFENSTETTE TERM TRUSTEE 2016 1.00 40.00 X 0 677938 461221 JEFFREY HOUSENBOLD TERM TRUSTEE 2016 1.00 0.00 X 0 0 0 MANU NARAYAN TERM TRUSTEE 2016 1.00 1.00 X 0 0 0 JOHN ANDERSON TERM TRUSTEE 2017 0.50 0.00 X 0 0 0 KEITH BLOCK TERM TRUSTEE 2017 1.00 0.00 X 0 0 0 JEANNE CUNICELLI TERM TRUSTEE 2017 1.00 0.00 X 0 0 0 JAMES GIANOPULOS TERM TRUSTEE 2017 0.30 0.50 X 0 0 0 DAVID MCCORMICK TERM TRUSTEE 2017 2.00 0.00 X 0 0 0 WILLIAM L MEANEY TERM TRUSTEE 2017 1.00 0.00 X 0 0 0 ROY SHANKER TERM TRUSTEE 2017 1.00 0.00 X 0 0 0 AJIT SHETTY TERM TRUSTEE 2017 1.50 0.00 X 0 0 0 LIP-BU TAN TERM TRUSTEE 2017 1.00 0.00 X 0 0 0 THOMAS TULL TERM TRUSTEE 2017 0.50 0.00 X 0 0 0 BRUCE KRAUS EX-OFFICIO TRUSTEE 0.50 0.00 X 0 0 0 MAYOR WILLIAM PEDUTO EX-OFFICIO TRUSTEE 0.10 0.00 X 0 0 0 SCOTT SANDAGE EX-OFFICIO TRUSTEE/CHAIR O 40.00 0.00 X 82462 0 17002 KRISTEN KURLAND EX-OFFICIO TRUSTEE 40.00 0.00 X 155356 0 10774 REBECCA ALLISON EX-OFFICIO TRUSTEE 0.50 0.00 X 0 0 0 RAYMOND J LANE CHAIRMAN/LIFE TRUSTEE 1.10 0.00 X X 0 0 0 E KEARS POLLOCK VICE CHAIRMAN/LIFE TRUSTEE 2.00 0.00 X X 0 0 0 JAMES E ROHR VICE CHAIRMAN/LIFE TRUSTEE 8.00 10.00 X X 0 15000 0 SUBRA SURESH PRESIDENT/EX-OFFICIO TRUSTEE 40.00 2.00 X X 848300 7500 190340 MARY JO DIVELY VP/GENERAL COUNSEL 40.00 2.00 X 434110 0 41266 AMIR RAHNAMAY-AZAR V.P. OF FINANCE/CFO 40.00 0.10 X 408598 0 42395 ELIZABETH A MILAVEC ASST. TREASURER/AVP FINANCE 40.00 2.00 X 235396 0 37652 JAY S CALHOUN TREASURER 40.00 0.00 X 216679 0 63304 CHERYL M HAYS SECRETARY 40.00 0.00 X 284543 0 30093 FARNAM JAHANIAN VP OF RESEARCH 40.00 5.00 X 189217 0 16558 KAREN T KHAN ASSISTANT SECRETARY 40.00 0.00 X 98920 0 17363 NATHAN URBAN INTERIM PROVOST 40.00 0.10 X 286946 0 36530 JOHN LEHOCZKY INTERIM EXECUTIVE VP 40.00 10.00 X 395319 0 36140 MICHAEL C MURPHY VP FOR CAMPUS AFFAIRS 40.00 0.00 X 413690 0 36260 PAMELA EAGER INTERIM VP FOR U.A.(START 11/14) 40.00 0.00 X 228718 0 40693 ROBBEE B KOSAK VP FOR U.A.(EXIT 11/14) 40.00 0.00 X 474805 0 36850 CHARLES A KENNEDY CHIEF INVESTMENT OFFICER 40.00 15.00 X 416810 0 131677 ANDREW MOORE DEAN, SCHOOL OF COMPUTER(START 8/14) 40.00 1.00 X 192970 0 20230 PAUL D NIELSEN CEO/DIRECTOR SEI 40.00 0.00 X 528141 0 26076 JAMES H GARRETT DEAN, CARNEGIE INSTITUTE 40.00 0.00 X 359278 0 38283 MARK S KAMLET UNIV. PROF. OF ECON. & PUBLIC POLICY 40.00 0.00 X 820438 0 40481 ILKER BAYBARS DEAN/ QATAR CAMPUS 40.00 0.00 X 1197510 0 55267 RICHARD MUNDY CHIEF OPERATING OFFICER-QA 40.00 0.00 X 575604 0 71236 ROBERT DAMMON DEAN/ TEPPER SCHOOL OF BUSINESS 40.00 0.00 X 529557 0 35193 TRIDAS MUKHOPADHYAY DELOITTE CONSULTING PROFESSOR 40.00 0.00 X 596068 0 78901 JARED L COHON FORMER OFFICER/TRUSTEE 40.00 0.00 X 436566 7500 44202 RANDAL E BRYANT FORMER KE 5.00 0.00 X 337461 0 39888 10743462 707938 1695875 1267 1 1 0 JENDOCO CONSTRUCTION CORP 2000 LINCOLN RD PITTSBURGH PA 15235 CONSTRUCTION 21802794 CULINART INC 175 SUNNYSIDE BLVD PLAINVIEW NY 11803 DINING SERVICES 11806658 ISS FACILITY SERVICES INC 1019 CENTRAL PKWY STE 100 SAN ANTONIO TX 78232 CLEANING SERVICES 6639394 ACCENTURE LLP 161 N CLARK ST CHICAGO IL 