2016-07-11T17:00:00-05:00 2015-12-31 410746749 CLIFTONLARSONALLEN LLP 370 INTERLOCKEN BLVD SUITE 500 BROOMFIELD CO 80021 990 2015-01-01 135660277 AMERICAN WATER WORKS ASSOCIATION AMER 3037947711 6666 WEST QUINCY AVENUE DENVER CO 80235 KEVIN MANN CFO 3037947711 2016-07-07 1 KAREN GRIES P00078514 3034668822 2015 2016-09-27 15:27:22Z DAVID LAFRANCE 6666 WEST QUINCY AVENUE DENVER CO 80235 32346807 0 X AWWA.ORG X 1881 IL UNITES THE WATER COMMUNITY TO PROTECT PUBLIC HEALTH AND PROVIDE SAFE AND SUFFICIENT WATER FOR ALL. 59 59 172 5000 2593279 300480 126399 786699 25804968 26425534 255804 288848 3741096 3936690 29928267 31437771 1945051 1986543 0 0 13328057 15158470 0 0 1991881 12909370 14105753 28182478 31250766 1745789 187005 36526709 37016923 18122495 17276633 18404214 19740290 X AWWA UNITES THE WATER COMMUNITY TO PROTECT PUBLIC HEALTH AND TO PROVIDE SAFE AND SUFFICIENT WATER FOR ALL. THROUGH COLLECTIVE LEADERSHIP, AWWA ADVANCES TECHNOLOGY, EDUCATION, SCIENCE, MANAGEMENT, AND GOVERNMENT POLICIES. 0 0 8025048 1909054 12067077 MEMBER SECTION SERVICES: PLANS/COORDINATES EFFORTS TO STIMULATE ENROLLMENT OF MEMBERS IN THE ASSOCIATION AND TO PROVIDE INFORMATION AND SUPPORT TO MEMBERS TO STRENGTHEN THE WATER COMMUNITY. THE ASSOCIATION HAD 50,390 MEMBERS AT 12/31/15. 5616855 6233495 PUBLICATIONS AND SUBSCRIPTIONS: INCLUDES PUBLICATION AND SALE OF BOOKS, MANUALS, HANDBOOKS, REPORTS, ETC. FOR USE BY THE PUBLIC AND WATER INDUSTRY. 5801770 9232883 CONFERENCES: MEMBERSHIP CONFERENCES AND ONLINE EDUCATIONAL PROGRAMS WHERE ALL PHASES OF WATER SUPPLY OPERATIONS ARE DISCUSSED TO ASSIST PEOPLE IN PUBLIC WATER SUPPLY AND TO PROVIDE BETTER PUBLIC SERVICES. SIX (6) CONFERENCES WERE HELD SERVING APPROXIMATELY 14,750 ATTENDEES. 4017185 77489 1538844 COMMITTEES: INCLUDES DEVELOPMENT AND IMPLEMENTATION OF INFORMATION PROJECTS, MEDIA RELATIONS, INQUIRIES, AND THE NATIONAL DRINKING WATER WEEK CAMPAIGN. 4017185 77489 1538844 23460858 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 127 0 172 1 1 1 1 CA 0 0 0 0 0 0 0 0 X 59 59 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 1 1 0 AK AR CA CT FL IL ME MA MI MN NH NJ NM NC ND OH OK OR PA WA WI X THE ORGANIZATION 3037947711 6666 WEST QUINCY AVENUE DENVER CO 80235 GENE C KOONTZ PRESIDENT 1.00 X X 0 0 0 JEANNE M BENNETT-BAILEY PRESIDENT ELECT 1.00 X X 0 0 0 JOHN DONAHUE IMMEDIATE PAST PRESIDENT 1.00 X X 0 0 0 DAVID E RAGER TREASURER 1.00 X X 0 0 0 MARTHA W SEGAL VICE PRESIDENT 1.00 X X 0 0 0 WARNER PALERMO VICE PRESIDENT 1.00 X X 0 0 0 BRENDA LENNOX VICE PRESIDENT 1.00 X X 0 0 0 BRIAN STEGLITZ VICE PRESIDENT 1.00 X X 0 0 0 JON EATON VICE PRESIDENT 1.00 X X 0 0 0 STEVE DENNIS VICE PRESIDENT 1.00 X X 0 0 0 JAMES C NELSON BOARD MEMBER 1.00 X 0 0 0 THOMAS S WOLF BOARD MEMBER 1.00 X 0 0 0 BRANDY KELSO BOARD MEMBER 1.00 X 0 0 0 JAMES HANNAM BOARD MEMBER 1.00 X 0 0 0 STEVE CONRAD BOARD MEMBER 1.00 X 0 0 0 PHIL HOLDERNESS BOARD MEMBER 1.00 X 0 0 0 JOHN C MOORE BOARD MEMBER 1.00 X 0 0 0 DAN LESNIESKI BOARD MEMBER 1.00 X 0 0 0 JACQUELINE W TORBERT BOARD MEMBER 1.00 X 0 0 0 PETER JOHNS BOARD MEMBER 1.00 X 0 0 0 KEN