2016-07-11T17:42:19-05:00 2015-08-31 946214841 ARMANINO LLP 12657 ALCOSTA BLVD STE 500 SAN RAMON CA 945834600 990 2014-09-01 941156284 SAN FRANCISCO SYMPHONY SANF 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 JIM KIRK CFO 4155528000 2016-07-08 1 JOHN PANETTA P00365375 9257902600 2014 2016-09-27 15:27:22Z SAKURAKO FISHER DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 132466868 0 X WWW.SFSYMPHONY.ORG X 1910 CA TO ENRICH, SERVE, AND SHAPE CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES. 84 84 1015 2058 104453 84999 29977665 31646868 30710124 31343913 30955877 3568257 -460021 -569191 91183645 65989847 115850 73569 0 0 43832868 44345861 410198 238346 4913122 30207212 34208328 74566128 78866104 16617517 -12876257 341896193 327799634 46579022 60435411 295317171 267364223 X THE SAN FRANCISCO SYMPHONY SETS THE HIGHEST POSSIBLE STANDARD FOR EXCELLENCE IN MUSICAL PERFORMANCE AT HOME AND AROUND THE WORLD; ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES; MAINTAINS FINANCIAL STABILITY AND GAINS PUBLIC RECOGNITION AS A MEANS OF ENSURING ITS ABILITY TO FULFILL ITS MISSION. 0 0 66876763 73569 31935593 THROUGH ITS ARTISTIC, EDUCATION AND COMMUNITY PROGRAMS, THE SAN FRANCISCO SYMPHONY EACH YEAR SERVES MORE THAN 600,000 BAY AREA RESIDENTS AND VISITORS OF EVERY ECONOMIC AND CULTURAL BACKGROUND IN OVER 200 CONCERTS. THE SYMPHONY ADDITIONALLY REACHES MILLIONS OF OTHERS THROUGHOUT THE UNITED STATES AND ABROAD THROUGH TOURING, RECORDING, THE WEB, AND RADIO AND TELEVISION BROADCASTS.THE GRAMMY AWARD WINNING SAN FRANCISCO SYMPHONY IS REGARDED INTERNATIONALLY AS ONE OF THE FOREMOST AMERICAN ORCHESTRAS. UNDER MUSIC DIRECTOR MICHAEL TILSON THOMAS, THE SYMPHONY OFFERS EXCITING CLASSICAL PROGRAMS WITH INTERNATIONALLY ACCLAIMED GUEST ARTISTS IN ITS 100+ CONCERT SUBSCRIPTION SERIES. OTHER ANNUAL SERIES INCLUDE THE GREAT PERFORMERS SERIES, MUSIC FOR FAMILIES AND THE CHAMBER MUSIC SERIES. IN ADDITION, THE ORCHESTRA OFFERS FREE COMMUNITY CONCERTS, AN ANNUAL SUMMER FESTIVAL AND DECEMBER HOLIDAY CONCERTS.THE SYMPHONY PROVIDES AN EXTENSIVE ARRAY OF MUSIC EDUCATION PROGRAMS FOR YOUTH AND ADULTS, MOST OF WHICH ARE FREE OF CHARGE. FOR YOUNG CHILDREN, THERE IS ADVENTURES IN MUSIC, A COMPREHENSIVE MUSIC EDUCATION PROGRAM IN EVERY SAN FRANCISCO PUBLIC ELEMENTARY SCHOOL SERVING OVER 25,000 CHILDREN AND CONCERTS FOR KIDS, REACHING NEARLY 35,000 SCHOOL CHILDREN EACH YEAR FROM AROUND THE GREATER BAY AREA. OTHER PROGRAMS INCLUDE A SPECIAL WEB SITE FOR CHILDREN, WWW.SFSKIDS.ORG, OFFERING YOUNGSTERS AROUND THE WORLD AN INTRODUCTION TO MUSIC, THE INSTRUMENT TRAINING PROGRAM FOR MIDDLE AND HIGH SCHOOL MUSIC STUDENTS; THE HOWARD SKINNER STUDENT FORUM, OFFERING GREATLY DISCOUNTED TICKETS TO COLLEGE STUDENTS; AND FREE TICKETS FOR HIGH SCHOOL AND COLLEGE MUSIC STUDENTS. FOR ADULTS, THE SYMPHONY PRESENTS INSIDE MUSIC TALKS, WHICH ARE FREE OF CHARGE BEFORE EACH CONCERT. OTHER PROGRAMS REACH ECONOMICALLY DISADVANTAGED BAY AREA RESIDENTS AND INCLUDE FREE OUTDOOR CONCERTS AND SEVERAL PROGRAMS DISTRIBUTING DISCOUNTED AND COMPLIMENTARY TICKETS. THE SYMPHONY'S WIDE-RANGING RECORDING AND MEDIA PROJECTS MAKE CLASSICAL MUSIC MORE ACCESSIBLE TO PEOPLE OF ALL AGES AND BACKGROUNDS, INCLUDING A NATIONAL PBS-TV SERIES OF DOCUMENTARIES AND CONCERTS, NATIONALLY SYNDICATED RADIO PROGRAMS, AND INTERACTIVE WEBSITES. 