2016-05-13T18:04:30-05:00 2015-06-30 KPMG LLP 191 West Nationwide Blvd Ste 500 Columbus OH 432152568 990 2014-07-01 430654872 SAINT LOUIS UNIVERSITY % DAVID GRABE STLO 3149773920 221 NORTH GRAND BOULEVARD ST LOUIS MO 631032006 Gary Whitworth Associate Dean-Finance (SOM) 3149773920 2016-05-13 true MOLLIE P LONGHOUSE P00294881 6142492300 2014 2016-08-17 19:52:53Z FRED PESTELLO 221 NORTH GRAND BOULEVARD ST LOUIS MO 631032006 1446466860 false X WWW.SLU.EDU X 1818 MO TO SEEK EXCELLENCE IN TEACHING, RESEARCH, HEALTH CARE, AND SERVICE TO THE COMMUNITY AS GUIDED BY THE SPIRITUAL AND INTELLECTUAL IDEALS OF THE SOCIETY OF JESUS. 43 41 10509 700 903399 87924424 85146425 701619726 723224801 105591023 112204520 10621431 15323349 905756604 935899095 142743494 149898526 0 0 519343520 511807929 0 0 8837105 207106940 213948760 869193954 875655215 36562650 60243880 2104114961 2071514823 461255909 446344367 1642859052 1625170456 X SEE SCHEDULE O false false 350158568 149535977 385202110 INSTRUCTION AND ACADEMIC SUPPORT - CREDIT AND NON-CREDIT COURSES FOR ACADEMIC, VOCATIONAL, AND TECHNICAL INSTRUCTION, FOR REMEDIAL AND TUTORIAL INSTRUCTION, AND FOR REGULAR, SPECIAL AND EXTENSION SESSIONS. ACTIVITIES IN THIS CATEGORY INCLUDE SUPPORT SERVICES SUCH AS LIBRARIES, EDUCATIONAL MEDIA SERVICES, ACADEMIC COMPUTING SUPPORT, ACADEMIC ADMINISTRATION, ETC. 13,287 STUDENTS ENROLLED FOR 6/30/2015 FISCAL YEAR. 292414222 288076841 PATIENT CARE - THE UNIVERSITY OPERATES PHYSICIAN PRACTICES STAFFED BY THE FACULTY OF THE UNIVERSITY'S SCHOOL OF MEDICINE. THE PRACTICES CONSIST OF MORE THAN 500 FACULTY PHYSICIANS, 16 CLINICAL DEPARTMENTS AND 50 LOCATIONS IN MISSOURI AND ILLINOIS. FOR THE 6/30/15 FISCAL YEAR, THERE WERE MORE THAN 400,000 OUTPATIENT VISITS. 35355241 114245 49146260 AUXILIARY ENTERPRISES - ACTIVITIES IN THIS CATEGORY EXIST TO FURNISH GOODS OR SERVICES TO STUDENTS, FACULTY OR STAFF. THESE INCLUDE RESIDENCE HALLS, FOOD SERVICES, INTERCOLLEGIATE ATHLETICS, PARKING AND OTHER SUCH SERVICES. CAMPUS RESIDENTS TOTALED 3,503 FOR THE 2014 FALL SEMESTER AND 3,115 FOR THE 2015 SPRING SEMESTER. 135516376 248304 813444407 true true false true false false false true false true true true false false true true true false true true true false false false false false false false true true true false false false false false false false true false true true true false false true true true true false false true 1080 0 true 10509 true true true true SP false false false true true true 1 false false false X 43 41 false false false false false false false true true false false true true true true true true true true true true X DAVID GRABE 3149773920 3545 LINDELL BLVD ST LOUIS MO 63103 X Joseph P Conran Chairman 10.0 0.0 X X 0 0 0 Fred P Pestello Partial Year President 40.0 0.0 X X 293416 0 1592 Patrick J Sly Sr Vice Chairman 10.0 0.0 X X 0 0 0 Peter F Benoist Sr Trustee 10.0 0.0 X 0 0 0 Albert C Black Jr Trustee 10.0 0.0 X 0 0 0 William A Blase Jr Trustee 10.0 0.0 X 0 0 0 George A Brill Trustee 10.0 0.0 X 0 0 0 Thomas M Buchanan Trustee 10.0 0.0 X 0 0 0 Richard O Buhler SJ Trustee 10.0 0.0 X 0 0 0 Richard A Chaifetz Trustee 10.0 0.0 X 0 0 0 W Winston Chan Trustee 10.0 0.0 X 0 0 0 Robert J Ciapciak Trustee 10.0 0.0 X 0 0 0 Robert G Clark Trustee 10.0 0.0 X 0 0 0 Kevin L Cullen SJ Trustee 10.0 0.0 X 0 0 0 J Daniel Daly SJ Trustee 10.0 0.0 X 0 0 0 Gerald E Daniels Trustee 10.0 0.0 X 0 0 0 L B Eckelkamp Jr Trustee 10.0 0.0 X 0 0 0 Robert N Fox Trustee 10.0 0.0 X 0 0 0 Anne L Gagen Trustee 10.0 0.0 X 0 0 0 Chang-Soo Huh Trustee 10.0 0.0 X 0 0 0 Edward Ignaczak Trustee 10.0 0.0 X 0 0 0 Joseph F Imbs III Trustee 10.0 0.0 X 0 0 0 Paul D Kalsbeek Trustee 10.0 0.0 X 0 0 0 James P Kavanaugh Trustee 10.0 0.0 X 0 0 0 Paul G Lorenzini Trustee 10.0 0.0 X 0 0 0 Donn S Lux Trustee 10.0 0.0 X 0 0 0 Robert W May JD Trustee 10.0 0.0 X 0 0 0 Virginia M McDowell Trustee 10.0 0.0 X 0 0 0 Keith F Muccino MD Trustee 10.0 0.0 X 0 0 0 Robert L Niehoff S J Trustee 10.0 0.0 X 0 0 0 P Anthony Novelly Trustee 10.0 0.0 X 0 0 0 Francis E O'Donnell Jr Trustee 10.0 0.0 X 0 0 0 Robert F