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SECTION 501(A) OF THE CODE. ON SUCH BASIS, THE EXEMPT ENTITIES WILL NOT INCUR ANY LIABILITY FOR FEDERAL INCOME TAXES, EXCEPT FOR POSSIBLE UNRELATED BUSINESS INCOME. THE MEDICAL CENTER EVALUATES UNCERTAIN TAX POSITIONS USING A TWO-STEP APPROACH FOR RECOGNIZING AND MEASURING TAX BENEFITS TAKEN OR EXPECTED TO BE TAKEN IN AN UNRELATED BUSINESS ACTIVITY TAX RETURN AND DISCLOSURES REGARDING UNCERTAINTIES IN TAX POSITIONS. THE MEDICAL CENTER HAD NO UNCERTAIN TAX POSITIONS DURING THE YEARS ENDED JUNE 30, 2015 AND 2014. false true false false false false false false false KURT D NEWMAN MD PRESIDENT/CEO (CNMC) 0 843178 0 981964 0 26378 0 292525 0 36359 0 2180404 0 0 MARK BATSHAW MD PHY IN CHIEF/CAO/BRD MEM 0 596516 0 621303 0 67759 0 263000 0 72849 0 1621427 0 0 DOUGLAS MYERS CHIEF FINANCIAL OFFICER 0 504890 0 452042 0 52014 0 92501 0 37002 0 1138449 0 0 MENDeL TUCHMAN MD CHIEF RESEARCH OFFICER 0 316964 0 287077 0 28855 0 65139 0 51711 0 749746 0 0 ERIC HOFFMAN PHD RES CTR DIRECTOR GENETICS 0 309678 0 91261 0 3173 0 44743 0 34697 0 483552 0 0 ZENAIDE QUEZADO MD RES CTR COMM & CLINICAL 0 364637 0 16055 0 1518 0 13000 0 10669 0 405879 0 0 NAOMI C LUBAN MD CHIEF OF LAB MEDICINE 0 254338 0 108003 0 25083 0 41001 0 52280 0 480705 0 0 LISA GUAY-WOODFORD MD RES CTR DIR COMM & CLINICAL 0 344689 0 168741 0 2838 0 30591 0 20923 0 567782 0 0 YANG LIU PHD RES CTR DIR ONCOL & IMMUN 0 281066 0 108333 0 18825 0 43000 0 6763 0 457987 0 0 Related Organization Schedule J, Part I, Line 3 CHILDREN'S RESEARCH INSTITUTE ("CRI") RELIES ON ITS PARENT, CHILDREN'S NATIONAL MEDICAL CENTER, TO DETERMINE COMPENSATION FOR CRI'S LEADERSHIP. CHILDREN'S NATIONAL MEDICAL CENTER USED A COMPENSATION COMMITTEE, WRITTEN EMPLOYMENT CONTRACT, INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEY OR STUDY, AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN Schedule J, Part I, Line 4b THE FOLLOWING OFFICERS AND KEY EMPLOYEES PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. THE CONTRIBUTIONS TO THE SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (C) AS PART OF DEFERRED COMPENSATION: MARK L. BATSHAW, MD $250,000 KURT D. NEWMAN, MD $279,525 DOUGLAS MYERS $79,501 MENDeL TUCHMAN, MD $52,139 ERIC HOFFMAN, PHD $31,743 NAOMI C. LUBAN, MD $28,001 YANG LIU, PHD $30,000 LISA GUAY-WOODFORD, MD $17,675 ORGANIZATION'S MISSION FORM 990, PART I, LINE 1 CHILDREN'S RESEARCH INSTITUTE CONDUCTS AND PROMOTES TRANSLATIONAL AND CLINICAL MEDICAL RESEARCH AND EDUCATION PROGRAMS THAT LEAD TO IMPROVED UNDERSTANDING, PREVENTION, TREATMENT, AND CARE OF CHILDHOOD DISEASES. PROGRAM SERVICE ACTIVITY #1 Form 990, Part III, Line 4A CENTER FOR GENETIC MEDICINE RESEARCH: THE CENTER FOR GENETIC MEDICINE RESEARCH RESEARCHES, DIAGNOSES, AND TREATS GENETIC DISORDERS--DISEASES