2016-07-29T08:48:32-05:00 2015-09-30 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2014-10-01 530196573 AMERICAN COUNCIL ON EDUCATION AMER 2029399330 ONE DUPONT CIRCLE NW WASHINGTON DC 200361193 MARGARET C BROAD PRESIDENT 2029399330 2016-07-19 1 DAVID TRIMNER P00444822 5712279500 2014 2016-12-15 16:53:06Z MARGARET C BROAD ONE DUPONT CIRCLE NW WASHINGTON DC 200361193 47650145 0 X WWW.ACENET.EDU X 1918 DC CONSENSUS LEADER ON HIGHER EDUCATION ISSUES & COORDINATING BODY FOR UNITED STATES HIGHER ED. 34 34 232 40 511527 -413884 30491199 29343065 14235276 14745331 1495353 2146905 673056 826349 46894884 47061650 14825891 11936026 0 0 24124012 24226097 0 0 792942 12469958 14059106 51419861 50221229 -4524977 -3159579 97694991 88322574 27459923 23783339 70235068 64539235 X THE AMERICAN COUNCIL ON EDUCATION (ACE) IS THE MAJOR COORDINATING BODY FOR HIGHER EDUCATION IN THE UNITED STATES. FOUNDED IN 1918, ACE SEEKS TO PROVIDE LEADERSHIP AND A UNIFYING VOICE ON KEY HIGHER EDUCATION ISSUES AND TO INFLUENCE PUBLIC POLICY THROUGH REPRESENTATION, RESEARCH, AND PROGRAM INITIATIVES. ACE AIMS TO FOSTER GREATER COLLABORATION AND NEW PARTNERSHIPS WITHIN AND OUTSIDE THE HIGHER EDUCATION COMMUNITY TO HELP COLLEGES AND UNIVERSITIES ANTICIPATE AND ADDRESS THE CHALLENGES OF THE 21ST CENTURY AND CONTRIBUTE TO A STRONGER NATION AND A BETTER WORLD. ACE VALUES INCLUSIVENESS AND DIVERSITY, RECOGNIZES HIGHER EDUCATION'S RESPONSIBILITY TO SOCIETY, AND EMBRACES THE BELIEF THAT WIDESPREAD ACCESS TO EXCELLENT POSTSECONDARY EDUCATIONAL OPPORTUNITIES IS THE CORNERSTONE OF A DEMOCRATIC SOCIETY. 0 0 20999722 11358917 7043145 PROFESSIONAL DEVELOPMENT PROGRAMS: THESE PROGRAMS PROVIDE VALUABLE OPPORTUNITIES FOR INDIVIDUAL AND INSTITUTIONAL DEVELOPMENT. THE EXECUTIVE LEADERSHIP GROUP OFFERS CRITICAL NETWORKING AND EDUCATIONAL PROGRAMMING FOR SENIOR-LEVEL CAMPUS LEADERS WITH SPECIAL FOCUS ON PRESIDENTS, CHIEF ACADEMIC OFFICERS, VICE PRESIDENTS, AND OTHERS. THE EMERGING LEADERS GROUP OFFERS LEADERSHIP DEVELOPMENT PROGRAMS AND NETWORKING OPPORTUNITIES FOR MID-LEVEL ADMINISTRATORS. THE INCLUSIVE EXCELLENCE GROUP HELPS FOSTER GREATER DIVERSITY AND INCLUSION IN HIGHER EDUCATION THROUGH LEADERSHIP DEVELOPMENT AND EDUCATIONAL PROGRAMS DESIGNED TO BROADEN THE HIGHER EDUCATION PIPELINE AS WELL AS RESEARCH INITIATIVES FOCUSED ON ANALYZING EMERGING TRENDS ON THE STATUS OF UNDERREPRESENTED GROUPS IN HIGHER EDUCATION. BECAUSE ACE RECOGNIZES THAT GLOBAL PERSPECTIVES ARE CRITICAL TO SOLVING CONTEMPORARY PROBLEMS, ENSURING ACADEMIC EXCELLENCE AND PREPARING A WORLD-CLASS WORKFORCE, ITS INTERNATIONAL INITIATIVES PROGRAMS AND SERVICES ARE INTERTWINED WITH BROADER LEADERSHIP DEVELOPMENT PROGRAMS IN COOPERATIVE AGREEMENT WITH THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT COORDINATES ENGAGEMENT OF THE U.S. HIGHER EDUCATION COMMUNITY WITH ORGANIZATIONS OVERSEAS TO ADDRESS DEVELOPMENT CHALLENGES. 8134097 577109 1910697 CENTER FOR EDUCATION ATTAINMENT AND INNOVATION: FOR MORE THAN 65 YEARS, THE AMERICAN COUNCIL ON EDUCATION (ACE) HAS BEEN A NATIONAL LEADER IN THE EVALUATION OF EDUCATION AND TRAINING OBTAINED OUTSIDE THE CLASSROOM. ITS WORK ENSURES THE VALIDITY OF NONTRADITIONAL LEARNING AND ADULT ACCESS TO AND SUCCESS IN POSTSECONDARY EDUCATION AND THE WORKFORCE. THE CENTER FOR EDUCATION ATTAINMENT AND INNOVATION ADDRESSES ADULT LEARNING CHALLENGES WITH A RANGE OF ACTIVITIES THAT INCLUDE NATIONAL INITIATIVES, RESEARCH PROGRAMS, SERVICES, ONLINE RESOURCES, WORKSHOPS AND PUBLICATIONS. THROUGH THESE MEANS, INCLUDING THE COLLEGE CREDIT RECOMMENDATION SERVICE AND EVALUATION OF MILITARY COURSES AND OCCUPATIONS, THE CENTER FOR EDUCATION ATTAINMENT AND INNOVATION HELPS ADULTS OBTAIN ACADEMIC CREDIT FOR FORMAL