O'Loughlin Trustee 10.0 0.0 X 0 0 0 Kathleen T Osborn Trustee 10.0 0.0 X 0 0 0 G Keith Phoenix Trustee 10.0 0.0 X 0 0 0 Jacqueline Drury Pollvogt Trustee 10.0 0.0 X 0 0 0 Daniel A Rodrigues Trustee 10.0 0.0 X 0 0 0 Michael J Sheeran S J Trustee 10.0 0.0 X 0 0 0 David Sindelar Trustee 10.0 0.0 X 0 0 0 Rex A Sinquefield Trustee 10.0 0.0 X 0 0 0 James T Smith Trustee 10.0 0.0 X 0 0 0 Martha Uhlhorn Trustee 10.0 0.0 X 0 0 0 Daniel P White S J Trustee 10.0 0.0 X 0 0 0 Philip O Alderson VP Medical Affairs 40.0 0.0 X 651363 0 40651 Kathleen B Brady VP Facilities Management 40.0 0.0 X 278971 0 33366 Bridget Fletcher VP and Chief of Staff 40.0 0.0 X 192551 0 33022 Jeffrey L Fowler VP Marketing & Communications 40.0 0.0 X 252788 0 47396 Jay W Goff VP Enrollment 40.0 0.0 X 268279 0 48285 Patty A Haberberger Partial Year Interim VP HR 40.0 0.0 X 156185 0 24172 David J Hakanson VP & CIO 40.0 0.0 X 204847 0 19492 Ellen F Harshman Interim VP Academic Affairs 40.0 0.0 X 292101 0 41890 David F Heimburger VP & CFO 40.0 0.0 X 306511 0 44931 William R Kauffman VP General Counsel 40.0 0.0 X 370429 0 40495 Michael J Luna VP Human Resources (Eff. 3/15) 40.0 0.0 X 0 0 0 Sheila M Manion Partial Year VP of Development 40.0 0.0 X 159049 0 29269 Kent T Porterfield VP Student Development 40.0 0.0 X 264541 0 45428 Raymond C Tait VP Research 40.0 0.0 X 228180 0 32395 Gary L Whitworth AVP & CIO 40.0 0.0 X 210976 0 28500 Saleem I Abdulrauf Academic Department Chair 40.0 0.0 X 696182 0 40061 James S Crews Head Coach - Basketball 40.0 0.0 X 1021561 0 39053 Andrew C Fiore Professor 40.0 0.0 X 701207 0 42503 Scott W Fosko Academic Department Chair 40.0 0.0 X 796132 0 51134 Charles B Huddleston Professor 40.0 0.0 X 701645 0 34113 8046914 0 717748 935 false true false Aramark Corporation 27310 Network Pl Oak Ridge NC 27310 Food Service 7290426 Hogan Lovells US LLP 555 13th Street NW Washington DC 200041109 Legal 3917455 The Blackstone Group LP 345 Park Avenue 42nd Floor New York NY 10154 Investment 2738905 TSI Technology Solutions LLC 700 Fountain Lakes Rd Saint Charles MO 633014353 Information Tech 1444788 Hastings and Chivetta Architects I 622 Emerson Rd Suite 200 Saint Louis MO 631416727 Architecture 1134398 103 34411860 50734565 3003560 85146425 Net Patient Service Revenue 900099 288076841 288076841 Tuition and Fees 900099 385202110 385202110 Other Revenue 900099 49146260 49146260 Parking 812930 476862 476862 Water Tower Inn 721110 234584 234584 88144 88144 723224801 30712283 30712283 0 0 555928 670 555258 0 555258 555258 592059332 510567095 81492237 81492237 81492237 0 0 0 Partnership Revenue 531390 103809 103809 Other Revenue 900099 14664282 14664282 14768091 935899095 722425211 903399 127424060 0 149898526 149898526 0 0 4950141 1533643 3416498 0 417396464 384303491 28093871 4999102 26296657 24236063 1749316 311278 38144004 33910829 3593702 639473 25020663 23060056 1664433 296174 0 1642261 1513574 109247 19440 1361112 1254455 90545 16112 19817 18264 1318 235 0 15872266 14628522 1055861 187883 0 5338634 4920301 355139 63194 54387048 50125305 3617954 643789 7096968 6540853 472107 84008 0 19293457 17691722 1359672 242063 14612207 13432553 1001453 178201 0 2343189 2159578 155874 27737 9676148 9676148 0 34177148 29228355 4245820 702973 9710451 8949544 645963 114944 EQUIPMENT RENTAL AND MAINT 12036439 11093269 800692 142478 SUPPLIE 11740834 11775819 -29700 -5285 Books & Subscriptions 6725857 6198823 447419 79615 Dues & Memberships 3030907 2793407 201623 35877 4884017 4501307 324896 57814 875655215 813444407 53373703 8837105 71219904 52938872 13473774 16649596 30048927 25335310 53943506 57951751 0 0 0 0 37242790 36124355 531756 616922 9384830 8364938 1005992023 432888302 554143650 573103721 492138390 342548047 760740816 867278552 11429172 10262283 0 0 69817446 80340476 2104114961 2071514823 72359212 68250212 0 0 30375036 29558640 247862655 240363437 0 0 0 0 0 0 0 0 110659006 108172078 461255909 446344367 X 1208526278 1190470633 149475232 142536370 284857542 292163453 1642859052 1625170456 2104114961 2071514823 X 60243880 -77229960 -702516 X