AND CONDITIONS IN CHILDREN THAT ARE CAUSED BY INHERITED GENES THAT DON'T FUNCTION NORMALLY. FOUNDED IN 1999, THE CENTER EMPHASIZES TRANSLATIONAL RESEARCH (BENCH-TO-BEDSIDE) AND HARNESSES EMERGING TECHNOLOGIES FOR GENETIC AND PROTEOMIC ANALYSIS. APPROXIMATELY 80 SCIENTISTS (INCLUDING 49) STRESS OPEN, COLLABORATIVE, MULTIDISCIPLINARY RESEARCH. RESEARCHERS AT THE CENTER FOR GENETIC MEDICINE RESEARCH CONDUCT BASIC AND CLINICAL RESEARCH INTO SOME OF CHILDHOOD'S MOST WELL-KNOWN GENETIC DISORDERS, INCLUDING ASTHMA AND LUNG DISEASE, DIABETES, INBORN ERRORS OF METABOLISM, MACULAR DEGENERATION, MUSCULAR DYSTROPHIES, SICKLE CELL DISEASE, OBESITY & METABOLIC SYNDROME AND WHITE MATTER DISEASE. ALMOST ALL OF THE CENTER'S PROGRAMS COMBINE BASIC, CLINICAL, AND/OR COMMUNITY RESEARCH, INCLUDING STUDIES OF: MUSCLE PHYSIOLOGY, GENETICS & METABOLISM AND DUCHENNE MUSCULAR DYSTROPHY. THE CENTER FOR GENETIC MEDICINE RESEARCH HAD $17,258,220 IN EXPENSES FY 2015. PROGRAM SERVICE ACTIVITY #2 Form 990, Part III, LINE 4B CENTER FOR TRANSLATIONAL SCIENCE: THE CENTER FOR TRANSLATIONAL SCIENCE SUPPORTS THE FULL SPECTRUM OF INVESTIGATORS (FACULTY, TRAINEES, AND STAFF) AT CHILDREN'S NATIONAL WHO ARE PERFORMING PATIENT-CENTERED CLINICAL AND TRANSLATIONAL RESEARCH (CTR), AND HEALTH SERVICES RESEARCH (HSR). THE POOL OF SUCH INVESTIGATORS AT CHILDREN'S IS LARGE AND GROWING, AND THESE INDIVIDUALS APPROACH THEIR WORK WITH A WIDE RANGE OF EXPERIENCE, EXPERTISE, AND SUPPORT. IT HOUSES BOTH LARGE PROGRAMS OF EXTRAMURALLY FUNDED RESEARCH (E.G. THE CLINICAL AND TRANSLATIONAL SCIENCE AWARD (CTSA) FUNDED BY NIH, THE HRSA-FUNDED PEDIATRIC EMERGENCY CARE AND APPLIED RESEARCH NETWORK/PECARN) AND FACULTY WITH LIMITED FUNDING WORKING ON SPECIFIC, LIMITED PROJECTS. THIS GROWING CENTER EXPENSED $14,857,091 IN FY 2015. PROGRAM SERVICE ACTIVITY #3 Form 990, Part VI, Line 4C CENTER FOR NEUROSCIENCE RESEARCH ("CNR"): THE CNR HAS GROWN RAPIDLY IN THE PAST 8 YEARS WITH SIGNIFICANT INCREASES IN THE PROGRAM AND THE GENERATION OF IMPORTANT SCIENTIFIC DISCOVERIES. THE CNR CURRENTLY COMPRISES 39 FACULTY MEMBERS WITH FULL APPOINTMENTS AT OUR ACADEMIC AFFILIATE, THE GEORGE WASHINGTON UNIVERSITY SCHOOL OF MEDICINE AND HEALTH SCIENCES (GW). IN RECOGNITION OF THESE ACCOMPLISHMENTS, CNMC CONSTRUCTED A NEW FLOOR OF LABORATORY SPACE IN 2008 TO SERVE AS HOME FOR THE CNR AND TO PROVIDE ADDITIONAL SPACE FOR RECRUITMENTS. THE CNR CURRENTLY RESIDES IN OVER 12,000 SQUARE FEET OF OPEN ARCHITECTURE RESEARCH SPACE. WE BELIEVE THAT THE CNR IS NOW UNIQUELY POISED TO ACCOMPLISH ITS MISSION, AS ITS RESEARCH PROGRAM, RESEARCH LABS AND SUPPORTING INFRASTRUCTURES, IS NOW PHYSICALLY LOCATED ON THE 6TH FLOOR OF THE MAIN BUILDING OF CNMC. THIS ALLOWS CLOSE INTERACTIONS BETWEEN BASIC NEUROSCIENTISTS, TRANSLATIONAL NEUROSCIENTISTS AND CLINICIAN