COURSES AND EXAMINATIONS TAKEN OUTSIDE TRADITIONAL COLLEGES AND UNIVERSITIES. IN CONJUNCTION WITH THESE PROGRAMS, THE CENTER'S REGISTRY SERVICES PROVIDE TRANSCRIPTS FOR ADULT LEARNERS WHO HAVE TAKEN ACE-EVALUATED CORPORATE AND MILITARY PROGRAMS. THE CENTER ALSO ENGAGES IN POLICY WORK THAT ADVANCES LIFELONG LEARNING FOR ADULTS ACROSS NUMEROUS SECTORS NATIONWIDE. MOST RECENTLY, ACE HAS BEEN INVOLVED WITH PROGRAMS TO SUPPORT ACTIVE DUTY MILITARY AS WELL AS VETERANS. THROUGH GRANT-FUNDED PROJECTS, ACE HAS CREATED A TOOLKIT FOR VETERAN-FRIENDLY INSTITUTIONS AND PROVIDES SERVICES TO WOUNDED MILITARY PERSONNEL AT BETHESDA WALTER REED. 4305849 1332 GOVERNMENT RELATIONS AND PUBLIC AFFAIRS: COORDINATES AND PUBLICIZES THE EFFORTS OF THE HIGHER EDUCATION COMMUNITY IN REPRESENTING ITS CONCERNS TO THE FEDERAL GOVERNMENT. ACE PREPARES TESTIMONY FOR CONGRESSIONAL HEARINGS, COMMENTS ON PROPOSED FEDERAL LEGISLATION AND REGULATIONS, AND FILES AMICUS CURIAE BRIEFS ON COURT CASES WITH IMPORTANT IMPLICATIONS FOR HIGHER EDUCATION. A KEY BENEFIT OF ACE MEMBERSHIP IS ACCESS TO HIGHER EDUCATION RESEARCH AND PUBLICATIONS. ACE PUBLISHES PAPERS, MONOGRAPHS, RESEARCH REPORTS AND BOOKS ON THE TOPICS OF STUDENT FINANCIAL AID, DEMOGRAPHIC TRENDS IN HIGHER EDUCATION, ACADEMIC PREPARATION FOR COLLEGE, AND THE COLLEGE PRESIDENCY, AMONG OTHER TOPICS. ANOTHER MEANS OF DISSEMINATION OF THIS INFORMATION IS THE ACE ANNUAL MEETING WHICH IS AN IDEAL SETTING FOR NET WORKING WITH COLLEAGUES AND ADDRESSING FUTURE CHALLENGES OF HIGHER EDUCATION. 6120951 6090411 OTHER PROGRAMS - ACE'S CENTER FOR POLICY RESEARCH AND STRATEGY PROVIDES THOUGHT LEADERSHIP AT THE INTERSECTION OF PUBLIC POLICY AND INSTITUTIONAL STRATEGY. THE CENTER PROVIDES SENIOR COLLEGE LEADERS AND PUBLIC POLICYMAKERS WITH AN EVIDENCE BASE TO RESPONSIBLY PROMOTE EMERGENT PRACTICES IN HIGHER EDUCATION WITH AN EMPHASIS ON LONG-TERM AND SYSTEMIC SOLUTIONS FOR AN EVOLVING HIGHER EDUCATION LANDSCAPE AND CHANGING AMERICAN DEMOGRAPHIC. ACE'S ANNUAL MEETING BRINGS TOGETHER HIGHER EDUCATION LEADERS FROM ALL SECTORS. THE ANNUAL MEETING IS AN EVENT TO NETWORK WITH COLLEAGUES, HEAR ABOUT EMERGING TRENDS FROM NATIONAL THOUGHT LEADERS AND LEARN ABOUT NEW APPROACHES TO CAMPUS CHALLENGES. 6120951 6090411 39560619 1 1 0 1 0 0 0 0 0 0 1 0 1 0 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 373 0 232 1 1 1 0 0 0 0 0 0 0 0 0 X 34 34 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 DC FL NY X JEFF DAVIES 2029399558 ONE DUPONT CIRCLE NW WASHINGTON DC 200361193 ROBERT L CARET SECRETARY THROUGH MARCH 2015 1.00 X X 0 0 0 SUSAN HERBST DIRECTOR 1.00 X 0 0 0 CORNELIUS M KERWIN DIRECTOR 1.00 X 0 0 0 WALLACE D LOH DIRECTOR 1.00 X 0 0 0 DIANA NATALICIO DIRECTOR 1.00 X 0 0 0 RICHARD J PAPPAS DIRECTOR 1.00 X 0 0 0 DAVID WILSON DIRECTOR 1.00 X 0 0 0 CHRISTOPHER B HOWARD DIRECTOR 1.00 X 0 0 0 MARY E LYONS DIRECTOR 1.00 X 0 0 0 NANCY J MCCALLIN SECRETARY BEGINNING APRIL 2015 1.00 X 0 0 0 JUDY C MINER DIRECTOR 1.00 X 0 0 0 TOMAS D MORALES DIRECTOR 1.00 X 0 0 0 JAMES H MULLEN JR IMMEDIATE PAST CHAIR 1.00 X 0 0 0 SANFORD C SHUGART DIRECTOR 1.00 X 0 0 0 NANCY L ZIMPHER DIRECTOR 1.00 X 0 0 0 JOHN M DUNN DIRECTOR 1.00 X 0 0 0 ELSON S FLOYD DIRECTOR 1.00 X 0 0 0 JOHN ANDERSON FRY DIRECTOR 1.00 X 0 0 0 MARIE FOSTER GNAGE DIRECTOR 1.00 X 0 0 0 BRICE W HARRIS DIRECTOR 1.00 X 0 0 0 RENU KHATOR CHAIR 1.00 X X 0 0 0 L RAFAEL REIF DIRECTOR 1.00 X 0 0 0 BARBARA R SNYDER DIRECTOR 1.00 X 0 0 0 RITA M CEPEDA DIRECTOR 1.00 X 0 0 0 STEPHEN JORDAN DIRECTOR 1.00 X 0 0 0 EDWARD J RAY DIRECTOR 1.00 X 0 0 0 ROBERT A BROWN DIRECTOR 1.00 X 0 0 0 DENNIS H HOLTSCHNEIDER DIRECTOR 1.00 X 0 0 0 JOHN J DEGIOIA VICE CHAIR/CHAIR-ELECT 1.00 X X 0 0 0 JAMES B MILLIKEN DIRECTOR 1.00 X 0 0 0 RICHARD