OTA BOARD MEMBER 1.00 X 0 0 0 TERRY MCGHEE BOARD MEMBER 1.00 X 0 0 0 DUANE GILLES BOARD MEMBER 1.00 X 0 0 0 SCOTT PAXMAN BOARD MEMBER 1.00 X 0 0 0 JON MARTENS BOARD MEMBER 1.00 X 0 0 0 MIKE ORTH BOARD MEMBER 1.00 X 0 0 0 ALAN C CRANFORD BOARD MEMBER 1.00 X 0 0 0 PATRICIO R KALIFE DEL VALLE BOARD MEMBER 1.00 X 0 0 0 CURTIS SKOUBY BOARD MEMBER 1.00 X 0 0 0 LOGAN MCINNIS BOARD MEMBER 1.00 X 0 0 0 JOHN S OLSSON BOARD MEMBER 1.00 X 0 0 0 MARK TOMPECK BOARD MEMBER 1.00 X 0 0 0 F ADAM YANULIS BOARD MEMBER 1.00 X 0 0 0 CONNIE K SCHREPPEL BOARD MEMBER 1.00 X 0 0 0 BRIAN TRIPP BOARD MEMBER 1.00 X 0 0 0 TIMOTHY PAUSTIAN BOARD MEMBER 1.00 X 0 0 0 CLIFF SHRIVE BOARD MEMBER 1.00 X 0 0 0 RAY MILLER BOARD MEMBER 1.00 X 0 0 0 JEFFREY HINES PE BOARD MEMBER 1.00 X 0 0 0 JEAN-FRANCOIS BERARD BOARD MEMBER 1.00 X 0 0 0 KEVIN BERGSCHNEIDER BOARD MEMBER 1.00 X 0 0 0 GARY VISSER BOARD MEMBER 1.00 X 0 0 0 MITCH KANNENBERG BOARD MEMBER 1.00 X 0 0 0 CLAYTON EDWARDS BOARD MEMBER 1.00 X 0 0 0 DAVID SCHOLLER BOARD MEMBER 1.00 X 0 0 0 BEATE WRIGHT BOARD MEMBER 1.00 X 0 0 0 MATT STANLEY BOARD MEMBER 1.00 X 0 0 0 DAN LIMACHER BOARD MEMBER 1.00 X 0 0 0 NANCY QUIRK BOARD MEMBER 1.00 X 0 0 0 UMA S VEMPATI BOARD MEMBER 1.00 X 0 0 0 SALLY MILLS-WRIGHT BOARD MEMBER 1.00 X 0 0 0 PETE SAMSON BOARD MEMBER 1.00 X 0 0 0 DR EMILIO M COLON BOARD MEMBER 1.00 X 0 0 0 JEFF ZDROJEWSKI BOARD MEMBER 1.00 X 0 0 0 MELISSA ESSEX ELLIOTT BOARD MEMBER 1.00 X 0 0 0 DAVID WILKES BOARD MEMBER 1.00 X 0 0 0 DR JAMES P MALLEY BOARD MEMBER 1.00 X 0 0 0 AUREL M ARNDT BOARD MEMBER 1.00 X 0 0 0 DENISE KRUGER BOARD MEMBER 1.00 X 0 0 0 JAMES A CHAFFEE PE BOARD MEMBER 1.00 X 0 0 0 EDMUND MOLYNEUX P ENG BOARD MEMBER 1.00 X 0 0 0 PHILIP L BRUN JR BOARD MEMBER 1.00 X 0 0 0 SANDY A SMITH BOARD MEMBER 1.00 X 0 0 0 MICHAEL D SIMPSON BOARD MEMBER 1.00 X 0 0 0 TIMOTHY S WILSON BOARD MEMBER 1.00 X 0 0 0 THOMAS F SCHREMPP BOARD MEMBER 1.00 X 0 0 0 MICHAEL J O'CONNELL PE BOARD MEMBER 1.00 X 0 0 0 STEPHEN R SHOAF BOARD MEMBER 1.00 X 0 0 0 LARRY THELEN BOARD MEMBER 1.00 X 0 0 0 THOMAS J MOULTON BOARD MEMBER 1.00 X 0 0 0 LELA PERKINS BOARD MEMBER 1.00 X 0 0 0 KRISTIN BISGARD BOARD MEMBER 1.00 X 0 0 0 H ALI MAHAN BOARD MEMBER 1.00 X 0 0 0 JONATHAN CARPENTER PE BOARD MEMBER 1.00 X 0 0 0 TONY AVERBECK BOARD MEMBER 1.00 X 0 0 0 SEAN D OSBORNE PE BOARD MEMBER 1.00 X 0 0 0 CHRISTOPHER S JARRETT BOARD MEMBER 1.00 X 0 0 0 KANWAL OBEROI BOARD MEMBER 1.00 X 0 0 0 DAVID LAFRANCE CHIEF EXECUTIVE OFFICER 40.00 X 306174 0 47518 PAULA MACILWAINE DEPUTY CEO 40.00 X 226075 0 45429 THOMAS CURTIS DEPUTY CEO 40.00 X 171893 0 15633 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR 40.00 X 78420 0 14479 KEVIN MANN CHIEF FINANCIAL OFFICER 40.00 X 172769 0 39338 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 40.00 X 149965 0 24377 KEVIN TURNTINE CHIEF INFORMATION OFFICER 40.00 X 141273 0 38527 JAMES ALAN ROBERSON DIRECTOR - FEDERAL RELATIONS 40.00 X 137399 0 20074 NANCY MORTVEDT DIRECTOR - SALES 40.00 X 117698 0 33657 JANE JOHNSON DIRECTOR - SALES 40.00 X 120586 0 19749 1622252 0 298781 16 0 1 0 INNERWORKINGS INC 7503 SOLUTION