60601 CONSULTING 4411354 TURNER CONSTRUCTION 1133PENN AVE PITTSBURGH PA 15222 CONSTRUCTION 4126112 152 543654 5246324 333697292 168625060 30805006 508112330 TUITION 900099 637879306 637879306 AUXILIARY SERVICES 611710 61165078 60579955 585123 OTHER PROGRAM SERVICES 900099 15005626 15005626 714050010 20358671 955390 19403281 5538391 5538391 1211143 14505 521080 0 690063 14505 704568 47845 656723 1079060418 9174134 994372501 296129 84687917 8878005 93565922 93565922 120150 543654 306265 -186115 -186115 6612224 3071761 3540463 450205 3090258 1345684240 713464887 2038563 122068460 30524121 30524121 125369075 125369075 10033570 10033570 7998055 1236392 5604333 1157330 1890869 323450 1567419 548632270 503652377 35294211 9685682 33511727 28333971 4426764 750992 60321200 55539208 3273326 1508666 29671781 24836870 4146027 688884 4911899 2497743 2404400 9756 1860990 102613 1758377 491648 491648 447813 447813 4472379 4472379 26744300 16961372 9129665 653263 2815044 1943683 852990 18371 23564341 20211354 2994839 358148 22763131 19454168 2943605 365358 1233679 1233679 53127026 46721207 6404308 1511 31785465 26570964 4141210 1073291 11979315 10784806 950759 243750 9755468 9434370 321098 57019390 53882968 3136422 2296157 1989472 306685 MISCELLANEOUS 34430563 33097787 932613 400163 FOOD SERVICE OPERATIONS 18114626 18014926 99700 INFORMATION RESOURCES 8947348 8764670 111800 70878 NON-CAPITAL EQUIPMENT 7228104 3543891 3682174 2039 2154864 2143910 10954 1174096218 1057694265 98955104 17446849 51166 48187 86067527 182754928 133941954 125161805 42302011 39679514 9295012 9372929 2412484 2509468 14235925 15450375 1472864598 725451062 708268234 747413536 970379614 983367391 802206566 869034436 79939087 68203256 2849099580 3042995825 109551255 127788495 100604809 110822073 473839168 444704523 26387481 48793127 74178956 78243552 784561669 810351770 X 814638853 870146288 643596900 699814136 606302158 662683631 2064537911 2232644055 2849099580 3042995825 X 171588022 5938020 -9419898 X X 0 1 X 1 1 1 X 448426750 515160121 519400189 504994253 508112330 2496093643 448426750 515160121 519400189 504994253 508112330 2496093643 2496093643 24509759 28186745 25785689 20770582 27122710 126375485 1770890 1770890 2624240018 3234653055 0.95120 0.94690 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 491648 491648 491648 491648 1173604570 1174104656 1174096218 1174596304 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 425831 454992 465342 491648 1837813 250000 250000 250000 250000 1000000 1500000 180000 4851167 X X X 0 1249218977 54373142 87372305 12834311 39323039 1935320 1336871754 1074468210 35015698 189493030 10989003 37261560 1507398 1249218977 985941144 38204270 96048173 10321487 33981202 1422688 1074468210 1016165364 21673502 -5097016 10587113 34925046 1288547 985941144 814125852 31589202 221701643 11613363 38194929 1443039 1016165366 0.18410 0.45890 0.35700 0 1 1 46773898 46773898 993481801 512178383 481303418 19107842 12823736 6284106 241527019 144472194 97054825 171974038 55976749 115997289 747413536 REAL ESTATE 66468258 F VENTURE