2016-05-16T14:46:24-05:00 2015-06-30 341884125 CBIZ MHM LLC 3101 N CENTRAL AVE STE 300 PHOENIX AZ 85012 990 2014-07-01 711018775 RECOVERY INNOVATIONS INC RECO 6026501212 2701 N 16TH STREET 316 PHOENIX AZ 85006 BENJAMIN BAXTER CFO 6026501212 2016-05-16 1 AMY A O'LOUGHLIN P00869687 6022646835 2014 2016-08-17 19:52:53Z RI INTERNATIONAL DAVID COVINGTON 2701 N 16TH STREET 316 PHOENIX AZ 85006 44914982 0 X WWW.RIINTERNATIONAL.COM X 2006 AZ RECOVERY INNOVATIONS, INC. ("RI OR THE ORGANIZATION"), INCORPORATED IN THE STATE OF ARIZONA IN... RECOVERY INNOVATIONS, INC. ("RI OR THE ORGANIZATION"), INCORPORATED IN THE STATE OF ARIZONA IN DECEMBER 2006 AS A NON-PROFIT ORGANIZATION, HAS CREATED A NEW PARADIGM OF DELIVERING BEHAVIORAL HEALTH SERVICES THAT FOCUSES ON WELLNESS RATHER THAN THE TRADITIONAL ILLNESS-BASED APPROACH. THROUGH ITS LOCAL NON-PROFIT CORPORATIONS, RECOVERY INNOVATIONS OFFERS A RANGE OF SERVICES IN FOUR PRIMARY AREAS; CRISIS, HEALTH, RECOVERY AND CONSULTING. RECOVERY INNOVATIONS OPERATES RECOVERY-BASED MENTAL HEALTH SERVICES IN FIVE STATES AND NEW ZEALAND AND HAS PROVIDED RECOVERY TRAINING AND TRANSFORMATION CONSULTATION IN 27 STATES AND FIVE COUNTRIES ABROAD.OUR MISSION IS TO EMPOWER PEOPLE TO RECOVER, SUCCEED IN ACCOMPLISHING THEIR GOALS, FIND MEANING AND PURPOSE IN LIFE, AND RECONNECT WITH THEMSELVES AND OTHERS. OUR VISION IS TO ACTIVATE THE NEXT GENERATION OF FRAME-BREAKING HEALTHCARE INNOVATION TO SUPPORT PE 10 10 1095 10 86 -8751 6006 19809 34926076 44731093 22761 -11870 814042 147561 35768885 44886593 667797 772555 0 0 25864666 30837764 0 0 0 7614059 11910875 34146522 43521194 1622363 1365399 17259445 19333819 11420321 12129296 5839124 7204523 X TO CREATE OPPORTUNITIES AND ENVIRONMENTS THAT EMPOWER PEOPLE TO RECOVER, TO SUCCEED IN ACCOMPLISHING THEIR GOALS, AND TO RECONNECT TO THEMSELVES, OTHERS, AND TO MEANING AND PURPOSE IN LIFE. 0 1 8423255 678004 8792991 HEALTH: RI'S OUTPATIENT SERVICES INCLUDE HOUSING, COMMUNITY BUILDING, RECOVERY EDUCATION, AND SEVERAL TRANSITION MANAGEMENT PROGRAMS; AN AREA OF GREAT STRENGTH FOR RI. OUR PROGRAMS ARE FOCUSED ON INCREASING EDUCATION AND EMPLOYMENT OPPORTUNITIES, AS WELL AS ASSISTING WITH SHORT AND LONGER TERM HOUSING TO HELP EASE OUR PARTICIPANTS' INTEGRATION WHILE TRANSITIONING BACK INTO THE COMMUNITY. 15583276 18095196 CRISIS: RI'S CRISIS SERVICES INCLUDE RECOVERY RESPONSE CENTERS (CRISIS STABILIZATION PROGRAMS), EVALUATION & TREATMENT (INVOLUNTARY & COURT ORDERED TREATMENT), AND RESPITES. OUR PROGRAMS FOCUS ON CREATING AN ENVIRONMENT IN WHICH EACH PERSON IS TREATED WITH RESPECT, COMPASSION, AND DIGNITY. 