EKMAN DIRECTOR 1.00 X 0 0 0 CAROLYN W MEYERS DIRECTOR 1.00 X 0 0 0 PAMELA R FOX DIRECTOR 1.00 X 0 0 0 MICHAEL V REILLY DIRECTOR 1.00 X 0 0 0 ELLIOTT SHORE DIRECTOR 1.00 X 0 0 0 DARRELL G KIRCH DIRECTOR 1.00 X 0 0 0 PHILIP BOROUGHS DIRECTOR 1.00 X 0 0 0 E GORDON GEE DIRECTOR 1.00 X 0 0 0 R BARBARA GITENSTEIN DIRECTOR 1.00 X 0 0 0 RUFUS GLASPER DIRECTOR 1.00 X 0 0 0 KATHLEEN MCCARTNEY DIRECTOR 1.00 X 0 0 0 CAROL GEARY SCHNEIDER DIRECTOR 1.00 X 0 0 0 A CLAYTON SPENCER DIRECTOR 1.00 X 0 0 0 HAROLD MARTIN DIRECTOR 1.00 X 0 0 0 ELOY ORTIZ OAKLEY DIRECTOR 1.00 X 0 0 0 KENNETH E PEACOCK DIRECTOR 1.00 X 0 0 0 MARGARET BROAD EX OFFICIO 35.00 X 647935 0 190868 TERRY HARTLE SR VP, DGPA 35.00 X 376230 0 73368 JEFFREY DAVIES VP FOR FINANCE 35.00 X 333744 0 41351 PATTI PETERSON PRESIDENTIAL ADVISOR/GLOBAL INITIATIVES 28.00 X 336989 0 32462 TIMOTHY MCDONOUGH VP, COMMUNICATIONS & MARKETING 35.00 X 312708 0 57158 ADA MELOY GENERAL COUNSEL 35.00 X 298894 0 39039 KARA FREEMAN VP, ADMINISTRATION & CIO 35.00 X 319185 0 41655 NICOLE CHESTANG VP & CHIEF STRATEGIST 35.00 X 286838 0 26942 LOUIS SOARES VP, CPRS 35.00 X 246169 0 52098 CATHY SANDEEN VP, CEAI 35.00 X 256820 0 39766 PHILIP ROGERS VP & CHIEF OF STAFF 35.00 X 219618 0 39884 SONYA WILLIAMS VP, CHIEF HR OFFICER 35.00 X 221519 0 41457 KEVIN REILLY PRESIDENTIAL ADVISOR/LEADERSHIP PROG 35.00 X 202500 0 0 JEFF JOHNSON AVP, ADVANCEMENT 35.00 X 170596 0 43316 MOSES YOMI AVP, FINANCE & BUDGET 35.00 X 173275 0 39312 DANIEL MADZELAN AVP, GOVERNMENT RELATIONS 35.00 X 181075 0 9365 DEBORAH SEYMOUR AVP, CEAI 35.00 X 166204 0 28440 BRADLEY FARNSWORTH AVP, CIGE 35.00 X 164094 0 33853 LORELLE ESPINOSA AVP, CPRS 35.00 X 161576 0 25423 JOAN WODISKA FORMER VP, LEADERSHIP PROGRAMS 1.00 X 151201 0 8031 TULLY CORNICK EXECUTIVE DIRECTOR 35.00 X 189583 0 38723 BURNETT ANDREA SR DIRECTOR, ITS 35.00 X 188097 0 35094 ARMOUR MICHELLE DIRECTOR ACCOUNTING SYSTEMS 35.00 X 182501 0 35372 PIERRELOUIS JEANNE-MARIE DEPUTY EXECUTIVE DIRECTOR 35.00 X 167513 0 45570 HICKEY ANNE DIRECTOR, GOVERNMENT RELATIONS 35.00 X 164211 0 34158 6119075 0 1052705 59 0 1 0 BROADPOINT TECHNOLOGIES INC 7501 WISCONSIN AVE SUITE 720 WEST BETHESDA MD 20814 CONSULTING 1113756 ABOUT WEB LLC 6177 EXECUTIVE BLVD ROCKVILLE MD 20852 CONSULTING 237078 HOGAN LOVELLS US LLP COLUMBIA SQUARE 555 13TH ST NW WASHINGTON DC 20004 CONSULTING 212824 KEMP P BATTLE 87 COLD BROOK ROAD BEARSVILLE NY 12409 CONSULTING 198000 ROBERT C KANOY III 4112 AMESBURY LANE DURHAM NC 27707 CONSULTING 180000 13 7227582 19212984 2902499 29343065 TESTING AND REGISTRATION FEES 900099 12068458 12068458 RENT INCOME 900099 5856459 5856459 GARAGE PARKING 900099 291204 281302 9902 SALES AND OTHER INCOME 900099 19674 19674 INVESTMENT IN JOINT VENTURE 900099 -3490464 -3490464 14745331 2143427 2143427 24470 24470 319739 316261 3478 3478 3478 780449 272234 508215 300254 207961 CONSULTING AND SPEAKER FEES 900099 176021 176021 THE PRESIDENCY PUBLICATION - ADVE 900099 117643 117643 293664 47061650 15035683 511527 2171375 11936026 11936026 6869480 5180275 1483121 206084 12985543 9793030 2803145 389368 1236826 932691 267031 37104 1917109 1445691 413904 57514 1217139 917845 262780 36514 183848 172342 10904 602 237067 222232 14060 775 4121624 3393301 718858 9465 447821 239140 207116 1565 1205646 475169 720562 9915 919039 245225 667049 6765 1604902 1484721 115746 4435 1544560 1457013 86762 785 48472 48472 1711144 819957 870473 20714 174250 13164 160723 363 REPAIRS AND MAINTENANCE 671759 192343 474110 5306 DUES-SUBSCRIPTIONS-PUBL 145990 111035 33010 1945 TAXES 76096 4 76092 966888 529415 433750 3723 50221229 39560619 9867668 792942 1982363 770302 1528484 780363 9087135 6083468 70610 77844 2684177 2623568 31977820 23522226 8858938 