CAP. & PRIV. EQ 324277090 F AGGRESSIVE, DISTRESSED & ARBITRAGE FIXED INCOME 18880161 F NATURAL RESOURCES 87068270 F HEDGE FUNDS 224726221 F LOCAL REGION 2604281 F EMERGING MARKET 145010155 F 869034436 CONTRACT RETENTIONS 5103566 GATE STUDENT LOAN PROGRAM 756155 ASSET RETIREMENT OBLIGATION-FIN 47 5049531 FEDERAL LOAN PROGRAMS & STUDENT DEPOSITS 14622753 PRESENT VALUE OF ANNUITIES DUE 14301319 SWAP AGREEMENTS/CONTRACTS 34881182 FEDERAL, STATE, AND LOCAL TAXES PAYABLE 792739 MISC. OTHER LIABILITIES 732753 AGENCY FUNDING 60258 PV ANNUITIES FOR PROPERTY ACQS 1943296 78243552 1240020548 5938020 10813465 14353875 31105360 1208915188 136769052 136769052 1345684240 1078388164 10813465 26898300 37711765 1040676399 133419819 133419819 1174096218 PART III, LINE 4: WORKS OF FINE OR DECORATIVE ARTS ARE COLLECTED AND EXHIBITED BY CARNEGIE MELLON UNIVERSITY TO ENHANCE THE QUALITY OF LIFE ON CAMPUS, TO STIMULATE EDUCATION AND RESEARCH, AND TO PRESERVE SUCH WORKS FOR POSTERITY. PART V, LINE 4: THE CARNEGIE MELLON ENDOWMENT IS A COLLECTION OF INDIVIDUAL FUNDS PRIMARILY ESTABLISHED BY DONORS AND MANAGED BY THE UNIVERSITY AS A POOLED SET OF ASSETS. IN ACCORDANCE WITH THE PENNSYLVANIA ACT 141 AND DONOR INTENT, THE UNIVERSITY SPENDS A PREDETERMINED PORTION OF THE ENDOWMENT INCOME EACH YEAR ON FACULTY SUPPORT, STUDENT SUPPORT, AND GENERAL UNIVERSITY SUPPORT. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,071,761. SUBSIDIARY REVENUE 16,853,175. RENTAL EXPENSE 521,080. CHANGE IN SWAP VALUE NET OF INTEREST EXP -5,750,814. TRANSLATION ADJUSTMENT & OTHER -341,327. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 128,814,805. INVESTMENT MANAGER FEES 4,472,379. LOSS ON SALE OF ASSETS -211,006. GIFT-IN-KIND DONATIONS REVERSAL -74,526. UNCOLLECTIBLE PLEDGE WRITE OFFS 3,991,236. NET LOSS FROM FUNDRAISING EVENTS -186,115. LAMME DISTRIBUTION 55,188. MPC ACCRUAL -92,909. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,071,761. SUBSIDIARY EXPENSE 23,305,459. RENTAL EXPENSE 521,080. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 128,814,805. INVESTMENT MANAGER FEES 4,472,379. TRANSLATION ADJUSTMENT & OTHER 343,641. LOSS ON SALE OF ASSETS -211,006. PART XII: RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH REVENUE PER RETURN AND PART XIII - RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH EXPENSES PER RETURN: LINE 1 OF EACH PART RESPECTIVELY CONSISTS OF CONSOLIDATED NUMBERS FROM THE AUDITED FINANCIAL STATEMENTS AND RECONCILES TO THE STAND-ALONE (SEPARATE BASIS) REVENUE AND EXPENSES AS REPORTED ON THE FORM 990, PART I, LINE 12. PART X, LINE 2: ALTHOUGH THERE IS NO FOOTNOTE ON THE AUDITED FINANCIAL STATEMENTS REGARDING FIN 48 (ASC 740), CARNEGIE MELLON DOES PERFORM AN ANNUAL FIN 48 (ASC 740) REVIEW TO ANALYZE ALL TAX POSITIONS AS REQUIRED. FOR THE FISCAL YEAR ENDED JUNE 30, 2015, CARNEGIE MELLON HAS ASSESSED ALL UNCERTAIN TAX POSITIONS AND HAS DETERMINED THEM TO BE IMMATERIAL. THE UNIVERSITY'S STATEMENTS OF FINANCIAL POSITION DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATORY POLICY AND STATEMENT OF ASSURANCE APPEARS ON PRINTED MATERIALS USED TO COMMUNICATE WITH PROSPECTIVE AND CURRENT STUDENTS AS WELL AS EMPLOYEES OF CARNEGIE MELLON UNIVERSITY. SCHEDULE E, PART I, LINE 6 MONETARY GRANTS WERE RECEIVED FROM FEDERAL AND STATE AGENCIES TO PROVIDE ASSISTANCE TO STUDENTS ATTENDING CARNEGIE MELLON UNIVERSITY. