2016-08-15T09:49:59-05:00 2015-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2015-01-01 132867881 LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE INC LITT 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 READA EDELSTEIN INTERIM C.E.O 6466725200 2016-08-15 1 ROBERT LYONS P00227472 2125038800 2015 2016-12-15 16:53:06Z READA EDELSTEIN 333 EAST 115TH STREET NEW YORK NY 100292210 8574475 0 0928 X WWW.LITTLESISTERSFAMILY.ORG X 1958 NY LSA'S HOME-BASED AND CENTER-BASED PROGRAMS ARE DESIGNED TO EMPOWER THOSE WHO ARE MOST VULNERABLE AND WHO HAVE LEAST ACCESS TO THE BASIC NECESSITIES OF LIFE, IN THE CONVICTION THAT THE ENTIRE COMMUNITY GROWS WHEN INDIVIDUALS AND FAMILIES ARE AFFIRMED IN THEIR OWN DIGNITY. 17 17 87 93 0 0 3773695 4780049 579735 624656 301105 130622 435150 428439 5089685 5963766 214270 208563 0 0 3007655 4011958 0 0 845497 2114390 1608504 5336315 5829025 -246630 134741 7331578 7359682 182046 230191 7149532 7129491 X THE LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE, FOUNDED IN 1958, IS A NONPROFIT COMMUNITY-BASED ORGANIZATION THAT WORKS WITH THE PEOPLE OF EAST HARLEM TO ADDRESS THE PHYSICAL, EMOTIONAL, EDUCATIONAL, AND SPIRITUAL DIMENSIONS OF FAMILY HEALTH.LSA'S HOME-BASED AND CENTER-BASED PROGRAMS ARE DESIGNED TO EMPOWER THOSE WHO ARE MOST VULNERABLE AND WHO HAVE LEAST ACCESS TO THE BASIC NECESSITIES OF LIFE, IN THE CONVICTION THAT THE ENTIRE COMMUNITY GROWS WHEN INDIVIDUALS AND FAMILIES ARE AFFIRMED IN THEIR OWN DIGNITY. 0 0 921591 2911 THE HOME BASED WITH SOCIALIZATION PROGRAM (RECENTLY RENAMED PARENTING AND CHILD DEVELOPMENT), WORKS WITH PARENTS TO KEEP VERY YOUNG CHILDREN (UP TO AGE THREE) DEVELOPMENTALLY ON-TRACK THROUGH HOME VISITS AND ON-SITE SOCIALIZATION GROUPS. THE FIVE FOCUS AREAS OF THE PROGRAM ARE: ATTACHMENT AND HEALTHY SEPARATION; LANGUAGE AND LITERACY; EXPLORATION AND LEARNING; SELF-REGULATION AND EMOTIONAL DEVELOPMENT; AND CONNECTIONS TO OUTSIDE RESOURCES. NUTRITION INFORMATION AND MENTAL HEALTH COUNSELING ARE ALSO PROVIDED. IN 2015, THE PROGRAM SERVED 148 FAMILIES WITH 160 CHILDREN AMONG THEM. THE ROBIN HOOD FOUNDATION IS THE PRIMARY FUNDER OF THIS PROGRAM. 686111 493635 THE EARLY INTERVENTION PROGRAM OFFERS EVALUATION AND TREATMENT FOR INFANTS AND TODDLERS WITH SPECIAL NEEDS. THE PROGRAM IS APPROVED BY NEW YORK STATE TO PROVIDE MULTIDISCIPLINARY EVALUATION, PSYCHOLOGICAL EVALUATIONS, SERVICE COORDINATION, SPECIAL INSTRUCTION, SPEECH AND LANGUAGE THERAPY, PHYSICAL THERAPY, OCCUPATIONAL THERAPY AND SOCIAL WORK SERVICES. IN 2015, 260 FAMILIES WERE ENROLLED AND 71 CHILDREN RECEIVED THERAPEUTIC SERVICES. THE PROGRAM IS FEE-FOR-SERVICE, PRIMARILY MEDICAID AND THIRD PARTY HMOS. 684691 8198 PREVENTIVE SERVICES IS A FAMILY