8455594 55156330 54720857 190714 197367 17754305 14263841 381935 349370 97694991 88322574 7430632 3735560 11402233 12165404 2591313 1667597 6035745 6214778 27459923 23783339 X 67328548 62398087 2906520 2141148 70235068 64539235 97694991 88322574 X -3159579 -2544014 7760 X 0 1 X 1 1 1 X 32336742 34023249 33311694 30491199 29343065 159505949 26831961 17910516 17761115 26767468 15317819 104588879 59168703 51933765 51072809 57258667 44660884 264094828 0 0 0 264094828 1137777 722664 1069155 1585602 2167897 6683095 1137777 722664 1069155 1585602 2167897 6683095 60306480 52656429 52141964 58844269 46828781 270777923 0.97530 0.97270 0.02470 0.02730 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 212783 212783 49259056 49471839 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 256476 273338 152839 212783 895436 250000 250000 250000 250000 1000000 1500000 2678042 2678042 14369658 141016 14228642 6736908 19451270 -12714362 8193212 3929940 4263272 8455594 INVESTMENT IN JOINT VENTURE 14263841 C 14263841 RETIREE MEDICARE BENEFIT OBLIGATION 2622467 DEFERRED COMPENSATION 2978243 OTHER LIABILITIES 614068 6214778 X 50931487 110617 110617 50820870 -3759220 -3759220 47061650 50604080 110617 272234 382851 50221229 0 50221229 PART X, LINE 2: ACE HAS BEEN GRANTED EXEMPTION FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND HAS BEEN FURTHER CLASSIFIED AS A PUBLIC CHARITY. ACE DERIVES UNRELATED BUSINESS INCOME FROM PUBLICATION ADVERTISING, DUPLICATION AND OTHER OFFICE SERVICES TO UNRELATED THIRD PARTIES, AND ALTERNATIVE INVESTMENTS. HOWEVER, NO TAXES WERE PAYABLE ON SUCH AMOUNTS FOR THE YEARS ENDED SEPTEMBER 30, 2015 AND 2014, AS ALLOWABLE DEDUCTIBLE EXPENSES EXCEEDED UNRELATED INCOME. ACE HAS ANALYZED ITS TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN AND HAS CONCLUDED THAT, AS OF SEPTEMBER 30, 2015 AND 2014, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: REALIZED GAIN ON SALE OF INVESTMENTS 3,478. GAIN/LOSS ON INVESTMENT IN JOINT VENTURE -3,490,464. COST OF GOODS SOLD -272,234. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 272,234. CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 3876785 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 614231 EUROPE 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 723741 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 3468895 NORTH AMERICA 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 419733 SOUTH AMERICA 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 324886 SOUTH ASIA 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 14 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES INTERNATIONAL DEVELOPMENT OF EDUCATION 4053684 0 0 0 0 0 0 13481969 0 13481969 0 0 0 0 0 0 1 AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20016 530196549 501 (C) (3) 297972 INSTITUTION STRENGTHENING AND DEVELOPMENT ARIZONA STATE UNIVERSITY PO BOX 873503 TEMPE AZ 85287 860196696 115 589398 INSTITUTION STRENGTHENING AND DEVELOPMENT HIGHLINE COMMUNITY COLLEGE PO BOX 98000 MS 99-281 2400 SO 240TH STREET DES MOINES WA 98198 910752489 501 (C) (3) 63754 INSTITUTION STRENGTHENING AND DEVELOPMENT COLORADO STATE UNIVERSITY 6015 CMPS DEL OSP FT COLLINS CO 80523 846000545 115 90623 INSTITUTION STRENGTHENING AND DEVELOPMENT EASTERN IOWA COMMUNITY COLLEGE DISTRICT 306 W RIVER DRIVE DAVENPORT IA 52801 421430209 115 156721 INSTITUTION STRENGTHENING AND DEVELOPMENT FLORIDA INTERNATIONAL UNIVERSITY UNIVERSITY PARK CAMPUS MIAMI FL 33199 650177616 501 (C) (3) 253641 INSTITUTION STRENGTHENING AND DEVELOPMENT GATEWAY TECHNICAL COLLEGE 3520 30TH AVE KENOSHA WI 53144 391290708 501 (C) (3) 122541 INSTITUTION STRENGTHENING AND DEVELOPMENT ILLINOIS INSTITUTE OF TECHNOLOGY CONT OFC LOCKBOX 95152 CHICAGO IL 