2016-05-16T13:00:44-05:00 2015-07-31 941254756 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 990 2014-08-01 942340692 PALO ALTO UNIVERSITY INC PALO 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 JUNE KLEIN VP BUSINESS AFFAIRS & CFO 8008186136 2016-05-12 1 MAGA E KISRIEV P01008919 4157810793 2014 2016-08-17 19:52:53Z ALLEN CALVIN 1791 ARASTRADERO ROAD PALO ALTO CA 94304 31073936 0 X WWW.PALOALTOU.EDU X 1975 CA TO PROVIDE UNDERGRADUATE AND GRADUATE LEVEL EDUCATION IN THE FIELD OF PSYCHOLOGY. 33 32 535 37 0 0 1298645 1041861 26532654 28809702 14867 27118 0 0 27846166 29878681 1231758 1280868 0 0 16046666 17445498 0 0 305670 10426169 10781056 27704593 29507422 141573 371259 23062720 22403533 9881444 8837448 13181276 13566085 X PALO ALTO UNIVERSITY (PAU) IS A DIVERSE AND DYNAMIC COMMUNITY DEDICATED TO EDUCATION WITH AN EMPHASIS IN THE BEHAVIORAL AND SOCIAL SCIENCES, TO PROMOTING FUTURE INNOVATORS AND LEADERS FOR THE BENEFIT OF SOCIETY; TO GENERATING KNOWLEDGE THROUGH RESEARCH AND SCHOLARSHIP OF THE HIGHEST LEVEL; AND TO PROVIDING SERVICES TO THE COMMUNITY INFORMED BY SCIENCE AND SCHOLARSHIP. 0 0 11896512 527671 9356148 PAU MASTERS AND UNDERGRADUATE PROGRAMS-PAU WAS GRANTED WASC ACCREDITATION FOR A DISTANCE EDUCATION M.S. IN PSYCHOLOGY DEGREE PROGRAM IN 2000. THE M.S. IN PSYCHOLOGY IS PRIMARILY A PREPARATORY PROGRAM FOR STUDENTS SEEKING ENTRANCE TO THE PH.D. PROGRAM. WASC ACCREDITED THE PAU M.A. IN MENTAL HEALTH COUNSELING DISTANCE EDUCATION PROGRAM IN 2009, AS WELL AS ONSITE AND DISTANCE EDUCATION PROGRAMS LEADING TO AN M.A. IN COUNSELING OR IN COUNSELING PSYCHOLOGY IN 2011. PAU ONSITE MASTERS DEGREE PROGRAMS ARE OFFERED AT THE MAIN CAMPUS AND THE GRONOWSKI CENTER FACILITY IN PALO ALTO, AS WELL AS, THROUGH COOPERATIVE AGREEMENT, AT CABRILLO COLLEGE CAMPUS IN SCOTTS VALLEY AND THE COLLEGE OF SAN MATEO IN SAN MATEO.PAU WAS GRANTED WASC APPROVAL FOR A BACHELOR OF SCIENCE IN PSYCHOLOGY AND SOCIAL ACTION ONSITE DEGREE PROGRAM IN 2006, FOLLOWED BY A BACHELOR OF SCIENCE IN BUSINESS PSYCHOLOGY ONSITE PROGRAM IN 2009. BOTH PROGRAMS ARE TWO-YEAR DEGREE COMPLETION PROGRAMS AND REQUIRE ENTERING STUDENTS TO HAVE COMPLETED FRESHMAN AND SOPHOMORE GENERAL EDUCATION REQUIREMENTS AND ANOTHER ACCREDITED INSTITUTION. IN 2011, WASC GRANTED APPROVAL FOR DISTANCE EDUCATION VERSIONS OF BOTH UNDERGRADUATE PROGRAMS. PAU UNDERGRADUATE PROGRAMS UTILIZE THE MAIN CAMPUS AND THE GRONOWSKI CENTER FACILITY IN PALO ALTO, AND, VIA COOPERATIVE AGREEMENTS WITH LOCAL COMMUNITY COLLEGES, CAMPUSES AT DE ANZA COLLEGE IN CUPERTINO, FOOTHILL COLLEGE IN LOS ALTO HILLS, AND THE COLLEGE OF SAN MATEO IN SAN MATEO.DURING 14-15, THE MA COUNSELING