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 655878 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES/PROGRAM SUPPORT 103742 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 1044483 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 6957367 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 900952 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 371149 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 22696 EAST ASIA AND THE PACIFIC 2 49 PROGRAM SERVICES EDUCATION 7226059 EUROPE (INCLUDING ICELAND & GREENLAND) 1 3 PROGRAM SERVICES EDUCATION 3534758 MIDDLE EAST AND NORTH AFRICA 1 229 PROGRAM SERVICES EDUCATION 60999250 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 2 PROGRAM SERVICES EDUCATION 553833 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES EDUCATION 41352 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 202352 SOUTH ASIA 0 1 PROGRAM SERVICES EDUCATION 330664 SUB-SAHARAN AFRICA 1 45 PROGRAM SERVICES EDUCATION 4273750 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 178533 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 9552 SOUTH ASIA 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 2500 SOUTH AMERICA 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 600 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CLEARMODEL LLC ACTIVITY 303350 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES CLEARMODEL LLC ACTIVITY 17753 NORTH AMERICA 0 0 PROGRAM SERVICES ACROBATIQ LLC ACTIVITY 125766 EAST ASIA AND THE PACIFIC 0 0 UNRELATED BUSINESS UBI EXPENSES 47809 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PORTFOLIO INVESTMENTS 425686436 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PORTFOLIO INVESTMENTS 20111309 SUB-SAHARAN AFRICA 0 0 PORTFOLIO INVESTMENTS 8792334 EAST ASIA AND THE PACIFIC 0 0 PORTFOLIO INVESTMENTS 3129476 0 0 2 49 3 280 5 329 17282326 528341377 545623703 EUROPE (INCLUDING ICELAND & GREENLAND) SUBCONTRACTS 655878 CASH; ELECTRONIC FUND TRANSFER N/A N/A MIDDLE EAST AND NORTH AFRICA SUBCONTRACTS 103742 CASH; ELECTRONIC FUND TRANSFER N/A N/A NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SUBCONTRACTS 371149 CASH; ELECTRONIC FUND TRANSFER N/A N/A SUB-SAHARAN AFRICA PROGRAM SUPPORT 5000 CASH; ELECTRONIC FUND TRANSFER N/A N/A 12 2 STUDENT SCHOLARSHIPS EAST ASIA AND THE PACIFIC 19 900952 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A STUDENT SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 248 6957367 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A STUDENT SCHOLARSHIPS SUB-SAHARAN AFRICA 37 1039483 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A 1 0 1 1 1 1 PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO STUDENTS AT ITS INTERNATIONAL LOCATIONS PURSUANT TO A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. 