60694 362170136 501 (C) (3) 395466 INSTITUTION STRENGTHENING AND DEVELOPMENT INDIANA UNIVERSITY (BLOOMINGTON) 400 E 7TH ROOM 436 BLOOMINGTON IN 47408 352134409 115 1574161 INSTITUTION STRENGTHENING AND DEVELOPMENT MICHIGAN STATE UNIVERSITY 301 ADMIN BLDG E LANSING MI 48824 386005984 115 689514 INSTITUTION STRENGTHENING AND DEVELOPMENT MIDDLESEX COMMUNITY COLLEGE 33 KEARNEY SQUARE LOWELL MA 08152 042973384 115 67704 INSTITUTION STRENGTHENING AND DEVELOPMENT MISSISSIPPI STATE UNIVERSITY 78 BS HOOD DR MISSISSIPPI ST MS 39762 640008190 501 (C) (3) 504607 INSTITUTION STRENGTHENING AND DEVELOPMENT NASSAU COMMUNITY COLLEGE ONE EDUCATION DRIVE GARDEN CITY NY 11530 112533314 115 229688 INSTITUTION STRENGTHENING AND DEVELOPMENT OHIO STATE UNIVERSITY 1960 KENNY RD COLUMBUS OH 43210 316025986 115 252025 INSTITUTION STRENGTHENING AND DEVELOPMENT RED ROCKS COMMUNITY COLLEGE 13300 W 6TH AVE LAKEWOOD CO 80228 841139105 115 14876 INSTITUTION STRENGTHENING AND DEVELOPMENT REGENTS OF THE UNIVERSITY OF MINNESOTA PO BOX 1450 MINNEAPOLIS MN 55455 416007513 115 485319 INSTITUTION STRENGTHENING AND DEVELOPMENT TRUSTEES OF COLUMBIA UNIVERSITY OF NEW YORK 622 WEST 113TH STREET NEW YORK NY 10025 135598093 501 (C) (3) 474637 INSTITUTION STRENGTHENING AND DEVELOPMENT TULANE UNIVERSITY 800 E COMMERCE RD HARAHAN LA 70123 720423889 501 (C) (3) 241168 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF CALIFORNIA AT LOS ANGELES 405 HILGARD AVE LOS ANGELES CA 90095 956006143 501 (C) (3) 640471 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF COLORADO BOULDER SPON PROJ ACCTG BOULDER CO 80309 846000555 115 310362 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF CONNECTICUT 438 WHITNEY RE EXT STORRS CT 06269 060772160 115 449372 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF FLORIDA PO BOX 113001 GAINESVILLE FL 32611 591867557 115 951498 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF HAWAII 2530 DOLE STREET HONOLULU HI 96822 996000354 115 457081 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF NORTH CAROLINA CHAPEL HILL PO BOX 2688 CHAPEL HILL NC 27515 566001393 501 (C) (3) 290050 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF RICHMOND 28 WEST HAPMTON WAY UNIVERISTY OF RICHMOND VA 23173 540505965 501 (C) (3) 220806 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF TEXAS AT SAN ANTONIO 1 UTSA CIRCLE SAN ANTONIO TX 78249 741977996 115 386735 INSTITUTION STRENGTHENING AND DEVELOPMENT WASHTENAW COMMUNITY COLLEGE 4800 E HURON RIVER DR ANN ARBOR MI 48105 382575395 115 71539 INSTITUTION STRENGTHENING AND DEVELOPMENT INDIANA UNIVERSITY INDIANAPOLIS 3400 BROADWAY INDIANAPOLIS IN 46408 356001673 501 (C) (3) 217351 INSTITUTION STRENGTHENING AND DEVELOPMENT UNIVERSITY OF MISSISSIPPI PO BOX 1848 UNIVERSITY MS 38677 646001159 501 (C) (3) 800420 INSTITUTION STRENGTHENING AND DEVELOPMENT 29 29 PART I, LINE 2: THE AMERICAN COUNCIL ON EDUCATION (ACE) RECEIVES FEDERAL FUNDS THROUGH ITS OFFICE OF HIGHER EDUCATION FOR DEVELOPMENT (HED) AND THE OFFICE OF LEADERSHIP AND LIFELONG LEARNING (LLL). IN ACCORDANCE WITH FEDERAL GOVERNMENT ADMINISTRATIVE REQUIREMENTS, ACE ENSURES THAT THE FUNDS ARE BEING USED FOR THEIR INTENDED PURPOSE AND THAT THERE ARE NO OMB CIRCULAR A-133 AUDIT FINDINGS THAT MAY ADVERSELY AFFECT THE USE OF THE SUBRECIPIENT'S GRANT FUNDS. OMB CIRCULAR A-133 REQUIRES ANY NON-FEDERAL ORGANIZATION EXPENDING $750,000 OR MORE IN FEDERAL AWARDS IN ANY GIVEN YEAR TO HAVE AN AUDIT CONDUCTED IN ACCORDANCE WITH STANDARDS ESTABLISHED BY THE OFFICE OF MANAGEMENT AND BUDGET (OMB). ACCORDINGLY, AN ORGANIZATION RECEIVING A SUBAWARD FROM ACE THAT MEETS THIS CRITERION IS REQUIRED TO CONDUCT AN AUDIT IN ACCORDANCE WITH OMB CIRCULAR A-133. SUBAWARDEES THAT DO NOT