2016-05-12T15:00:16-05:00 2015-06-30 990 2014-07-01 042103634 Trustees of Tufts College TRUS 6176273264 169 Holland Street Attn Tax Dept Somerville MA 02144 Thomas S McGurty VP FINANCE & TREASURER 2016-05-12 2014 2016-08-17 19:52:53Z Tufts University Anthony P Monaco 169 Holland Street Attn Tax Dept Somerville MA 02144 1895252958 false X www.tufts.edu X 1852 MA Education and Research 40 38 11795 0 920136 -1300900 242625216 227337686 606674601 626035172 113604659 58710555 2861377 2320125 965765853 914403538 138191135 148479754 0 0 462076610 480643896 1354575 1074886 20163793 296025837 309760353 897648157 939958889 68117696 -25555351 3160314114 3169216075 892303918 934119802 2268010196 2235096273 TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD, AND TUFTS IS RECOGNIZED AMONG THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE. A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS. false false 478398134 130537417 471029282 INSTRUCTION - DURING THE 2014-2015 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,385 UNDERGRADUATE, 1,300 GRADUATE AND 473 PROFESSIONAL. 284057732 17942337 96473319 RESEARCH -THERE WERE 1,659 GOVERNMENT AND 767 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2015. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. ALSO, CLINICAL AND OTHER RESEARCH ACTIVITIES INCLUDE 30 CLINICS THAT ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS. 59707631 0 56188543 AUXILLIARY ENTERPRISES - ACTIVITIES PRIMARILY CONSIST OF SERVICES FOR STUDENTS, INCLUDING STUDENT HOUSING, DINING SERVICES AND HEALTH SERVICES. DURING THE 2015 FISCAL YEAR THERE WERE 42 RESIDENCE HALLS HOUSING 3,462 STUDENTS. APPROXIMATELY 4,247 MEAL PLANS WERE SOLD TO STUDENTS EACH SEMESTER. 822163497 true false false true false false false true true true true true false false true true false true true true true true true true false false false true true true true false false false false false false false false true true true true false false true true true true true false true 2173 0 true 11795 true true true true CI FR GM GH HK SP UK false false false true true true 1 false false false X 40 38 true false false false false false false true true false true true true true true true true true true true false CA LA MA ND OK MT WV X Thomas S McGurty VP FinTreasurer 6176273264 169 Holland Street Somerville MA 02144 Anthony P Monaco Trustee & University President 60.00 1.00 X X 754992 0 124053 Peter R Dolan Trustee - Chairman 3.00 X X 0 0 0 William R O'Reilly Jr Trustee - Vice Chair 3.00 X X 0 0 0 Jonathan M Tisch Trustee - Vice Chair 3.00 X X 0 0 0 Thomas M Alperin Charter Trustee 3.00 X 0 0 0 John J Bello Trustee 3.00 X 0 0 0 Robert R Bendetson Trustee 3.00 X 0 0 0 Betsy Busch Trustee 3.00 X 0 0 0 Elizabeth Cochary Gross Trustee 3.00 X 0 0 0 John H deJong Trustee 3.00 X 0 0 0 Jeannie H Diefenderfer Trustee 3.00 X 0 0 0 Daniel J Doherty III Trustee 3.00 X 0 0 0 E Michael Fung Trustee - Start Date 11/06/14 3.00 X 0 0 0 Laurie A Gabriel Trustee 3.00 X 0 0 0 Steven M Galbraith Trustee 3.00 X 0 0 0 Steven A Goldstein Trustee 3.00 X 0 0 0 Michael S Gordan Trustee 3.00 X 0 0 0 Bruce D Grossman Trustee 3.00 X 0 0 0 Diane Hessan Trustee 3.00 X 0 0 0 Varney J Hintlian Trustee 3.00 X 0 0 0 Deborah R Jospin Trustee 3.00 X 0 0 0 Peter H Kamin Trustee - Start Date 11/06/14 3.00 X 0 0 0 Brian H Kavoogian Trustee 3.00 X 0 0 0 Jeffrey B Kindler Trustee 3.00 X 0 0 0 Debra S Knez Trustee 3.00 X 0 0 0 Ellen J Kullman Trustee 3.00 X 0 0 0 Diana V Lopez Trustee - Start Date 11/06/14 3.00 X 0 0 0 Seth I Merrin Trustee - End Date 11/08/14 3.00 X 0 0 0 Ioannis Miaoulis Trustee 3.00 X 0 0 0 Jeffrey M Moslow Trustee 3.00 X 0 0 0 Elyse A Newhouse Trustee 3.00 X 0 0 0 Kathleen O'Loughlin Trustee 3.00 X 0 0 0 David B Rone Trustee 3.00 X 0 0 0 Hugh R Roome III Trustee 3.00 X 0 0 0 Andrew Safran Trustee 3.00 X 0 0 0 Janis Savin-Williams Trustee 3.00 X 0 0 0 Neal B Shapiro Trustee 3.00 X 0 0 0 Tina Surh Trustee 3.00 X 0 0 0 Teri Coleman Volpert Trustee 3.00 X 0 0 0 Gloria White-Hammond Trustee 3.00 X 0 0 0 James J Wong Trustee 3.00 X 0 0 0 Patricia L Campbell Executive VP 40.00 X 490731 0 60905 Mary R Jeka VP - University Relations 40.00 X 352535 0 55828 David R Harris Provost & Sr. V.P. 40.00 X 511772 0 77983 Thomas S McGurty VP - Finance and Treasurer 40.00 3.00 X 345109 0 67044 David J Kahle VP - Information Technology, CIO 40.00 X 301185 0 65400 Julien C Carter VP - Human Resources - Start Date 1/20/15 40.00 X 0 0 0 Christine C Sanni VP - Communications and Marketing - Start Date 6/22/15 40.00 X 209475 0 49239 Martha L Pokras Interim VP - Human Resources - End Date 1/19/15 40.00 X 284653 0 40129 Michael A Baenen SEE SCHEDULE O FOR TITLE 40.00 X 155744 0 30817 Paul JTringale Secretary of Corporation 40.00 X 124928 0 25292 Eric CJohnson VP - University Advancement 40.00 X 339120 0 70102 Linda Snyder VP - Operations 40.00 