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ENDOWED STUDENT SCHOLARSHIPS 2648 9775322 N/A N/A FEDERAL GRANT 1837 2077676 N/A N/A EXTERNAL DONOR OR CORPORATE FUNDED SCHOLARSHIPS 677 2318644 N/A N/A PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO INDIVIDUALS AND ORGANIZATIONS IN THE U.S. BASED ON A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. FOR STUDENTS, SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. OTHER TYPES OF GRANTS AND ASSISTANCE MIGHT INCLUDE, FOR EXAMPLE, RECIPIENTS OF PRIZES AND AWARDS WHO HAVE MET THE SPECIFIC CRITERIA FOR THE PARTICULAR PRIZE OR AWARD TO BE SELECTED. IN THE CASE OF SCHOLARSHIPS AND FELLOWSHIPS, THE RECIPIENT IS OFTEN REQUIRED TO UTILIZE THE FUNDS IN FURTHERANCE OF THEIR EDUCATION AND RESEARCH AT CMU. GRANTS ARE ALSO MADE IN THE CONTEXT OF ACADEMIC OR RESEARCH PROGRAMS AND RECIPIENTS SPEND THEIR GRANT FUNDS UNDER THE SUPERVISION OF THE PROGRAM FOR THE USE OF THE FUNDS. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. X X X X X X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 EDWARD GREFENSTETTE TERM TRUSTEE 2016 0 420000 0 252000 0 5938 0 453966 0 7255 0 1139159 0 252000 KRISTEN KURLAND EX-OFFICIO TRUSTEE 154625 0 0 0 731 0 10341 0 433 0 166130 0 0 0 SUBRA SURESH PRESIDENT/EX-OFFICIO TRUSTEE 738063 7500 0 0 110237 0 140800 0 49540 0 1038640 7500 0 0 MARY JO DIVELY VP/GENERAL COUNSEL 398123 0 0 0 35987 0 20800 0 20466 0 475376 0 0 0 AMIR RAHNAMAY-AZAR V.P. OF FINANCE/CFO 378193 0 0 0 30405 0 20800 0 21595 0 450993 0 0 0 ELIZABETH A MILAVEC ASST. TREASURER/AVP FINANCE 233416 0 0 0 1980 0 19432 0 18220 0 273048 0 0 0 JAY S CALHOUN TREASURER 214607 0 0 0 2072 0 17794 0 45510 0 279983 0 0 0 CHERYL M HAYS SECRETARY 263783 0 0 0 20760 0 20800 0 9293 0 314636 0 0 0 FARNAM JAHANIAN VP OF RESEARCH 138895 0 50000 0 322 0 8000 0 8558 0 205775 0 0 0 NATHAN URBAN INTERIM PROVOST 285223 0 0 0 1723 0 18380 0 18150 0 323476 0 0 0 JOHN LEHOCZKY INTERIM EXECUTIVE VP 345187 0 0 0 50132 0 20800 0 15340 0 431459 0 0 0 MICHAEL C MURPHY VP FOR CAMPUS AFFAIRS 380312 0 0 0 33378 0 20800 0 15460 0 449950 0 0 0 PAMELA EAGER INTERIM VP FOR U.A.(START 11/14) 212384 0 0 0 16334 0 19112 0 21581 0 269411 0 0 0 ROBBEE B KOSAK VP FOR U.A.(EXIT 11/14) 381135 0 0 0 93670 0 20800 0 16050 0 511655 0 0 0 CHARLES A KENNEDY CHIEF INVESTMENT OFFICER 283559 0 108523 0 24728 0 108948 0 22729 0 548487 0 20187 0 ANDREW MOORE DEAN, SCHOOL OF COMPUTER(START 8/14) 192700 0 0 0 270 0 14000 0 6230 0 213200 0 0 0 PAUL D NIELSEN CEO/DIRECTOR SEI 500621 0 0 0 27520 0 20800 0 5276 0 554217 0 0 0 JAMES H GARRETT DEAN, CARNEGIE INSTITUTE 331568 0 0 0 27710 0 20800 0 17483 0 397561 0 0 0 MARK S KAMLET UNIV. PROF. OF ECON. & PUBLIC POLICY 519248 0 250000 0 51190 0 20800 0 19681 0 860919 0 0 0 ILKER BAYBARS DEAN/ QATAR CAMPUS 477349 0 0 0 720161 0 20800 0 34467 0 1252777 0 0 0 RICHARD MUNDY CHIEF OPERATING OFFICER-QA 161040 0 0 0 414564 0 13964 0 57272 0 646840 0 0 0 ROBERT DAMMON DEAN/ TEPPER SCHOOL OF BUSINESS 503455 0 0 0 26102 0 20800 0 14393 0 564750 0 0 0 TRIDAS