false true X true true true X 86877400 102303533 90213820 87924424 85146425 452465602 0 0 86877400 102303533 90213820 87924424 85146425 452465602 38902733 413562869 12417500 31329464 30861625 30950944 31268211 136827744 0 20818357 15840551 15763424 9954941 14768091 77145364 666438710 3441817887 0.62056 0.66480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 19817 false false 19817 false false LOBBYING EXPENSE PART II-B, LINE 1G University employees participated in meetings and phone calls with elected officials and their staff along with sending e-mails and letters to the offices of government officials. Additionally, expenditures were spent on travel and dues to professional associations. 115631 12613593 X false 1076959263 37281872 20749844 6685557 34304778 655973 1093344671 956014050 10981980 147083662 6009774 30500276 610379 1076959263 852841749 32468224 105451039 5451827 28741268 553867 956014050 880250930 6172381 2056438 5554482 29512026 571492 852841749 708344573 46149776 153533580 5647631 21698593 430775 880250930 0.63311 0.25280 0.11410 false false 65156613 699786 65856399 791245217 332364835 458880382 0 0 0 129762781 100523467 29239314 19127626 19127626 573103721 ALTERNATIVE INVESTMENTS 867278552 F 867278552 0 ANNUITY AND LIFE INCOME 11867241 HEFA INTEREST SWAP 36407220 SELF-INSURANCE LIABILITY 27899132 US GOV'T REFUNDABLE GRANTS 20046084 FUNDS HELD FOR OTHERS 436163 ASSET RETIREMENT 6880184 OTHER 4636054 108172078 X 722036761 -77229960 15000676 -62229284 784266045 151633050 151633050 935899095 739725358 15703192 15703192 724022166 151633049 151633049 875655215 PART X - FIN 48 DISCLOSURE THE UNIVERSITY IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS A TAX-EXEMPT ORGANIZATION DESCRIBED IN SECTIONS 501(C)(3), 509(A)(I), AND 170(B)(I)(A)(II) OF THE CODE. THE FINANCIAL ACCOUNTING STANDARDS BOARD ISSUED GUIDANCE PRESCRIBING HOW AN ORGANIZATION SHOULD RECOGNIZE, MEASURE, PRESENT, AND DISCLOSE IN ITS CONSOLIDATED FINANCIAL STATEMENTS UNCERTAIN TAX POSITIONS. THE UNIVERSITY ADOPTED THIS GUIDANCE, WHICH IS INCLUDED IN ACCOUNTING STANDARDS CODIFICATION TOPIC 740 (ASC 740) INCOME TAXES. THIS GUIDANCE ADDRESSES THE DETERMINATION OF HOW TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY MUST RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN FIFTY PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. AS OF JUNE 30, 2015 AND 2014, THE UNIVERSITY DID NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. OTHER REVENUE INCLUDED ON THE AUDIT BUT NOT ON THE RETURN SCH. D, PART XI, LINE 2D INCREASE IN TEMPORARILY RESTRICTED ASSETS 33,599 FOREIGN ENTITY REVENUE-SPAIN 19,415,004 RENTAL EXPENSE 670 DECREASE IN PERMANENTLY RESTRICTED ASSETS (736,116) FOREIGN CURRENCY TRANSLATION ADJUSTMENT (3,712,481) ------------- TOTAL 15,000,676 OTHER REVENUE INCLUDED ON THE RETURN BUT NOT ON THE AUDIT SCH. D, PART XI, LINE 4B SCHOLARSHIPS & GRANTS NETTED WITH REVENUE 135,760,782 INVESTMENT MANAGEMENT FEES NETTED WITH REVENUE 15,872,264 ROUNDING 4 ------------- TOTAL 151,633,050 OTHER EXPENSES INCLUDED ON THE AUDIT BUT NOT ON THE RETURN SCHEDULE D, PART XII, LINE 2D FOREIGN ENTITY EXPENSES -SPAIN 15,702,522 RENTAL EXPENSE 670 ------------- TOTAL 15,703,192 OTHER EXPENSES INCLUDED ON THE RETURN BUT NOT ON THE AUDIT SCH. D, PART XII, 4B SCHOLARSHIP & GRANTS NETTED WITH REVENUE 135,760,782 INVESTMENT MGMT FEES NETTED AGAINST REVENUE 15,872,264 ROUNDING 3 ------------- TOTAL 151,633,049 ORGANIZATIONS COLLECTIONS PART III LINE 4 THE ORGANIZATION'S COLLECTIONS INCLUDED BOTH DONATED AND PURCHASED ITEMS. COLLECTIONS OF ART ARE CAPITALIZED AT COST IF PURCHASED OR AT FAIR MARKET VALUE AT DATE OF GIFT. COLLECTIONS OF ART ARE DISPLAYED PROMINENTLY ACROSS CAMPUSES ADDING TO THE CULTURAL AND AESTHETIC VALUE OF THE EDUCATIONAL EXPERIENCE OF STUDENTS, FACULTY, STAFF AND GUESTS OF THE UNIVERSITY. USE OF ENDOWMENT FUNDS PART V, QUESTION 4 THE UNIVERSITY HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT WILL PRESERVE AND ENHANCE THE REAL (INFLATION-ADJUSTED) PURCHASING POWER OF THE POOLED ENDOWMENT WHILE PROVIDING AN