2016-05-13T16:37:56-05:00 2015-06-30 721202445 POSTLETHWAITE & NETTERVILLE 8550 UNITED PLAZA BLVD SUITE 1001 BATON ROUGE LA 70809 990 2014-07-01 720447100 CAPITAL AREA UNITED WAY CAPI 2253832643 700 LAUREL STREET BATON ROUGE LA 708025634 RALPH BENDER PRESIDENT 2253832643 2016-05-12 1 RALPH STEPHENS P00638118 2259224600 2014 2016-08-17 19:52:53Z DARRIN GOSS SR 700 LAUREL STREET BATON ROUGE LA 708025634 8688930 0 X WWW.CAUW.ORG X 1955 LA HELPING PEOPLE IMPROVING COMMUNITIES FOCUSED ON EDUCATION, HEALTH, INCOME AND BASIC NEEDS. 32 31 33 77 0 0 8252893 8625762 0 0 44427 12102 54155 51066 8351475 8688930 5257598 5353914 0 0 1660967 1864897 0 0 879618 823436 900608 7742001 8119419 609474 569511 11661290 12223299 936199 1128225 10725091 11095074 HELPING PEOPLE - IMPROVING COMMUNITIES 0 0 6262161 5353914 CAPITAL AREA UNITED WAY IS HELPING PEOPLE - IMPROVING COMMUNITIES IN PARTNERSHIP WITH NON-PROFIT AGENCIES WHO FOCUS THEIR WORK IN THE AREAS OF EDUCATION, HEALTH, INCOME AND BASIC NEEDS. PARTNER AGENCIES ARE EVALUATED THROUGH A RIGOROUS PROCESS THAT INCLUDES A FINANCIAL REVIEW, OUTCOMES ASSESSMENT AND AN ANALYSIS OF THE AGENCY'S USE OF FUNDING. OVER 160 VOLUNTEERS ASSESS AGENCIES THROUGHOUT THE YEAR TO ENSURE THAT COMMUNITY DOLLARS ARE WELL INVESTED TO MAKE THE GREATEST IMPACT. UNITED WAY 2-1-1, OPERATED BY THE BATON ROUGE CRISIS INTERVENTION CENTER, IS AN INFORMATION AND REFERRAL TELEPHONE SERVICE THAT HELPS INDIVIDUALS LOCATE NEEDED SERVICES SUCH AN OPEN SHELTER OR WARM MEAL. TRAINED COUNSELORS ASSIST CALLERS BY LINKING THEM TO AGENCIES IN THE COMMUNITY THAT CAN ADDRESS THEIR PARTICULAR SITUATION. COUNSELORS ARE ON DUTY EACH DAY AND CAN BE REACHED FOR INFORMATION REFERRAL ASSISTANCE BY DIALING 2-1-1 IN THE 10-PARISH AREA. CAPITAL AREA UNITED LEADS THE COMMUNITY IN IDENTIFYING PRIORITY ISSUES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND BASIC NEEDS TO HELP PEOPLE AND IMPROVE COMMUNITY AND IN DEVELOPING TARGETED, COMPREHENSIVE PLANS FOR ACTION THAT WILL LEAD TO DEFINED AND MEASURABLE OUTCOMES. UNITED WAY CONVENES STRATEGIC PARTNERS, FACILITATES PLANNING AND ENGAGES COMMUNITY MEMBERS TO GIVE, ADVOCATE AND VOLUNTEER TO MAXIMIZE COMMUNITY RESOURCES FOR GREATEST IMPACT. 6262161 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 1 19 0 1 33 0 0 0 0 0 0 0 0 0 X 32 31 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X X THE ORGANIZATION 2253832643 700 LAUREL STREET BATON ROUGE LA 708025634 MIKE ALBANO PAST BOARD CHAIR/ GOVERNAN 1.00 X 0 0 0 JOANIE MONTELARO RESOURCE DEVELOPMENT CHAIR 1.00 X 0 0 0 DARRIN GOSS SR PRESIDENT/CEO 60.00 X X 143363 0 0 RALPH BENDER BOARD CHAIR 1.00 X X 0 0 0 STEPHEN M TOUPS BOARD CHAIR ELECT 1.00 X 0 0 0 TY HINGLE BOARD MEMBER 1.00 X 0 0 0 PAT