MUKHOPADHYAY DELOITTE CONSULTING PROFESSOR 275425 0 0 0 320643 0 22371 0 56530 0 674969 0 0 0 JARED L COHON FORMER OFFICER/TRUSTEE 396383 7500 0 0 40183 0 20800 0 23402 0 480768 7500 0 0 RANDAL E BRYANT FORMER KE 327001 0 0 0 10460 0 21374 0 18514 0 377349 0 0 0 PART I, LINE 1A ALL ITEMS CHECKED IN LINE 1A ARE PROVIDED TO OR FOR A PERSON LISTED IN FORM 990, PART VII TO FURTHER THE BUSINESS, EDUCATIONAL, AND RESEARCH MISSION OF THE UNIVERSITY PURSUANT TO FEDERAL TAX REGULATIONS, IRS ACCOUNTABLE PLAN RULES, AND THE INSTITUTION'S POLICIES AND PROCEDURES. NONTAXABLE BENEFITS DISCLOSED IN COLUMN D INCLUDE, FOR EXAMPLE, CONTRIBUTIONS TO EMPLOYER HEALTH AND WELFARE PLANS, AND EMPLOYER PROVIDED HOUSING. PART I, LINES 4A-B DR. SUBRA SURESH PARTICIPATES IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. THESE BENEFITS TOTALING $120,000 WERE REPORTED IN PART II COLUMN C. ROBBEE KOSAK LEFT THE UNIVERSITY NOVEMBER 2014. SEVERANCE BENEFITS TOTALING $74,010 WERE REPORTED IN PART II COLUMN B. PART I, LINE 7 THE BONUSES THAT WERE PAID AND REPORTED IN PART II, COLUMN B(II) WERE FOR RETENTION, RELOCATION AND/OR PERFORMANCE RELATED. A ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01728RES4 2008-04-10 120820000 REFUNDING 2006A, B & 2007A 0 0 0 B PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917RXJ9 2009-08-20 183259641 REFUNDING 1995 A-D & CAPITAL PROJECTS 0 0 0 C ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01729EKV8 2012-02-23 118276655 REFUNDING 1998 & 2002 0 0 0 D ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01729EKY2 2013-02-14 60529980 REVENUE BONDS TO FINANCE NEW CONSTRUCTION 0 0 0 A 120820000 493831 270329 120055840 2010 1 0 1 1 B 183259641 1247008 1575282 15004252 165433099 2011 1 0 1 1 C 118276655 573445 38211 117664999 2012 1 0 1 1 D 60529980 493713 39572631 20463637 2016 0 0 0 1 A 0 1 1 1 1 1 0.00300 0.00300 0 0 1 B 0 1 1 1 1 1 0.00200 0.00200 0 0 1 C 0 1 1 1 1 1 0 0 1 D 0 1 1 1 1 1 0 0 1 A 0 0 0 1 1 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 KOSAK DESIGN T. KOSAK- SPOUSE OF R. KOSAK, CMU OFFICER- OWNER OF KOSAK DESIGN-CMU VENDOR 87339 SEE PART V PAYMENTS MADE TO KOSAK DESIGN FOR DESIGN SERVICES. 0 LG REALTY ADVISORS INC L. GUMBERG- BROTHER OF I. GUMBERG, LIFE TRUSTEE- PRESIDENT OF LG-CMU VENDOR 101912 SEE PART V PAYMENTS MADE TO/FROM LG REALTY ADVISORS INC FOR RENT/SERVICES 0 C BRODSKY M. KAMLET - CMU FORMER OFFICER - HUSBAND OF C. BRODSKY - CMU EMPLOYEE 120986 SEE PART V COMPENSATION FOR PROFESSOR OF COLLEGE OF FINE ARTS 0 L SMITH J. GARRETT - CMU KEY EMPLOYEE - BROTHER OF L. SMITH - CMU EMPLOYEE 70252 SEE PART V COMPENSATION FOR DEAN OF STUDENT ACCOUNTS 0 R EAGER P. EAGER- CMU OFFICER- WIFE OF R. EAGER- CMU EMPLOYEE 134120 SEE PART V COMPENSATION FOR ASSOCIATE DIRECTOR, CIT 0 X 1 180000 APPRAISAL X 214 30175274 FAIR MARKET VALUE X COMPUTER EQPT 8 284710 FAIR MARKET VALUE X ALUMNI EVENT 138 72124 COST X MISCELLANEOUS EQPT 12 50648 FAIR MARKET VALUE X MUSIC EQPT 3 42250 APPRAISAL 4 0 1 0 PART I, COLUMN (B): SCHEDULE M, PART 1 COLUMN (B) THE NUMBER SHOWN IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS CARNEGIE MELLON UNIVERSITY RECEIVED FOR EACH TYPE OF PROPERTY FOR YEAR ENDED JUNE 30, 2015. FORM 990, PART VI, SECTION A, LINE 2 IRA J. GUMBERG AND DAVID S. SHAPIRA ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. MARK KAMLET AND EVAN FRAZIER HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A CARNEGIE MELLON HAS SIX EX-OFFICIO TRUSTEES WHO ARE MEMBERS OF THE BOARD OF TRUSTEES BY HOLDING THE FOLLOWING OFFICES: MAYOR OF THE CITY OF PITTSBURGH PRESIDENT OF COUNCIL OF THE CITY OF PITTSBURGH PRESIDENT OF CARNEGIE MELLON UNIVERSITY PRESIDENT OF CARNEGIE MELLON ALUMNI ASSOCIATION PRESIDENT OF THE ANDREW CARNEGIE SOCIETY OF CARNEGIE MELLON CHAIRMAN OF CARNEGIE MELLON FACULTY SENATE EX-OFFICIO TRUSTEES ARE FULL VOTING MEMBERS WITH ALL RIGHTS AND RESPONSIBILITES THERETO EXCEPT THAT THE PRESIDENT OF CARNEGIE MELLON UNIVERSITY HAS NO VOTING RIGHTS WHEN SERVING AS A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 CARNEGIE MELLON'S TAX DEPARTMENT IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH CARNEGIE MELLON'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING (CPA) FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPA FIRM, THE FORM IS REVIEWED BY THE VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, ASSOCIATE VICE PRESIDENT FOR FINANCE AND CONTROLLER, PRESIDENT, TAX DEPARTMENT AND THEN PRESENTED TO AND REVIEWED WITH THE CHAIR OF THE AUDIT COMMITTEE. FINALLY, A COMPLETED COPY OF THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CARNEGIE MELLON REQUIRES EACH TRUSTEE, OFFICER, AND MEMBER OF SENIOR MANAGEMENT TO DISCLOSE ANNUALLY THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE INSTITUTION. THE PROCESS IS INITIATED EACH FISCAL YEAR BY THE OFFICE OF THE SECRETARY OF THE BOARD SENDING AN ELECTRONIC CONFLICT OF INTEREST QUESTIONNAIRE TO THE ABOVE NOTED INDIVIDUALS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE SECRETARY OF THE BOARD FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS BY THE INSTITUTION, REVIEWED BY THE OFFICE OF GENERAL COUNSEL, AND ANNUAL REPORTING IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. ALL OFFICERS AND MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE CONFLICTS TO THE SECRETARY AS THEY ARISE THROUGHOUT THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE ANNUALLY REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE PRESIDENT'S SALARY, COMPENSATION, AND BENEFIT PACKAGE (TOTAL COMPENSATION) AND REVIEWS AND APPROVES THE TOTAL COMPENSATION OF THE PROVOST, VICE PRESIDENTS, DEANS AND KEY OFFICERS. THE COMMITTEE OBTAINS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE ADMINISTRATION AND INDEPENDENT EXTERNAL SOURCES WITH RESPECT TO COMPENSATION FOR SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS TO AID IN EVALUATING COMPENSATION AND BENEFIT PLAN LEVELS, PRACTICES AND STRATEGIES TO ENSURE THAT THE UNIVERSITY'S COMPENSATION LEVELS AND PRACTICES ARE COMPARABLE TO SIMILAR ORGANIZATIONS AND APPROPRIATE TO ATTRACT, OBTAIN AND RETAIN QUALIFIED PERSONNEL. THIS INCLUDES REVIEWING SURVEY