11090824 94551 16840883 RECOVERY: RI'S RECOVERY SERVICES INCLUDE WELLNESS CITIES CENTERS PROVIDING INDIVIDUAL AND GROUP PEER SUPPORT, PHYSICAL FITNESS GYMS, AND EDUCATION AND SOCIALIZATION PROGRAMS. PEER BRIDGER/NAVIGATOR OPPORTUNITIES ARE ALSO PROVIDED TO ENSURE SUCCESSFUL COMMUNITY TRANSITION OF OUR PARTICIPANTS (DIVERTING FROM INPATIENT HOSPITALIZATION AND RE ADMISSION). THE RI MODEL HAS HAD A GLOBAL IMPACT ON THE MENTAL HEALTH FIELD SERVING AS A DEMONSTRATION THAT RECOVERY FROM MENTAL ILLNESS AND/OR ADDICTION IS POSSIBLE. USING PRINCIPLES AND PRACTICES THAT CREATE RECOVERY OPPORTUNITIES, RI OFFERS WE'RE PLACING AN EMPHASIS ON DEMONSTRATING MEASURABLY BOTH THE RECOVERY AND COST SAVINGS BENEFITS OF THESE PROGRAMS. 1262038 1149498 CONSULTING: WITH THE LARGEST PRIVATE PEER WORKFORCE IN THE WORLD (600+ AND GROWING), RECOVERY INNOVATIONS HAS BEEN A RECOGNIZED LEADER IN THE DEVELOPMENT OF A SOPHISTICATED AND EFFECTIVE PEER SUPPORT WORKFORCE. THE CORE OF THIS SUCCESS IS OUR SIGNATURE PEER EMPLOYMENT (CERTIFIED PEER SPECIALIST) TRAINING. IT'S ENGAGING, CHALLENGING AND TRANSFORMATIVE, AND HOLDS THE HIGH EXPECTATION THAT PEOPLE WITH SIGNIFICANT CHALLENGES CAN SUCCEED AT THE HIGHEST LEVEL. IN ADDITION, RI PROVIDES SEVERAL ADDITIONAL RECOVERY TRAINING COURSES AND TRANSFORMATIVE CONSULTATION THROUGHOUT THE UNITED STATES AND ACROSS THE GLOBE. 1262038 1149498 36359393 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 1 216 0 1 1095 1 1 1 1 NZ 0 0 0 0 0 0 0 0 X 10 10 0 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA AZ X X EVETTE BELTRAN 6026501212 2701 N 16TH STREET SUITE 316 PHOENIX AZ 85006 MICHAEL CASON CHAIRPERSON 0.40 1.20 X X 0 0 0 WILLIAM S JAMES MD VICE CHAIRPERSON 0.40 1.20 X X 0 0 0 BRUCE HARVEY SECRETARY 0.40 1.20 X X 0 0 0 JAMES ZIMMER CPA TREASURER 0.40 1.20 X X 0 0 0 WILLIAM ANTHONY MEMBER 0.40 1.20 X 0 0 0 LAURA M LAWLESS-ROBERTSON MEMBER 0.40 1.20 X 0 0 0 ELEANOR OWEN MEMBER 0.40 1.20 X 0 0 0 ELISABETH WILCOX MEMBER 0.40 1.20 X 0 0 0 STEVE FASICK MEMBER 0.40 1.20 X 0 0 0 SHANNON JACCARD MEMBER 0.40 1.20 X 0 0 0 EUGENE JOHNSON FORMER PRESIDENT/CEO 40.00 1.20 X 350000 0 7541 RANDALL LITTLE VP/CHIEF FINANCIAL OFFICER 40.00 1.20 X 153307 0 18713 DAVID W COVINGTON CEO/DEPUTY CEO 40.00 1.20 X 80920 0 3968 DR JENNIFER HINKEL FORMER VP/CHIEF OPERATING OFFICER 40.00 X 166077 0 11335 MARY L KROLIK PSYCHIATRIST 40.00 X 214149 0 14013 ALICE PLUMMER MEDICAL DIRECTOR 40.00 X 250218 0 14812 EMILY A NORRIS NURSE PRACTITIONER 40.00 X 199522 0 21822 DANIEL P CHAFETZ NURSE PRACTITIONER 40.00 X 179217 0 443 1593410 0 92647 28 0 1 0 DUNHILL DEVELOPMENT & CONSTRUCTION 2400 