2016-05-16T09:06:46-05:00 2015-06-30 346565596 ERNST & YOUNG US LLP 201 NORTH FRANKLIN STREET SUITE 2400 TAMPA FL 33602 990 2014-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 Yvette Tremonti EVP/CFO 8137457862 2016-05-16 1 MELANIE A MCPEAK P01346034 8132254800 2014 2016-08-17 19:52:53Z ALAN F LIST 12902 MAGNOLIA DRIVE TAMPA FL 33612 156370483 0 X WWW.MOFFITT.ORG/GIVE-BACK X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 30 30 27 31 0 0 20711907 14192633 0 0 4065901 4233469 -68945 -110943 24708863 18315159 18984141 13682571 0 0 2263096 2617465 949148 888837 3377041 2531389 2052682 24727774 19241555 -18911 -926396 119150753 118354298 6234836 3067976 112915917 115286322 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 13941477 13682571 0 H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS AS THE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS.IN FY15, MOFFITT FOUNDATION HAD FOUR FUNDRAISING EVENTS. THE TWO LARGEST FUNDRAISING EVENTS ARE AS FOLLOWS:THE MAGNOLIA BALL - THE MAGNOLIA BALL WAS HELD ON SATURDAY, APRIL 18, 2015, AT THE A LA CARTE EVENT PAVILION IN TAMPA, FLORIDA. OVER 700 ATTENDEES ENJOYED THE EVENING'S EVENTS WHICH INCLUDED A SILENT AUCTION, LIVE AUCTION, REMARKS FROM MOFFITT LEADERSHIP, AN EXTRAORDINARY CHALLENGE GIFT, AND ENDED WITH PRIVATE ENTERTAINMENT BY EARTH, WIND, AND FIRE. SANDI AND CHRIS SULLIVAN WERE THE EVENT CHAIRS. THE PRESENTING SPONSOR WAS SKANSKA USA BUILDING INC. PROCEEDS FROM THE EVENT HELP PROVIDE THE MOST ADVANCED TREATMENT OPTIONS AND SUPPORT SERVICES TO PATIENTS AND THEIR FAMILIES. SPONSORSHIP DOLLARS ALSO GO TO FUND THE MAGNOLIA LODGING PROGRAM, WHICH HOUSES OUR PATIENTS WHO NEED TO BE CLOSE TO THE CANCER CENTER DURING THEIR TREATMENT. MILES FOR MOFFITT - THE 2015 PNC MILES FOR MOFFITT WAS ONE FOR THE HISTORY BOOKS. ON RACE DAY, MAY 9, 2015, OVER 6,500 PEOPLE HIT THE PAVEMENT IN CELEBRATION OF THE 10TH ANNIVERSARY OF THIS EVENT AND IN SUPPORT OF CANCER RESEARCH AT MOFFITT CANCER CENTER. THIS YEAR ALONE, OUR VIRTUAL RUNNERS, PARTICIPANTS, DONORS AND SPONSORS RAISED MORE THAN $650,000. WITH EACH MILE AND DONATION, WE CONTRIBUTED TO THE PREVENTION AND CURE OF CANCER. SINCE 2006, MILES FOR MOFFITT HAS RAISED OVER $2.5 MILLION AND FUNDED MORE THAN 40 RESEARCHERS AND THEIR CANCER RESEARCH PROGRAMS AT MOFFITT. IT IS AN INSPIRING COMMUNITY EVENT, AND A DAY OF FUN IN THE MIDST OF THIS IMPORTANT FIGHT TO FUND CANCER RESEARCH AT MOFFITT CANCER CENTER. 13941477 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 14 0 1 27 1 0 0 0 0 0 1 1 0 0 0 0 X 30 30 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT WV WI AR CT VA X X YVETTE M LYONS TREMONTI 8137457862 12902 MAGNOLIA DRIVE TAMPA FL 33612 X EDWARD C DROSTE DIRECTOR & CHAIRMAN 1.00 1.00 X X 0 0 0 PETER T KIRKWOOD ESQ DIRECTOR & VICE CHAIRMAN 1.00 0.00 X X 0 0 0 BENJAMIN H HILL III ESQ DIRECTOR & PAST CHAIR 1.00 1.00 X X 0 0 0 JOSEPH CABALLERO DIRECTOR & SEC/TREAS 1.00 1.00 X X 0 0 0 KIERSTEN L ALLEN DIRECTOR 1.00 0.00 X 0 0 0 PAUL ANDERSON DIRECTOR 1.00 0.00 X 0 0 0 CARMEN BARKETT DIRECTOR 1.00 0.00 X 0 0 0 SUZETTE BERKMAN DIRECTOR 1.00 0.00 X 0 0 0 WILLIAM BRAND DIRECTOR 1.00 0.00 X 0 0 0 RONALD J CAMPBELL DIRECTOR 1.00 0.00 X 0 0 0 THE HONORABLE MONTEREY CAMPBELL DIRECTOR 1.00 0.00 X 0 0 0 PETER CAMPO DIRECTOR 1.00 0.00 X 0 0 0 EILEEN SENA CURD DIRECTOR 1.00 0.00 X 0 0 0 S KATHERINE FRAZIER DIRECTOR 1.00 0.00 X 0 0 0 RICHARD GONZMART DIRECTOR 1.00 0.00 X 0 0 0 SHAY GRIESE DIRECTOR 1.00 0.00 X 0 0 0 CINDY GRUDEN DIRECTOR 1.00 0.00 X 0 0 0 TIMM HARMON DIRECTOR 1.00 0.00 X 0 0 0 SEAN HYER DIRECTOR 1.00 0.00 X 0 0 0 FREDERICK LYNCH DIRECTOR 1.00 0.00 X 0 0 0 THE HONORABLE H LEE MOFFITT DIRECTOR 1.00 3.00 X 0 0 0 JIM U MORRISON DIRECTOR 1.00 0.00 X 0 0 0 CAROL MORSANI DIRECTOR 1.00 0.00 X 0 0 0 JIM OVERTON DIRECTOR 1.00 0.00 X 0 0 0 BARBARA RYALS DIRECTOR 1.00 0.00 X 0 0 0 LANSING SCRIVEN DIRECTOR 1.00 0.00 X 0 0 0 PATRICK SOBERS DIRECTOR 1.00 0.00 X 0 0 0 JACK SPANGLER DIRECTOR 1.00 0.00 X 0 0 0 DONALD W WALLACE DIRECTOR 1.00 0.00 X 0 0 0 JULIE WOOLEY DIRECTOR 1.00 0.00 X 0 0 0 LOUIS D DE LA PARTE EVP/GENERAL COUNSEL 4.00 51.00 X 0 572125 77116 JOHN A KOLOSKY EXEC VP COO 4.00 51.00 X 0 891899 214456 ALAN F LIST PRESIDENT 10.00 45.00 X 0 1234024 157192 YVETTE M LYONS TREMONTI EVP-STRAT & CFO 4.00 51.00 X 0 586825 95657 SUSAN STERN VP FOUNDATION 55.00 0.00 X 286547 0 94027 CAROLEE EASON OPS/FINANCIAL SVCS DIR 40.00 0.00 X 110508 0 28166 CINDY MCGIRK DIR DEVELOPMENT 40.00 0.00 X 113347 0 14646 LESLIE SCHIPANI-ANDERSON MGR DEVELOP AND MAJOR GIFT 40.00 0.00 X 108203 0 17376 JANENE J CULUMBER FRM SVP-CFO TO 2/1/14 0.00 55.00 X 0 452283 49237 WILLIAM S DALTON MD FRM PRES/CNTR DIR 0.00 55.00 X 0 710012 82332 DEAN R HEAD FRM VP FACILITIES MGMT 0.00 55.00 X 0 167424 6774 MARK F HULSE FRM VP & CIO 0.00 55.00 X 0 457538 64777 W J WILSON FRM VP STRATEGIC COMM&PR 0.00 55.00 X 0 325181 64150 618605 5397311 965906 4 1 1 0 TRUE SENSE MARKETING 155 COMMERCE DR FREEDOM PA 15042 FUNDRAISING SERVICES 788988 1 3417347 10775286 593290 14192633 3144677 3144677 138369943 137281151 1088792 1088792 1088792 662828 3417347 774173 -111345 -111345 CLASS ACTION LAWSUIT 900099 402 402 402 18315159 0 0 4122526 13682571 13682571 330242 33024 82561 214657 1623942 40651 643926 939365 94541 3639 33908 56994 437332 15101 185699 236532 131408 4968 48621 77819 27786 12981 14805 3206 3206 888837 888837 576624 576624 133424 46466 22852 64106 30396 22163 8233 71540 129 22167 49244 91865 91865 117516 117516 69615 8503 61112 185281 8 185117 156 2754 2754 ALLOC OF INTERCO EXP 0 47887 -253785 205898 PURCHASED SERVICES 303579 67033 64448 172098 FUNDRAISING EXPENSES 218167 218167 BAD DEBT EXPENSE 143728 143728 77201 51911 25290 19241555 13941477 1923037 3377041 2666020 3315091 12867099 9165749 26329 44249 375531 375386 26479 145 102259216 104719303 1305610 