PROGRAM INCREASED THE NUMBER OF ENROLLED STUDENTS BY 117 AND THOSE WHO WITHDREW BY 5. THE OVERALL WITHDRAWAL PERCENTAGE INCREASED BY 1%. DURING 14-15, THE MS PSYCHOLOGY PROGRAM INCREASED THE NUMBER OF ENROLLED STUDENTS BY 25 AND THOSE WHO WITHDREW BY 2. THE OVERALL WITHDRAWAL PERCENTAGE INCREASED BY 3.1%. DURING 14-15, THE BS PSYCHOLOGY AND SOCIAL ACTION PROGRAM INCREASED THE NUMBER OF ENROLLED STUDENTS BY 58 AND THOSE WHO WITHDREW BY 2 THE OVERALL WITHDRAWAL PERCENTAGE DECREASED BY 2.8%. DURING 14-15, THE BS BUSINESS PSYCHOLOGY PROGRAM INCREASED THE NUMBER OF ENROLLED STUDENTS BY 30 AND THOSE WHO WITHDREW BY 2 THE OVERALL WITHDRAWAL PERCENTAGE DECREASED BY 0.7%. 5608635 480887 13644277 PHD CLINICAL PSYCHOLOGY - THE UNIVERSITY HAS OFFERED A FIVE-YEAR, ONSITE PH.D. GRADUATE PROGRAM IN CLINICAL PSYCHOLOGY SINCE 1975. THE PH.D. PROGRAM WAS ACCREDITED BY THE AMERICAN PSYCHOLOGICAL ASSOCIATION (APA) IN 1988 AND RE-ACCREDITED BY APA AS RECENTLY AS MAY 2013. IN 1997 WASC APPROVED A JD-PH.D. JOINT DEGREE PROGRAM IN PSYCHOLOGY AND LAW, OFFERED IN COLLABORATION WITH GOLDEN GATE UNIVERSITY.DURING 14-15, THE PAU DOCTORAL PROGRAM INCREASED THE NUMBER OF ENROLLED STUDENTS BY 87 AND NONE WITHDREW. THE OVERALL WITHDRAWAL PERCENTAGE DID NOT CHANGE. ADDITIONAL OUTCOMES DATA IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION, AND OTHER INSTITUTIONS. 4406292 272310 5595260 PSYD CLINICAL PSYCHOLOGY - PAU OFFERS A FIVE-YEAR ONSITE DOCTORAL PROGRAM IN CLINICAL PSYCHOLOGY, LEADING TO A DOCTOR OF PSYCHOLOGY DEGREE (PSY.D.), WAS APPROVED BY WASC IN 2002. THIS PROGRAM IS IMPLEMENTED IN COLLABORATION WITH THE STANFORD SCHOOL OF MEDICINE DEPARTMENT OF PSYCHIATRY AND BEHAVIORAL SCIENCES. THE PROGRAM, THE PGSP-STANFORD PSY.D. CONSORTIUM, WAS FIRST ACCREDITED BY APA IN 2006 AND WAS RECENTLY REACCREDITED IN 2013 BY APA FOR SEVEN YEARS.DURING 14-15, THE PAU DOCTORAL PROGRAM INCREASED THE NUMBER OF ENROLLED STUDENTS BY 32 AND DID NOT HAVE ANY WITHDRAWALS. ADDITIONAL OUTCOMES DATA IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION AND OTHER INSTITUTIONS. 1432657 214017 GRONOWSKI CENTER -THE GRONOWSKI CENTER IS A PSYCHOLOGY TRAINING CLINIC DEDICATED TO PROVIDING COMPASSIONATE COUNSELING, SYCHOTHERAPY AND ASSESSMENT SERVICES TO ADULTS, OLDER ADULTS, COUPLES, ADOLESCENTS, CHILDREN AND FAMILIES IN SANTA CLARA COUNTY AND SAN MATEO COUNTY.THE CLINIC OFFERS SERVICES ON A SLIDING SCALE BASIS AS A PART OF ITS COMMUNITY MISSION. SERVICES ARE PROVIDED BY DOCTORAL LEVEL PSYCHOLOGY STUDENTS UNDER THE SUPERVISION OF LICENSED PSYCHOLOGISTS. 