66876763 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 1 0 0 1 1 0 0 0 1 0 0 0 1 275 0 1 1015 1 1 1 0 0 0 0 1 1 0 0 0 0 X 84 84 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X JIM KIRK CFO 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 SAKURAKO FISHER PRESIDENT 30.00 X X 0 0 0 GAIL L COVINGTON VICE PRESIDENT 3.00 X X 0 0 0 PAUL S OTELLINI VICE PRESIDENT 3.00 X X 0 0 0 DAVID R STRAND VICE PRESIDENT 3.00 X X 0 0 0 ROBERT R TUFTS SECRETARY 3.70 X X 0 0 0 AIDA M ALVAREZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MICHAEL ANDERS MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 NANCY H BECHTLE MEMBER, BOARD OF GOVERNORS 2.40 X 0 0 0 LYDIA I BEEBE MEMBER, BOARD OF GOVERNORS 1.60 X 0 0 0 ATHENA T BLACKBURN MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 JEFF BLEICH MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 BARBARA BROOKINS MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 CAROL FRANC BUCK MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MRS HERBERT E CAEN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 KELLY LYNN CANADY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 RICHARD A CARRANZA MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CAROL CASEY MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 DEAN CASH MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 IRIS CHAN MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 JOHN S CHEN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DR YANEK S Y CHIU MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MATT COHLER MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MARGARET LIU COLLINS MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 NANCY R CONNER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MICHLE BEIGEL CORASH MEMBER, BOARD OF GOVERNORS 2.40 X 0 0 0 COURTENAY C CORRIGAN MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MRS ROBERT A CORRIGAN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DEREK L DEAN MEMBER, BOARD OF GOVERNORS 2.30 X 0 0 0 ROBERTA DENNING MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 DIXON R DOLL MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MARY C FALVEY MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MRS DONALD G FISHER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MARY FRANCIS MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 DAVID A FRIEDBERG MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 A JOHN GAMBS MEMBER, BOARD OF GOVERNORS 3.10 X 0 0 0 PRISCILLA B GEESLIN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHARLES M GESCHKE MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 GORDON P GETTY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JOHN D GOLDMAN MEMBER, BOARD OF GOVERNORS 2.40 X 0 0 0 EMMA GOLTZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ANETTE L HARRIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GARY L HEIDENREICH MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 JIM HENRY MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 KENNETH L HIRSCH