INCREASING STREAM OF REAL FUNDING FOR THE ANNUAL UNIVERSITY BUDGET IN THE FUTURE. ENDOWMENT ASSETS INCLUDE THOSE ASSETS OF DONOR-RESTRICTED FUNDS THAT THE UNIVERSITY MUST HOLD IN PERPETUITY OR FOR A DONOR-RESTRICTED PERIOD(S) AS WELL AS QUASI ENDOWMENT FUNDS. UNDER THIS POLICY, THE UNIVERSITY WILL ATTEMPT TO ACHIEVE THE HIGHEST LONG-TERM INVESTMENT RETURN ON INVESTMENT ASSETS THAT IS COMPATIBLE WITH THE UNIVERSITY'S RISK TOLERANCE AND TIME HORIZONS CONSISTENT WITH PRUDENT INVESTMENT PRACTICES. true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 THE RACIALLY NONDISCRIMINATORY POLICY IS PUBLICIZED THROUGH VARIOUS UNIVERSITY BULLETINS AND ADMISSIONS BROCHURES. SCHEDULE E, LINE 6A SAINT LOUIS UNIVERSITY RECEIVES GRANTS, CONTRACTS, AND COOPERATIVE AGREEMENTS FROM FEDERAL AGENCIES FOR ORGANIZED RESEARCH, INSTRUCTIONAL ACTIVITIES INCLUDING FELLOWSHIPS, AND OTHER SPONSORED ACTIVITIES. THE UNIVERSITY ALSO ADMINISTERS U.S. DEPARTMENT OF EDUCATION CAMPUS-BASED FINANCIAL AID PROGRAMS. Central America and the Caribbean Investments 6963429 East Asia and the Pacific Investments 9222272 Europe (Including Iceland and Greenland) Investments 26331999 Middle East and North Africa Investments 257161 North America Investments 1359329 Russia and the Newly Independent States Investments 82573 Europe (Including Iceland and Greenland) Program Services Study Abroad 414218 East Asia and the Pacific Program Services Study Abroad 177670 South America Program Services Study Abroad 61017 44869668 44869668 true false true true true true true Scholarships 10741 149898526 SCHEDULE I, PART I, QUESTION 2 SAINT LOUIS UNIVERSITY OFFERS A NUMBER OF INSTITUTIONAL GRANTS AND SCHOLARSHIPS. EACH PROGRAM HAS SPECIFIC AWARDING CRITERIA AND INDIVIDUAL RULES FOR AWARDING SET UP IN THE BANNER (ERP) SYSTEM. INITIALLY, AWARDS ARE DETERMINED BY THE OFFICE OF STUDENT FINANCIAL SERVICES OR THE DEPARTMENT ADMINISTRATORS WILL DETERMINE AND NOTIFY THE OFFICE OF STUDENT FINANCIAL SERVICES. AWARDS ARE THEN POSTED ACCORDINGLY AND DISBURSED ONTO A STUDENT'S ACCOUNT. STUDENTS REGISTERED IN THE BANNER (ERP) SYSTEM WILL BE AWARDED AND PAID USING THE STUDENT INFORMATION SYSTEM DISBURSEMENT RULES. CONTROLS ARE IN PLACE TO MONITOR OR DESIGNATE IF CHARGES AND RESULTING PAYMENT OF AID IS APPLICABLE TO THE TYPE OF PROGRAM OR FEE BY USE OF SEPARATE DETAIL CODES FOR EACH PROGRAM. X X X X false true X X false false false false false false false false false Fred P Pestello Partial Year President 292030 0 0 0 1386 0 0 0 1592 0 295008 0 0 0 Philip O Alderson VP Medical Affairs 642711 0 0 0 8652 0 26000 0 14651 0 692014 0 0 0 Kathleen B Brady VP Facilities Management 277823 0 0 0 1148 0 26000 0 7366 0 312337 0 0 0 Bridget Fletcher VP and Chief of Staff 191466 0 0 0 1085 0 19740 0 13282 0 225573 0 0 0 Jeffrey L Fowler VP Marketing & Communications 251184 0 0 0 1604 0 26000 0 21396 0 300184 0 0 0 Jay W Goff VP Enrollment 267883 0 0 0 396 0 26000 0 22285 0 316564 0 0 0 Patty A Haberberger Partial Year Interim VP HR 155983 0 0 0 202 0 15948 0 8224 0 180357 0 0 0 David J Hakanson VP & CIO 204682 0 0 0 165 0 1787 0 17705 0 224339 0 0 0 Ellen F Harshman Interim VP Academic Affairs 288466 0 0 0 3635 0 26000 0 15890 0 333991 0 0 0 David F Heimburger VP & CFO 305806 0 0 0 705 0 26000 0 18931 0 351442 0 0 0 William R Kauffman VP General Counsel 366390 0 0 0 4039 0 26000 0 14495 0 410924 0 0 0 Sheila M Manion Partial Year VP of Development 158920 0 0 0 129 0 9897 0 19372 0 188318 0 0 0 Kent T Porterfield VP Student Development 264161 0 0 0 380 0 26000 0 19428 0 309969 0 0 0 Raymond C Tait VP Research 225555 0 0 0 2625 0 23065 0 9330 0 260575 0 0 0 Gary L Whitworth AVP & CIO 210219 0 0 0 757 0 21265 0 7235 0 239476 0 0 0 Saleem I Abdulrauf Academic Department Chair 695216 0 0 0 966 0 26000 0 14061 0 736243 0 0 0 James S Crews Head Coach - Basketball 1018789 0 0 0 2772 0 26000 0 13053 0 1060614 0 0 0 Andrew C Fiore Professor 695873 0 0 0 5334 0 21333 0 21170 0 743710 0 0 0 Scott W Fosko Academic Department Chair 774587 0 20579 0 966 0 26000 0 25134 0 847266 0 0 0 Charles B Huddleston