2015-01-23T10:33:06-06:00 2014-09-30 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2014-09-15 471846222 AMERISOURCEBERGEN FOUNDATION AMER 6107277281 1300 MORRIS DRIVE CHESTBROOK PA 19087 JF QUINN TREASURER 6107277281 2015-01-23 1 LINDSEY T PARNELL P00546853 4159561500 2013 2016-02-25 16:41:14Z X STEVEN COLLIS 1300 MORRIS DRIVE CHESTBROOK PA 19087 9900000 0 X N/A X 2014 DE TO SUPPORT THE AMERISOURCEBERGEN ASSOCIATE ASSISTANCE FUND. 5 0 0 5 0 0 9900000 0 0 0 9900000 0 0 0 0 0 0 0 9900000 9900000 0 9900000 X THE SPECIFIC AND PRIMARY PURPOSE OF THIS CORPORATION IS TO ENGAGE IN CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, AND THE TREASURY REGULATIONS PROMULGATED THEREUNDER, PER THE CORRESPONDING PROVISION OF ANY FUTURE UNITED STATES INTERNAL REVENUE LAW (THE "CODE"), FOR THE BENEFIT OF, OR TO CONDUCT OR CARRY OUT THE PURPOSES OF THE AMERISOURCEBERGEN ASSOCIATE ASSISTANCE FUND, A NONPROFIT, CHARITABLE AND EDUCATIONAL ORGANIZATION THAT IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE CODE AND WHICH IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) (THE SUPPORTED TAX-EXEMPT ORGANIZATION). 0 0 0 0 0 THE AMERISOURCEBERGEN FOUNDATION WAS ESTABLISHED AS A DELAWARE NONSTOCK CORPORATION ON SEPTEMBER 15, 2014. THE FOUNDATION PLANS TO MAKE GRANTS TO ORGANIZATIONS FOCUSING ON HEALTH, EDUCATION, AND COMMUNITY. THE FOUNDATION MAY ALSO PROVIDE CHARITABLE RELIEF BY PROVIDING GOODS AND SERVICES SUCH AS PALLIATIVE CARE PACKAGES TO INDIVIDUALS SUFFERING FROM CANCER OR OTHER DISEASES. 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 0 1 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 PA X KATHY H GADDES 6107277281 1300 MORRIS DRIVE CHESTERBROOK PA 19087 X JUNE BARRY DIRECTOR 1.00 41.00 X 0 0 0 STEVEN COLLIS DIRECTOR, PRESIDENT 1.00 41.00 X X 0 0 0 TIM GUTTMAN DIRECTOR 1.00 41.00 X 0 0 0 JACK QUINN TREASURER 1.00 41.00 X X 0 0 0 KATHY GADDES SECRETARY 1.00 41.00 X X 0 0 0 0 0 0 0 0 0 0 0 9900000 9900000 9900000 0 0 0 0 0 0 0 0 9900000 0 9900000 0 0 0 0 0 0 0 0 0 0 0 0 X 0 9900000 0 9900000 0 9900000 9900000 0 X 0 1 X 1 0 X X X X 0 0 0 AMERISOURCEBERGEN ASSOCIATE ASSISTANCE FUND 900918856 7 1 0 1 0 SCHEDULE A, SHORT YEAR EXPLANATION THE ORGANIZATION'S CURRENT YEAR IS A SHORT YEAR FOR THE PERIOD BEGINNING SEPTEMBER 15, 2014 AND ENDING SEPTEMBER 30, 2014 AS THE ORGANIZATION IS FILING AN INITIAL RETURN. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X PART X, LINE 2: THE AMERISOURCEBERGEN ASSOCIATE ASSISTANCE FUND AND THE AMERISOURCEBERGEN FOUNDATION ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE AND THE LAWS OF THE STATES IN WHICH THEY OPERATE. THE FUND HAD NO UNRECOGNIZED TAX BENEFITS WHICH WOULD REQUIRE AN ADJUSTMENT TO THE BEGINNING BALANCES OF NET ASSETS AND HAD NO UNRECOGNIZED TAX BENEFITS AT SEPTEMBER 30, 2014 AND 2013. THE FUND FILES AN EXEMPT ORGANIZATION RETURN IN THE U.S. FEDERAL JURISDICTION AND THE NECESSARY FORMS WITH THE APPROPRIATE AUTHORITIES IN THE STATES IN WHICH IT OPERATES. THE FUND IS NOT AWARE OF ANY TRANSACTIONS THAT WOULD AFFECT ITS TAXEXEMPT STATUS. THE FUNDS TAX RETURNS ARE SUBJECT TO POTENTIAL EXAMINATIONS BY TAXING AUTHORITIES FOR A PERIOD OF THREE YEARS FOR FEDERAL