MEET THE CIRCULAR A-133 AUDIT REQUIREMENT ARE ASKED TO CONDUCT AN ANNUAL INDEPENDENT AUDIT. ACE USES A DATABASE TO TRACK ITS UNIVERSITY PARTNERS TO ENSURE A-133 REPORTS ARE SUBMITTED IN A TIMELY MANNER. ANNUALLY, ACE REQUESTS PARTNERSHIPS TO SUBMIT THE A-133 REPORTS OF THEIR INSTITUTIONS AND REVIEWS THE REPORTS RECEIVED FOR ANY INTERNAL CONTROL OR COMPLIANCE FINDINGS. AS PART OF THE REVIEW PROCESS, ACE CONSIDERS THE IMPACT OF ANY FINDINGS ON ITS OWN FINANCIAL RECORDS. TO ENSURE THAT THE AUDIT REPORTS ARE SUBMITTED TO ACE TIMELY, THE G&C UNIT SENDS A LETTER TO ALL ITS DOMESTIC SUBAWARDEES AROUND JULY OR AUGUST OF EVERY YEAR. THIS LETTER REQUESTS THAT THE ORGANIZATION CERTIFIES WHETHER IT IS SUBJECT TO CIRCULAR A-133 AUDIT OR NOT, AND, IF APPLICABLE, TO PROVIDE ACE WITH A COPY OF THEIR LATEST AUDIT REPORT. A SAMPLE OF THE LETTER SENT OUT TO THE AMERICAN UNIVERSITY PARTNERS IS ON EACH PARTNERSHIP AGREEMENT FILE OR IT IS KEPT ELECTRONICALLY. THE AUDIT REPORTS FOR THE PRIOR FISCAL YEAR ARE TO BE SUBMITTED TO ACE'S SENIOR CONTRACT ACCOUNTANT, WHO REVIEWS THE REPORTS AND ENTERS THEM INTO THE G&C DATABASE SYSTEM, WITH THE DATE OF RECEIPT. IN ADDITION, EVERY YEAR, ACE CONDUCTS SITE VISITS TO SELECTED SUBRECIPIENT INSTITUTIONS. THE PARTNER INSTITUTIONS TO BE VISITED ARE SELECTED BASED ON A RISK ASSESSMENT THAT IS IDENTIFIED BY STAFF DURING THE ONGOING MONITORING OF THE PARTNERSHIP ACTIVITIES. ONCE A NEED FOR A SITE VISIT IS IDENTIFIED, ACE PUTS TOGETHER A TEAM THAT WILL VISIT THE PARTNERS' INSTITUTION. THE TEAM NORMALLY CONSISTS OF TWO TO THREE MEMBERS OF THE G&C UNIT, PLUS THE PROGRAM SPECIALIST IN CHARGE OF THE PARTNERSHIP. IN SOME CASES, A MEMBER OF THE ACE LEGAL COUNSEL ALSO ATTENDS THESE VISITS. DURING THE SITE VISITS, THE GRANTS AND CONTRACTS UNIT STAFF REVIEW FINANCIAL RECORDS (I.E. QUARTERLY FINANCIAL AND COST SHARE REPORTS) AND OBTAIN SUPPORTING DOCUMENTATION TO SUBSTANTIATE THE AMOUNTS REPORTED TO ACE. THE PROGRAM SPECIALIST REVIEWS DOCUMENTATION OF PROGRAMMATIC NATURE AND INTERVIEWS THE PROGRAM DIRECTOR TO ASSESS THE PROGRESS AND THE STATUS OF THE PARTNERSHIP. X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 MARGARET BROAD EX OFFICIO 539051 0 103000 0 5884 0 181200 0 9668 0 838803 0 0 0 TERRY HARTLE SR VP, DGPA 339264 0 35326 0 1640 0 61200 0 12168 0 449598 0 0 0 JEFFREY DAVIES VP FOR FINANCE 302517 0 29640 0 1587 0 31200 0 10151 0 375095 0 0 0 PATTI PETERSON PRESIDENTIAL ADVISOR/GLOBAL INITIATI 302158 0 29640 0 5191 0 31200 0 1262 0 369451 0 0 0 TIMOTHY MCDONOUGH VP, COMMUNICATIONS & MARKETING 283399 0 28723 0 586 0 31200 0 25958 0 369866 0 0 0 ADA MELOY GENERAL COUNSEL 245859 0 25932 0 27103 0 29656 0 9383 0 337933 0 0 0 KARA FREEMAN VP, ADMINISTRATION & CIO 292100 0 26725 0 360 0 31200 0 10455 0 360840 0 0 0 NICOLE CHESTANG VP & CHIEF STRATEGIST 286367 0 0 0 471 0 13814 0 13128 0 313780 0 0 0 LOUIS SOARES VP, CPRS 223061 0 22748 0 360 0 28447 0 23651 0 298267 0 0 0 CATHY SANDEEN VP, CEAI 247480 0 0 0 9340 0 29823 0 9943 0 296586 0 0 0 PHILIP ROGERS VP & CHIEF OF STAFF 199364 0 20254 0 0 0 22827 0 17057 0 259502 0 0 0 SONYA WILLIAMS VP, CHIEF HR OFFICER 200395 0 20254 0 870 0 24877 0 16580 0 262976 0 0 0 KEVIN REILLY PRESIDENTIAL ADVISOR/LEADERSHIP PROG 202500 0 0 0 0 0 0 0 0 0 202500 0 0 0 JEFF JOHNSON AVP, ADVANCEMENT 157409 0 12100 0 1087 0 20470 0 22846 0 213912 0 0 0 MOSES YOMI AVP, FINANCE & BUDGET 160608 0 11580 0 1087 0 20243 0 19069 0 212587 0 0 0 DANIEL MADZELAN AVP, GOVERNMENT RELATIONS 179887 0 0 0 1188 0 8180 0 1185 0 190440 0 0 0 DEBORAH SEYMOUR AVP, CEAI 153418 0 12276 0 510 0 15686 0 12754 0 194644 0 0 0 BRADLEY FARNSWORTH AVP, CIGE 151119 0 11966 0 1009 0 18786 0 15067 0 197947 0 0 0 LORELLE ESPINOSA AVP, CPRS 149783 0 11580 