MEMBER, BOARD OF GOVERNORS 1.70 X 0 0 0 DAVID A HOYT MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 GREGORY E JOHNSON MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARK A JUNG MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JUDI KANTER MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MRS WILLIAM R KIMBALL MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 F CURT KIRSCHNER MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 RICHARD M KOVACEVICH MEMBER, BOARD OF GOVERNORS 1.70 X 0 0 0 JANET W LAMKIN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHRISTINE E LAMOND MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PATRICIA LEE-HOFFMANN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MAX LEVCHIN MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 FRED M LEVIN MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MARYON DAVIES LEWIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 RAYMOND K Y LI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GORRETTI LO LUI MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 MARC T MACAULAY MEMBER, BOARD OF GOVERNORS 1.60 X 0 0 0 REBECCA MACIEIRA-KAUFMANN MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 RICHARD B MADDEN MEMBER, BOARD OF GOVERNORS 1.60 X 0 0 0 MRS MERRILL L MAGOWAN MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 MRS J STANLEY MATTISON MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 AMY S MCCOMBS MEMBER, BOARD OF GOVERNORS 1.10 X 0 0 0 NAN TUCKER MCEVOY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 KENNETH P MCNEELY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 WILLIAM F MEEHAN III MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 J WILLIAM MORRIS III MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MRS JOHN F NICOLAI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ROBERT G O'DONNELL MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 MRS JAMES C PARAS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PERRY PELOS MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 MARK A PERRY MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 LAURA K PFAFF MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PAULA B PRETLOW MEMBER, BOARD OF GOVERNORS 1.70 X 0 0 0 KAUSIK RAJGOPAL MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 RICHARD M ROSENBERG MEMBER, BOARD OF GOVERNORS 1.80 X 0 0 0 ALI ROWGHANI MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 FREDERIC M SEEGAL MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 SHARON L SETO MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MRS GEORGE P SHULTZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 TRINE SORENSEN MEMBER, BOARD OF GOVERNORS 1.80 X 0 0 0 PATRICIA SUGHRUE SPRINCIN MEMBER, BOARD OF GOVERNORS 1.70 X 0 0 0 NICHOLAS E TOUSSAINT MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 TONY TROUSSET MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 M ISABEL VALDES MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JACK WILLIAM VAN GEEM MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GE WANG MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 ANITA L WORNICK MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PAUL