2.00 X 268975 0 34251 George A Hibbard Assistant Treasurer 40.00 X 156303 0 17602 Harris ABerman Dean Medical School 40.00 2.00 X 452005 0 53608 Joanne E Berger-Sweeney Dean Arts & Sciences - End Date 6/30/14 40.00 X 196804 0 38254 Linda MAbriola Dean Engineering 40.00 X 300013 0 82862 James MGlaser SEE SCHEDULE O FOR TITLE 40.00 X 246776 0 130024 Naomi Rosenberg Dean Sackler School 40.00 X 261750 0 52144 Deborah T Kochevar Dean Cummings School 40.00 1.00 X 259548 0 53592 Huw Thomas Dean Dental School 40.00 X 394370 0 47011 Sally Dungan Chief Investment Officer 40.00 1.00 X 664728 0 348186 Paul B Mace Director of Investments 40.00 X 373824 0 194302 Naushirwan Mehta Professor & Assoc. Dean 40.00 X 378340 0 57416 Maria Papageorge Professor & Chair 40.00 X 498461 0 56371 Renee R Nadler Director of Investments 40.00 X 442375 0 196322 Kathleen Cronin VP - Human Resources - End Date 6/30/13 X 114000 0 0 Linda E Cataldo VP - Human Resources - End Date 4/30/14 40.00 X 183603 0 20178 9062122 0 2048913 1037 true true true COMMODORE BUILDERS 800 BRIDGE STREET NEWTON MA 02458 CONSTRUCTION 16024276 DTZ INC 4002 SOLUTIONS CENTER CHICAGO IL 606774000 CLEANING 11626528 COLUMBIA CONSTRUCTION CO 100 RIVERPARK DR NORTH READING MA 01864 CONSTRUCTION 10957941 MUSEUM OF FINE ARTS BOSTON SCHOOL OF THE MUSEUM OF FINE ARTS 465 HUNTINGTON AVE BOSTON MA 021155523 SUBCONTRACTS 4521729 PAYETTE ASSOCIATES INC 290 CONGRESS ST 5TH FL BOSTON MA 022101005 PROJECT/DESIGN SERVICE 4337017 184 140808284 86529402 7095011 227337686 INSTRUCTION 900099 471029282 471029282 CLINICAL AND OTHER EDUCATION 541900 98378227 96473319 1904908 AUXILLIARY ENTERPRISES 900099 56627663 56188543 439120 0 0 0 0 626035172 5619020 5619020 2257609 2257609 2180949 2118433 62516 0 62516 62516 1031822522 978730987 53091535 0 53091535 -1423892 54515427 0 0 0 0 0 914403538 623691144 920136 62454572 13434156 13434156 129623404 129623404 5422194 5422194 7314204 2558126 4170166 585912 224299 204438 19861 377092369 318397155 47081364 11613850 27022261 22219653 3888446 914162 45882627 37721692 6432284 1728651 23108136 18788978 3531246 787912 6282671 4842293 1434442 5936 450978 450978 539499 539499 1074886 1074886 1662854 17175 1645679 44103720 33091428 10898922 113370 852426 652129 178104 22193 65609957 55317839 8285297 2006821 9013244 5217442 3670056 125746 1089143 1089143 41690936 40454697 1236239 14009055 12744980 920902 343173 5183134 3904572 671458 607104 35486653 34431174 1055479 48788356 47335500 1452856 BOOKS, PERIODICALS & MEDIA 11864074 11601532 59564 202978 SUBSIDIARY EXPENSE-TVETS 8296721 8296721 EQUIPMENT PURCHASES 6900956 6882702 18254 GOODS AND SERVICES 6127160 6124983 1014 1163 1808816 1789391 9350 10075 939958889 822163497 97631599 20163793 51039544 37144966 50324606 50864598 13317614 10283927 0 0 0 54003601 52212596 453819 469693 6257612 6533501 1505716869 654873117 814517007 850843752 367644728 335348295 1665862677 1690450801 24148166 23957756 112744740 111106190 3160314114 3169216075 132268661 142400188 49194977 52592689 624335075 639435774 2867567 3038342 83637638 96652809 892303918 934119802 X 1202484880 1188961787 496780212 459067432 568745104 587067054 2268010196 2235096273 3160314114 3169216075 X -25555351 6152941 -13511513 X false true X true true true X 236685651 205879619 209152025 242625216 227337686 1121680197 236685651 205879619 209152025 242625216 227337686 1121680197 0 1121680197 21121380 19639137 21640901 25079798 10057578 97538794 0 0 0 0 0 0 1219218991 2899669991 0.9200 0.9084 X X 0 0 539499 539499 539499 539499 919255597 957379905 919795096 957919404 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 402965 450418 508367 539499 1901249 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 12100 7108376 0 0 X X X X false false 0 0 0 0 true X 1625056580 18369950 66337135 19555041 62997156 5194280 1622017188 1472355250 27445392 210364325 17828045 61993513 5286829 1625056580 1386696958 11124069 159776163 16256087 63959588 5026265 1472355250 1445680252 8004599 8206782 14978246 56013800 4202629 1386696958 1252970860 24333842 227385906 15794246 39266184 3949926 1445680252 0.404 0.247 0.349 false false 44674171 44674171 1267917875 545025328 722892547 193124823 109847789 83277034 850843752 595608179 F Other Investments 31685086 F Common Trust Equity Index Funds 401955477 F Private Equities 377127489 F Real Estate 173142034 F Funds Held Under Bond Agreements 5709346 F UNSETTLED INVESTMENTS 14587863 F Natural Resources 90635327 F 1690450801 Unfunded Status of Post Retirement Plan 6153000 Interest Rate Agreements 62694328 Government Advances 27805481 96652809 X 802886443 6152941 -118376819 -112223878 915110321 -706783 -706783 914403538 835800365 28116442 28116442 807683923 132274966 132274966 939958889 Schedule D, Part XI FINANCIAL STATEMENTS THE TRUSTEES OF TUFTS COLLEGE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS. Schedule