CENTER CHICAGO IL 60677 PRINTING SERVICES 740009 FREEMAN PO BOX 650036 DALLAS TX 75265 CONVENTION MANAGEMENT 718053 QUADGRAPHICS INC PO BOX 644840 PITTSBURGH PA 15264 PRINTING SERVICES 503217 DAVIS GRAHAM & STUBBS 1550 SEVENTEENTH ST SUITE 500 DENVER CO 80202 LEGAL SERVICES 371677 BREO SOLUTIONS LLC PO BOX 174445 DENVER CO 80217 CONSULTING SERVICES 316451 26 369938 416761 786699 MEMBERSHIP DUES 900099 12067077 12067077 CONFERENCES & SEMINARS 561499 8705846 8705846 ADVERTISING & SUBSCRIPTIONS 511120 4025728 1432449 2593279 SPONSORSHIP REVENUE 511120 776657 776657 EDUCATIONAL PROGRAM FEES 900099 527037 527037 323189 323189 26425534 288848 288848 878591 878591 3116803 909036 2207767 2207767 TRAVEL REVENUE 900099 411334 411334 CAREER CENTER 900099 344623 344623 CONSULTING INCOME 900099 48113 48113 46262 46262 850332 31437771 26479020 2593279 1578773 1622252 1622252 77489 77489 286802 286802 1117729 444091 673638 9908224 6345056 2909994 653174 2030226 1279326 621769 129131 1319536 838363 397292 83881 782755 486788 248154 47813 277491 250223 17311 9957 107098 96574 6681 3843 2422870 2184785 151147 86938 1502124 1029980 32117 440027 1995467 1804369 21707 169391 1651124 1569880 312 80932 1235523 1042767 181399 11357 2707010 2695491 6086 5433 791461 698397 334 92730 300073 269801 115 30157 RECRUITING/TRAINING 247079 216535 2768 27776 COMPLIMENTARY PUBLICATI 194888 110558 84330 UBI TAXES 136000 136000 CONTINGENCIES/RESERVES 8997 8997 528548 111331 382206 35011 31250766 23460858 5798027 1991881 1012017 785957 5644695 6752219 897091 1019509 820022 914421 997880 656763 20233471 13010770 7190333 7222701 2307621 299598 17569000 19269000 88050 96755 36526709 37016923 2416316 2189773 9797955 10229533 5908224 4857327 18122495 17276633 X 16599583 17929875 435400 412834 1369231 1397581 18404214 19740290 36526709 37016923 X 187005 -9694 1158765 X X 0 1 X 1 0 X 144949 81592 83891 126399 786699 1223530 27408666 27086635 27583506 28336783 29241857 139657447 549989 415321 408953 598989 411334 2384586 28103604 27583548 28076350 29062171 30439890 143265563 0 0 0 143265563 1106362 1035652 1013697 1035995 1167439 5359145 578007 458389 331483 385304 300480 2053663 1684369 1494041 1345180 1421299 1467919 7412808 443037 366012 344806 375713 438998 1968566 30231010 29443601 29766336 30859183 32346807 152646937 0.93850 0.95000 0.04860 0.03780 X SCHEDULE A, SECTION B, LINES 2, 7B, 10B & 12: IN PRIOR YEARS THERE WERE SOME AMOUNTS THAT WERE INCLUDED IN LINE 2 THAT SHOULD HAVE BEEN INCLUDED ON LINE 10B AND REPORTED ON LINE 12. THESE LINES HAVE BEEN REVISED IN THE CURRENT YEAR. THERE WERE ALSO SOME AMOUNTS THAT WERE ERRONEOUSLY REPORTED ON LINE 7B. THIS LINE HAS BEEN REVISED IN THE CURRENT YEAR. NONE OF THESE REVISIONS HAD A MATERIAL IMPACT ON THE SUPPORT PERCENTAGE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 24406 160702 185108 31065658 31250766 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 118447 129666 122945 185108 556166 250000 250000 250000 250000 1000000 1500000 16254 24258 18700 24406 83618 1854631 55612 27661 77489 1860415 1853913 41812 