Professor 698873 0 0 0 2772 0 15600 0 18513 0 735758 0 0 0 REIMBURSEMENT OF PERSONAL SERVICES SCHEDULE J, PART I, LINE 1B THERE IS NO WRITTEN POLICY FOR THE PAYMENT OR PROVISION OF SUCH SERVICES AS THEY ARE NOT PROVIDED TO ANYONE EMPLOYED BY THE UNIVERSITY, EXCEPT FOR THE CHIEF EXECUTIVE OFFICER (PRESIDENT) FOR WHOM A RESIDENCE WHERE HE LIVES IS PROVIDED FOR HIS USE AND OFFICIAL UNIVERSITY BUSINESS AND ENTERTAINING. A STATE OF MISSOURI HEALTH & EDUCATIONAL FACILITIES 431178966 606901P42 2003-07-29 20460000 SEE PART VI false false false B STATE OF MISSOURI HEALTH & EDUCATIONAL FACILITIES 431178966 6069014R4 2008-09-02 71930000 SEE PART VI false false false C STATE OF MISSOURI HEALTH & EDUCATIONAL FACILITIES 431178966 6069014P8 2008-09-02 99885000 SEE PART VI false false false D STATE OF MISSOURI HEALTH & EDUCATIONAL FACILITIES 431178966 2014-07-02 51080000 SEE PART VI false false false A 19400000 0 20506901 0 0 0 171996 34000 0 4987674 15313232 0 true false true true B 0 0 71930053 0 0 0 311806 16746 1501 0 71600000 0 true false true true C 12540000 0 99885070 0 0 0 435315 23254 1501 0 99425000 0 true false true true D 0 0 51080000 0 0 0 0 0 0 0 51080000 0 true false true true A false false true true true false 0 false false false true B false false true true true false 0 false false false true C false false true true true false 0 false false false true D 0 A false false false true true true SEE PART VI false false false 0 false true B false false true true true false 0 false 0 false true C false false true true true false 0 false 0 false true D false true true true true false 0 false 0 false true A true B true C true D true PART I, LINE A, COLUMN (F): This was a multi-purpose issue. The Series 2003A Bonds were issued (1) to current refund the 1993 Bonds issued for the benefit of Saint Louis University ("SLU") on 10/20/1993 (the "Series 1993 Bonds") (see Part II, Line 11, Column A) and (2) to provide funds for construction of SLU facilities (see Part II, Line 10, Column A). Part I, Line B, Column f: The Series 2008A Bonds were issued to current refund the Series 2005A Bonds issued for the benefit of SLU on 09/08/2005 (the "Series 2005 Bonds"). Part I, Line C, Column f: The Series 2008B Bonds were issued to current refund the Series 2006A Bonds issued for the benefit of SLU on 10/26/2006 (the "Series 2006 Bonds"). Part I, Line D, Column f: The Reissued Series 1999B Bonds were a reissuance of Series 1999B Bonds issued for the benefit of SLU on 07/29/1999 (the "Series 1999B Bonds"). Part II, Line 3: The difference between the respective issue prices of the Series 2003A Bonds, the Series 2008A Bonds and the Series 2008B Bonds listed on Part I, Column (e) and the amounts listed on Part II, Line 3 is investment earnings. Part II, Line 9, Column B: After SLU allocated the proceeds of the Series 2008A Bonds to the refunding of the Series 2005 Bonds and had paid all associated costs of issuance, $1,500.93 of Series 2008A Bond proceeds remained. This amount was used in part to pay for a rebate report that was computed on 3/2/2009 and in part to pay interest on the Series 2008A Bonds. Part II, Line 9, Column C: After SLU allocated the proceeds of the Series 2008B Bonds to the refunding of the Series 2006 Bonds and had paid all associated costs of issuance, $1,500.99 of Series 2008B Bond proceeds remained. This amount was used in part to pay for a rebate report that was computed on 3/2/2009 and in part to pay interest on the Series 2008B Bonds. Part II, Line 11, Column A: Proceeds of the Series 2003A Bonds in the amount of $15,313,231.54 were used to refund the Series 1993 Bonds. Part II, Line 11, Column B: Proceeds of the Series 2008A Bonds in the amount of $71,600,000.00 were used to refund the Series 2005 Bonds. Part II, Line 11, Column C: Proceeds of the Series 2008B Bonds in the amount of $99,425,000.00 were used to refund the Series 2006 Bonds. Part II, Line 11, Column D: Proceeds of the Reissued Series 1999B Bonds in the amount of $51,080,000 were used to refund/reissue the Series 1999B Bonds. Part II, Line 