1109761 119150753 118354298 485622 413325 5749214 2654651 6234836 3067976 X 46127851 46402010 53290795 55366298 13497271 13518014 112915917 115286322 119150753 118354298 X -926396 3296801 X 0 1 X 1 0 X 14975440 15558496 19618708 20711907 14192634 85057185 14975440 15558496 19618708 20711907 14192634 85057185 15636969 69420216 2219944 1048700 1494733 2597991 3144677 10506045 1576 402 1978 95565208 2373890 0.72640 0.73240 X Schedule A, Part II, Line 10, Explanation of Other Income: UNCLAIMED PROPERTY - 2013 Amount: $ 1576. CLASS ACTION LAWSUIT - 2014 Amount: $ 402. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 19785910 20743 472358 920574 19358437 17532070 301437 19423630 60843 19785910 15226158 341582 2063522 99192 17532070 14785013 304883 232183 95921 15226158 12130727 321246 2396764 63724 14785013 0.30170 0.69830 1 0 214324 214324 0 161207 161062 145 145 DUE TO RELATED ORGANIZATION 2187518 CHARITABLE GIFT ANNUITIES 467133 2654651 X Part V, Line 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. Part X, Line 2: THE CANCER CENTER RECOGNIZES UNCERTAIN TAX POSITIONS WHEN IT IS MORE LIKELY THAN NOT (I.E., GREATER THAN 50% LIKELIHOOD OF RECEIVING BENEFIT) AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. THE CANCER CENTER HAS NO SIGNIFICANT UNRECOGNIZED TAX BENEFITS AND DOES NOT BELIEVE THAT THERE WILL BE ANY MATERIAL CHANGES IN THE CANCER CENTER'S UNRECOGNIZED TAX POSITION OVER THE NEXT 12 MONTHS. X X X X X 1 TRUE SENSE MARKETING 155 COMMERCE DR FREEDOM PA 15042 MAIL SOLICITATION 0 976926 503257 473669 THE STELTER COMPANY 10435 NEW YORK AVE DES MOINES IA 50322 MULTICHANNEL SOLICITATION 0 5248 36710 -31462 BENTZ WHALEY FLESSNER & ASSOCIATES INC 7251 OHMS LANE MINNEAPOLIS MN 55439 STRATEGY 0 0 348870 -348870 982174 888837 93337 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC THE MAGNOLIA BALL 3129057 2792709 336348 0 1876 50742 131749 294715 54348 MILES FOR MOFFITT 816471 518841 297630 0 53079 27795 1939 0 117859 2 134647 105797 28850 0 9438 8505 12890 300 8938 4080175 3417347 662828 64393 87042 146578 295015 181145 774173 -111345 Schedule G, Part I, Line 2b, Column (v) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO TRUE SENSE MARKETING, THE STELTER COMPANY, AND BENTZ WHALEY FLESSNER AND ASSOCIATES, INC. WERE $148,841, $3,290, AND $38,271, RESPECTIVELY. Schedule G, Part I, Line 2b, Column (iv): BENTZ WHALEY FLESSNER & ASSOCIATES, INC. IS HELPING H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. WITH PROGRAM ANALYSIS AND PROSPECT DEVELOPMENT FOR AN UPCOMING CAPITAL CAMPAIGN. SINCE THIS RELATES TO FUNDRAISING STRATEGY AND NOT DIRECT SOLICITATION, THERE ARE NO GROSS RECEIPTS LISTED. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 295179 1085435 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 11507629 713785 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 79343 0 PHILANTHROPIC DISTRIBUTIONS 3 0 Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X 0 1 1 1 0 0 0 1 1 0 0 LOUIS D DE LA PARTE EVP/GENERAL COUNSEL 0 398178 0 149502 0 24445 0 56634 0 22593 0 651352 0 0 JOHN A KOLOSKY EXEC VP COO 0 594853 0 220764 0 76282 0 192972 0 23367 0 1108238 0 0 ALAN F LIST PRESIDENT 0 747090 0 371296 0 115638 0 100958 0 57732 0 1392714 0 0 YVETTE M LYONS TREMONTI EVP-STRAT & CFO 0 413335 0 154970 0 18520 0 53864 0 43139 0 683828 0 0 SUSAN STERN VP FOUNDATION 216495 0 58276 0 11776 0 80671 0 15239 0 382457 0 0 0 JANENE J CULUMBER FRM SVP-CFO TO 2/1/14 0 146187 0 0 0 306096 0 36222 0 17996 0 506501 0 0 WILLIAM S DALTON MD FRM PRES/CNTR DIR 0 643473 0 0 0 66539 0 65899 0 18346 0 794257 0 0 DEAN R HEAD FRM VP FACILITIES MGMT 0 55753 0 0 0 111671 0 4620 0 3168 0 175212 0 0 MARK F HULSE FRM VP & CIO 0 329775 0 118016 0 9747 0 43099 0 22877 0 523514 0 0 W J WILSON FRM VP STRATEGIC COMM&PR 0 234276 0 80605 0 10300 0 50217 0 14954 0 390352 0 0 Part I, Line 1b PAYMENTS MADE FOR SOCIAL DUES OR INITIATION FEES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). PAYMENTS ARE A FIXED AMOUNT BASED ON JOB CLASSIFICATION AND IS DOCUMENTED IN MINUTES OF THE COMMITTEE AND REPORTED BACK TO THE BOARD. Part I, Line 3 Schedule J, Part I, Line 3: FOUNDATION'S CEO IS PAID BY A RELATED ORGANIZATION WHICH ESTABLISHES THE COMPENSATION OF THE CEO BY RELYING ON AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE BOARD OR THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. Part I, Lines 4a-b THE FOLLOWING INDIVIDUALS RECEIVED A CONTINUATION OF PAY/SEVERANCE PAYMENT OF BASE SALARY FOR ONE YEAR FROM A RELATED ORGANIZATION. JANENE J. CULUMBER - $226,949 DEAN HEAD - $83,432 THE FOLLOWING INDIVIDUALS PARTICIPATE IN A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. PARTICIPANTS MUST ELECT TO CONTRIBUTE AT LEAST 10% ACROSS THE 403(B) AND 457(B) AND ARE VESTED AFTER 10 YEARS OF SERVICE. AMOUNTS LISTED ARE INCLUDED IN THEIR TOTAL COMPENSATION, RESPECTIVELY: JANENE J. CULUMBER - $22,882 WILLIAM S. DALTON - $0 LOUIS D. DE LA PARTE - $21,700 JOHN A. KOLOSKY - $47,819 ALAN F. LIST - $55,652 YVETTE M LYONS TREMONTI - $16,365 W. J. WILSON - $0 Part I, Line 6 IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. X 13 593290 SELLING PRICE X AUCTION ITEMS 95 0 0 0 1 0 Part I, Column (b): THE NUMBER OF CONTRIBUTORS REPORTED ON LINE 9 REPRESENTS THE NUMBER OF STOCK CONTRIBUTIONS, NOT THE NUMBER OF INDIVIDUAL SHARES RECEIVED. THE NUMBER OF CONTRIBUTORS ON LINE 25 REPRESENTS THE NUMBER OF AUCTION ITEMS THAT WERE DONATED. Part I, Line 33: MOST OF THE AUCTION ITEMS WERE DONATED FOR THE SILENT AUCTION AT THE MAGNOLIA BALL; THEREFORE, NO REVENUE WAS REPORTED. Form 990, Part VI, Section A, line 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. FOUNDATION & MOFFITT GENETICS CORPORATION (M2GEN): LOUIS D. DE LA PARTE - FOUNDATION OFFICER; M2GEN OFFICER JOHN A. KOLOSKY - FOUNDATION OFFICER; M2GEN DIRECTOR YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; M2GEN OFFICER FOUNDATION & MOFFITT TECHNOLOGIES CORPORATION (MTC): ALAN F. LIST - FOUNDATION OFFICER; MTC OFFICER JOHN A. KOLOSKY - FOUNDATION OFFICER; MTC OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; MTC OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; MTC OFFICER Form 990, Part VI, Section A, line 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7a AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7b THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($500,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TEN THOUSAND DOLLARS ($10,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING TWENTY FIVE THOUSAND DOLLARS ($25,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; AND H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00) PER EXPENDITURE OR TWO HUNDRED FIFTY THOUSAND DOLLARS ($250,000.00) IN THE AGGREGATE ANNUALLY. Form 990, Part VI, Section B, line 11 PRIOR TO PROVIDING FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, TO THE FOUNDATION BOARD OF DIRECTORS FOR REVIEW, THE CHIEF FINANCIAL OFFICER REVIEWS THE RETURN. SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED AND ANY NECESSARY CORRECTIONS ARE MADE. PRIOR TO ELECTRONICALLY FILING FORM 990, MOFFITT FOUNDATION PROVIDES A COPY OF THE RETURN TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. Form 990, Part VI, Section B, line 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF HR OPERATIONS, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PREREQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. Form 990, Part VI, Section C, line 19 MOFFITT FOUNDATION MAKES AVAILABLE ITS AUDITED FINANCIAL STATEMENTS TO THE PUBLIC THROUGH DAC BOND, A THIRD PARTY VENDOR'S WEBSITE AND THE MOFFITT'S WEBSITE. IN ADDITION, FORM 990 IS MADE AVAILABLE ON GUIDESTAR AS WELL AS MOFFITT'S WEBSITE. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. Form 990, Part VII, Section A, Line 1a EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S 2014 FORM 990 ARE EMPLOYEES WHOSE 2014 W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. Form 990, Part XI, line 9: TRANSFER FROM TAX EXEMPT AFFILIATE 6273011. OTHER THAN TEMPORARY ADJUSTMENT OF INVESTMENTS -2193211. RESTRICTED INVESTMENT INCOME INCLUDED IN REVENUE ON 990, BUT NOT IN REVENUE ON AUDITED FINANCIAL STATEMENTS -607999. LOSS ON WRITE-DOWN OF DONATED PROPERTY -175000. H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(c)(3) Line 3 H LEE MOFFITT CC&RI INC 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(c)(3) Line 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(c)(3) Line 9 H LEE MOFFITT CC&RI INC 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL H LEE MOFFITT CC&RI INC C 0 MOFFITT GENETICS CORPORATION 10902 N MCKINLEY DRIVE TAMPA FL 33612 208486180 DATABASE MANAGEMENT FL H LEE MOFFITT CC&RI INC C 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0