26585 67447 232 1854631 1847139 40453 28321 62000 1853913 1815272 36390 38877 43400 1847139 1775610 37803 45736 43877 1815272 0.02690 0.75120 0.22190 0 0 252423 252423 10615917 4839612 5776305 470605 298007 172598 8894526 7873151 1021375 7222701 CDS WITH MATURITY GREATER THAN 1 YEAR 19269000 F 19269000 PENSION LIABILITY 4857327 4857327 X 32337113 -9694 909036 899342 31437771 0 31437771 32159802 909036 909036 31250766 0 31250766 PART V, LINE 4: THE ORGANIZATION HAS DONOR RESTRICTED ENDOWMENT FUNDS ESTABLISHED FOR THE PURPOSES OF PROVIDING INCOME TO AWARDS AND SCHOLARSHIPS. THE ASSOCIATION RECEIVES CONTRIBUTIONS IN SUPPORT OF THE FOLLOWING AWARDS: (1) ABEL WOLMAN FELLOWSHIP - FELLOWSHIPS HONOR THE MEMORY OF ABEL WOLMAN BY PROVIDING SUPPORT TO PROMISING DOCTORAL STUDENTS IN THE U.S., CANADA AND MEXICO PURSUING ADVANCED TRAINING AND RESEARCH IN THE FIELD OF WATER SUPPLY AND TREATMENT. (2) LARSON AQUATIC RESEARCH SUPPORT - SCHOLARSHIPS HONOR THE MEMORY OF DR. THURSTON LARSON BY PROVIDING SUPPORT FOR DOCTORAL AND MASTERS STUDENTS INTERESTED IN CAREERS IN THE FIELDS OF CORROSION CONTROL, TREATMENT AND DISTRIBUTION OF DOMESTIC AND INDUSTRIAL WATER SUPPLIES, AQUATIC CHEMISTRY, AND/OR ENVIRONMENTAL CHEMISTRY. PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC). IT HAS BEEN DETERMINED THAT THE ASSOCIATION IS NOT A PRIVATE FOUNDATION AS DEFINED IN SECTION 509(A) OF THE IRC. THE ASSOCIATION ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. THE ASSOCIATION IS NO LONGER SUBJECT TO FEDERAL OR STATE INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR RETURNS PRIOR TO 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD NET AGAINST REVENUE 909,036. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD NET AGAINST REVENUE 909,036. 1 NORTH AMERICA 0 0 GRANTS OPERATING SUPPORT 286802 SOUTH ASIA 0 0 PROGRAM SERVICES CONSULTING AND CONFERENCES/TRAVEL 175167 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 34429 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 20445 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 34148 SOUTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 39540 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 32834 0 0 0 0 0 0 623365 0 623365 NORTH AMERICA OPERATING SUPPORT 29664 CHECK NORTH AMERICA OPERATING SUPPORT 33632 CHECK NORTH AMERICA OPERATING SUPPORT 15000 WIRE NORTH AMERICA OPERATING SUPPORT 129922 CHECK NORTH AMERICA OPERATING SUPPORT 18208 CHECK NORTH AMERICA OPERATING SUPPORT 60376 CHECK 6 0 0 0 0 0 0 PART I, LINE 2: MEMBER SECTION ALLOTMENTS: THE ASSOCIATION'S BOARD OF DIRECTORS APPROVES ANNUAL ALLOTMENTS EACH YEAR PAYABLE TO ITS MEMBER SECTIONS. THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. 