NEUROSCIENTISTS, INCLUDING CHILD NEUROLOGISTS, NEONATOLOGISTS, AND CRITICAL CARE PEDIATRICIANS. THIS UNIQUE AND EXCITING SETTING HAS SUPPORTED AND PROMOTED A LARGE NUMBER OF RESEARCH PROJECTS THAT SPAN BASIC, TRANSLATIONAL AND CLINICAL RESEARCH IN NEURODEVELOPMENTAL DISORDERS. THE CNR INCLUDES EIGHT MAJOR AREAS OF RESEARCH, INCLUDING NEURAL STEM CELLS AND DEVELOPMENTAL NEUROBIOLOGY, BRAIN INJURY AND BRAIN PROTECTION, PERINATAL HYPOXIA AND HYPEROXIA, EPILEPSY, NEURO-ONCOLOGY, NEUROFIBROMATOSIS, ATTENTION DEFICIT HYPERACTIVITY DISORDER, AND AUTISM. THE CNR COMPRISES AN EXPANDING GROUP OF HIGHLY PRODUCTIVE LAB-BASED DEVELOPMENTAL NEUROSCIENTISTS, ALL OF WHOM HAVE ESTABLISHED STRONG RESEARCH PROGRAMS AND COLLABORATIONS IN THE AREA OF NEURODEVELOPMENTAL DISORDERS. WHILE THESE INVESTIGATORS HAVE DISTINCT EXPERTISE AND RESEARCH PROGRAMS, THEIR RESEARCH AS A WHOLE IS FOCUSED ON CHILDHOOD NEUROLOGICAL DISORDERS, FROM EARLY STAGES OF WHEN THE NERVOUS SYSTEM IS FIRST ESTABLISHED, TO POSTNATAL STAGES THAT INCLUDE THE FORMATION OF NEURONAL CONNECTIONS AND THE WRAPPING OF NEURONAL PROCESSES BY THE MYELIN INSULATOR. THUS, INVESTIGATORS AT THE CNR HAVE A COMMON GOAL FOR WHICH THEY ARE ALL STRIVING. THE CENTER FOR NEUROSCIENCE RESEARCH HAD $12,009,552 IN EXPENSES FY 2015. OTHER PROGRAM SERVICES Form 990, Part III, LINE 4D CENTER FOR CANCER AND IMMUNOLOGY RESEARCH: The Center for Cancer & Immunology Research was reorganized to integrate the clinical and research enterprises in oncology, infectious diseases, and hematology, in order to promote and facilitate the conduct of translational research. This reorganization resulted in the establishment of 4 sections: 1. Childhood Cancer 2. Infectious Diseases 3. Cancer Immunology 4. Hematology & Transfusion Medicine In the future sections may be added (Rheumatology, Allergy) or combined (Childhood Cancer and Cancer Immunology), but at this point in time, the creation of these sections provides individual investigators to seek for common research themes as well as better identify their clinical counterparts. Also, the new structure has allowed the CCRI leadership to better develop a strategic goal for the future, including strategic expansion of research programs rather than opportunistic recruitments. While the breadth and depth of the CCRI and Center for Cancer and Blood Disorders allow for the establishment of multiple Institutes (Sickle Cell Disease, Transfusion Medicine, HIV, cancer), the focus for the next 5 years will be the establishment of a comprehensive cancer center that is positioned to apply for NCI designation in 2016-2020, and the establishment of an Institute of Transfusion Medicine (details still being worked on). The Center for Cancer and Immunology Research had $11,112,440 in expenses FY 2015. SHEIKH ZAYED INSTITUTE FOR