0 213 0 13725 0 11698 0 186999 0 0 0 JOAN WODISKA FORMER VP, LEADERSHIP PROGRAMS 83333 0 0 0 67868 0 4000 0 4031 0 159232 0 0 0 TULLY CORNICK EXECUTIVE DIRECTOR 186284 0 0 0 3299 0 23072 0 15651 0 228306 0 0 0 BURNETT ANDREA SR DIRECTOR, ITS 185122 0 2435 0 540 0 22560 0 12534 0 223191 0 0 0 ARMOUR MICHELLE DIRECTOR ACCOUNTING SYSTEMS 165230 0 16715 0 556 0 20457 0 14915 0 217873 0 0 0 PIERRELOUIS JEANNE-MARIE DEPUTY EXECUTIVE DIRECTOR 165773 0 0 0 1740 0 21608 0 23962 0 213083 0 0 0 HICKEY ANNE DIRECTOR, GOVERNMENT RELATIONS 163971 0 0 0 240 0 20194 0 13964 0 198369 0 0 0 PART I, LINE 1A MARGARET BROAD - HOUSING ALLOWANCE - $98,460 - NOT INCLUDED IN TAXABLE INCOME. MARGARET BROAD - HEALTH OR SOCIAL CLUB DUES - $2,600 - NOT INCLUDED IN TAXABLE INCOME. ROBERT BROAD - TRAVEL FOR COMPANION - $1,592 - NOT INCLUDED IN TAXABLE INCOME PART I, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN A 457(F) PLAN AND RECEIVED THE FOLLOWING BENEFITS UNDER THE PLAN: MARGARET BROAD - $150,000 TERRY HARTLE - $30,000 AMERICAN MUTUAL HEALTH INSURANCE COMPANY SONYA WILLIAMS IS A BOD MEMBER AT AMHIC & AN OFFICER AT ACE 1997038 INSURANCE PREMIUMS 0 FORM 990, PART VI, SECTION A, LINE 6 THE COUNCIL SHALL HAVE FOUR CLASSES OF VOTING MEMBERS (NATIONAL ASSOCIATION MEMBERS, INSTITUTIONAL MEMBERS, ORGANIZATIONAL MEMBERS, AND AFFILIATE MEMBERS. INSTITUTIONAL MEMBERS CONSIST OF COLLEGES AND UNIVERSITIES, LEGALLY AUTHORIZED TO GRANT DEGREES, ACCREDITED BY AN AGENCY RECOGNIZED BY THE COUNCIL FOR HIGHER EDUCATION ACCREDITATION OR BY AN AGENCY RECOGNIZED BY THE DEPARTMENT OF EDUCATION, UPON RECOMMENDATION OF THAT AGENCY BY THE PRESIDENT AND APPROVAL BY THE MEMBERSHIP COMMITTEE, AND MEET THE PROVISIONS OF BELOW, AS APPROVED BY THE BOARD OF DIRECTORS. EACH INSTITUTIONAL MEMBER SHALL BE ENTITLED TO ONE DELEGATE AND, THROUGH THAT DELEGATE, MAY CAST ONE VOTE AT COUNCIL MEETINGS. ORGANIZATION MEMBERS INCLUDE: 1. NONPROFIT ORGANIZATIONS PRIMARILY CONCERNED WITH HIGHER EDUCATION AND WHOSE MEMBERSHIP IS RESTRICTED BY LOCAL, STATE, OR REGIONAL BOUNDARIES OR OTHER CONSIDERATIONS AS APPROVED BY THE BOARD OF DIRECTORS. 2. NONPROFIT ORGANIZATIONS PRINCIPALLY ENGAGED IN ELEMENTARY OR SECONDARY EDUCATION AND WHICH ARE LOCAL, STATE, REGIONAL, OR NATIONAL IN SCOPE, AS APPROVED BY THE BOARD OF DIRECTORS. EACH ORGANIZATION MEMBER SHALL BE ENTITLED TO ONE DELEGATE AND, THROUGH THAT DELEGATE, MAY CAST ONE VOTE AT COUNCIL MEETINGS. AFFILIATE MEMBERS CONSIST OF THOSE COLLEGES, UNIVERSITIES, AND OTHER POSTSECONDARY INSTITUTIONS THAT OFFER DEGREES, ARE CANDIDATES FOR ACCREDITATION BY AN AGENCY RECOGNIZED BY THE COUNCIL FOR HIGHER EDUCATION ACCREDITATION OR BY AN AGENCY RECOGNIZED BY THE DEPARTMENT OF EDUCATION, UPON RECOMMENDATION OF THAT AGENCY BY THE PRESIDENT AND APPROVAL BY THE MEMBERSHIP COMMITTEE, AND MEET THE PROVISIONS IN SECTION 6, BELOW, AS APPROVED BY THE BOARD OF DIRECTORS. EACH AFFILIATE MEMBER SHALL BE ENTITLED TO ONE DELEGATE AND, THROUGH THAT DELEGATE, MAY CAST ONE VOTE AT COUNCIL MEETINGS. ASSOCIATES OF ACE SHALL BE NONVOTING SUBSCRIBERS OF ACE AND CONSIST OF INDIVIDUALS, ORGANIZATIONS, AND OTHER GROUPS CONCERNED WITH HIGHER EDUCATION THAT DO NOT FALL WITHIN THE MEMBERSHIP DEFINITIONS OF SECTIONS 1 THROUGH 4, BUT ARE INCLUDED IN THE FOLLOWING CATEGORIES: BRANCH OR REGIONAL SUBSCRIBERS, SUCH AS CAMPUSES THAT ARE NOT SEPARATELY ACCREDITED, BUT UNDER THE AUSPICES OF A MEMBER-ELIGIBLE INSTITUTION OR SYSTEM. INTERNATIONAL SUBSCRIBERS, SUCH AS HIGHER EDUCATION ASSOCIATIONS OR INSTITUTIONS OUTSIDE THE UNITED STATES AND ITS TERRITORIES THAT ARE RECOGNIZED BY THE APPROPRIATE AUTHORITY IN THE COUNTRY. CORPORATE SUBSCRIBERS, SUCH AS ORGANIZATIONS, CORPORATIONS, AND OTHER GROUPS IN BUSINESS AND INDUSTRY