13, Column A and Part III, Column A Generally: $15,313,231.54 of Series 2003A Bond proceeds were used to refund the Series 1993 Bonds, which were issued prior to 1/1/2003. Accordingly, in Part III, Column A, SLU is not reporting on projects financed by the Series 1993 Bonds. The balance of the Series 2003A Bond proceeds were used to finance costs of Doisy Research Center and Chaifetz Arena, each placed in service in 2008. SLU is reporting on these projects in Part III, Column A. Part II, Line 13, Column B and Part III, Column B Generally: All Series 2008A Bond proceeds were used to refund Series 2005 Bonds. $7,107,304 of Series 2005 Bond proceeds were used to refund Series 1998 Bonds, issued prior to 1/1/2003. Accordingly, in Part III, Column B, SLU is not reporting on projects financed by the Series 1998 Bonds. $1,434,028 of Series 2005 Bonds refunded a portion of Series 2003A Bonds reported in Column A. Series 2005 Bonds directly financed a portion of the cost of the following projects: Asset Placed in Service Date ------------------- ---------------------- Doisy Research Facility 2008 MS Labs 2007 Macelwane Hall Renovation 2008 Marchetti Hall Renovation [elevator] 2008 Chaifetz Arena 2008 O'Neal Hall Renovation [elevator] 2008 Grand Forest Hall Renovation [fire protection] 2008 DuBourg 4th Floor Renovation 2008 3715 Laclede 2009 Balance of costs funded from proceeds of Series 2003A Bonds (Doisy Research Facility and Chaifetz Area only) and other available funds not derived from tax-exempt bonds. Part II, Line 13, Column C and Part III, Column C Generally: All Series 2008B Bond proceeds were used to refund Series 2006 Bonds. $43,769,016 of Series 2006 Bond proceeds were used to refund Series 1996 Bonds, issued prior to 1/1/2003. Accordingly, in Part III, Column B, SLU is not reporting on projects financed by the Series 1996 Bonds. $3,600,000 of Series 2006 Bonds refunded a portion of Series 2003A Bonds reported in Column A. Series 2006 Bonds directly financed a portion of the cost of the following projects: Asset Placed in Service Date ------------------- ---------------------- Chaifetz Arena 2008 Macelwane Hall Renovation 2008 Walsh/Clemens Hall Renovation 2008 Marchetti Hall Renovation [elevator] 2008 O'Neal Hall Renovation [elevator] 2008 DuBourg Hall Renovation [4th floor] 2008 Grand Forest Hall Renovation [fire protection] 2008 Doisy Research Center 2008 Marchetti Upgrade 2009 Recreation Center 2008 Forest Pharm Renovation 2009 Balance of costs funded from proceeds of Series 2003A Bonds (Chaifetz Area only) and other available funds not derived from tax-exempt bonds. Part II, Line 13, Column D and Part III, Column D Generally: All Reissued Series 1999B Bonds were used to refund Series 1999 Bonds and the year of substantial completion for the projects financed by the Series 1999B Bonds was 1999. Part III, Column D Generally: The Reissued Series 1999 Bonds refunded bonds that were issued prior to 1/1/2003; as such the Instructions to Schedule K direct SLU to not complete this Column. Part III, Line 3a, Columns A, B and C: Management and service agreements in place during tax year relating to bond financed space are not treated as resulting in private business use per Regulations 1.141-3(b)(4)(iii) and Revenue Procedure 97-13. Part III, Line 3c, Columns A, B and C: Research agreements in place during tax year relating to work performed in space allocable to portion of facilities financed by Series 2003A Bonds, Series 2005 Bonds and Series 2006 Bonds are not treated as resulting in nonqualified use per Regulations 1.141-3(b)(6) and Revenue Procedure 2007-47. Part III, Line 3d, Columns A, B and C: Research agreements in place at Doisy Research Center are monitored and tracked for compliance purposes throughout the year by SLU. In the event SLU has questions concerning research agreements, guidance is sought from bond counsel. Part III, Lines 5 and 6, Column C: SLU used approximately $2,000,000 of the proceeds of the $99,425,000 bond issue to refinance bonds the proceeds of which were used along with