2015-01-13T07:18:05-06:00 2014-06-30 461497033 EKS&H LLLP 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372843 990 2013-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION INC COLO 3032733143 PO BOX 4005 GOLDEN CO 80401 LINDA LANDRUM EVP FINANCE AND ADMIN AND CFO 3032733143 2015-01-08 1 DORI J EGGETT P00645252 3037409400 2013 2016-02-25 16:41:14Z LINDA LANDRUM PO BOX 4005 GOLDEN CO 80401 105124905 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 7 7 82 56 -1048694 -1187154 26073906 48915970 1800000 1800000 8681235 9565223 -442411 -588608 36112730 59692585 16791662 19266032 0 0 3318358 3699858 65497 0 4141738 2173883 2572574 22349400 25538464 13763330 34154121 278816738 359394017 33312620 46639561 245504118 312754456 THE COLORADO SCHOOL OF MINES FOUNDATION, INC. IS A NONPROFIT ORGANIZATION PROVIDING FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 0 0 19528961 19266032 1800000 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINESAND ITS VARIOUS DEPARTMENTS. 19528961 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 12 0 1 82 1 1 1 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CA FL MD MA MI MN NH NJ NY OH PA SC TN UT WA WV GA MD WI X LINDA LANDRUM CO CSMF 3032733143 PO BOX 4005 GOLDEN CO 80401 F STEVEN MOONEY AT LARGE 1.00 X 0 0 0 HUGH E HARVEY AT LARGE 1.00 X 0 0 0 WILLIAM A PRESTON AT LARGE 1.00 X 0 0 0 DAVID J WAGNER CEO/CHAIR 1.00 X X 0 0 0 PATRICK M JAMES TREASURER 1.00 X X 0 0 0 TERRANCE G TSCHATSCHULA SECRETARY 1.00 X X 0 0 0 MARSHALL C CROUCH III VICE CHAIR 1.00 X X 0 0 0 BRIAN L WINKELBAUER PRESIDENT/COO 40.00 X 186651 0 22105 LINDA M LANDRUM EVP FINANCE & ADMINISTRATION/CFO 40.00 X 172881 0 18616 CHRISTOPHER WENGER SENIOR DIRECTOR 40.00 X 144634 0 10455 MICHELLE MERTZ ASSOCIATE VICE PRESIDENT 40.00 X 143574 0 7190 647740 0 58366 4 0 1 0 MONTICELLO ASSOCIATES 1800 LARIMER ST SUITE 2100 DENVER CO 80202 INVESTMENT CONSULTING 150000 AMERICAN CAPITOL GROUP 101 CONSTITUTION AVE 525 EAST WASHINGTON DC 20001 LOBBY SERVICES 144000 COLORADO LEGISLATIVE SERVICES 1410 GRANT ST D110 DENVER CO 80203 LOBBY SERVICES 108966 3 48915970 4872399 48915970 DEVELOPMENT FEE 900099 1800000 1800000 1800000 1846964 1846964 16639 16639 53150579 45432320 7718259 7718259 7718259 ADMINISTRATION FEES 523000 429483 429483 OTHER INCOME/LOSS 900099 13964 13964 UNRELATED BUS. LOSS 523000 -1048694 -1048694 -605247 59692585 2243447 -1048694 9581862 19266032 19266032 456199 203513 252686 2669479 325010 2344469 121335 15208 106127 211766 10000 41598 160168 241079 36881 204198 38365 38331 34 20508 11556 8952 57222 57222 252929 252929 1063820 1063820 5175 5175 198368 198368 180007 27636 152371 164352 164352 184968 4367 180601 8930 164 8766 28714 19394 9320 EVENTS 235649 7766 227883 PREMIUMS 35484 1625 33859 PHONATHON 30960 30960 RELOCATION & RECRUIT. 11698 1992 9706 55425 11682 43743 25538464 19528961 1867765 4141738 1610833 2201825 9413133 11920679 12402641 32697000 159719 97344 515552 508937 15545 6615 151339223 172227201 72761720 108101983 1755014 1743115 29358910 30398255 278816738 359394017 2660309 1722337 30652311 44917224 33312620 46639561 X 24364971 27077408 77560197 119251194 143578950 166425854 245504118 312754456 278816738 359394017 X 34154121 32328970 767247 X 0 1 X 1 0 X 13605141 11383543 31146313 26073906 48915970 131124873 13605141 11383543 31146313 26073906 48915970 131124873 39784372 91340501 2202012 1795247 1727610 1616319 1863603 9204791 897611 897611 185127 178766 146133 276914 443447 1230387 142457662 3600000 0.64120 0.68080 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2009 AMOUNT: $ 9,542. 2010 AMOUNT: $ -48,703. 2011 AMOUNT: $ -98,024. 2012 AMOUNT: $ 6,197. 