1 WATER FOR PEOPLE 100 E TENNESSEE AVE DENVER CO 80209 841166148 501(C)(3) 28350 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ALASKA SECTION 22457 HILLTOP CIRCLE CHUGIAK AK 99567 920104130 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ALABAMA-MISSISSIPPIP SECTION PO BOX 4651 JACKSON MS 39296 237026150 501(C)(3) 32231 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ARIZONA SECTION 5100 W INA RD TUCSON AZ 85743 237026151 501(C)(3) 30292 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION CALIFORNIA-NEVADA SECTION 10435 ASHFORD ST RANCHO CUCAMONGA CA 91730 946114828 501(C)(3) 215164 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION CHESAPEAKE SECTION 11510 GREENSPRING AVE LUTHERVILLE MD 21093 521182688 501(C)(3) 26761 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION CONNECTICUT SECTION 90 S SARGENT DR NEW HAVEN CT 06511 066100180 501(C)(3) 20055 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION FLORIDA SECTION 1300 9TH ST ST CLOUD FL 34769 237027079 501(C)(3) 80667 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION GEORGIA SECTION 199 PRESERVATION DR JACKSON GA 30233 581815129 501(C)(3) 40038 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION HAWAII SECTION PO BOX 22614 HONOLULU HI 96823 990165772 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ILLINOIS SECTION 545 S RANDALL RD ST CHARLES IL 60174 237026152 501(C)(3) 59824 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION INDIANA SECTION 5265 E 82ND ST INDIANAPOLIS IN 46250 237026153 501(C)(3) 39535 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION INTERMOUNTAIN SECTION 8215 S 1300 W WEST JORDAN UT 84088 237026154 501(C)(3) 20523 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION IOWA SECTION 2201 GEORGE FLAGG PKWY DES MOINES IA 50321 237026138 501(C)(3) 18727 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION KANSAS SECTION PO BOX 3046 SALINA KS 67402 237026155 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION KENTUCKY-TENNESSEE SECTION 3801 SPRINGHURST BLVD LOUISVILLE KY 40241 237026156 501(C)(3) 52070 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MICHIGAN SECTION PO BOX 30516 LANSING MI 48909 386073280 501(C)(3) 45775 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MINNESOTA SECTION 11373 HILLCREST DR GRANT MN 55110 237026161 501(C)(3) 30360 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MISSOURI SECTION 1201 NE BUTTONWOOD AVE LEES SUMMIT MO 64086 237026157 501(C)(3) 25018 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MONTANA SECTION PO BOX 582 SEELEY LAKE MT 59868 237026158 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEBRASKA SECTION 300 S 49TH ST NORFOLK NE 68701 237026159 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEW ENGLAND SECTION 125 HOPPING BROOK RD HOLLISTON MA 01746 041666330 501(C)(3) 55908 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEW JERSEY SECTION 38 E RIDGEWOOD AVE RIDGEWOOD NJ 07450 226049378 501(C)(3) 39504 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEW YORK SECTION 614 7TH NORTH ST LIVERPOOL NY 13088 116026214 501(C)(3) 61630 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NORTH CAROLINA SECTION 3725 NATIONAL DR STE 217 RALEIGH NC 27612 566045934 501(C)(3) 43912 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NORTH DAKOTA SECTION 918 E DIVIDE AVE BISMARK ND 58501 440420756 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION OHIO SECTION 4747 SPRING GROVE AVE CINCINNATI