1432657 214017 23344096 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 63 0 1 535 1 0 0 0 0 0 0 0 0 0 0 X 33 32 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JUNE KLEIN 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 CAROLYN CLINE TRUSTEE 3.00 X 0 0 0 MARTIN DODD TRUSTEE 3.00 X 0 0 0 DERRICK FELTON TRUSTEE 3.00 X 0 0 0 RITA FRENCH TRUSTEE 3.00 X 0 0 0 JEFF GEE TRUSTEE 3.00 X 0 0 0 BERTON KEITH TRUSTEE 3.00 X 0 0 0 MICHAEL KERNER TRUSTEE 3.00 X 0 0 0 IRIS KOROL TRUSTEE 3.00 X 0 0 0 DANIEL KOSTENBAUDER TRUSTEE 3.00 X 0 0 0 JOHN KRUMBOLTZ TRUSTEE 3.00 X 0 0 0 MATT LEVINE TRUSTEE 3.00 X 0 0 0 JOSE LLANES TRUSTEE 3.00 X 0 0 0 MARILYN LONERGAN TRUSTEE 3.00 X 0 0 0 RICHARD LONERGAN TRUSTEE 3.00 X 0 0 0 THOMAS MACCALLA TRUSTEE 3.00 X 0 0 0 DEREK MINNO TRUSTEE 3.00 X 0 0 0 NAZ MOTAYAR TRUSTEE 3.00 X 0 0 0 FRED NERVO TRUSTEE 3.00 X 0 0 0 ISRAEL NIV TRUSTEE 3.00 X 0 0 0 JENNIFER ORTHWEIN TRUSTEE 3.00 X 0 0 0 JAMES OTIENO TRUSTEE 3.00 X 0 0 0 STEPHEN PEARCE TRUSTEE 3.00 X 0 0 0 KATHRYN PRYOR TRUSTEE 3.00 X 0 0 0 GORDON RAUSSER TRUSTEE 3.00 X 0 0 0 LAURA ROBERTS TRUSTEE 3.00 X 0 0 0 FRED SEDDIQUI TRUSTEE 3.00 X 0 0 0 GARY SHAPIRO TRUSTEE 3.00 X 0 0 0 ELLEN SHUCK TRUSTEE 3.00 X 0 0 0 WILLIAM SWING TRUSTEE 3.00 X 0 0 0 RALPH WOLFF TRUSTEE 3.00 X 0 0 0 JORGE WONG TRUSTEE 3.00 X 0 0 0 TOM YEH TRUSTEE 3.00 X 0 0 0 LESLIE R KOONCE TRUSTEE (THRU MAY 2015) 3.00 X 0 0 0 RAQUEL H NEWMAN TRUSTEE (THRU MAY 2015) 3.00 X 0 0 0 ALLEN CALVIN PRESIDENT 40.00 X X 460206 0 184016 WILLIAM FROMING PROVOST 40.00 X 320836 0 27649 JUNE KLEIN VP BUSINESS AFFAIRS/ CFO 40.00 X 204967 0 32311 ELIZABETH HILT VP STUDENT SERVICES 40.00 X 142472 0 23472 LULI EMMONS VP OFFICE OF PROF ADVISING & DEV'T 40.00 X 186365 0 22915 ROBERTS RUSSELL PROFESSOR 40.00 X 243593 0 27320 RICARDO MUNOZ PROFESSOR 40.00 X 240924 0 12686 CHRISTOPHER WEAVER PROFESSOR 40.00 X 230167 0 18745 JAMES BRECKENRIDGE DEAN 40.00 X 231033 0 12588 KIMBERLY BALSAM ASSOCIATE PROFESSOR 40.00 X 199841 0 19870 2460404 0 381572 43 0 1 0 STANFORD UNIVERSITY 401 QUARRY ROAD RM 3213 STANFORD CA 94305 CONSORTIUM 3083559 BECKER MEDIA 2633 TELEGRAPH AVE OAKLAND CA 94612 MARKETING CONSULTING 315305 HOOD & STRONG LLP 100 1ST STREET 14TH FLOOR SAN FRANCISCO CA 94105 AUDITING & ACCOUNTING SERVICES 187700 PAR GLOBAL RESOURCES 2005 DE LA CRUZ BLVD 111 SANTA CLARA CA 95050 OFFICE & MARKETING SUPPLIES 176619 NCS PEARSON INC 13036 COLLECTION CTR DRIVE CHICAGO IL 60693 EDUCATIONAL INFO SERVICES 124210 12 445507 596354 38002 1041861 TUITION 611600 24664881 24664881 COURSE FEES 611600 3805039 3805039 OTHER PROGRAM INCOME 611710 339782 339782 28809702 24426 24426 1197947 1195255 2692 2692 2692 29878681 28809702 0 27118 1280868 1280868 2841975 1960474 881501 12553666 10741929 1668649 143088 548329 