PEDIATRIC SURGICAL INNOVATION: Launched in September 2009, the Sheikh Zayed Institute for Pediatric Surgical Innovation at Children's National redefines what is possible in surgery for children by combining research and clinical expertise into one collaborative team. The institute develops knowledge, tools, and procedures that benefit children in the Washington DC region, across the country, and around the world. The primary focus is to learn from today's surgeries, and conduct innovative research based on that knowledge to improve pediatric surgery for children. Though the research space officially opened in April 2011, all four initiatives (Pain Medicine; Systems Biology and Personal Medicine; Bioengineering; and Immunology) had significant research projects underway prior to moving into the institute's official home. By the end of FY 11, the Institute had collectively published more than 25 studies in peer reviewed journals across a variety of scientific areas. The Sheikh Zayed Institute for Pediatric Surgical Innovation had $9,004,686 in expenses FY 2015. ORGANIZATION MEMBERS Form 990, Part VI, Lines 6, 7a, and 7b CHILDREN'S NATIONAL MEDICAL CENTER IS THE SOLE MEMBER OF CHILDREN'S RESEARCH INSTITUTE AND HAS THE RIGHT TO ELECT DIRECTORS OF CHILDREN'S RESEARCH INSTITUTE. THE ARTICLES AND BY-LAWS OF CHILDREN'S RESEARCH INSTITUTE DESCRIBE CERTAIN RIGHTS RESERVED TO THE SOLE MEMBER. FORM 990 REVIEW Form 990, Part VI, Line 11b THE RELEVANT COMMITTEES OF THE ORGANIZATION AND ITS PARENT ORGANIZATION, CHILDREN'S NATIONAL MEDICAL CENTER, REVIEW APPLICABLE PORTIONS OF THE 990. THE LEGAL AFFAIRS AND AUDIT COMMITTEE REVIEW THE FINANCIAL DISCLOSURES, THE NOMINATING AND GOVERNANCE COMMITTEE REVIEW THE GOVERNANCE SECTIONS AND THE PUBLIC BENEFIT SECTIONS, AND THE EXECUTIVE COMPENSATION COMMITTEE REVIEW THE COMPENSATION DISCLOSURES. THE COMPLETED FORM 990 IS THEN MADE AVAILABLE TO THE ENTIRE GOVERNING BOARD OF THE CHILDREN'S RESEARCH INSTITUTE BEFORE FILING. CONFLICT OF INTEREST POLICY Form 990, Part VI, Line 12c CHILDREN'S RESEARCH INSTITUTE ("CRI") REQUIRES THAT EACH OFFICER, DIRECTOR, AND KEY EMPLOYEE COMPLETE A CONFLICT OF INTEREST FORM AT LEAST EVERY YEAR. IN ADDITION, EACH OFFICER, DIRECTOR, AND KEY EMPLOYEE IS INSTRUCTED AND REQUIRED TO AMEND THE CONFLICT OF INTEREST FORM IMMEDIATELY UPON A CHANGE IN STATUS OF ANY OF THE QUESTIONS ON THE FORM. THESE FORMS ARE REVIEWED ANNUALLY BY THE CHIEF LEGAL OFFICER AND CONFLICTS AND INTERESTS ARE NOTED. THE CHILDREN'S RESEARCH INSTITUTE BOARD MAKES A DETERMINATION, BASED ON THE RECOMMENDATION OF THE CHIEF LEGAL OFFICER AS TO WHICH PERSONS SHOULD BE CONSIDERED "INTERESTED PARTIES" BASED ON THE CRITERIA SET FORTH IN THE BOARD'S GOVERNANCE POLICY. CRI FORMALLY ADOPTED THE CONFLICT OF INTEREST POLICY OF ITS PARENT, CHILDREN'S NATIONAL