SUPPORT PROGRAM THAT STRENGTHENS FAMILY FUNCTIONING TO AVOID PLACEMENT OF CHILDREN IN FOSTER CARE. KEY PROGRAM COMPONENTS INCLUDE COUNSELING, REFERRALS FOR SPECIALIZED TREATMENT, HELP WITH PARENTING AND DAILY LIFE MANAGEMENT SKILLS, AND FOLLOW-UP WITH EDUCATION, HEALTH CARE, HOUSING, ENTITLEMENTS AND MORE, BASED ON THE NEEDS OF THE FAMILY. IN 2015, 60 FAMILIES WERE SERVED WITH 257 CHILDREN AMONG THEM. THE PROGRAM IS FULLY FUNDED BY THE NEW YORK CITY ADMINISTRATION FOR CHILDREN'S SERVICES. 2259632 197454 131021 THE ENVIRONMENTAL PROGRAM WHICH PROVIDES ASSISTANCE TO FAMILIES IN ADDRESSING ENVIRONMENTAL CONDITIONS THAT AFFECT THEIR HEALTH, PARTICULARLY ASTHMA TRIGGERS; EDUCATION AND YOUTH SERVICES OFFERING AFTER SCHOOL PROGRAM, FREE ARTS, SUMMER READING PROGRAM, GIRLS MENTORING, EDUCATION AND ADVOCACY ON SCHOOL ADMISSIONS AND OTHER RELATED ISSUES; ADVOCACY PROGRAM WHICH HELPS CLIENTS WITH A WIDE RANGE OF SOCIAL SERVICES INCLUDING AN EMERGENCY FOOD PANTRY AND ACCESS TO AND ADVOCACY FOR RESOURCES TO HELP ADDRESS POVERTY; A THRIFT SHOP STORE WHICH PROVIDES USED CLOTHING AT AFFORDABLE PRICES TO THE RESIDENTS OF EAST HARLEM. 2259632 197454 131021 4552025 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 67 0 87 1 0 0 0 0 0 1 1 0 0 0 0 X 17 17 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY CA CT FL MA PA WI X READA EDELSTEIN 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 SCOTT DEPETRIS DIRECTOR & CHAIRPERSON 5.00 X X 0 0 0 BARBARA BRENNER DIRECTOR & SECRETARY 1.00 X X 0 0 0 RALPH A SICILIANO DIRECTOR 1.00 X 0 0 0 SUSAN MCINERNEY DIRECTOR 1.00 X 0 0 0 MARK J MORAN DIRECTOR 1.00 X 0 0 0 RICHARD J BONFORTE MD DIRECTOR 1.00 X 0 0 0 MARGARET DUFFY DIRECTOR 1.00 X 0 0 0 WILLIAM A GOODLOE DIRECTOR (FORMER) 1.00 X 0 0 0 ELIZABETH KING DIRECTOR 1.00 X 0 0 0 GLENN R SARNO DIRECTOR 1.00 X 0 0 0 MARGARET LEONARD DIRECTOR 1.00 X 0 0 0 MS ASSUNTA GAGLIONE-AUSTIN DIRECTOR (FORMER) 1.00 X 0 0 0 PAULA G MCINERNEY DIRECTOR 1.00 X 0 0 0 AUDRA TINER DIRECTOR 1.00 X 0 0 0 ROBERT SWANTON DIRECTOR (FORMER) 1.00 X 0 0 0 DARREN WILSON DIRECTOR 1.00 X 0 0 0 STACY LOUIZOS DIRECTOR 1.00 X 0 0 0 CECILIA SERRANO VONDERHEIDE DIRECTOR 1.00 X 0 0 0 DANA-AIN DAVIS DIRECTOR 1.00 X 0 0 0 MARIA PEREZ-BROWN DIRECTOR 1.00 X 0 0 0 TRACI LESTER CHIEF EXECUTIVE OFFICER 40.00 X 210000 0 11380 ALICIA TENNY C.F.O (FORMER) 40.00 X 68596 0 1927 READA EDELSTEIN CHIEF DEVELOPMENT OFFICER 40.00 X 170000 0 5245 WINSOME MCFARLANE C.O.O (FORMER) 40.00 X 92231 0 67 540827 0 18619 2 0 1 0 INSPERITY 1251 AVE OF THE AMERICAS NEW YORK NY 10020 HR SERVICES 154114 COOP ARCOIRIS LLC 416 EAST 15TH STREET NEW YORK NY 10029 WAREHOUSE OPERATIONS 142590 2 1328768 825437 2625844 1484521 4780049 NYC DHMH 621610 493635 493635 