AFTER FILING WITHIN THE DUE DATE INCLUDING ANY EXTENSIONS. FORM 990, PART VI, SECTION A, LINE 2 THE DIRECTORS AND OFFICERS OF AMERISOURCEBERGEN FOUNDATION ARE ALSO OFFICERS AND EMPLOYEES OF AMERISOURCEBERGEN CORPORATION. IN ADDITION, A MAJORITY OF THE DIRECTORS AND OFFICERS OF AMERISOURCEBERGEN FOUNDATION ARE ALSO DIRECTORS AND OFFICERS OF THE AMERISOURCEBERGEN ASSOCIATE ASSISTANCE FUND (THE SUPPORTED TAX-EXEMPT ORGANIZATION). FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS ONE MEMBER, AMERISOURCEBERGEN ASSOCIATE ASSISTANCE FUND, A 501(C)(3) ORGANIZATION CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION 509(A)(1) OF THE CODE. FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS OF THIS ORGANIZATION SHALL BE APPOINTED BY THE MEMBER. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS INITIALLY PREPARED BY MOSS ADAMS. IT IS THEN REVIEWED FOR ACCURACY BY THE ASSISTANT CONTROLLER FOR AMERISOURCEBERGEN CORPORATION. CORRECTIONS, IF ANY, ARE MADE AND A FINAL DRAFT IS PROVIDED ELECTRONICALLY TO EACH MEMBER OF THE GOVERNING BODY. QUESTIONS/COMMENTS FROM THE BOARD ARE ADDRESSED AT THE JANUARY MEETING AND ANY CHANGES NECESSARY ARE MADE PRIOR TO FILING THE FORM WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY ("POLICY") OF AMERISOURCEBERGEN FOUNDATION (THE "ORGANIZATION") IS APPLICABLE TO ALL CURRENT OFFICERS AND DIRECTORS ("COVERED PERSONS"). THE POLICY APPLIES TO TRANSACTIONS OR OTHER ARRANGEMENTS IN WHICH THE PERSONAL OR FINANCIAL INTERESTS OF A COVERED PERSON MAY APPEAR TO BE ADVANCED BY AN ACTION OF THE ORGANIZATION, OR OTHERWISE WHENEVER A COVERED PERSON'S PERSONAL OR FINANCIAL INTERESTS COULD BE REASONABLY VIEWED AS AFFECTING HIS OR HER OBJECTIVITY OR INDEPENDENCE IN FULFILLING HIS OR HER DUTIES TO THE ORGANIZATION. WHEN A COVERED PERSON BECOMES AWARE OF A POSSIBLE COVERED TRANSACTION, HE OR SHE SHALL HAVE A DUTY TO TAKE THE FOLLOWING ACTIONS: (A) IMMEDIATELY DISCLOSE THE EXISTENCE AND ALL MATERIAL FACTS OF THE POSSIBLE COVERED TRANSACTION TO THE CHAIR OF THE BOARD OF DIRECTORS (IN THE CASE OF DIRECTORS OR THE PRESIDENT) OR THE PRESIDENT (IN THE CASE OF OFFICERS); (B) REFRAIN FROM USING HIS OR HER PERSONAL INFLUENCE TO ENCOURAGE ENTERING INTO THE COVERED TRANSACTION; AND (C) PHYSICALLY EXCUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSION REGARDING THE COVERED TRANSACTION WITH OFFICERS, DIRESTORS, AND EMPLOYEES OF THE ORGANIZATION, EXCEPT TO RESPOND TO REQUESTS FOR INFORMATION. IN ORDER TO ASSIST THE ORGANIZATION IN IDENTIFYING POTENTIAL COVERED TRANSACTIONS, EACH COVERED PERSON WHO CURRENTLY SERVES AS AN OFFICER, DIRECTOR OR KEY EMPLOYEE ANNUALLY SHALL COMPLETE AND SIGN A CONFLICT OF INTEREST DECLARATION PROVIDED BY THE ORGANIZATION AND SHALL UPDATE SUCH DECLARATION AS NECCESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. AMERISOURCEBERGEN ASSOCIATE ASSISTANCE FUND 1300 MORRIS DRIVE CHESTERBROOK PA 19087 900918856 ASSISTANCE DURING NATURAL OR CIVIL DISASTERS DE 501(C)(3) LINE 7 AMERISOURCEBERGEN CORPORATION 1 AMERISOURCEBERGEN CORPORATION 1300 MORRIS DR CHESTERBROOK PA 19087 233079390 PHARMACEUTICAL SOURCING AND DISTRIBUTION DE N/A C 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0