MEDICAL CENTER, DURING ITS MAY-JUNE 2011 BOARD MEETINGS. GOVERNING POLICIES Form 990, Part VI, Lines 13 AND 14 Children's Research Institute ("CRI") is governed by the policies of its parent, Children's National Medical Center ("CNMC"). These policies include a written whistleblower policy and a written document retention and destruction policy. PROCESS FOR DETERMINING COMPENSATION Form 990, Part VI, Line 15a and 15b CHILDREN'S RESEARCH INSTITUTE ("CRI") RELIES ON ITS PARENT, CHILDREN'S NATIONAL MEDICAL CENTER, TO DETERMINE COMPENSATION FOR CRI'S PRESIDENT. CHILDREN'S NATIONAL MEDICAL CENTER USED A COMPENSATION COMMITTEE, WRITTEN EMPLOYMENT CONTRACT, INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEY OR STUDY, AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. DOCUMENTS MADE AVAILABLE TO THE PUBLIC Form 990, Part VI, Line 19 CHILDREN'S RESEARCH INSTITUTE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990 PART IX LINE 11G DESCRIPTION:SUBCONTRACTOR SERVICES TOTAL FEES:7492600 FORM 990 PART IX LINE 11G DESCRIPTION:COSULTANT FEES TOTAL FEES:1705340 FORM 990 PART IX LINE 11G DESCRIPTION:MEDICAL PROFESSIONAL FEES TOTAL FEES:670338 FORM 990 PART IX LINE 11G DESCRIPTION:PURCHASED PERSONNEL TOTAL FEES:513487 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER PURCHASED SERVICES TOTAL FEES:810293 CHILDREN'S HOSPITAL FOUNDATION 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 521640402 FUNDRAISING DC 501(C)(3) 07 CNMC false CHILDREN'S NATIONAL MEDICAL CENTER 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 521640403 HEALTH CARE DC 501(C)(3) 11B, II NA false SAFE KIDS WORLDWIDE 1301 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 521627574 INJURY PRVNTN DC 501(C)(3) 11A, I CNMC false CHILDREN'S HOSPITAL SELF-INSURANCE TRUST 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 521640399 INSURANCE DC 501(C)(3) 11C, III-FI CH false CHILDREN'S HOSPITAL 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 530196580 HEALTH CARE DC 501(C)(3) 03 CNMC false BRAINY CAMPS ASSOCIATION 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 271547370 CHILD CAMPS DC 501(C)(3) 11A, I CH false CHILDREN'S NAT'L ADVOC & PUBLIC POLICY 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 271564354 ADVOCACY DC 501(C)(3) 11B, II CNMC false CHILDREN'S PEDIATRICIANS ASSOC 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 HEALTH CARE DC cnmc none false false CHILDREN'S NATIONAL HEALTH NETWORK 111 MICHIGAN AVENUE NW WASHINGTON DC 20010 521996521 HEALTH CARE DC cnmc C Corp false SAFE KIDS WORLDWIDE LTD PO BOX 916 ROAD TOWN TORTOLA VQ INJURY PREVEN VQ cnmc C Corp false BEARACUDA RE PO BOX 69 KY1-1102 GRANDCAYMAN CJ REINSURANCE CJ cnmc C Corp false false false true false false false false false false false false false false false false false true true false