OH 45232 237026162 501(C)(3) 66827 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION PACIFIC NORTHWEST SECTION PO BOX 872467 VANCOUVER WA 98687 237026163 501(C)(3) 84128 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION PENNSYLVANIA SECTION 1309 BRIDGE ST NEW CUMBERLAND PA 17070 237026164 501(C)(3) 60722 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION PUERTO RICO SECTION PO BOX 9648 CAGUAS PR 00726 660343550 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ROCKY MOUNTAIN SECTION 6666 WEST QUINCY AVE DENVER CO 80235 237026165 501(C)(3) 63363 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION SOUTH CAROLINA SECTION 121 EXECUTIVE CENTER DR COLUMBIA SC 29210 237052846 501(C)(3) 26231 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION SOUTH DAKOTA SECTION 23343 479TH AVE EGAN SD 57024 237026166 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION SOUTHWEST SECTION 30 HIDDEN HILLS LAKE ARNAUDVILLE LA 70512 237026167 501(C)(3) 35764 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION TEXAS SECTION PO BOX 80510 AUSTIN TX 78708 751388778 501(C)(3) 104134 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION VIRGINIA SECTION PO BOX 11992 LYNCHBURG VA 24506 237026168 501(C)(3) 50849 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION WEST VIRGINIA SECTION PO BOX 5109 CHARLESTON WV 25361 310988950 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION WISCONSIN SECTION PO BOX 635 OAK CREEK WI 53154 237026169 501(C)(3) 27890 OPERATING SUPPORT 38 AWARDS (WOLMAN) 3 65489 SCHOLARSHIP (LARSON) 2 12000 PART I, LINE 2: (1)ORGANIZATIONS: (A) MEMBER SECTION ALLOTMENTS: THE ASSOCIATION'S BOARD OF DIRECTORS APPROVES ANNUAL ALLOTMENTS EACH YEAR PAYABLE TO ITS MEMBER SECTIONS. THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. (B) CONTRIBUTIONS PAYABLE WATER FOR PEOPLE: AWWA MAINTAINS A PROGRAM WHEREBY A VOLUNTARY CONTRIBUTION IS MADE TO WATER FOR PEOPLE IN SUPPORT OF THEIR ORGANIZATIONAL ACTIVITIES. (2) INDIVIDUALS: FUNDS ARE DISTRIBUTED AS AWARDS AND SCHOLARSHIPS TO RECIPIENTS. SCHOLARSHIP FUNDS SUPPORT EDUCATION FEES. IN REGARDS TO THE WOLMAN AWARDS - MID-WAY THROUGH THE YEAR OF SUPPORT, AWWA REQUESTS FROM THE STUDENT A LETTER STATING THE PROGRESS TOWARDS THEIR DEGREE TO INCLUDE AN ABSTRACT OF RESEARCH, AND ALSO A LETTER FROM THEIR ADVISOR WITH SIMILAR INFORMATION. X X X X X 0 0 0 0 0 0 0 1 0 DAVID LAFRANCE CHIEF EXECUTIVE OFFICER 256484 0 25000 0 24690 0 23850 0 23668 0 353692 0 0 0 PAULA MACILWAINE DEPUTY CEO 209785 0 15000 0 1290 0 21063 0 24366 0 271504 0 0 0 THOMAS CURTIS DEPUTY CEO 145703 0 25000 0 1190 0 15483 0 150 0 187526 0 0 0 KEVIN MANN CHIEF FINANCIAL OFFICER 160162 0 12000 0 607 0 16171 0 23167 0 212107 0 0 0 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 141301 0 8000 0 664 0 13846 0 10531 0 174342 0 0 0 KEVIN TURNTINE CHIEF INFORMATION OFFICER 115353 0 8000 0 17920 0 13488 0 25039 0 179800 0 0 0 JAMES ALAN ROBERSON DIRECTOR - FEDERAL RELATIONS 132729 0 3500 0 1170 0 12843 0 7231 0 157473 0 0 0 NANCY MORTVEDT DIRECTOR - SALES 114985 0 2500 0 213 0 11186 0 22471 0 151355 0 0 0 PART I, LINE 7 PERFORMANCE BONUSES WERE PAID TO THE HIGHEST COMPENSATED EMPLOYEES. THE COMPENSATION COMMITTEE DETERMINED THE AMOUNT OF THE EXECUTIVE BONUSES. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT, PRESIDENT-ELECT, IMMEDIATE PAST-PRESIDENT, TREASURER, SIX VICE-PRESIDENTS, COUNCIL CHAIRS, THE CHAIR OF THE WATER RESEARCH FOUNDATION BOARD OF TRUSTEES, THE EXECUTIVE DIRECTOR SERVING AS SECRETARY IN A NONVOTING CAPACITY, AND SUCH OTHER NONVOTING MEMBERS AS THE BOARD SHALL DIRECT. BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE SHALL EXERCISE THE FULL POWERS OF THE BOARD IN MATTERS WHICH IN THE JUDGMENT OF THE EXECUTIVE COMMITTEE MUST BE ACTED UPON BEFORE THE NEXT REGULAR MEETING OF THE BOARD, EXCEPT THAT THE EXECUTIVE COMMITTEE SHALL NOT ACT FOR THE BOARD IN RESPECT TO EXPULSION OF MEMBERS OR TAKE ANY ACTION THAT WILL RESULT IN A CHANGE IN THE NUMBER OF DIRECTORS, NOR SHALL THE EXECUTIVE COMMITTEE HAVE THE AUTHORITY OF THE BOARD OF DIRECTORS IN REFERENCE TO THE FOLLOWING, WITHIN THE MEANING OF THE ILLINOIS GENERAL NOT FOR PROFIT CORPORATION ACT: (1) AMENDING, ALTERING, OR REPEALING THESE BYLAWS, (2) ELECTING, APPOINTING OR REMOVING ANY MEMBER OF THE EXECUTIVE COMMITTEE, ANY OTHER BOARD COMMITTEE , OR ANY DIRECTOR OR OFFICER OF THE ASSOCIATION, (3) AMENDING THE ARTICLES OF INCORPORATION, (4) ADOPTING A PLAN OF MERGER OR ADOPTING A PLAN OF CONSOLIDATION WITH ANOTHER CORPORATION, (5) AUTHORIZING THE SALE, LEASE, EXCHANGE OR MORTGAGE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE ASSOCIATION, (6) AUTHORIZING THE VOLUNTARY DISSOLUTION OF THE ASSOCIATION OR REVOKING PROCEEDINGS THEREFORE, (7) ADOPTING A PLAN FOR THE DISTRIBUTION OF THE ASSETS OF THE ASSOCIATION, (8) AMENDING, ALTERING OR REPEALING ANY RESOLUTION OF THE BOARD OF DIRECTORS WHICH BY ITS TERMS PROVIDES THAT IT SHALL NOT BE AMENDED, ALTERED OR REPEALED BY THE EXECUTIVE COMMITTEE, OR (9) MODIFYING, DISAPPROVING OR WITHHOLDING A RECOMMENDATION OR REPORT OF A COUNCIL OF THE ASSOCIATION, WHICH IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR SUBMISSION TO THE BOARD OF DIRECTORS, OR WHICH REQUIRES BOARD ACTION, WITHOUT REPORTING SUCH ACTION BY THE COMMITTEE TO THE BOARD WITH REASONS THEREFORE. IN THE CASE OF ELECTIONS FOR THE PRESIDENT-ELECT, DIRECTORS-AT-LARGE, AND VICE PRESIDENTS, EACH MEMBER OF THE BOARD SHALL VOTE BY INDICATING HIS OR HER CHOICE FOR THE POSITION IN CONSIDERATION ON A PRINTED BALLOT CONTAINING THE NAMES OF ALL CANDIDATES FOR THE POSITION. A CANDIDATE RECEIVING MORE THAN 50% OF THE VOTES IS AUTOMATICALLY ELECTED. IF NO CANDIDATE RECEIVES A MAJORITY, THE TWO CANDIDATES RECEIVING THE TWO GREATEST VOTE TOTALS WILL BECOME CANDIDATES ON A SECOND BALLOT AND THE VOTING PROCESS REPEATED, WITH THE NEWLY ELECTED OFFICER BASED ON THE GREATER OF TOTAL VOTES RECEIVED. FORM 990, PART VI, SECTION A, LINE 2 JOHN DONAHUE AND DAVID LAFRANCE ARE DIRECTORS OF AWWA'S INACTIVE WHOLLY-OWNED SUBSIDIARY, AWWA ASSOCIATION SERVICES, INC. FORM 990, PART VI, SECTION A, LINE 6 ASSOCIATION MEMBERS CONSIST OF: 1) INDIVIDUAL MEMBERS AND 