433978 107130 7221 473375 389407 77061 6907 1028153 872030 144808 11315 1185385 627032 539558 18795 144671 144671 171300 171300 672255 657962 1791 12502 127350 87958 38468 924 174294 133298 35794 5202 1003660 830232 152148 21280 456232 328078 127084 1070 281507 113706 154370 13431 655098 537063 103058 14977 242704 242704 CONSORTIUM PAYMENTS 2988064 2988064 MEALS AND ENTERTAINMENT 473667 224754 221834 27079 ACK. & COMMUNITY RELATI 414039 180892 228556 4591 TEMPORARY AGENCIES 157488 88185 69303 1633342 868186 747868 17288 29507422 23344096 5857656 305670 1980302 2587449 1166614 1151611 1809170 1562223 7630582 6657774 585936 389620 11639693 3260183 8480190 8379510 927687 929456 225795 335149 256444 410741 23062720 22403533 1787939 1392556 7552364 6745768 541141 699124 9881444 8837448 X 11476517 11886104 1022773 997186 681986 682795 13181276 13566085 23062720 22403533 371259 13550 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1321495 59421 29650 7952 1402614 1161012 149817 10666 1321495 1110798 22554 27660 1161012 1096045 12662 2091 1110798 1080810 6734 8501 1096045 0.51320 0.48680 0.00000 0 0 2950000 2950000 4596394 640318 3956076 16534 8543 7991 3062777 1832130 1230647 1013988 779192 234796 8379510 PAYABLE TO LENDERS FOR EXCESS FUNDS TO STUDENTS 14616 LEASE PAYABLE 31175 DEFERRED COMPENSATION 653333 699124 X 28611363 13550 -1280868 -1267318 29878681 0 29878681 28226554 0 28226554 1280868 1280868 29507422 PART V, LINE 4: THE UNIVERSITY'S ENDOWMENTS CONSIST OF EIGHT INDIVIDUAL FUNDS, ALL ESTABLISHED TO GENERATE SUPPORT FOR THE UNIVERSITY'S GENERAL OPERATIONS, TUITION ASSISTANCE AND PROGRAMS. ITS ENDOWMENT INCLUDES DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. PART X, LINE 2: THE UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXES ON RELATED ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. AS OF JULY 31, 2015 AND 2014, MANAGEMENT EVALUATED THE UNIVERSITY'S TAX POSITIONS AND CONCLUDED THAT THE UNIVERSITY HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FS -1,280,868. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FS 1,280,868. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THIS INFORMATION IS INCLUDED IN THE STUDENT HANDBOOK, ON THE PALO ALTO UNIVERSITY WEBSITE, AND IN ALL RECRUITMENT MATERIALS FOR PROSPECTIVE STUDENTS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AID UNDER TITLE IV OF THE STUDENT FINANCIAL ASSISTANCE PROGRAM. THE PROGRAMS THAT THE UNIVERSITY PARTICIPATES IN ARE THE FEDERAL FAMILY EDUCATION LOAN PROGRAM (WHICH INCLUDES FEDERAL STAFFORD SUBSIDIZED, UNSUBSIDIZED AND EXTENDED UNSUBSIDIZED LOANS) AND THE FEDERAL WORK STUDY PROGRAM. 