VAN BURKLEO PARTNER AGENCY REPRESENTATIVE 1.00 X 0 0 0 LES GATZ BOARD MEMBER 1.00 X 0 0 0 STEWART T GORDON COMMUNITY IMPACT CHAIR ELECT 1.00 X 0 0 0 STEPHANIE ANDERSON BOARD MEMBER 1.00 X 0 0 0 JESSE HOGGARD COMMUNITY IMPACT CHAIR 1.00 X 0 0 0 STEVE SUSICK BOARD MEMBER 1.00 X 0 0 0 AMANDA STOUT BOARD MEMBER 1.00 X 0 0 0 MATTHEW G RACHLEFF COMMUNICATIONS & MARKETING CHAIR 1.00 X 0 0 0 RANDY YOUNG SECRETARY 1.00 X X 0 0 0 AARON STANFORD TREASURER/FINANCE COMMT. 1.00 X 0 0 0 STAN LEVY COMMUNICATIONS & MARKETING CHAIR ELECT 1.00 X 0 0 0 ROBERT SCHNECKENBURGER MAJOR GIFTS CHAIR 1.00 X 0 0 0 MARK E BRANTLEY GOTTLEIB SOCIETY 1.00 X 0 0 0 RHOMAN HARDY BOARD MEMBER 1.00 X 0 0 0 ALFRED E HARRELL III BOARD MEMBER 1.00 X 0 0 0 ROBERT W JOHNSTON BOARD MEMBER 1.00 X 0 0 0 DR KENNY J COLE BOARD MEMBER 1.00 X 0 0 0 GWEN HAMILTON BOARD MEMBER 1.00 X 0 0 0 NATALIE LABORDE BOARD MEMBER 1.00 X 0 0 0 STEPHANIE MANSON BOARD MEMBER 1.00 X 0 0 0 JODY R MONTELARO BOARD MEMBER 1.00 X 0 0 0 TOM YURA BOARD MEMBER 1.00 X 0 0 0 KELLI JOSEPH EDD BOARD MEMBER 1.00 X 0 0 0 ERIN MONROE WESLEY BOARD MEMBER 1.00 X 0 0 0 DANNY MONTELARO BOARD MEMBER 1.00 X 0 0 0 RAYMOND A JETSON BOARD MEMBER 1.00 X 0 0 0 143363 0 0 1 0 0 0 0 8625762 8625762 12102 12102 51066 0 51066 51066 8688930 0 0 63168 5353914 5353914 1446351 477296 477296 491759 302642 75719 128105 98818 115904 34771 44044 37089 153023 95675 48120 9228 47132 17439 13197 16496 107324 38637 30051 38636 23311 7626 812 14873 48722 8086 32159 8477 40717 14896 11401 14420 CAMPAIGN SUPPLIES AND E 189649 72898 23564 93187 EQUIPMENT RENTAL AND RE 118600 47315 31471 39814 UNITED WAY OF AMERICA/L 118228 118228 TELEPHONE AND COMMUNICA 38673 14008 10527 14138 15229 3881 8665 2683 8119419 6262161 977640 879618 5277480 5683884 1058759 1061671 3298199 3571052 1579405 1326625 52819 62715 842722 664699 150580 178023 244048 339329 11661290 12223299 793865 951018 142334 177207 936199 1128225 X 914634 1071661 9757550 9970506 52907 52907 10725091 11095074 11661290 12223299 X 569511 -160455 -39073 X X 0 1 X 1 0 X 14214083 9857268 8453835 8438557 8676828 49640571 14214083 9857268 8453835 8438557 8676828 49640571 49640571 20009 8013 34912 44427 12102 119463 49760034 0.99760 0.99800 X 1 1 333874 5455 339329 297971 35903 333874 272156 25815 297971 273840 -1684 272156 257869 15971 273840 0.84150 0.15850 0 0 256609 164785 91824 586113 499914 86199 178023 X PART X, LINE 2: THE ORGANIZATION AND ITS SUBSIDIARY ARE NOT-FOR-PROFIT ORGANIZATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND ARE EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS NECESSARY. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN TAX POSITION THAT WOULD MORE LIKELY THAN NOT BE SUBSTANTIATED UPON EXAMINATION. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION AND HAS CONCLUDED THAT AS OF JUNE 30, 2015, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS IN PROGRESS. X FUNDRAISING 41816 41816 FUNDRAISING 5825 5825 3 3425 3425 51066 51066 51066 1 ADULT LITERACY ADVOCATES 44852 ALLOCATION ALS ASSOCIATION OF LOUISIANA 9393 ALLOCATION AMERICAN RED CROSS LOUISIANA CAPITAL AREA 143859 ALLOCATION AMI KIDS BATON ROUGE 63581 ALLOCATION THE ARC BATON ROUGE 315419 ALLOCATION ARC OF EAST ASCENSION COEA 8140 ALLOCATION THE ARC-IBERVILLE AND WBR 26530 ALLOCATION BATON ROUGE AREA ALCOHOL & DRUG CENTER 78086 ALLOCATION BATON ROUGE AREA CHILDREN'S ADVOCACY CENTER 57916 ALLOCATION BATON ROUGE CRISIS INTERVENTION CENTER 133065 ALLOCATION BATON ROUGE SICKLE CELL ANEMIA FOUNDATION 10249 ALLOCATION BIG BUDDY PROGRAM 146588 ALLOCATION BOY SCOUTS OF AMERICA ISTROUMA AREA COUNCIL 127432 ALLOCATION BOYS AND GIRLS CLUB OF GREATER BATON ROUGE 234404 ALLOCATION CANCER SERVICES OF GREATER BATON ROUGE 299802 ALLOCATION CAPITAL AREA AGENCY ON AGING 145713 ALLOCATION CAPITAL AREA ALLIANCE FOR THE HOMELESS 48124 ALLOCATION CAPITAL AREA CASA 19210 ALLOCATION CATHOLIC CHARITIES OF THE DIOCESE OF BATON ROUGE 350179 ALLOCATION CHILD ADVOCACY SERVICES 39579 ALLOCATION CITY YEAR BATON ROUGE 68387 ALLOCATION DONALDSONVILLE AREA ARC INC 2727 ALLOCATION THE EMERGE CENTER 276860 ALLOCATION FAMILY SERVICE OF GREATER BATON ROUGE 232104 ALLOCATION GIRL SCOUTS LOUISIANA EAST 47012 ALLOCATION GREATER BATON ROUGE FOOD BANK 277609 ALLOCATION HAPPI LLANDIERS 20063 ALLOCATION HOPE MINISTRIES 54518 ALLOCATION HOSPICE FOUNDATION OF GREATER BATON ROUGE 26776 ALLOCATION IRIS DOMESTIC VIOLENCE CENTER 160468 ALLOCATION LIVINGSTON YOUTH & FAMILY COUSELING INC 141378 ALLOCATION MCMAINS CHILDREN'S DEVELOPMENTAL CENTER 390992 ALLOCATION MENTAL HEALTH ASSOCIATION OF GBR 173119 ALLOCATION O'BRIEN HOUSE 69677 ALLOCATION PORT CITY ENTERPRISES (ARC WBR) 17473 ALLOCATION SALVATION ARMY OF GBR EBR WBR LIVINGSTON 67726 ALLOCATION ST HELENA HEAD START 9414 ALLOCATION ST JAMES ARC 6464 ALLOCATION ST JAMES COUNCIL ON AGING 14547 ALLOCATION ST VINCENT DE PAUL 80729 ALLOCATION TEACH FOR AMERICA SOUTH LOUISIANA 47216 ALLOCATION VOLUNTEERS OF AMERICA 340796 ALLOCATION VOLUNTEERS IN PUBLIC SCHOOLS (VIPS) 31117 ALLOCATION YMCA OF THE CAPITAL AREA 107931 ALLOCATION YWCA OF GREATER BATON ROUGE 54330 ALLOCATION LOUISIANA ASSOCIATION OF UNITED WAYS-211 250000 ALLOCATION JUNIOR ACHIEVEMENT 2360 ALLOCATION SUMMER LEARNING LOSS INITIATIVE-ST HELENA 30000 ALLOCATION FELICIANA 30000 ALLOCATION PART IV CAPITAL AREA UNITED WAY DISTRIBUTES ALLOCATIONS TO EXISTING ELIGIBLE PARTNER AGENCIES. THE ALLOCATIONS AND DESIGNATIONS AWARDED TO AGENCIES ARE USED