H BAASTAD LIFE GOVERNOR 1.20 X 0 0 0 ANDREW S BERWICK JR LIFE GOVERNOR 1.00 X 0 0 0 PAUL A BISSINGER JR LIFE GOVERNOR 1.00 X 0 0 0 MRS HAROLD BRUMBAUM LIFE GOVERNOR 1.00 X 0 0 0 MRS W JOHN BUCHANAN LIFE GOVERNOR 1.00 X 0 0 0 RAMON C CORTINES LIFE GOVERNOR 1.00 X 0 0 0 PHILIP S EHRLICH LIFE GOVERNOR 1.00 X 0 0 0 MRS A BARLOW FERGUSON LIFE GOVERNOR 1.00 X 0 0 0 JAMES C HORMEL LIFE GOVERNOR 1.00 X 0 0 0 EFF W MARTIN LIFE GOVERNOR 1.00 X 0 0 0 ELLEN MAGNIN NEWMAN LIFE GOVERNOR 1.50 X 0 0 0 MRS WILLIAM H ORRICK JR LIFE GOVERNOR 1.00 X 0 0 0 CARL F PASCARELLA LIFE GOVERNOR 1.00 X 0 0 0 MRS EVAN R PETERS LIFE GOVERNOR 1.00 X 0 0 0 GENELLE RELFE LIFE GOVERNOR 1.00 X 0 0 0 GEORGE R ROBERTS LIFE GOVERNOR 1.00 X 0 0 0 MRS CHARLES R SCHWAB LIFE GOVERNOR 1.00 X 0 0 0 BARRY H STERLING LIFE GOVERNOR 1.00 X 0 0 0 DONALD T VALENTINE LIFE GOVERNOR 1.00 X 0 0 0 F CLARK WARDEN LIFE GOVERNOR 1.00 X 0 0 0 WILLIAM J ZELLERBACH LIFE GOVERNOR 1.00 X 0 0 0 BRENT ASSINK EXECUTIVE DIRECTOR 60.00 X 477855 0 64783 JAMES KIRK CHIEF FINANCIAL OFFICER 60.00 X 216174 0 30771 JOHN KIESER GENERAL MANAGER 60.00 X 205791 0 54866 ANNE JOHNSON DIRECTOR, DEVELOPMENT 60.00 X 304949 0 5419 RUSSELL KELBAN CHIEF MARKETING DIRECTOR 60.00 X 201641 0 9410 ALEXANDER BARANTSCHIK CONCERTMASTER 60.00 X 537182 0 103532 CAREY BELL PRINCIPAL CLARINET 60.00 X 266564 0 25851 JONATHAN VINOCOUR PRINCIPAL VIOLA 60.00 X 261285 0 22714 MARK INOUYE PRINCIPAL TRUMPET 60.00 X 279825 0 31064 RAGNAR BOHLIN CHORUS DIRECTOR 60.00 X 219212 0 13368 2970478 0 361778 9 0 1 0 MTT INC 1745 BROADWAY 18TH FLOOR NEW YORK NY 10019 MUSIC DIRECTOR 2715815 TOUR ARTS 700 LARKSPUR LANDING CIRCLE SUITE LARKSPUR CA 94939 TOURING SERVICES 1343098 MCCALL ASSOCIATES 2525 16TH STREET SUITE 311 SAN FRANCISCO CA 94103 CATERING/MEALS 773057 SD&A TELESERVICES INC 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 PROFESSIONAL FUNDRAISER 761124 OPUS 3 ARTISTS 470 PARK AVENUE SOUTH 9TH FLOOR NEW YORK NY 10016 ARTISTIC MANAGEMENT 586665 55 6429475 769600 24447793 3551528 31646868 CONCERT & RELATED REVENUES 711130 30338218 30338218 VOLUNTEER COUNCIL 711130 766960 766960 SFS MEDIA 515100 238735 238735 31343913 -6561205 66606 -6627811 37847 0 37847 37847 37847 73220670 113072 63147744 56536 10072926 56536 10129462 10129462 1248609 6429475 2560221 -1311612 -1311612 1304200 712520 591680 591680 MISCELLANEOUS 900099 112894 112894 112894 65989847 31935593 104453 2302933 73569 73569 1500113 463890 918059 118164 30913701 26645980 2326432 1941289 4331712 4111010 148697 72005 5426244 4748904 439732 237608 2174091 1819032 193322 161737 112360 112360 192794 192794 21260 21260 238346 238346 464822 464822 3385576 2923915 260910 200751 1555509 1314037 14023 227449 1136739 711671 318733 106335 452310 91409 332307 28594 15615 15615 690680 212479 439376 38825 123924 58281 24533 41110 1657273 1457075 105324 94874 473324 69959 403365 CONCERT PRODUCTION 21065947 21046843 19104 OTHER EXPENSES 1906482 462961 168052 1275469 CREDIT CARD FEES 674006 522320 21236 130450 EQUIPMENT RENTAL AND MA 175104 101257 73775 72 104603 5296 99263 44 78866104 66876763 7076219 4913122 3243787 2377796 330788 535203 7079639 5672070 8334815 9528196 3015480 