DATA FOR SIMILAR POSITIONS AMONG A SELECT GROUP OF PEER INSTITUTIONS. THE COMMITTEE SUBMITS ITS RECOMMENDATIONS FOR THE PRESIDENT'S TOTAL COMPENSATION PACKAGE TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. THE EXECUTIVE COMMITTEE RECEIVES AN ANNUAL REPORT FROM THE UNIVERSITY'S COMPENSATION COMMITTEE INCLUDING SIGNIFICANT COMPENSATION AND BENEFIT PLAN POLICY CHANGES. IT REPORTS TO THE FULL BOARD ON THIS AND THE COMPETITIVENESS OF THE UNIVERSITY'S COMPENSATION LEVELS AND BENEFIT PLANS IN RELATION TO PEER INSTITUTIONS. FORM 990, PART VI, SECTION C, LINE 19 CARNEGIE MELLON'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST OR CAN BE OBTAINED BY VISITING THE WEBSITE AT WWW.CMU.EDU. FORM 990, PART VII, SECTION A, LINE 1A: EMERITUS LIFE TRUSTEES ARE WELCOME AT ALL MEETINGS, RECEIVE ALL NOTICES, MINUTES AND REPORTS OF MEETINGS, AND ARE FREE TO PARTICIPATE IN ALL DISCUSSIONS, BUT ARE NOT ENTITLED TO VOTE ON ANY MATTER. ANY LIFE TRUSTEE, AFTER AGE 60, MAY, AT HIS OR HER REQUEST, TRANSFER TO THE STATUS OF EMERITUS LIFE TRUSTEE. EACH LIFE TRUSTEE ELECTED AFTER JANUARY 1, 1960, WHO ATTAINS THE AGE OF 75 WHILE A TRUSTEE, SHALL BECOME AN EMERITUS TRUSTEE ON THE DAY PRECEDING THE ANNUAL MEETING OF THE BOARD FOLLOWING SUCH TRUSTEE'S 75TH BIRTHDAY. THE FOLLOWING INDIVIDUALS WERE EMERITUS LIFE TRUSTEES OF CARNEGIE MELLON'S BOARD OF TRUSTEES: PAUL A. ALLAIRE, ARTHUR H. ARONSON, CAROL R. BROWN, ROBERT M. BROWN III, FRANK V. CAHOUET, DOUGLAS D. DANFORTH, W. LOGAN DICKERSON, EDWARD DONLEY, WILLIAM B. ELLIS, CYNTHIA FRIEDMAN, CLAIRE W. GARGALLI, WILLIAM GOLDSMITH, RICHARD D. HAMILTON, WILTON A. HAWKINS, TERESA HEINZ, ORION L. HOCH, T. JEROME HOLLERAN, W. LEE HOSKINS, JUSTIN M. JOHNSON, PATRICIA ASKWITH KENNER, DAVID M. KIRR, HANS W. LANGE, EDWARD E. LUCENTE, THOMAS A. MCCONOMY, JACK E. MCGRATH, REGINA GOUGER MILLER, LINDSAY J. MORGENTHALER, ALESSANDRO OVI, NORMAN F. PARKER, CHARLES J. QUEENAN, JR. ESQ, JOHN G. RANGOS, SR., DAVID RODERICK, VINCENT A. SARNI, JOYCE B. SCOTT, RAYMOND W. SMITH, WILLIAM P. SNYDER III, W. LOWELL STEINBRENNER, JAMES M. WALTON, KONRAD M. WEIS. FORM 990, PART VII, SECTION A, COLUMN B: FOR EACH PERSON LISTED IN COLUMN A WHO IS AN EMPLOYEE OF CARNEGIE MELLON UNIVERSITY, THE AVERAGE NUMBER OF HOURS PER WEEK STATED IS 40 HOURS PER WEEK; HOWEVER, THE ACTUAL NUMBER OF HOURS WORKED VARIES BETWEEN 40-80 HOURS PER WEEK. FORM 990, PART XI, LINE 9: GIFT-IN-KIND DONATIONS REVERSAL 74,526. LAMME UNREALIZED GAINS/LOSS -31,425. CHANGE IN SWAP VALUE NET OF INTEREST EXPENSE & OTHER -5,750,787. NET LOSS FROM FUNDRAISING EVENTS 186,115. UNCOLLECTIBLE PLEDGE WRITE OFFS -3,991,236. MPC ACCRUAL 92,909. FORM 990, PART XII, FINANCIAL STATEMENTS AND REPORTING: CARNEGIE MELLON HAS AN AUDIT COMMITTEE OF THE BOARD OF TRUSTEES THAT IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF A CERTIFIED INDEPENDENT ACCOUNTING FIRM THAT AUDITS THE FINANCIAL STATEMENTS. CARNEGIE MELLON'S FINANCIAL STATEMENTS ARE CONSOLIDATED. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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