2) ORGANIZATION MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A SECTION DIRECTORS - EACH SECTION SHALL SELECT ONE DIRECTOR FROM AMONG ITS MEMBERS, IN A MANNER CONSISTENT WITH ITS BYLAWS. A SECTION MAY SELECT ONE OR MORE ADDITIONAL DIRECTORS WHEN ITS MEMBERSHIP EXCEEDS LEVELS OF MEMBERSHIP ESTABLISHED BY THE BOARD FROM TIME TO TIME. DIRECTORS-AT-LARGE - THE BOARD OF DIRECTORS SHALL ELECT FROM AMONG ASSOCIATION MEMBERS IN GOOD STANDING ONE DIRECTOR-AT-LARGE EACH YEAR AND ONE SERVICE PROVIDER DIRECTOR-AT-LARGE (AS DEFINED BY THE BOARD OF DIRECTORS) EVERY THREE YEARS AT ITS WINTER MEETING, RESULTING IN FOUR DIRECTORS-AT-LARGE SERVING SIMULTANEOUSLY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY A THIRD PARTY PREPARER AND IS REVIEWED BY THE AUDIT COMMITEE PRIOR TO FILING. BOARD MEMBERS ARE NOTIFIED BY E-MAIL THAT THE FORM 990 IS AVAILABLE FOR REVIEW ONLINE BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS ANNUALLY COMPLETE A DISCLOSURE FORM. CONFLICTS WITH REGARDS TO CONTRACTS OR TRANSACTIONS ARE DISCLOSED PRIOR TO ANY MEETING WHERE ACTION IS REQUIRED. THESE DISCLOSURES ARE REFLECTED IN THE MEETING MINUTES. OFFICERS/DIRECTORS WITH CONFLICTS ARE NOT ALLOWED TO PARTICIPATE IN OR DISCUSS THE MATTER AND ARE NOT ALLOWED TO VOTE. CONFLICTS ARE DEALT WITH AT THE BOARD AND MANAGEMENT LEVEL. FORM 990, PART VI, SECTION B, LINE 15 THE CURRENT CHIEF EXECUTIVE OFFICER STARTED IN MAY 2010. A COMPENSATION (SALARY AND BONUS) REVIEW WAS CONDUCTED FOR 2014 BY THE COMPENSATION COMMITTEE. FOR THE PAYMENT OF BONUSES FOR THE DEPUTY CEO'S AND CEO, THE REVIEW WAS CONDUCTED IN 2015 BY THE COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. IN DETERMINING THE STARTING COMPENSATION FOR THE CEO, THE AWWA PRESIDENT (CHAIR OF COMPENSATION COMMITTEE) WAS PROVIDED (1) EXECUTIVE SALARY INFORMATION INCLUDING SURVEY COMPARABILITY DATA AND (2) EXECUTIVE SALARY INFORMATION FROM THE FORM 990'S OF OTHER ASSOCIATIONS TO USE AS RESOURCES TO DETERMINE STARTING SALARY AND FOR DISCUSSION WITH THE COMPENSATION COMMITTEE. IN DETERMINING THE CEO'S BONUS FOR 2015, THE COMPENSATION COMMITTEE WAS PROVIDED WITH COMPARABLE MARKET DATA AND BENCHMARKING INFORMATION. IN ADDITION, THE CEO'S PERFORMANCE WAS REVIEWED BY THE COMPENSATION COMMITTEE IN RELATION TO PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES, PRIOR TO AWARDING THE BONUS. THE EXECUTIVE COMMITTEE RATIFIED THE DECISION OF THE COMPENSATION COMMITTEE. FOR THE PAYMENT OF BONUSES FOR THE DEPUTY CEO'S, THE REVIEW WAS CONDUCTED IN 2015 BY THE COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 AWWA'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC ON AWWA'S WEBSITE AND UPON REQUEST FOR A VALID BUSINESS PURPOSE. FORM 990, PART XI, LINE 9: CHANGE IN MINIMUM PENSION LIABILITY 1,158,765. FORM 990, PART XI, LINE 2C THE ORGANIZATION'S AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE ORGANIZATION'S OVERSIGHT PROCESS DID NOT CHANGE DURING THE YEAR. AWWA ASSOCIATION SERVICES INC 6666 WEST QUINCY AVENUE DENVER CO 80235 841265561 INACTIVE CO N/A C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0