2016-07-13T15:04:57-05:00 2015-08-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2014-09-01 911351925 SEATTLE SYMPHONY FOUNDATION SEAT 2062154700 PO BOX 21906 SEATTLE WA 981113906 MAUREEN CAMPBELL MELVILLE VICE PRESIDENT & CFO 2062154700 2016-07-13 1 SARA ELIZABETH J HYRE P00235495 4254544919 2016-07-07 2014 2016-12-15 16:53:06Z JEAN-FRANCOIS HEITZ PO BOX 21906 SEATTLE WA 981113906 7822931 0 X WWW.SEATTLESYMPHONY.ORG X 1986 WA TO AID AND SUPPORT THE SEATTLE SYMPHONY ORCHESTRA. 11 11 0 15 0 0 6035645 7125716 0 0 739472 671784 0 0 6775117 7797500 1681211 1700285 0 0 205644 258977 119642 65081 360648 148012 175079 2154509 2199422 4620608 5598078 32513000 33619268 190941 310302 32322059 33308966 THE PRIMARY PURPOSE OF THE SEATTLE SYMPHONY FOUNDATION IS TO AID AND SUPPORT THE SEATTLE SYMPHONY ORCHESTRA. 0 0 1700285 1700285 THE FOUNDATION'S ARTICLES OF INCORPORATION PROVIDE THAT UP TO 7.5% OF THE 36 MONTH ROLLING AVERAGE OF THE ENDOWMENT VALUE BE DISTRIBUTED ANNUALLY TO THE SEATTLE SYMPHONY ORCHESTRA TO SUPPORT ITS OPERATIONS. 1700285 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 1 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 11 11 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 WA X MAUREEN CAMPBELL MELVILLE 2062154700 200 UNIVERSITY STREET SEATTLE WA 98101 JEAN-FRANCOIS HEITZ PRESIDENT 2.00 2.00 X X 0 0 0 KATHLEEN WRIGHT VICE PRESIDENT 2.00 0.00 X X 0 0 0 MARCO ABBRUZZESE TREASURER 2.00 2.00 X X 0 0 0 MICHAEL SLONSKI SECRETARY 2.00 3.00 X X 0 0 0 JAMES BIANCO DIRECTOR 2.00 2.00 X 0 0 0 BRIAN GRANT DIRECTOR 2.00 2.00 X 0 0 0 J PIERRE LOEBEL DIRECTOR 2.00 0.00 X 0 0 0 LAUREL NESHOLM DIRECTOR 2.00 2.00 X 0 0 0 DAVID TAN DIRECTOR 2.00 0.00 X 0 0 0 MURIEL VAN HOUSEN DIRECTOR 2.00 0.00 X 0 0 0 RICK WHITE DIRECTOR 2.00 0.00 X 0 0 0 MAUREEN CAMPBELL MELVILLE VICE PRESIDENT & CFO 5.00 45.00 X 0 131689 0 0 131689 0 0 0 0 0 0 235 7125481 1025431 7125716 671760 671760 25455 25431 24 24 24 7797500 0 0 671784 1700285 1700285 258977 258977 100000 100000 30865 30865 65081 65081 8406 7151 1255 15923 15923 400 400 FOOD & BEVERAGE 16059 16059 DUES & SUBSCRIPTIONS 2163 2163 TRAINING 1190 1190 73 73 2199422 1700285 138489 360648 20128 1549272 815845 512209 3715261 5553647 3800000 3440000 23575071 21060069 586695 1504071 32513000 33619268 0 127609 190941 182693 190941 310302 X 6971924 5535312 1065756 508056 24284379 27265598 32322059 33308966 32513000 33619268 X 5598078 -472559 -4138612 X 0 1 X 1 0 X X 1 SEATTLE SYMPHONY ORCHESTRA 910667412 7 1 2199422 0 1 2199422 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART I, LINE 11H, COLUMN (VII); AMOUNT OF SUPPORT PAID: GRANTS PAID TO SEATTLE SYMPHONY ORCHESTRA: 1,700,285 EXPENSES PAID TO SEATTLE SYMPHONY ORCHESTRA: 499,137 TOTAL: 2,199,422 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 28155564 285 198915 1640285 499137 26215342 25154752 975645 4119676 1621211 473298 28155564 25324926 58046 2530019 1857385 561646 339208 25154752 25300209 116581 2160329 2332620 137375 25107124 19644758 4010454 2294039 500000 149042 25300209 0.21110 0.78480 0.00410 0 0 0 GIFT ANNUITY PAYABLE 182693 182693 1486044 -472559 -5838897 -6311456 7797500 0 7797500 499137 0 499137 1700285 1700285 2199422 PART V, LINE 4: THE FOUNDATION'S ARTICLES OF INCORPORATION PROVIDE THAT UP TO 7.5% OF THE 36 MONTH ROLLING AVERAGE OF THE ENDOWMENT VALUE BE DISTRIBUTED ANNUALLY TO THE SEATTLE SYMPHONY ORCHESTRA TO SUPPORT