AUGUSTA DR 340 HOUSTON TX 77057 CONSTRUCTION 684254 DL WITHERS CONSTRUCTION 3220 E HARBOUR DR PHOENIX AZ 85034 CONSTRUCTION 180648 DELL MARKETING LP MS RR8-07 ROUND ROCK TX 78682 MARKETING 178643 RED OAK DRIVE LLC 17506 RED OAK DR HOUSTON TX 77090 PHARMACEUTICALS 165453 VERNON BARKSDALE MD PC 8912 E PINNACLE PEAK RD 503 SCOTTSDALE AZ 85255 PSYCHIATRY 161227 5 3500 16309 19809 FEE FOR SERVICES 541610 36754443 36754443 RECOVERY RESPONSE CTR 624100 6861327 6861327 CONSULTING/TRAINING 541610 1115323 1115323 44731093 13728 13728 146281 0 146281 146281 146281 25598 -25598 -25598 -25598 4071 2791 1280 1194 86 44886593 44878568 86 -11870 772555 772555 614449 507919 106530 24777663 20607831 4169832 59717 30849 28868 3249275 2730513 518762 2136660 1787653 349007 408473 140291 268182 70688 7158 63530 2524033 1722922 801111 428913 297729 131184 3494983 3448652 46331 1262755 1026599 236156 86196 47791 38405 176564 168312 8252 508623 366672 141951 525277 500694 24583 PROGRAM SUPPLIES 932700 932681 19 PROGRAM SERVICES 522970 418830 104140 TELEPHONE 494892 388384 106508 EQUIPMENT LEASE/MAINT. 404970 386520 18450 68838 68838 43521194 36359393 7161801 0 3430811 4243596 1187369 13674 2774326 2513831 17407 24433 590182 876704 12623072 1480943 8538050 11142129 4855 0 515994 287919 200451 231533 17259445 19333819 3017559 3257666 659747 558262 5589936 5200001 2153079 3113367 11420321 12129296 X 5839124 7204523 5839124 7204523 17259445 19333819 1365399 0 X 0 1 X 1 1 1 X 1118 48492 400 6006 19809 75825 14261160 21831840 27603341 34932693 44736172 143365206 14262278 21880332 27603741 34938699 44755981 143441031 0 3298924 3122983 3019583 1951879 74378 11467747 3298924 3122983 3019583 1951879 74378 11467747 131973284 262121 1174935 1344500 821068 160009 3762633 262121 1174935 1344500 821068 160009 3762633 14524399 23055267 28948241 35759767 44915990 147203664 0.89650 0.83140 0.02560 0.03280 X 5989729 647285 5342444 5138765 415583 4723182 745468 418075 327393 749110 749110 11142129 TENANT DEPOSITS 40255 INTERCOMPANY PAYABLES 1806381 LEASE OBLIGATIONS 1266731 3113367 X 49214352 4327759 4327759 44886593 0 44886593 46146232 2637507 2637507 43508725 12469 12469 43521194 PART X, LINE 2: THE ORGANIZATION EVALUATES ITS UNCERTAIN TAX POSITIONS, IF ANY, ON A CONTINUAL BASIS THROUGH REVIEW OF ITS POLICIES AND PROCEDURES AND DISCUSSIONS WITH OUTSIDE EXPERTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED BY AFFILIATES 4,340,228. PARTNERSHIP LOSS -12,469. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED BY AFFILIATES 2,637,507. PART XII, LINE 4B - OTHER ADJUSTMENTS: PARTNERSHIP LOSS 12,469. EAST ASIA AND THE PACIFIC 1 13 PROGRAM SERVICES HEALTHCARE 10875 NORTH AMERICA 0 0 PROGRAM SERVICES HEALTHCARE 1492346 1 13 0 0 1 13 1503221 0 1503221 0 0 0 0 0 0 PART I, LINE 3, COLUMN F THE ORGANIZATION ACCOUNTS FOR ITS EXPENDITURES ON THE ACCRUAL BASIS. 1 SUPPORTED HOUSING & TEMPORARY HALFWAY HOUSING 772555 PART I, LINE 2: ALL HOUSING SUBSIDIES ARE PAID DIRECTLY TO THE HOUSING PROVIDER. PARTICIPANTS MUST MEET CERTAIN QUALIFICATIONS THAT ARE VERIFIED BEFORE HOUSING IS PROVIDED. AT YEAR-END, THERE IS A RECONCILIATION BETWEEN REVENUE RECEIVED AND ENCOUNTERS PROVIDED. X X X X X 0 1 0 0 0 0 0 0 0 EUGENE JOHNSON FORMER PRESIDENT/CEO 350000 0 0 0 0 0 7525 0 16 0 357541 0 747973 0 RANDALL LITTLE VP/CHIEF FINANCIAL OFFICER 147699 0 0 0 5608 0 2931 0 15782 0 172020 0 0 0 DR JENNIFER HINKEL FORMER VP/CHIEF OPERATING OFFICER 165527 0 0 0 550 0 5110 0 6225 0 177412 0 0 0 MARY L KROLIK PSYCHIATRIST 213349 0 0 0 800 0 5435 0 8578 0 228162 0 0 0 ALICE PLUMMER MEDICAL DIRECTOR 249143 0 0 0 1075 0 3332 0 11480 0 265030 0 0 0 EMILY A NORRIS NURSE PRACTITIONER 198414 0 0 0 1108 0 6191 0 15631 0 221344 0 0 0 DANIEL P CHAFETZ NURSE PRACTITIONER 179217 0 0 0 0 0 0 0 443 0 179660 0 0 0 PART I, LINE 4B DEFERRED COMPENSATION PLAN THE ORGANIZATION SPONSORED A DEFERRED COMPENSATION PLAN. THE PLAN BENEFITED CERTAIN KEY EMPLOYEES IDENTIFIED BY THE BOARD OF DIRECTORS. PARTICIPANTS WERE 100% VESTED AFTER ONE YEAR OF SERVICE AND MANAGED THEIR OWN ACCOUNTS SUBJECT TO PLAN PROVISIONS. IN SEPTEMBER 2014 THE PARTICIPANTS WITHDREW THEIR INVESTMENTS FROM THE PLAN AND THEIR INVESTMENT ACCOUNTS WERE CLOSED. THE COMPENSATION IS REPORTED IN PART II, COLUMN (F). LORI MAY ASHCRAFT SEE PART V 145642 SEE PART V 0 STEVEN FASICK SEE PART V 190492 SEE PART V 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:THE PRESIDENT/CEO, EUGENE JOHNSON, HAS A FAMILY RELATIONSHIP WITH LORI MAY ASHCRAFT, EXECUTIVE DIRECTOR OF RECOVERY OPPORTUNITY CENTER, LLC.(D) DESCRIPTION OF TRANSACTION: COMPENSATION PAYMENTS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:BOARD MEMBER, STEVEN FASICK, IS THE OWNER OF FASICK HOLDINGS. RII RENTS SPACE FROM FASICK HOLDINGS.(D) DESCRIPTION OF TRANSACTION: RENT PAYMENTS FORM 990, PART III, LINE 3 THE ORGANIZATION TRANSFERRED THE PROGRAMS OPERATED BY ITS WHOLLY OWNED SUBSIDIARIES TO ITSELF IN ORDER TO BETTER MANAGE THE DIVERSE SERVICES IT IS OFFERING. FORM 990, PART VI, SECTION A, LINE 4 THE BOARD OF DIRECTORS AMENDED THE ORGANIZATION'S BYLAWS AND MADE THE FOLLOWING SIGNIFICANT CHANGES: THE BOARD SHALL APPOINT AN EXECUTIVE COMMITTEE TO CONSIST OF BETWEEN THREE AND FIVE MEMBERS OF THE BOARD, INCLUDING THE CHAIRPERSON, PRESIDENT/CEO, AND TREASURER OF THE BOARD TOGETHER WITH SUCH OTHER MEMBERS AS MAY BE DESIGNATED BY THE BOARD. THE BYLAWS PROVIDE ADDITIONAL INFORMATION REGARDING THE PROCEDURE OF TAKING ACTION WITHOUT A MEETING. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND IS REVIEWED BY THE BOARD BEFORE FINALIZING AND FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH BOARD MEMBER MUST REVIEW THE CONFLICT OF INTEREST STATEMENT AND DISCLOSE ANY POTENTIAL CONFLICT BETWEEN A BOARD MEMBER'S OBLIGATIONS TO THE ORGANIZATION AND THE BOARD MEMBER'S PERSONAL, BUSINESS OR OTHER INTERESTS. WHEN A PERSONAL, BUSINESS, OR OTHER INTEREST EXISTS WHEREBY A DIRECTOR OR OFFICER MAY BE AFFECTED BY A BOARD OF DIRECTOR'S ACTION OR BY DOING BUSINESS WITH THE CORPORATION, THE DIRECTOR OFFICER SHALL MAKE ALL CIRCUMSTANCES KNOWN TO THE BOARD OF DIRECTORS AT A REGULARLY SCHEDULED MEETING. THE MINUTES WILL REFLECT THE DISCUSSION AND RESOLUTION OF THE MATTER. UPON A VOTE OF DISINTERESTED MEMBERS OF THE BOARD OF DIRECTORS, THE INDIVIDUAL THAT HAS THE CONFLICT OF INTEREST MAY BE REQUIRED (A) ABSTAIN FROM VOTING ON THE MATTER, (B) ABSTAIN FROM PARTICIPATING IN THE DISCUSSION OF THE MATTER; AND/OR (C) NOT BE PRESENT DURING THE MEETING WHEN THE MATTER DISCUSSED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION REVIEWED THE COMPENSATION INFORMATION ON THE FORM 990 OF COMPARABLE NON-PROFITS TO HELP IN DETERMINING THE LEVELS OF COMPENSATION OF ITS EXECUTIVE STAFF. THE SALARY PACKAGE WAS PRESENTED TO THE BOARD OF DIRECTORS FOR THEIR REVIEW AND APPROVAL. THE DECISION WAS NOTED IN THE MINUTES OF THE BOARD MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS ARTICLES OF INCORPORATION, BY-LAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990 IS ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE RECOVERY OPPORTUNITY CENTER LLC 2701 N 16TH STREET SUITE 316 PHOENIX AZ 85006 711019072 MENTAL HEALTH AZ 1466130 1153905 N/A RI PROPERTIES LLC 2701 N 16TH STREET SUITE 316 PHOENIX AZ 85006 711018775 RENTAL AZ 1912552 9033448 N/A RECOVERY JOURNEY LLC 2701 N 16TH STREET SUITE 316 PHOENIX AZ 85006 462317406 SOFTWARE DEVELOPMENT AZ 642706 821992 N/A RECOVERY INNOVATIONS OF ARIZONA INC 2701 N 16TH STREET SUITE 316 PHOENIX AZ 85006 860671446 MENTAL HEALTH AZ 501(C)(3) LINE 9 N/A 1 RECOVERY INNOVATIONS OF CALIFORNIA INC 2047 EL CAJON BLVD SAN DIEGO CA 92104 208399176 MENTAL HEALTH CA 501(C)(3) LINE 9 N/A 1 RECOVERY INNOVATIONS OF NORTH CAROLINA 300 PARKVIEW DRIVE WEST HENDERSON NC 27536 208516593 MENTAL HEALTH NC 501(C)(3) LINE 9 N/A 1 0 0 0 1 1 0 0 0 0 1 0 1 0 1 1 1 1 0 0