D, Part III, Line 4 Collections of art - description of collections THE TRUSTEES OF TUFTS COLLEGE'S COLLECTIONS INCLUDE PRIMARILY ART, BOOKS AND ARTIFACTS WHICH ARE PUT TO USE IN THE ORGANIZATION'S INSTRUCTION AND ACADEMIC RESEARCH. Schedule D, Part IV, Line 2b Explanation of escrow agreement TUFTS UNIVERSITY IS THE FISCAL AGENT FOR NUMEROUS UNIVERSITY SPONSORED ACTIVITIES. THE UNIVERSITY HOLDS THESE FUNDS, BUT DOES NOT OWN THEM. AS A RESULT OF THIS ARRANGEMENT THE UNIVERSITY RECORDS A LIABILITY EQUAL TO THE FUNDS BEING HELD IN ESCROW. Schedule D, Part V, Line 4 Intended uses of endowment funds THE TRUSTEES OF TUFTS COLLEGE INTEND TO USE THE ORGANIZATION'S ENDOWMENT FUNDS TO PROVIDE FUTURE RESOURCES TO SUPPORT THE UNIVERSITY'S ACTIVITIES. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote US GAAP requires Trustees of Tufts College (The University) to evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The University has analyzed the tax positions taken and has concluded that as of June 30, 2015, there are no significant uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 CONSOLIDATED ENTITIES REVENUE - 11883032 CHANGE IS SPLIT INTEREST AGREEMENT - -854289 TUITION DISCOUNT - -XXX-XX-XXXX INVESTMENT IN TUFTS SHARED SERVICES, INC. F/K/A T-NEMC, A RELATED ORGANIZATION - 625918 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements RENTAL EXPENSE NETTED WITH RENTAL INCOME - -2118433 INTERDEPARTMENTAL REQUISITION REVENUE - 1411650 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 RENTAL EXPENSE NETTED WITH RENTAL INCOME - 2118433 INTERDEPARTMENTAL REQUISITION REVENUE - 831836 CONSOLIDATED ENTITIES EXPENSES - 11615767 CUMULATIVE EFFECT OF ACCOUNTING CHANGE - 7105000 CHANGE IN FAIR VALUE OF INTEREST RATE AGREEMENTS - 6445406 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements CONSOLIDATED ENTITIES EXPENSES - 2243486 TUITION DISCOUNT - XXX-XX-XXXX - true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY AS PERMITTED UNDER SEC. 4.03 OF REV. PROC. 75-50, TRUSTEES OF TUFTS COLLEGE SATISFIES THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02 BECAUSE THE TRUSTEES OF TUFTS COLLEGE "CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE OR WORLDWIDE...AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO THE STUDENTS." Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE TRUSTEES OF TUFTS COLLEGE RECEIVES ASSISTANCE IN THE FORM OF FEDERAL PERKINS LOANS, HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS, PELL GRANTS, ACG GRANTS, SMART GRANTS, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND FEDERAL WORK STUDY FUNDS. STUDENTS ENROLLED AT THE TRUSTEES OF TUFTS COLLEGE ALSO RECEIVE LOAN FUNDS THROUGH THE FFEL LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH AND NASA. true Europe (Including Iceland and Greenland) 5 5 Program Services STUDY-ABROAD EDUCATION PROGRAM 4273691 East Asia and the Pacific 3 2 Program Services STUDY-ABROAD EDUCATION PROGRAM 536945 South America 1 0 Program Services STUDY-ABROAD EDUCATION PROGRAM 327365 Sub-Saharan Africa 1 2 Program Services STUDY-ABROAD EDUCATION PROGRAM 208965 Central America and the Caribbean 0 0 Grantmaking 1000 East Asia and the Pacific 0 0 Grantmaking 504509 Europe (Including Iceland and Greenland) 0 0 Grantmaking 324760 Middle East and North Africa 0 0 Grantmaking 132699 North America (Canada & Mexico only) 0 0 Grantmaking 4515 Russia and Neighboring States 0 0 Grantmaking 10581 South America 0 0 Grantmaking 227965 South Asia 0 0 Grantmaking 459635 Sub-Saharan Africa 0 0 Grantmaking 3756528 Central America and the Caribbean 0 0 Investments 462999000 Europe (Including Iceland and Greenland) 0 0 Investments 30167000 North America (Canada & Mexico only) 0 0 Investments 13258000 Sub-Saharan Africa 0 0 Investments 6607000 Central America and the Caribbean 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 25563 East Asia and the Pacific 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 101109 Europe (Including Iceland and Greenland) 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 420048 Middle East and North Africa 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 19251 North America (Canada & Mexico only) 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 50529 Russia and Neighboring States 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 85803 South America 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 207279 South Asia 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 82084 Sub-Saharan Africa 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 144074 East Asia and the Pacific 0 0 Fundraising 1596 Europe (Including Iceland and Greenland) 0 0 Fundraising 6687 Middle East and North Africa 0 0 Fundraising 390 South America 0 0 Fundraising 755 Sub-Saharan Africa 0 0 Fundraising 44 10 9 0 0 10 9 517193158 7752212 524945370 Middle East and North Africa Subcontract