ITS OPERATIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 15,502. TRANSFERS FOR SYMPHONY OPERATIONS -1,700,285. ADJUSTMENT FOR PRESENT VALUE DISCOUNT -4,154,114. PART XII, LINE 4B - OTHER ADJUSTMENTS: TRANSFERS FOR SYMPHONY OPERATIONS 1,700,285. X X 1 CAMPBELL & CO ONE E WACKER SUITE 3350 CHICAGO IL 60601 CAPITAL CAMPAIGN CONSULTING 0 0 65081 -65081 65081 -65081 WA 0 SEATTLE SYMPHONY ORCHESTRA PO BOX 21906 SEATTLE WA 981113906 910667412 509(A)(1) 1700285 N/A N/A GENERAL SUPPORT 1 0 SCHEDULE I, PART II THE FUNDS THAT ARE TRANSFERRED ARE BASED ON A 36 MONTH ROLLING AVERAGE OF THE ENDOWMENT VALUE, AND UP TO 7.5% OF THE AVERAGE IS DISTRIBUTED ANNUALLY TO THE SEATTLE SYMPHONY ORCHESTRA TO SUPPORT ITS OPERATIONS. X 2 25431 FAIR MARKET VALUE X 1 1000000 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTORS REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 6: THERE WERE 11 VOLUNTEER BOARD MEMBERS AND 4 VOLUNTEERS SERVING ON THE INVESTMENT ADVISORY COMMITTEE DURING THE YEAR. FORM 990, PART VI, SECTION A, LINE 2 JEAN-FRANCOIS HEITZ, MARCO ABBRUZZESE, JAMES BIANCO, BRIAN GRANT, LAUREL NESHOLM, MICHAEL SLONKSI, AND MAUREEN CAMPBELL MELVILLE HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE BYLAWS ALLOW FOR THE SEATTLE SYMPHONY ORCHESTRA, THE SUPPORTED ORGANIZATION, TO SELECT SIX BOARD MEMBERS FOR THE SEATTLE SYMPHONY FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, THE CONTROLLER AND THE VICE PRESIDENT OF FINANCE CONDUCT A DETAILED REVIEW OF FORM 990 AND RELATED SCHEDULES. THE BOARD PRESIDENT AND AUDIT COMMITTEE ALSO REVIEW THE REPORT PRIOR TO FILING. A PUBLIC DISCLOSURE COPY OF THE RETURN IS AVAILABLE TO ALL BOARD MEMBERS AT THE SEATTLE SYMPHONY FOUNDATION'S OFFICES. FORM 990, PART VI, SECTION B, LINE 12C THE INTERESTED PERSONS COVERED UNDER THE CONFLICT OF INTEREST POLICY INCLUDE DIRECTORS OF THE SEATTLE SYMPHONY FOUNDATION. AFTER A POTENTIAL CONFLICT OF INTEREST IS IDENTIFIED, A DISINTERESTED PERSON OR COMMITTEE INVESTIGATES THE POTENTIAL CONFLICT AND DETERMINES IF ANY ALTERNATIVE SOLUTIONS ARE AVAILABLE. IF A MORE ADVANTAGEOUS TRANSACTION IS AVAILABLE THAT DOES NOT GIVE RISE TO A CONFLICT OF INTEREST, THAT ALTERNATIVE IS PREFERRED. IF AN ALTERNATIVE IS NOT AVAILABLE, THE ISSUE IS DISCUSSED WITH THE BOARD OF DIRECTORS. THE BOARD SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED BOARD MEMBERS WHETHER THE TRANSACTION IS IN THE BEST INTEREST OF THE FOUNDATION AND FOR ITS OWN BENEFIT. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION B, LINES 13-14; THE FOUNDATION FOLLOWS THE POLICIES AND PROCEDURES OF THE SEATTLE SYMPHONY ORCHESTRA REGARDING WHISTLEBLOWER POLICY AND DOCUMENT RETENTION AND DESTRUCTION. THESE POLICIES AND PROCEDURES ARE IN PLACE PRIMARILY DUE TO 1) A MAJORITY OF THE FOUNDATION DIRECTORS ARE ALSO DIRECTORS OF THE SYMPHONY, AND 2) MANAGEMENT SERVICES FOR THE FOUNDATION ARE PROVIDED BY SYMPHONY STAFF. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 15,502. ADJUSTMENT FOR PRESENT VALUE DISCOUNT -4,154,114. SEATTLE SYMPHONY ORCHESTRA PO BOX 21906 SEATTLE WA 981113906 910667412 ORCHESTRA WA 501(C)(3) LINE 7 N/A 0 BH MUSIC CENTER PO BOX 21906 SEATTLE WA 981113906 911704263 OPERATION OF CONCERT HALL WA 501(C)(3) LINE 9 SEATTLE SYMPHONY ORCHESTRA 0 CHARITABLE LEAD ANNUITY TRUST (1) PO BOX 21906 SEATTLE WA 98111 INVESTMENTS WA N/A T 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 1 1 1 0 1