1252249 3069213 3054198 657940 625810 3430711 4950717 35443698 17655028 18094046 17788670 238578662 197896593 50747249 78586513 8888438 8444618 341896193 327799634 4171222 4451981 12718555 12297408 6700000 11000000 22989245 32686022 46579022 60435411 X 54112032 31959267 98672567 91673796 142532572 143731160 295317171 267364223 341896193 327799634 X -12876257 -4909505 -10167186 X X 0 1 X 1 0 X 51541717 29724139 33467450 30286451 31231305 176251062 51541717 29724139 33467450 30286451 31231305 176251062 20572085 155678977 3184276 3979716 7247759 31179218 -6794499 38796470 41228 128488 36429 46332 84999 337476 323703 432248 302812 171943 112894 1343600 216728608 0.71830 0.69110 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 21260 21260 78262323 78283583 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 12251 20038 18346 21260 71895 250000 250000 250000 250000 1000000 1500000 126500 X X X REPLICA FOR ANNUAL POSTER 0 312220543 2865945 -1729305 15942177 297415006 283364803 6541564 39550972 17236796 312220543 268040050 3998608 26941005 15614860 283364803 262125035 3398740 19729648 17213373 268040050 232661245 20521288 24946947 16004445 262125035 0.25160 0.48330 0.26510 1 0 18942572 12311637 6630935 16126364 5343391 10782973 374762 374762 17788670 LIMITED PARTNERSHIPS AND OTHERS 78586513 F 78586513 LIABILITES TO BENEFICIARY OF SPLIT INT. AGREEMENTS 2518689 PENSION BENEFIT LIABILITIES 25167333 UNEARNED CHALLENGE GRANT 5000000 32686022 X 64116816 -4909505 228555 3272741 -1408209 65525025 464822 464822 65989847 81902578 228555 3272741 3501296 78401282 464822 464822 78866104 PART III, LINE 1A: THE SYMPHONY RECEIVES A DONATED WATERCOLOR, WHICH IS CAPITALIZED AS PART OF IMPROVEMENTS, FURNITURE, AND EQUIPMENT. THE DONATED WATERCOLOR IS BEING MAINTAINED AS PART OF THE SYMPHONY'S COLLECTION. THE SYMPHONY MAINTAINS OTHER ARTWORK AROUND DAVIES SYMPHONY HALL, BUT NO OTHER ITEMS ARE RECORDED AS ASSETS. PART X, LINE 2: THE SYMPHONY HAS RECEIVED RULINGS FROM THE INTERNAL REVENUE SERVICE UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND FROM THE STATE OF CALIFORNIA FRANCHISE TAX BOARD GRANTING EXEMPTION FROM INCOME TAXATION. THE SYMPHONY HAS EVALUATED ITS CURRENT TAX POSITIONS ON UNRELATED BUSINESS INCOME AND HAS CONCLUDED THAT AS OF AUGUST 31, 2015, THE SYMPHONY DOES NOT HAVE ANY SIGNIFICANT UNCERTAIN TAX POSITIONS FOR WHICH A RESERVE WOULD BE NECESSARY. FOR STATE TAX PURPOSES, THE SYMPHONY IS GENERALLY NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2011. FOR FEDERAL TAX PURPOSES, THE SYMPHONY IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 2,560,221. COST OF GOODS SOLD 712,520. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 2,560,221. COST OF GOODS SOLD 712,520. EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EUROPEAN TOURS 841569 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 2718448 0 0 0 0 0 0 3560017 0 3560017 1 0 0 0 0 0 X X X X X X X 1 SD&A TELESERVICES INC 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 CONSULT AND SOLICIT FOR TELEFUNDRAISING 0 1034600 380483 654117 THE HOLMAN GROUP 6240 PRIMROSE AVENUE LOS ANGELES CA 90068 ASSIST IN OBTAINING SPONSORSHIPS WITH CORPORATIONS 0 35000 7000 28000 