Research Grant 8990 CHECK East Asia and the Pacific Subcontract Research Grant 124993 CHECK Sub-Saharan Africa Subcontract Research Grant 46997 WIRE Sub-Saharan Africa Subcontract Research Grant 1016524 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 68946 WIRE South Asia Subcontract Research Grant 81558 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 14980 WIRE East Asia and the Pacific Subcontract Research Grant 98786 WIRE South Asia Subcontract Research Grant 94521 WIRE Middle East and North Africa Subcontract Research Grant 36716 WIRE East Asia and the Pacific Subcontract Research Grant 57599 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 77877 WIRE Sub-Saharan Africa Subcontract Research Grant 128853 WIRE South America Subcontract Research Grant 214992 WIRE South Asia Scholarships 16000 WIRE South Asia Student Stipends 12000 WIRE Sub-Saharan Africa Subcontract Research Grant 28430 WIRE East Asia and the Pacific Subcontract Research Grant 40362 WIRE Sub-Saharan Africa Scholarships 19525 WIRE Sub-Saharan Africa Subcontract Research Grant 452649 WIRE Sub-Saharan Africa Subcontract Research Grant 24898 WIRE Sub-Saharan Africa Subcontract Research Grant 15000 WIRE Middle East and North Africa Subcontract Research Grant 36150 WIRE Sub-Saharan Africa Subcontract Research Grant 536785 WIRE Sub-Saharan Africa Subcontract Research Grant 126879 WIRE South Asia Subcontract Research Grant 94501 WIRE Sub-Saharan Africa Subcontract Research Grant 33759 WIRE Sub-Saharan Africa Subcontract Research Grant 21060 WIRE East Asia and the Pacific Subcontract Research Grant 118819 WIRE Sub-Saharan Africa Subcontract Research Grant 5408 WIRE Sub-Saharan Africa Subcontract Research Grant 17982 WIRE Sub-Saharan Africa Subcontract Research Grant 128694 WIRE Sub-Saharan Africa Subcontract Research Grant 64763 WIRE South Asia Subcontract Research Grant 26798 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 45950 WIRE Sub-Saharan Africa International Program Advances 10339 WIRE Sub-Saharan Africa Subcontract Research Grant 141861 WIRE Sub-Saharan Africa Subcontract Research Grant 36130 WIRE Sub-Saharan Africa Subcontract Research Grant 26216 WIRE Sub-Saharan Africa Subcontract Research Grant 23100 WIRE Sub-Saharan Africa Subcontract Research Grant 28840 WIRE Sub-Saharan Africa Subcontract Research Grant 28840 WIRE Sub-Saharan Africa Subcontract Research Grant 30100 WIRE Sub-Saharan Africa Subcontract Research Grant 23699 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 32400 WIRE Sub-Saharan Africa International Program Advances 89275 WIRE Sub-Saharan Africa International Program Advances 98640 WIRE 46 1 FELLOWSHIPS East Asia and the Pacific 1 917 CHECK FELLOWSHIPS Europe (Including Iceland and Greenland) 2 6000 CHECK INT'L PROGRAM ADVANCES Europe (Including Iceland and Greenland) 1 5295 ELECTRONIC FUNDS TRANSFER INT'L PROGRAM ADVANCES Sub-Saharan Africa 5 420928 WIRE SCHOLARSHIPS Central America and the Caribbean 1 1000 CHECK SCHOLARSHIPS East Asia and the Pacific 16 54093 CHECK SCHOLARSHIPS Europe (Including Iceland and Greenland) 6 21430 CHECK SCHOLARSHIPS Europe (Including Iceland and Greenland) 1 1744 WIRE SCHOLARSHIPS Middle East and North Africa 3 23616 CHECK SCHOLARSHIPS North America (Canada & Mexico only) 2 3965 CHECK SCHOLARSHIPS Russia and Neighboring States 1 8837 CHECK SCHOLARSHIPS Russia and Neighboring States 1 1744 WIRE SCHOLARSHIPS South America 1 250 CHECK SCHOLARSHIPS South America 1 8223 WIRE SCHOLARSHIPS South Asia 13 76803 CHECK SCHOLARSHIPS Sub-Saharan Africa 19 107686 CHECK SCHOLARSHIPS Sub-Saharan Africa 1 1744 WIRE STUDENT PRIZES East Asia and the Pacific 4 3040 CHECK STUDENT PRIZES Europe (Including Iceland and Greenland) 1 714 CHECK STUDENT PRIZES Europe (Including Iceland and Greenland) 1 5000 WIRE STUDENT PRIZES Middle East and North Africa 1 697 CHECK STUDENT PRIZES North America (Canada & Mexico only) 1 250 CHECK STUDENT PRIZES South Asia 2 1947 CHECK STUDENT PRIZES South Asia 1 7500 WIRE STUDENT PRIZES Sub-Saharan Africa 2 1857 CHECK STUDENT PRIZES Sub-Saharan Africa 1 978 WIRE STUDENT STIPENDS East Asia and the Pacific 3 900 WIRE STUDENT STIPENDS Europe (Including Iceland and Greenland) 4 3924 WIRE STUDENT STIPENDS North America (Canada & Mexico only) 1 300 WIRE STUDENT STIPENDS South America 6 4500 WIRE STUDENT STIPENDS South Asia 1 300 CHECK STUDENT STIPENDS Sub-Saharan Africa 3 3600 WIRE SUBCONTRACT RESEARCH GRANT Europe (Including Iceland and Greenland) 1 38103 WIRE SUBCONTRACT RESEARCH GRANT Middle East and North Africa 1 26530 WIRE SUBCONTRACT RESEARCH GRANT South Asia 1 47707 WIRE SUBCONTRACT RESEARCH GRANT Sub-Saharan Africa 5 12500 WIRE true true true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. 