AT THEIR DISCRETION FOR THEIR FUNDED PROGRAMS. NO GRANTS ARE DISTRIBUTED WHICH WOULD REQUIRE AN ACCOUNTING BY THE AGENCY AFTER THE DISTRIBUTION, HOWEVER THERE ARE AGREED UPON PERFORMANCE STANDARDS THAT MUST BE MET FOR CONTINUED ELIGIBILITY. PAT VAN BURKLEO BOARD MEMBER PAT VAN BURKLEO, BOYS & GIRLS CLUB OF GBR, IS THE PARTNER AGENCY REPRESENTATIVE OF THE CAPITAL AREA UNITED WAY BOARD OF DIRECTORS. THE PARTNER AGENCY REPRESENTATIVE IS NOT INVOLVED IN AGENCY ALLOCATION DECISIONS MADE BY THE BOARD OF DIRECTORS, PER RECUSAL FROM ALLOCATION VOTING. 0 LES GATZ BOARD MEMBER CAPITAL AREA UNITED WAY HOLDS A CERTIFICATE OF DEPOSIT WITH THE HANCOCK BANK, OF WHICH LES GATZ IS VICE PRESIDENT. THE CERTIFICATE OF DEPOSIT, IN THE AMOUNT OF $147,074.24, WAS PURCHASED UNDER NORMAL TERMS AND CONDITIONS EXTENDED TO ALL CUSTOMERS. 0 JOANIE NETTERVILLE BOARD MEMBER CAPITAL AREA UNITED WAY HOLDS A CERTIFICATE OF DEPOSIT WITH THE RED RIVER BANK, OF WHICH JOANIE NETTERVILLE IS REGIONAL PRESIDENT. THE CERTIFICATE OF DEPOSIT, IN THE AMOUNT OF $101,514.40, WAS PURCHASED UNDER NORMAL TERMS AND CONDITIONS EXTENDED TO ALL CUSTOMERS. 0 FORM 990, PART VI, SECTION A, LINE 7A BOB JACOBS, AGENCY BOARD REPRESENTATIVES, IS ELECTED BY THE AGENCIES. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE COMMITTEE REVIEWS THE TAX RETURN AND PRESENTS THE RETURN TO THE FULL BOARD FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C INDIVIDUALS NOTED IN QUESTION 12B ARE REQUIRED TO SIGN THE "CONFLICT OF INTEREST POLICY" ANNUALLY AND TO DISCLOSE INTERESTS THAT WOULD GIVE RISE TO CONFLICTS FORM 990, PART VI, SECTION B, LINE 15A AS PER CAPITAL AREA UNITED WAY'S BYLAWS THE BOARD EMPLOYS THE CHIEF EXECUTIVE OFFICER WHO SERVES AS THE PRESIDENT OF THE CORPORATION. THE EXECUTIVE COMMITTEE HAS AN EMPLOYMENT CONTRACT WITH THE PRESIDENT AND CEO WHICH INCLUDES KEY TERMS OF EMPLOYMENT, FREQUENCY OF REVIEW, POTENTIAL FOR SALARY ADJUSTMENTS AND LIMITS ON DISCRETIONARY BONUS OPPORTUNITIES. PROPOSED COMPENSATION ADJUSTMENTS ARE BASED ON PERFORMANCE AND COMPARATIVE COMPENSATION SURVEY INFORMATION. CHANGES TO COMPENSATION FOR THE PRESIDENT AND CEO ARE PRESENTED BY THE EXECUTIVE COMMITTEE FOR APPROVAL BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNANCE DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGED IN FUNDED STATUS OF PENSION PLAN -39,073. FORM 990 PART XII, LINE 2C THE ORGANIZATION'S COMMITTEES PROCESS OF ASSUMING RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PREVIOUS YEAR. VOLUNTEER UNITED 700 LAUREL STREET BATON ROUGE LA 70802 721117689 IS DEDICATED TO HELPING PEOPLE DELIVER CREATIVE SOLUTIONS TO THE COMMUNITY LA 501(C)(3) CAPITAL AREA UNITED WAY 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0