OTHER THIRD PARTIES 621610 94118 94118 MEDICAID 621610 36903 36903 624656 21216 21216 2580905 2471499 109406 109406 109406 139210 1328768 139210 0 THRIFT STORE 453310 408420 408420 OTHER INCOME 900099 20019 20019 428439 5963766 624656 0 559061 X 208563 208563 559442 306951 43890 208601 2716335 2367281 136096 212958 376480 329442 20103 26935 359701 305279 19067 35355 45500 45500 6000 6000 10021 10021 601720 479830 51204 70686 10027 5853 2309 1865 54367 30399 11404 12564 168662 135944 21293 11425 64041 56673 3914 3454 SUPPLIES 233934 113752 2123 118059 PRINTING AND PUB 78063 13514 11701 52848 DIRECT BENEFIT COST 66777 66777 BUILDING EXPENSE 62772 55067 4335 3370 206620 143477 42543 20600 5829025 4552025 431503 845497 76701 205939 208306 532941 374171 325755 75666 125513 19318 53328 6446697 2006517 4592285 4440180 1985131 1676026 7331578 7359682 148524 197830 33522 32361 182046 230191 X 6158807 6344273 798425 592918 192300 192300 7149532 7129491 7331578 7359682 134741 -154782 0 X X 0 1 X 1 0 X 3985861 3522640 3191004 3773695 4192179 18665379 3985861 3522640 3191004 3773695 4192179 18665379 18665379 25158 30622 34000 35289 21216 146285 422295 408605 398761 435150 428439 2093250 20904914 4532359 0.89290 0.88560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 6000 0 0 6000 0 220219 -3693 12101 204425 211313 20672 11766 220219 192300 32474 13461 211313 192300 34974 34974 192300 192300 13297 13297 192300 0.94000 0.06000 0 0 572119 572119 5369002 1641687 3727315 462871 334726 128145 42705 30104 12601 4440180 GOVERNMENT ADVANCES 32361 32361 X 5317142 -776572 139969 -636603 5953745 10021 10021 5963766 5958973 139969 139969 5819004 10021 10021 5829025 PART V, LINE 4: GENERAL OPERATING SUPPORT PART X, LINE 2: THE AGENCY BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2015 AND 2014 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740 "INCOME TAXES", WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. FALL GALA 1467978 1328768 139210 111197 28013 1467978 1328768 139210 111197 28013 139210 0 1 EMERGENCY AND FAMILY ASSISTANCE 23620 208563 COST FOOD, ETC. PART I, LINE 2: FOOD GRANT BENEFICIARIES RECEIVE ASSISTANCE IN THE FORM OF ACTUAL FOOD, NOT CASH OR CREDIT. ELIGIBILITY IS DETERMINED BASED ON ZIP CODE OF RESIDENCE. RECORDS ARE KEPT AS TO HOW MANY TIMES A FAMILY HAS COME IN FOR FOOD, AND THE LIMIT IS ONCE PER MONTH. THIS COMPRISED OVER 75% OF THE ASSISTANCE. THE OTHER 25% ARE MISCELLANEOUS TYPES OF EMERGENCY ASSISTANCE SUCH AS ASSISTANCE WITH RENT, FURNITURE, TRANSPORTATION ETC., AND ARE WORKED INTO PROGRAM BUDGETS AND APPROVED BY ALL THE APPROPRIATE PARTIES DURING THE BUDGETING AND FUNDING PROCESS. X X 0 0 0 0 0 0 0 0 0 TRACI LESTER CHIEF EXECUTIVE OFFICER 