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131624225 501 (C)(3) 67989 SUBCONTRACT GRANT AWARD 79 10 SCHOLARSHIPS 6301 126708421 FELLOWSHIPS 404 1819425 STUDENT PRIZES 596 646180 STUDENT STIPENDS 428 449378 Schedule I, Part I, Line 2 Description Of Procedure For Monitoring Use Of Grant Funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS. X X X X X true true X X X X X true true false true false true false true true true Anthony P Monaco Trustee & University President 673645 0 0 0 81347 0 50650 0 73403 0 879045 0 0 0 Patricia L Campbell Executive VP 483335 0 0 0 7397 0 50650 0 10255 0 551636 0 0 0 Mary R Jeka VP - University Relations 345925 0 0 0 6610 0 46440 0 9388 0 408363 0 0 0 David R Harris Provost & Sr. V.P. 510191 0 0 0 1581 0 50650 0 27333 0 589755 0 0 0 Thomas S McGurty VP - Finance and Treasurer 342709 0 0 0 2400 0 46425 0 20619 0 412152 0 0 0 David J Kahle VP - Information Technology, CIO 300568 0 0 0 617 0 40275 0 25125 0 366586 0 0 0 Christine C Sanni VP - Communications and Marketing - Start Date 6/22/15 207254 0 0 0 2221 0 27083 0 22156 0 258714 0 0 0 Martha L Pokras Interim VP - Human Resources - End Date 1/19/15 241320 0 40407 0 2926 0 30721 0 9408 0 324782 0 0 0 Michael A Baenen SEE SCHEDULE O FOR TITLE 155436 0 0 0 308 0 18312 0 12505 0 186561 0 0 0 Paul JTringale Secretary of Corporation 124698 0 0 0 231 0 14128 0 11164 0 150221 0 0 0 Eric CJohnson VP - University Advancement 337582 0 0 0 1538 0 45660 0 24442 0 409222 0 0 0 Linda Snyder VP - Operations 264849 0 0 0 4127 0 33831 0 420 0 303226 0 0 0 George A Hibbard Assistant Treasurer 155595 0 0 0 708 0 17489 0 112 0 173904 0 0 0 Harris ABerman Dean Medical School 448136 0 0 0 3869 0 33150 0 20458 0 505613 0 0 0 Joanne E Berger-Sweeney Dean Arts & Sciences - End Date 6/30/14 153668 0 0 0 43136 0 20948 0 17306 0 235058 0 0 0 Linda MAbriola Dean Engineering 297958 0 0 0 2055 0 33150 0 49712 0 382875 0 0 0 James MGlaser SEE SCHEDULE O FOR TITLE 246201 0 0 0 575 0 32894 0 97130 0 376801 0 0 0 Naomi Rosenberg Dean Sackler School 257966 0 0 0 3784 0 33150 0 18994 0 313894 0 0 0 Deborah T Kochevar Dean Cummings School 258428 0 0 0 1120 0 33150 0 20442 0 313140 0 0 0 Huw Thomas Dean Dental School 391606 0 0 0 2764 0 33150 0 13861 0 441381 0 0 0 Sally Dungan Chief Investment Officer 364723 0 297407 0 2598 0 273348 0 74838 0 1012914 0 126455 0 Paul B Mace Director of Investments 224949 0 148649 0 226 0 167801 0 26501 0 568126 0 0 0 Naushirwan Mehta Professor & Assoc. Dean 374805 0 0 0 3535 0 33150 0 24266 0 435756 0 0 0 Maria Papageorge Professor & Chair 198823 0 284816 0 14822 0 27980 0 28392 0 554833 0 0 0 Renee R Nadler Director of Investments 267340 0 175023 0 12 0 174514 0 21808 0 638697 0 74473 0 Kathleen Cronin VP - Human Resources - End Date 6/30/13 0 0 0 0 114000 0 0 0 0 0 114000 0 0 0 Linda E Cataldo VP - Human Resources - End Date 4/30/14 81705 0 0 0 101898 0 11250 0 8928 0 203781 0 0 0 Schedule J, Part I, Line 1a First-class or charter travel VARIOUS OFFICERS AND SENIOR STAFF TRAVEL ABROAD PERIODICALLY ON SCHOOL BUSINESS. THE AIRLINE ACCOMMODATIONS MAY INCLUDE FIRST-CLASS SEATING WHEN THE TRAVEL IS FOR A PERIOD OF SIX HOURS OR MORE. DURING CALENDAR YEAR 2014, THREE OFFICERS; ONE KEY EMPLOYEE; AND ONE HIGHLY-COMPENSATED EMPLOYEE TRAVELLED USING SUCH AIRLINE ACCOMODATIONS, THE VALUE OF WHICH WAS NOT INCLUDED IN THEIR TAXABLE COMPENSATION AS THIS ACTIVITY WAS A BUSINESS EXPENSE. Schedule J, Part I, Line 1a Travel for companions THE PRESIDENT TRAVELS FOR UNIVERSITY BUSINESS WITH HIS SPOUSE ON A LIMITED BASIS. SPOUSAL TRAVEL EXPENSES ARE FOR A BONA FIDE BUSINESS PURPOSE AND ARE NOT INCLUDED IN TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY MAY INDEMNIFY AND PROVIDE TAX GROSS- UP AMOUNTS TO REIMBURSE OFFICERS AND SENIOR MANAGEMENT EMPLOYEES WHERE ADDITIONAL PERSONAL INCOME TAXES ARE INCURRED FROM AN INCLUSION OF A TAXABLE FRINGE BENEFIT. DURING THE CALENDAR YEAR 2014, FOUR OFFICERS RECEIVED TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, ALL OF WHICH WERE INCLUDED IN TAXABLE COMPENSATION TO THE EMPLOYEES. Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF TUFTS UNIVERSITY, THE UNIVERSITY PRESIDENT IS REQUIRED TO RESIDE ON CAMPUS. THE VALUE OF HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION BUT IS REFLECTED IN SCHEDULE J, PART II, COLUMN (D). Schedule J, Part I, Line 1a Personal services THE UNIVERSITY PROVIDED HOUSECLEANING SERVICES TO THE PRESIDENT OF WHICH THE PRESIDENT REIMBURSES THE UNIVERSITY FOR THE MARKET VALUE OF PERSONAL HOUSECLEANING SERVICES. AS A RESULT, NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 4a Severance or change-of-control payment KATHLEEN CRONIN, FORMER VP HUMAN RESOURCES RECEIVED A NEGOTIATED ONE-YEAR SEVERANCE AGREEMENT TOTALLING $251,805, PAYABLE IN FOUR QUARTERLY INSTALLMENTS. DURING 2014, PAYMENTS TOTALLING $114,000 WERE MADE. LINDA E. CATALDO, VP HUMAN RESOURCES, RECEIVED A 4-MONTH SEVERANCE PAYMENT, DURING 2014, TOTALLING $87,333. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan SALLY DUNGAN,CHIEF INVESTMENT OFFICER, RENEE NADLER, DIRECTOR OF INVESTMENTS & PAUL MACE, DIRECTOR OF INVESTMENTS ALL PARTICIPATE IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 100%, 80% AND 80%, RESPECTIVELY, OF THEIR BASE SALARY EARNINGS. THE INCENTIVE PAYOUT VESTING SCHEDULE IS OVER THREE YEARS AND ALLOWS FOR 50% IN YEAR ONE AND 25% FOR THE REMAINING TWO YEARS. PAYMENTS ARE MADE IN THE QUARTER FOLLOWING THE CLOSE OF THE FISCAL YEAR TO WHICH THE INCENTIVE PAYMENT APPLIES. TOTAL CURRENT-YEAR EARNED INCOME DEFERRAL AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C. AND AMOUNTS PAID TO THESE INDIVIDUALS ARE DISCLOSED IN RESPONSE TO SCHEDULE J, PART I, LINES 6(a) AND 7. Schedule J, Part I, Line 5a Compensation contigent on revenues of the organization DR. MARIA PAPAGEORGE IS A FULL-TIME FACULTY MEMBER OF TUFTS UNIVERSITY SCHOOL OF DENTAL MEDICINE AND PARTICIPATES IN THE GROUP DENTAL PRACTICE CALLED TUFTS DENTAL ASSOCIATES (TDA) WHERE SHE PRACTICES DENTISTRY. AS A MEMBER OF TDA, SHE HAS A NON-FIXED PAYMENT INCENTIVE CONTRACT THAT IS PAID ANNUALLY OVER 24 PAY PERIODS. DURING 2014, INCENTIVE PAYMENTS TOTALED $284,816 AND WERE BASED ON NET COLLECTIONS FOR HER PRACTICE. Schedule J, Part I, Line 6a Compensation contigent on net earnings of the organization SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. A BONUS ACCRUAL AMOUNT OF $297,407 WAS MADE IN FYE 06/30/14 AND LATER PAID IN AUGUST, 2014. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B). RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. AN INCENTIVE PAYOUT OF $175,023 WAS MADE IN 2014. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B). PAUL MACE, DIRECTOR OF INVESTMENTS, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. AN INCENTIVE PAYOUT OF $148,649 WAS MADE IN 2014. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B). Schedule J, Part I, Line 7 Non-fixed payments SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $73,236 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN AS DESCRIBED ON LINE 4(B) AND IS INCLUDED AS PART OF THE BONUS PAYOUT FROM LINE 6A. RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $43,090 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN AS DESCRIBED ON LINE 4(B) AND IS INCLUDED AS PART OF THE BONUS PAYOUT FROM LINE 6A. PAUL MACE, DIRECTOR OF INVESTMENTS, PARTICIPATES IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $36,367 FOR HIS INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN AS DESCRIBED ON LINE 4(B) AND IS INCLUDED AS PART OF THE BONUS PAYOUT FROM LINE 6A. A MHEFA Series N 042456011 57586CV36 2008-03-27 140600000 refunded Aug-04, Jan-06 false false false B MHEFA Series O 042456011 57586EBG5 2008-11-13 83752144 Const & Equip Facility true false false C MHEFA Series M 042456011 57586ejt9 2009-06-11 66548467 refunded May-1998 false false false D MDFA Series P 043431814 57583r7l3 2011-02-08 50532192 Refunded Apr-2001 false false false A 2100000 0 140600000 0 0 0 600000 0 0 0 140000000 0 true false true true B 12505000 63110000 7745000 0 0 0 731604 0 0 83099000 0 0 2010 false false true true C 6072849 0 66548467 0 0 0 538881 0 0 0 66009586 0 true false true true D 10458 0 50532192 0 0 0 532192 0 0 0 50000000 0 true false true true A false true true true true true 0.0091 0.0023 0.0114 false false true B false true true true true true 0.018 0.0004 0.0184 false false true C 0.0 D 0.0 A false true true true DEUTSCHE BANK AND B 30.0 true false false Deutsche Bank and Bank of America false true B false true false false false false true C false true false false false false true D false true true true BNY MELLON 25.0 false false false false true A true B true C true D true Schedule K, Part I SIX DEBT ISSUES ARE LISTED ON SCHEDULE K MULTIPLE SCHEDULES ARE ATTACHED Schedule K, Part VI MHEFA SERIES O ANY DIFFERENCES BETWEEN THE ORGINAL ISSUE PRICE AND THE GROSS PROCEEDS ARE A RESULT OF INVESTMENT EARNINGS. Schedule K, Part IV, Line 3 MDFA SERIES (MASTER LEASE AGREEMENT) RATE IS VARIABLE FOR YEARS(S) 1 & 2 AND CONVERTS TO A FIXED RATE FOR THE REMAINDER OF THE TERM. Schedule K, Part I, Column (c) CUSIP # MDFA SERIES (MASTER LEASE AGREEMENT) DOES NOT HAVE A CUSIP Schedule K, Part I, Column (d) DATE ISSUED MDFA SERIES (MASTER LEASE AGREEMENT) - DATE OF ISSUE: 03/17/2015 A MDFA SERIES Q REVENUE BONDS 043431814 57583U4K1 2015-02-26 78544431 ADVANCE REFUND NOV-08 (SER. O) & CONST. FACILITY false false false B MDFA SERIES (MASTER LEASE AGRMNT) 043431814 28000000 CONST. FACILITY false false false A 78544431 728677 72115174 5700580 false true false true B 28000000 43000 7000000 20957000 false false false true A false true true true true true 0.0093 0.0002 0.0095 false false true B false false false false true 0.001 0.001 0.002 false false true A false true false false false false true B false true true false false false true A true B true MARIA GOVE TRINGALE SPOUSE OF CURRENT OFFICER 118520 EMPLOYMENT false MORTON B ROSENBERG SPOUSE OF CURRENT KEY EMPLOYEE 205462 EMPLOYMENT false ADAGE CAPITAL MANAGEMENT PARTNER IS SPOUSE OF CURRENT TRUSTEE 606956 INVESTMENT MANAGEMENT SERVICES false MARK A POKRAS SPOUSE OF CURRENT OFFICER 89657 EMPLOYMENT false X 1 11500 Market value X 450 Market value X 240 6039054 Market value X 1 600 Market value X 9 58572 Market value X 7 157470 Market value X MEDICAL EQUIP. 