THAT ARE CONCERNED WITH HIGHER EDUCATION. FOUNDATION SUBSCRIBERS, SUCH AS FOUNDATIONS CONCERNED WITH HIGHER EDUCATION. INDIVIDUAL SUBSCRIBERS, SUCH AS INDIVIDUALS CONCERNED WITH HIGHER EDUCATION. VOTING MEMBERSHIP FOR NATIONAL ASSOCIATION MEMBERS, INSTITUTIONAL MEMBERS, ORGANIZATION MEMBERS OR AFFILIATE MEMBERS IS LIMITED TO INSTITUTIONS THAT ARE ENTITLED TO EXEMPTION UNDER THE FEDERAL INCOME TAX STATUTES, AS EITHER PUBLIC INSTRUMENTALITIES OR INSTITUTIONS ORGANIZED AND OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY, OR EDUCATIONAL PURPOSES, THAT ARE EXEMPT UNDER SECTION 115(A) OR SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1954 (OR THE CORRESPONDING PROVISIONS OF ANY FUTURE UNITED STATES INTERNAL REVENUE LAW), AND ARE NOT PRIVATE FOUNDATIONS BY REASON OF SECTIONS 509(A)(1) OR (2) OF THE INTERNAL REVENUE CODE OF 1954 (OR THE CORRESPONDING PROVISIONS OF ANY FUTURE UNITED STATES INTERNAL REVENUE LAW), AND TO THOSE DEGREE-GRANTING, FOR-PROFIT INSTITUTIONS THAT ARE ACCREDITED BY AGENCIES RECOGNIZED BY THE COUNCIL FOR HIGHER EDUCATION ACCREDITATION OR BY AN AGENCY RECOGNIZED BY THE DEPARTMENT OF EDUCATION, UPON RECOMMENDATION OF THAT AGENCY BY THE PRESIDENT AND APPROVAL BY THE MEMBERSHIP COMMITTEE. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS IS ELECTED BY THE MEMBERSHIP OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS OF ACE PURSUANT TO ARTICLE X OF THE ACE CONSTITUTION RETAIN THE RIGHT TO AMEND THE CONSTITUTION BY A 2/3 VOTE OF THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT VERSION OF IRS FORMS 990 AND 990-T ARE INITIALLY CIRCULATED AMONG ACE'S ENTIRE BOARD PRIOR TO THE MEETING OF THE BOARD OF DIRECTORS. THE PURPOSE OF MAKING THE FORMS AVAILABLE TO THE ENTIRE BOARD MEMBERSHIP IS TO SOLICIT QUESTIONS AND/OR SUGGESTIONS FOR IMPROVEMENTS TO THE DRAFT. ACE'S CHIEF FINANCIAL OFFICER (CFO) COMPILES ALL COMMENTS RECEIVED FROM THE BOARD AND RESOLVES THOSE MATTERS PRIOR TO THE BOARD MEETING. ACE'S AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IS CHARGED WITH COMPLIANCE OVERSIGHT, INCLUDING THE ACCURATE AND TIMELY FILING OF FORMS 990 AND 990-T. THE AUDIT COMMITTEE ALSO PERIODICALLY RECEIVES UPDATES CONCERNING CHANGES TO THE FORMS PROMULGATED BY THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL RESPONSES TO CONFLICT OF INTEREST QUESTIONNAIRES ARE RECEIVED BY GENERAL COUNSEL. ANY QUESTIONS ARE ADDRESSED AND RESOLVED, ANY OUTSIDE BUSINESS RELATIONSHIPS WITH BUSINESSES DOING BUSINESS WITH THE ORGANIZATION ARE DISCLOSED TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. IN THE EVENT ANY CONFLICT IS IDENTIFIED, THE AUDIT COMMITTEE MAY APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE TRANSACTION. ANY INDIVIDUAL WITH A CONFLICT OF INTEREST MAY NOT PARTICIPATE IN THE GOVERNING BODY'S DELIBERATIONS AND DECISIONS IN THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE ORGANIZATION OBTAINS COMPARABILITY DATA TO SUPPORT SALARY ADJUSTMENTS FOR THE PRESIDENT OF THE ORGANIZATION. WHEN DETERMINING THE COMPENSATION OF THE PRESIDENT, THE ORGANIZATION RELIES UPON COMPARABILITY DATA, UTILIZES INDEPENDENT PERSONS AND MAINTAINS THE APPROPRIATE RECORDS TO SUBSTANTIATE THE DECISION MAKING PROCESS. THE SAME PROCESS IS UTILIZED FOR OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC TO THE EXTENT THE FINANCIAL STATEMENTS ARE INCLUDED IN THE ANNUAL REPORT ON THE PUBLICALLY AVAILABLE ACE WEBSITE. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE PROVIDED TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: POST RETIREMENT CHANGE OTHER THAN NET PERIODIC BENEFIT COST 7,760. GED TESTING SERVICE LLC 5601 GREEN VAL DRIVE BLOOMINGTON MN 55437 275436001 TESTING PROGRAM DE RELATED 0 -3490464 14263841 0 0 0.30000