other available funds to construct a student recreation center. During the tax year approximately 5% of the recreation center revenues were derived from an unrelated trade or business. This unrelated trade or business use, measured as a percentage of the bonds would be approximate 1/10th of 1% of bond proceeds during the tax year. Part IV, Line 2, Column A: Rebate computation performed as of 7/1/2007; rebate analyst provided opinion that no further rebate computations would be required, so long as the debt service fund qualified as a bona fide debt service fund in each bond year. Part IV, Line 2, Column B: Rebate computation performed as of 3/2/2009; rebate analyst provided opinion that no further rebate computations would be required, so long as the debt service fund qualified as a bona fide debt service fund in each bond year. Part IV, Line 2, Column C: Rebate computation performed as of 3/2/2009; rebate analyst provided opinion that no further rebate computations would be required, so long as the debt service fund qualified as a bona fide debt service fund in each bond year. Part IV, Line 2, Column D: The Reissued Series 1999B Bonds qualified for the 6-month spending exception. In addition, because the bonds were simply reissued, no gross proceeds of the issue have been invested. Part IV, Line 4b, Column A: Bear Stearns Financial Products Inc. assigned to J.P. Morgan on June 1, 2008. Part IV, Line 4c, Column A: The term of the hedge is approximately 13.2 years; from 7/29/2003 to 10/1/2016. Part V: SLU adopted written tax compliance procedures on May 4, 2013. These written tax compliance procedures addressed both (a) post-issuance tax compliance and (b) remediation of nonqualified bonds (including utilization of the voluntary closing agreement program). NewSpace Inc SEE PART V 153740 SEE PART V false BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS SCHEDULE L, PART IV ALL TRANSACTIONS LISTED ON SCHEDULE L, PART IV WERE COMPLIANT WITH THE CONFLICT OF INTEREST POLICY. ANY TRANSACTIONS REQUIRING BOARD APPROVAL WERE APPROVED BY AN INDEPENDENT BOARD. ROBERT N. FOX, TRUSTEE, WAS THE OWNER AND CEO OF NEWSPACE, INC., WHICH PROVIDED SERVICES TO THE UNIVERSITY IN THE AMOUNT OF $153,740. X 17 115840 FMV X FMV X 1345 FMV X 20163 FMV X FMV X 118 2686879 FMV X 1 126500 X 5 567 FMV X 35 23018 FMV X 4 1350 FMV X GIFT CERTIFICATES 106 23149 FMV X TICKETS 19 2823 FMV X LODGING 9 1926 FMV 1 false true false ORGANIZATION'S MISSION PART III, LINE 1 THE MISSION OF SAINT LOUIS UNIVERSITY IS THE PURSUIT OF TRUTH FOR THE GREATER GLORY OF GOD AND FOR THE SERVICE OF HUMANITY. THE UNIVERSITY SEEKS EXCELLENCE IN THE FULFILLMENT OF ITS CORPORATE PURPOSES OF TEACHING, RESEARCH, HEALTH CARE AND SERVICE TO THE COMMUNITY. IT IS DEDICATED TO LEADERSHIP IN THE CONTINUING QUEST FOR UNDERSTANDING OF GOD'S CREATION AND FOR THE DISCOVERY, DISSEMINATION AND INTEGRATION OF THE VALUES, KNOWLEDGE AND SKILLS REQUIRED TO TRANSFORM SOCIETY IN THE SPIRIT OF THE GOSPELS. AS A CATHOLIC, JESUIT UNIVERSITY, THIS PURSUIT IS MOTIVATED BY THE INSPIRATION AND VALUES OF THE JUDEO-CHRISTIAN TRADITION AND IS GUIDED BY THE SPIRITUAL AND INTELLECTUAL IDEALS OF THE SOCIETY OF JESUS. PROGRAM SERVICES PART III, LINE 4D EXPENSES GRANTS REVENUE RESEARCH $28,850,189 $94,382 $0 OTHER PROGRAM SERVICES* $106,666,187 $153,922 $0 *OTHER PROGRAM SERVICES ARE COMPRISED OF PUBLIC SERVICE, STUDENT SERVICES, INSTITUTIONAL SUPPORT, AND PLANT OPERATION AND MAINTENANCE. REVIEW OF IRS 990 PART VI, SECTION B, LINE 11B First the return is reviewed in the Business and Finance division by the Director of Accounting and Financial Reporting, the Assistant Vice President and Controller, and the VP & Chief Financial Officer. Then the return is sent to the Audit Committee for their review and made available for review by all Board members prior to submission to the IRS. CONFLICT OF INTEREST POLICY PART VI, SECTION B, LINE 12C Annual Conflict of Interest statements from the Board of Directors are received through the Audit Committee, reporting any changes as they occur from time to