8 766736 Market value X GIFT CARDS 9 385 Market value X DINNER EVENTS 7 31799 Market value X COMPUTER EQUIP. 3 25560 Market value X PLANE TICKETS 2 2885 Market value 1 false true false Schedule M, Part I NON-CASH CONTRIBUTIONS THE UNIVERSITY IS REPORTING THE NUMBER OF NON-CASH FISCAL YEAR CONTRIBUTIONS BASED ON EACH GIFT RECEIVED. Form 990, Part I, Line 6 NUMBER OF VOLUNTEERS TUFTS UNIVERSITY HAS NUMEROUS VOLUNTEERS INCLUDING ITS TRUSTEES AND ALUMNI WHO DEDICATE THEIR TIME, EXPERIENCE, AND EFFORTS TO THE UNIVERSITY. AS A RESULT OF HAVING SUCH A LARGE AUDIENCE OF VOLUNTEERS ACROSS OUR 3 CAMPUSES THE ACCOUNTING PROCESS FOR VOLUNTEERS IS QUITE FRAGMENTED . AT THIS TIME, WITHOUT A CENTRALIZED COUNTING MECHANISM TO TRACK ALL OF OUR VOLUNTEERS, THERE IS NO WAY TO ACCURATELY TRACK OR ESTIMATE THE ACTUAL NUMBER OF UNIVERSITY VOLUNTEERS. Form 990, Part V, Line 2a NUMBER OF EMPLOYEES PER W-3 THE UNIVERSITY PAYROLL DEPARTMENT HAS REPORTED 11,795 EMPLOYEES ON FORM W-3 FOR THE CALENDAR-YEAR 2014. THIS AMOUNT INCLUDES FULL-TIME STAFF, FACULTY, AS WELL AS STUDENTS WHO MAY WORK PART-TIME AND/OR ON A SHORT-TERM BASIS. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - Business relationship, DANIEL J. DOHERTY III, THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - Business relationship, DANIEL J. DOHERTY III AND THOMAS M. ALPERIN - Business relationship, JEFF KINDLER, DANIEL J. DOHERTY III AND JOHN BELLO - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE TAX RETURN. THE UNIVERSITY ALSO ENGAGED PRICEWATERHOUSECOOPERS LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. A FINAL COPY OF THE FORM 990, AS FILED, WAS PROVIDED TO THE FULL GOVERNING BODY PRIOR TO IT BEING FILED. Form 990, Part VI, Line 12c Conflict of interest policy THE TRUSTEES OFFICE AT TUFTS UNIVERSITY MAINTAINS A STATEMENT OF COMPLIANCE AND A DISCLOSURE FORM WHICH IS USED TO DISCLOSE ANY CONFLICTS OF INTEREST FOR OFFICERS, KEY EMPLOYEES, AND GOVERNING BOARD MEMBERS ON AN ANNUAL BASIS. AFTER READING THE CONFLICT OF INTEREST POLICY MEMBERS ARE ASKED TO COMPLETE AN INTERNET-BASED QUESTIONNAIRE. EACH MEMBER IS REQUIRED TO DISCLOSE ANY POTENTIAL OR REAL CONFLICTS IN A STATEMENT THAT IS SIGNED, DATED, AND SUBMITTED ELECTRONICALLY TO THE TRUSTEES OFFICE. FURTHER, AS PART OF THE ANNUAL MONITORING PROCESS, CONFLICT DISCLOSURES ARE REPORTED TO THE AUDIT COMMITTEE, VIA THE SECRETARY OF THE CORPORATION. THE AUDIT COMMITTEE IS NOTIFIED AND REVIEWS SUCH DISCLOSURES AND ADVISES ANY ACTIONS. THEREAFTER, IF A DISCLOSURE IS DEEMED TO BE A CONFLICT, THE INDIVIDUAL BOARD MEMBER WOULD THEN CONFIRM THAT THEY WILL NOT PARTICIPATE IN ANY DECISIONS RELATING TO THE SPECIFIC DISCLOSED CONFLICT. Form 990, Part VI, Line 15a Process to establish compensation of top management official EXECUTIVE COMPENSATION IS DETERMINED BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES WHO MAY SERVE AS THE CHAIR, ALONG WITH ADDITIONAL MEMBERS, EACH SERVING WITH NO TERM LIMITS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERIENCE WITH COMPENSATION MATTERS. THE COMMITTEE MEETS AT LEAST ANNUALLY AND USES SURVEY DATA FROM HUMAN RESOURCES THAT HAVE BEEN GATHERED FROM AN EXTERNAL GLOBAL PROFESSIONAL SERVICES COMPANY, CALLED TOWERS WATSON. THE EXECUTIVE COMPENSATION SURVEY INCLUDES SELECT PEER INSTITUTIONAL DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES ASSEMBLES INFORMATION FROM THE CUPA HIGHER EDUCATION SALARY SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES IN THE APRIL-MAY, 2015 TIMEFRAME, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTED AN ANNUAL PERFORMANCE REVIEW BEFORE THE CLOSE OF THE FISCAL YEAR. Form 990, Part VI, Line 15b Process to establish compensation of other employees FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS AND KEY EMPLOYEES (DEANS), THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT, PROVOST AND EXECUTIVE V.P. FOR THEIR RESPECTIVE DIRECT REPORTS. Form 990, Part VI, Line 19 Required documents available to the public TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL ARE AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS are included as an attachment to the Mass. Form PC, which is a public document AND can also be found with THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ON THE TUFTS UNIVERSITY WEBSITE AT WWW.TUFTS.EDU. Form 990, Part VII, Section A, Line 1a, Column (A) NAMES & TITLES MICHAEL BAENEN - SERVES AS CHIEF OF STAFF IN THE OFFICE OF