210000 0 0 0 0 0 0 0 11380 0 221380 0 0 0 READA EDELSTEIN CHIEF DEVELOPMENT OFFICER 170000 0 0 0 0 0 0 0 5245 0 175245 0 0 0 X 25000 FAIR MARKET VALUE X 5 1360219 FAIR MARKET VALUE X MISCELLANEOUS 20 55466 X EVENT TICKETS 432 43845 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 A MEMBER OF THE BOARD OF DIRECTORS IS RELATED TO ANOTHER MEMBER OF THE BOARD OF DIRECTORS. A MEMBER OF THE BOARD OF DIRECTORS HAS A BUSINESS RELATIONSHIP WITH ANOTHER BOARD MEMBER. FORM 990, PART VI, SECTION A, LINE 4 REVISED THE COMMITTEE CHARTERS AND BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S BOARD OF DIRECTORS HAS DELEGATED TO THE AUDIT COMMITTEE THE AUTHORITY TO REVIEW THE ORGANIZATION'S FORM 990 PRIOR TO FILING. PURSUANT TO THAT AUTHORITY, AFTER REVIEW BY THE ORGANIZATION'S TAX ADVISORS, A DRAFT OF THE FORM 990 WAS SENT TO THE FULL AUDIT COMMITTEE FOR THE COMMITTEE'S REVIEW AND COMMENT. A COPY OF THE FORM 990 WAS PROVIDED TO EACH MEMBER OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD REQUIRES THAT ITS MEMBERS ANNUALLY SIGN A CONFLICT OF INTEREST STATEMENT. THE CEO IS RESPONSIBLE TO SEE THAT EACH BOARD MEMBER COMPLIES AND FOLLOWS UP WITH BOARD MEMBERS THAT HAVE NOT RESPONDED. IF THERE IS EVER AN OCCASION WHEN A BOARD MEMBER'S BUSINESS IS BEING CONSIDERED FOR A CONTRACT WITH THE AGENCY, COMPETITIVE BIDS ARE REQUIRED, AND THE DISCUSSION AMONG THE BOARD TAKES PLACE WITHOUT THE PRESENCE OF THE PARTICULAR BOARD MEMBER, AND MINUTES OF THE BOARD RECORD THE RESULTING DECISION WITH REASONS GIVEN. FORM 990, PART VI, SECTION B, LINE 15A A COMMITTEE OF THE BOARD EXAMINED COMPARATIVE COMPENSATION DATA FROM THE NONPROFIT COORDINATING COMMITTEE OF NEW YORK. THE COMMITTEE UTILIZED THE DATA PERTAINING TO ORGANIZATIONS PROVIDING SIMILIAR SERVICES AND HAVING BUDGETS AND STAFF LEVELS COMPARABLE TO LSA. A WRITTEN REPORT OF THE COMMITTEE, EXPLAINING THE DATA AND DESCRIBING THE PROCESS WAS SUBMITTED TO THE FULL BOARD PRIOR TO THE MEETING AT WHICH THE BOARD ACTED UPON THE COMMITTEE'S RECOMMENDATION. FORM 990, PART VI, SECTION C, LINE 19 IN THE ANNUAL REPORT, IT IS STATED "A COPY OF THE MOST RECENT AUDITED FINANCIAL STATEMENTS OF LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE IS AVAILABLE UPON REQUEST FROM THE FINANCE OFFICE." THE 990 CAN BE FOUND ON THE GUIDESTAR WEBSITE. THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G INDEPENDENT CONTRACTORS: PROGRAM SERVICE EXPENSES 432,295. MANAGEMENT AND GENERAL EXPENSES 2,155. FUNDRAISING EXPENSES 6,193. TOTAL EXPENSES 440,643. OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 47,535. MANAGEMENT AND GENERAL EXPENSES 49,049. FUNDRAISING EXPENSES 64,493. TOTAL EXPENSES 161,077. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.