time. COMPENSATION OF PRESIDENT, OFFICERS, AND KEY EMPLOYEES PART VI, SECTION B, QUESTION 15 Compensation for the university president, officers and key employees is established by a process that includes the review and approval by the compensation committee of the University Board of Trustees; the use of comparability data and contemporaneous documentation, and contemporaneous recordkeeping. The committee consists of the chair of the Board of Trustees, the chair of the finance committee, the chair of the human resources committee and the president of the university. The president does not participate in the setting/review of his compensation; hence, all decisions are made by independent persons without a conflict of interest with respect to the compensation arrangements at issue. Compensation reviewed included the president, all vice presidents (officers) and deans of the university schools/colleges and the top 100 other employees. FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY PART VI, SECTION C, LINE 19 Organization does not make its governing documents (by-laws) available to the public. However, the Conflict of Interest Policy and the annual financial audit are available upon request. RECONCILIATION OF NET ASSETS PART XI, LINE 9: OTHER CHANGES IN NET ASSETS Other changes in temporarily restricted net assets $33,599 Other changes in permanently restricted net assets ($736,115) ---------------- Total ($702,516) Compton Properties 221 North Grand Boulevard St Louis MO 63103 431765509 Real Estate MO -1876 735164 SLU West Locust Lofts Investors LLC 3545 Lindell Blvd St Louis MO 63103 271658170 Apartment Rental MO SLU Blocker I -121899 5785696 false 0 0.95000 West Locust Lofts Master Tenant LLC 3545 Lindell Blvd St Louis MO 63103 273007276 Apartment Rental MO SLU Blocker I 32766 916504 false 0 0.95000 West Locust Lofts Capital LLC 3545 Lindell Blvd St Louis MO 63103 271964701 Apartment Rental MO SLU Blocker I -725 1432740 false 0 0.95000 West Locust Lofts State Member 3545 Lindell Blvd St Louis MO 63103 273017741 Apartment Rental MO SLU Blocker I -2645 883220 false 0 0.95000 Moto Hotel Investors LLC 3545 Lindell Blvd St Louis MO 63103 270781295 Hotel MO SLU Blocker I -442715 12825424 false 0 0.95000 Moto Hotel Master Tenet LLC 3545 Lindell Blvd St Louis MO 63103 275431531 Hotel MO SLU Blocker I 41188 2000970 false 0 0.95000 Moto Hotel Subtenant LLC 3545 Lindell Blvd St Louis MO 63103 275431979 Hotel MO SLU Blocker I 86145 622734 false 0 0.95000 Hotel Ignacio Investors LLC 3545 Lindell Blvd St Louis MO 63103 271963945 Hotel MO SLU Blocker I -3104 1316462 false 0 0.95000 Hotel Ignacio State Member LLC 3545 Lindell Blvd St Louis MO 63103 275430630 Hotel MO SLU Blocker I 102959 2099310 false 0 0.95000 West Locust Lofts Developer LLC 3545 Lindell Blvd St Louis MO 63103 Apartment Rental MO SLU Blocker I -114 923 false 0 0.75000 Moto Hotel Developer LLC 3545 Lindell Blvd St Louis MO 63103 Hotel MO SLU Blocker I 0 885 false 0 0.75000 SLU Blocker I 3545 Lindell Boulevard St Louis MO 63103 271962565 Real Estate MO St Louis Univ C Corp -9820 13920313 1.00000 Saint Louis University in Spain SA AVENIDA DEL VALLE 34-28003 madrid SP 999999999 Education SP NA C Corp -1166890 15019251 1.00000 true false false true false false false false false false false false false false true false false false true SLU Blocker I A 250900 FMV Part III Column (a) Compton Properties 43-1765509 221 North Grand Blvd West Locust Lofts Invest, LLC 27-1658170 3545 Lindell Blvd West Locust lofts Mast Tenant 27-3007276 3545 Lindell Blvd West Locust Lofts Capital, LLC 27-1964701 3545 Lindell Blvd West Locust Lofts State Member 27-3017741 3545 Lindell Blvd Moto Hotel Investors, LLC 27-0781295 3545 Lindell Blvd Moto Hotel Master Tenet, LLC 27-5431531 3545 Lindell Blvd Moto Hotel Subtenant, LLC 27-5431979 3545 Lindell Blvd Hotel Ignacio Investors, LLC 27-1963945 3545 Lindell Blvd Hotel Ignacio State Member 27-5430630 3545 Lindell Blvd West Locust Lofts Developer 27-2330645 3545 Lindell Blvd Moto Hotel Developer LLC 27-3053901 3545 Lindell Blvd