THE PRESIDENT AND ASSISTANT SECRETARY OF THE CORPORATION JAMES M. GLASER - BEGINNING JUNE 30, 2014, PROFESSOR GLASER SERVED AS DEAN AD INTERIM FOR THE SCHOOL OF ARTS & SCIENCES. ON FEBRUARY 15, 2015 HE WAS APPOINTED AS DEAN, SCHOOL OF ARTS & SCIENCES. Form 990, Part XI, Line 9 Other changes in net assets or fund balances NET GAIN FROM CONSOLIDATED ENTITIES - 267265; CUMULATIVE EFFECT OF ACCOUNTING CHANGE - -7105000; CHANGE IN SPLIT INTEREST AGREEMENTS - -854290; CHANGE IN FAIR VALUE OF INTEREST RATE AGREEMENTS - -6445405; INVESTMENT IN TUFTS SHARED SERVICES, INC. F/K/A T-NEMC, A RELATED ORGANIZATION - 625917; Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception The Provost is serving under his initial contract. TUDC LLC 169 HOLLAND STREET SOMERVILLE MA 02144 043056113 REAL ESTATE DEVELOPMENT MA 0 0 TRUSTEES OF TUFTS COLLEGE TUFTS MEDIA LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 CONSUMER PUBLISHING & MEDIA DE 4213490 3173636 TRUSTEES OF TUFTS COLLEGE AZULUNA BRANDS LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 AGRICULTURE MA -43 0 TRUSTEES OF TUFTS COLLEGE TUFTS HEALTH AND WELLNESS SERVICES LLC 169 HOLLAND STREET SOMERVILLE MA 02144 800754011 HEALTH AND WELLNESS SERVICES MA 0 0 TRUSTEES OF TUFTS COLLEGE THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET SOMERVILLE MA 02144 043828582 RELIEF OF POOR & EDUCATION GRANTS MA 501(c)(3 Type I TRUSTEES OF TUFTS COLLEGE true WALNUT HILL PROPERTIES CORP PO BOX 53 TRUSTEES OF TUFTS COLLEGE MEDFORD MA 02153 043419100 REAL ESTATE MANAGEMENT MA 501(c)(3 Type I TRUSTEES OF TUFTS COLLEGE true TUFTS SHARED SERVICES INC 171 HARRISON AVE PO BOX 634 BOSTON MA 02111 237000827 COORDINATE HEALTH & EDUCATIONAL SERVICES MA 501(c)(3 Type III-FI TRUSTEES OF TUFTS COLLEGE true TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES INC 200 WESTBOROUGH ROAD NORTH GRAFTON MA 02158 043430674 VETERINARY EMERGENCY TREATMENT & CARE MA 501(c)(3 9 TRUSTEES OF TUFTS COLLEGE true TUFTS HEALTH CARE INSTITUTE 136 HARRISON AVENUE BOSTON MA 02111 043289926 DEVELOPS ACCREDITED EDUCATIONAL ACTIVITIES & WORKSHOPS FOR HEALTH CARE PROFESSIONALS MA 501(c)(3 Type I TRUSTEES OF TUFTS COLLEGE true TUFTS UNIVERSITY POST-RETIREMENT PLAN 169 HOLLAND STREET SOMERVILLE MA 02144 043236078 VEBA MA 501(c)(9 TRUSTEES OF TUFTS COLLEGE true JM HOLDINGS INC 169 HOLLAND STREET SOMERVILLE MA 02144 043184043 REAL ESTATE DEVELOPMENT MA TRUSTEES OF TUFTS COLLEGE C Corporation -9580 5644 1 true PERPETUAL TRUSTS - 6 SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust CHARITABLE REMAINDER UNITRUSTS - 34 SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust TUFTS GLOBAL INC 169 HOLLAND STREET SOMERVILLE MA 02144 474543971 SUPPORT OF FOREIGN OPERATIONS MA TRUSTEES OF TUFTS COLLEGE C Corporation true true true false true false false false false false false true true true true true false true true true WALNUT HILL PROPERTIES CORP D 10181465 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP K 1042365 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP L 203803 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES A 62100 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES D 880804 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES L 401180 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES R 111035 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES S 309495 FAIR MARKET VALUE OMIDYAR-TUFTS MICROFINANCE FUND L 55748 FAIR MARKET VALUE OMIDYAR-TUFTS MICROFINANCE FUND Q 412252 FAIR MARKET VALUE TUFTS SHARED SERVICES M 5649000 FAIR MARKET VALUE TUFTS HEALTH CARE INSTITUTE M 150000 FAIR MARKET VALUE Schedule R, Part IV, Column (a) TRUSTS THE PERPETUAL AND CHARITABLE REMAINDER TRUSTS ARE DOMICILED IN CALIFORNIA, CONNECTICUT, FLORIDA, INDIANA, AND MASSACHUSETTS. Schedule R, Part II Tufts Global, Inc. This entity is a newly formed corporation domiciled in Massachusetts and is applying for 501(c)(3) tax exemption within the prescribed allowable time period via IRS Form 1023 and will operate as a supporting organization to Tufts University. It's main purpose is to support and facilitate foreign related activities. Trustees of Tufts College 169 Holland Street Attn Tax Dept Somerville MA 02144 042103634 X 0 539499 0 919255597 919255597 1000000 250000 0 0 0 THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 043828582 0 0 0 502071 502071 100311 25078 0 0 0 TUFTS HEALTH CARE INSTITUTE 136 HARRISON AVENUE BOSTON MA 02111 043289926 0 0 0 775517 775517 141328 35332 0 0 0 TUFTS SHARED SERVICES INC 171 HARRISON AVENUE BOSTON MA 02111 237000827 0 0 0 25718887 25718887 1000000 250000 0 0 0 TUFTS VETERINARY EMERGENCY TREATMENT SPECIALTIES INC 200 WESTBORO ROAD NORTH GRAFTON MA 01536 043430674 0 0 0 8055662 8055662 552783 138196 0 0 0 WALNUT HILL PROPERTIES CORP PO BOX 53 TUFTS UNIVERSITY BRANCH MEDFORD MA 02155 043419100 0 0 0 3072171 3072171 303609 75902 0 0 0