1069600 387483 682117 CA OPENING GALA 3831727 3399126 432601 18420 1376685 MTT'S BIRTHDAY CELEBRATION GALA 2668951 2264476 404475 8465 455837 3 1177406 765873 411533 41730 659084 7678084 6429475 1248609 68615 2491606 2560221 -1311612 1 APTOS MIDDLE SCHOOL 105 APTOS AVENUE SAN FRANCISCO CA 94127 946000416 GOVERNMENT 6234 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES AP GIANNINI MIDDLE SCHOOL 3151 ORTEGA STREET SAN FRANCISCO CA 94122 946000416 GOVERNMENT 38141 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES LOWELL HIGH SCHOOL 1101 EUCALYPTUS DRIVE SAN FRANCISCO CA 94132 946000416 GOVERNMENT 17674 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES PRESIDIO MIDDLE SCHOOL 450 30TH AVENUE SAN FRANCISCO CA 94121 946000416 GOVERNMENT 11520 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES 4 PART I, LINE 2: THE SYMPHONY DONATES TICKETS TO VARIOUS ORGANIZATIONS, PREDOMINANTLY RELATED TO EDUCATION. SYMPHONY STAFF MEMBER(S) WORK DIRECTLY WITH THE SCHOOLS AND ATTEND CONCERTS TO PERSONALLY WELCOME THE TEACHERS AND STUDENTS WHO ARE ATTENDING THESE CONCERTS. X X X X 1 1 0 0 0 0 0 0 0 BRENT ASSINK EXECUTIVE DIRECTOR 470919 0 0 0 6936 0 45294 0 19489 0 542638 0 0 0 JAMES KIRK CHIEF FINANCIAL OFFICER 216045 0 0 0 129 0 10757 0 20014 0 246945 0 0 0 JOHN KIESER GENERAL MANAGER 205662 0 0 0 129 0 53946 0 920 0 260657 0 0 0 ANNE JOHNSON DIRECTOR, DEVELOPMENT 304904 0 0 0 45 0 4550 0 869 0 310368 0 0 0 RUSSELL KELBAN CHIEF MARKETING DIRECTOR 201595 0 0 0 46 0 0 0 9410 0 211051 0 0 0 ALEXANDER BARANTSCHIK CONCERTMASTER 536390 0 0 0 792 0 65376 0 38156 0 640714 0 0 0 CAREY BELL PRINCIPAL CLARINET 266444 0 0 0 120 0 9957 0 15894 0 292415 0 0 0 JONATHAN VINOCOUR PRINCIPAL VIOLA 261177 0 0 0 108 0 6820 0 15894 0 283999 0 0 0 MARK INOUYE PRINCIPAL TRUMPET 279705 0 0 0 120 0 19550 0 11514 0 310889 0 0 0 RAGNAR BOHLIN CHORUS DIRECTOR 197643 0 0 0 21569 0 5175 0 8193 0 232580 0 0 0 PART I, LINES 4A-B 4A - THE GENERAL MANAGER RECEIVED A SEVERANCE PAYMENT OF $212,237 IN JANUARY OF 2015 AND THE DIRECTOR OF DEVELOPMENT RECEIVED A SEVERANCE PAYMENT OF $65,702 IN MARCH OF 2015. 4B - THE EXECUTIVE DIRECTOR PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. SFS DID NOT CONTRIBUTE TO THE PLAN IN 2014. DIXON DOLL BOARD MEMBER IS A GENERAL PARTNER IN A LIMITED PARTNERSHIP 250000 DURING FISCAL 2014-15, THE SYMPHONY INVESTED $250,000 IN A VENTURE CAPITAL PARTNERSHIP WHICH INVESTED IN A FUND THAT HAD A BOARD MEMBER AS A GENERAL PARTNER. THE BOARD MEMBER LEFT THE BOARD DURING THE YEAR. 0 X 1 15000 FMV X 330313 ANNUAL SALES REVENUE X 103 3004902 FMV X FOOD/GOODS 143 196240 FMV X VIDEO SCREEN 1 5073 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 TWO MEMBERS OF THE BOARD, DORIS FISHER AND SAKURAKO FISHER, ARE RELATED BY MARRIAGE. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION UPDATED ITS BYLAWS DURING THE YEAR TO REMOVE A CLASS OF VOTING MEMBERSHIP, MAKING THE BOARD OF GOVERNORS RESPONSIBLE FOR ALL DECISIONS AND ACTIONS THAT PREVIOUSLY REQUIRED APPROVAL BY A MAJORITY OF VOTING MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 ON BEHALF OF THE BOARD OF GOVERNORS, THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY TO REVIEW THE SYMPHONY'S FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. THE COMMITTEE IS PROVIDED WITH A COMPLETE COPY OF THE FILING, INCLUDING ALL SUPPORTING SCHEDULES AND ATTACHMENTS. A MEETING OF THE AUDIT COMMITTEE (EITHER IN PERSON OR VIA ELECTRONIC MEANS) SHALL BE HELD TO REVIEW THE 990 FORM WITH MANAGEMENT AND/OR THE PREPARERS. ALL QUESTIONS, COMMENTS AND SUGGESTED REVISIONS SET FORTH BY THE AUDIT COMMITTEE WILL BE DOCUMENTED ALONG WITH THE RESPONSES, IF APPLICABLE, AND THE FILING UPDATED OR REVISED AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY'S CONFLICT OF INTEREST POLICY COVERS GOVERNORS, OFFICERS, EMPLOYEES, AND VOLUNTEERS OF THE SAN FRANCISCO SYMPHONY. THE POLICY IS REVIEWED ANNUALLY BY THE AUDIT COMMITTEE, WHO SHALL HAVE FINAL AUTHORITY TO DETERMINE WHAT MAY BE A CONFLICT OF INTEREST AND HOW TO ADDRESS THE CONFLICT. EACH GOVERNOR, COMMITTEE MEMBER, OFFICER AND KEY EMPLOYEE IS REQUIRED TO ANNUALLY COMPLETE A DISCLOSURE FORM IDENTIFYING CONFLICTS OF INTEREST. ONCE IDENTIFIED, CONFLICTS OF INTEREST ARE ADDRESSED AS ESTABLISHED IN THE SYMPHONY'S CONFLICT OF INTEREST POLICY. THE CHIEF FINANCIAL OFFICER OF THE SYMPHONY MAINTAINS THE DISCLOSURE FORMS AND INSURES COMPLIANCE OF THE ESTABLISHED POLICY. GENERALLY, A CONFLICTED PARTY MAY NOT PARTICIPATE IN ANY DISCUSSIONS OR DECISIONS ON MATTERS WHERE THEY MAY BE CONFLICTED. THE CONFLICTED PARTY IS REQUIRED TO DISCLOSE ANY CONFLICTS OR POTENTIAL CONFLICTS ON THE MATTER BEING CONSIDERED. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE (COMMITTEE) OF THE BOARD OF GOVERNORS DETERMINES THE COMPENSATION PACKAGE OF THE EXECUTIVE DIRECTOR (ED) AND THE CHIEF FINANCIAL OFFICER (CFO) OF THE SYMPHONY. THE COMMITTEE WILL MEET ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION AND BENEFIT PACKAGES FOR THE ED AND CFO. THE COMMITTEE RELIES ON COMPARABILITY DATA PREPARED BY THE DIRECTOR OF HUMAN RESOURCES FOR THE SAME OR SIMILAR POSITIONS IN COMPARABLE ORCHESTRAS IN THE UNITED STATES AND SIMILAR POSITIONS FOR NON-PROFITS IN THE SAN FRANCISCO BAY AREA. THE ED AND CFO ARE NOT PRESENT FOR ANY DELIBERATIONS OF THE COMMITTEE NOR DO THEY HAVE ACCESS TO THE INFORMATION PRESENTED TO THE COMMITTEE BY THE DIRECTOR OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE REQUIRED ORGANIZATIONAL DOCUMENTS OF THE SYMPHONY WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. THE PUBLIC INSPECTION COPY OF THE SYMPHONY'S FORM 990 AND THE AUDITED FINANCIAL REPORTS, FROM THE PREVIOUS THREE YEARS (AT A MINIMUM), WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR FINANCIAL STATEMENTS OR THE FORM 990 BY ANYONE, THE SYMPHONY SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. IN ADDITION, THE SYMPHONY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON THE INTERNET AT GUIDESTAR. FORM 990, PART XI, LINE 9: CHANGE IN PENSION BENEFIT LIABILITIES -10,167,186. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. POOLED INCOME FUND DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 CRUT #1 DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 UNITRUST DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 CHARITABLE REMAINDER TRUST (6) DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0