1 SCHOLARSHIPS, GRANTS AND FINANCIAL AIDS 263 1280868 PART I, LINE 2: THE ORGANIZATION PROVIDES FINANCIAL AID ONLY TO QUALIFIED STUDENTS ENROLLED AT THE UNIVERSITY. THE ADMISSIONS DEPARTMENT IS RESPONSIBLE FOR MANAGING THE FELLOWSHIP AND SCHOLARSHIP ALLOCATION FOR NEW STUDENTS. THE FACULTY AND THE ADMISSIONS DEPARTMENT WORK TOGETHER TO AWARD FELLOWSHIPS OR SCHOLARSHIPS TO NEW STUDENTS. X X X X X 0 1 0 0 0 0 0 0 0 ALLEN CALVIN PRESIDENT 441106 0 0 0 19100 0 182536 0 1480 0 644222 0 160000 0 WILLIAM FROMING PROVOST 319836 0 1000 0 0 0 16098 0 11551 0 348485 0 0 0 JUNE KLEIN VP BUSINESS AFFAIRS/ CFO 204967 0 0 0 0 0 10248 0 22063 0 237278 0 0 0 ELIZABETH HILT VP STUDENT SERVICES 142472 0 0 0 0 0 7124 0 16348 0 165944 0 0 0 LULI EMMONS VP OFFICE OF PROF ADVISING & DEV'T 156940 0 24250 0 5175 0 9059 0 13856 0 209280 0 0 0 ROBERTS RUSSELL PROFESSOR 213662 0 23750 0 6181 0 12071 0 15249 0 270913 0 0 0 RICARDO MUNOZ PROFESSOR 239324 0 1000 0 600 0 11572 0 1114 0 253610 0 0 0 CHRISTOPHER WEAVER PROFESSOR 214765 0 8200 0 7202 0 11158 0 7587 0 248912 0 0 0 JAMES BRECKENRIDGE DEAN 229433 0 1000 0 600 0 11522 0 1066 0 243621 0 0 0 KIMBERLY BALSAM ASSOCIATE PROFESSOR 179978 0 9350 0 10513 0 9392 0 10478 0 219711 0 0 0 PART I, LINE 4B PART I, QUESTION 4B: ALLEN CALVIN, PRESIDENT, RECEIVED IRC SECTION 457(F) DEFERRED COMPENSATION OF $160,000. X 2 38002 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS REFLECTS THE NUMBER OF DONORS, NOT THE NUMBER OF ITEMS DONATED. FORM 990, PART VI, SECTION A, LINE 2 RICHARD LONERGAN, TRUSTEE, AND MARILYN LONERGAN, TRUSTEE, ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11 THE COMPLETED FORM 990 WAS REVIEWED AND PREPARED BY THE CONTROLLER. AFTER THE CONTROLLER REVIEWED, THE CFO REVIEWED. ANY CHANGES WERE GIVEN TO THE ACCOUNTING FIRM. THE REVISED FORM 990 WAS REVIEWED BY THE BOARD OF TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS/TRUSTEES, AND KEY EMPLOYEES ARE REQUIRED TO REVIEW AND SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. THE ORGANIZATION'S GOVERNING BODY DETERMINES WHETHER A CONFLICT EXISTS. OFFICERS, DIRECTORS/TRUSTEES, KEY EMPLOYEES AND THE ORGANIZATION'S GOVERNING BODY MONITOR FOR CONFLICT. RESTRICTIONS ARE IMPOSED ON A CASE BY CASE BASIS IF THERE IS A CONFLICT WITH DIRECTION FROM LEGAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 PAU CONDUCTED ANNUAL CEO AND CFO COMPENSATION REVIEW BASED ON MARKET COMPENSATION REVIEW DATA. THIS RESULTED IN THE PREPARATION OF A COMPENSATION REPORT AND UPDATE TO THE COMPENSATION PLAN. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE ON PALO ALTO UNIVERSITY WEBSITE AND AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D).