2013 AMOUNT: $ 13,964. ADMINISTRATION FEES - 2009 AMOUNT: $ 175,585. 2010 AMOUNT: $ 227,469. 2011 AMOUNT: $ 244,157. 2012 AMOUNT: $ 270,717. 2013 AMOUNT: $ 429,483. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 252929 252929 24221717 24474646 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 247460 250008 253118 252929 1003515 250000 250000 250000 250000 1000000 1500000 188486221 10685403 33874010 7234594 225811040 167544418 11734285 21300320 12092802 188486221 158617474 14940978 -2973166 3040868 167544418 132563088 2431253 28707486 5084353 158617474 118298434 2328954 15255877 3320177 132563088 0.10380 0.65070 0.24550 1 0 515552 508937 6615 6615 PARTNERSHIPS INVESTMENTS 108101983 F 108101983 TRUST CONTRIBUTIONS RECEIVABLE 4326227 SPLIT INTEREST AGREEMENTS 14347315 INTEREST IN ENDOWMENT 9669779 INTEREST IN LONG-TERM TRUSTS 1440710 PMC NET ASSETS 394848 OTHER ASSETS 171625 INVESTMENT IN COLORADO SCHOOL OF MINES TECHNOLOGY 47751 30398255 SPLIT INTEREST OBLIGATIONS 4826499 GIFT ANNUITY OBLIGATIONS 4959882 ASSETS HELD IN TRUST 35034843 REFUNDABLE ADVANCES 96000 44917224 X 91767478 32328970 815118 33144088 58623390 1069195 1069195 59692585 24517140 47871 47871 24469269 1069195 1069195 25538464 PART V, LINE 4: SUPPORT COLORADO SCHOOL OF MINES. PART X, LINE 2: THE FOUNDATION APPLIES A MORE-LIKELY-THAN-NOT MEASUREMENT METHODOLOGY TO REFLECT THE FINANCIAL STATEMENT IMPACT OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. AFTER EVALUATING THE TAX POSITIONS TAKEN, INCLUDING THE DETERMINATION OF THE FOUNDATION'S TAX-EXEMPT STATUS, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF JUNE 30, 2014 OR 2013. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSES. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF JUNE 30, 2014 OR 2013. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2010 THROUGH THE CURRENT YEAR. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS -232,539. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. -1,037. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 1,048,694. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES 47,871. CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 17253343 0 0 0 0 0 0 17253343 0 17253343 1 0 0 1 1 0 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 501(C)(3) 19086032 GENERAL CSM ALUMNI FOUNDATION INC PO BOX 1410 GOLDEN CO 804021410 840363288 501(C)(3) 180000 GENERAL 2 PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 0 0 BRIAN L WINKELBAUER PRESIDENT/COO 186651 0 0 0 0 0 10115 0 11990 0 208756 0 0 0 LINDA M LANDRUM EVP FINANCE & ADMINISTRATION/CFO 172881 0 0 0 0 0 10027 0 8589 0 191497 0 0 0 CHRISTOPHER WENGER SENIOR DIRECTOR 144634 0 0 0 0 0 8775 0 1680 0 155089 0 0 0 MICHELLE MERTZ ASSOCIATE VICE PRESIDENT 143574 0 0 0 0 0 1600 0 5590 0 150764 0 0 0 X 40 4872399 AVERAGE HIGH/LOW 0 1 1 PART I, LINE 32B: THE COLORADO SCHOOL OF MINES FOUNDATION USES VARIOUS INVESTMENT BROKERS AS THIRD PARTIES TO RECEIPT, PROCESS, AND SELL NON-CASH CONTRIBUTIONS, PRIMARILY FOR SECURITIES AND GIFTS OF STOCK. FORM 990, PART VI, SECTION B, LINE 11 A DETAILED REVIEW IS PERFORMED BY THE EVP FINANCE & ADMINISTRATION/CFO AND ASSISTANT TREASURER PRIOR TO PRESENTATION TO THE EXECUTIVE COMMITTEE. A SUMMARY PRESENTATION BY THE FOUNDATION'S INDEPENDENT TAX ACCOUNTING FIRM IS PROVIDED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS -232,539. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP -1,037. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 1,048,694. UNCOLLECTIBLE PLEDGES -47,871. CSMF PROPERTY MANAGEMENT CORP 1232 W CAMPUS ROAD 4 GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) 11B N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0