2015-04-07T10:23:49-05:00 2014-06-30 951777440 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990 2013-07-01 951641424 CHILDREN'S INSTITUTE INC CHIL 2132607683 2121 W TEMPLE STREET LOS ANGELES CA 90026 MARY EMMONS PRESIDENT & CEO 2133855100 2015-03-03 1 RICHARD L RUVELSON P00234075 3108731600 2013 2016-02-25 16:41:14Z MARY EMMONS 2121 W TEMPLE STREET LOS ANGELES CA 90026 73019589 0 X WWW.CHILDRENSINSTITUTE.ORG X 1906 CA HELPS CHILDREN HEAL FROM TRAUMA OF FAMILY AND COMMUNITY VIOLENCE AND LEAD HEALTHY, PRODUCTIVE LIVES. 35 35 939 2022 0 -1523 50329384 66184301 256877 381506 839542 1594334 86837 41283 51512640 68201424 0 0 0 0 34067248 43050796 0 0 1517298 15965725 23314890 50032973 66365686 1479667 1835738 62688113 70595262 14514415 17947710 48173698 52647552 X CHILDREN'S INSTITUTE, INC. (CII) HELPS CHILDREN IN LOS ANGELES' MOST CHALLENGED COMMUNITIES HEAL FROM THE TRAUMA OF FAMILY AND COMMUNITY VIOLENCE, BUILD THE CONFIDENCE AND SKILLS TO BREAK THROUGH THE BARRIERS OF POVERTY, AND GROW UP TO LEAD HEALTHY, PRODUCTIVE LIVES. CII'S INTEGRATED SERVICE MODEL IS DESIGNED TO ADDRESS THE "WHOLE CHILD" AS WELL AS THE ENTIRE FAMILY, AND COMBINES EVIDENCE-BASED CLINICAL SERVICES, YOUTH DEVELOPMENT PROGRAMS, EARLY CHILDHOOD PROGRAMS, AND FAMILY SUPPORT SERVICES. ESTABLISHED IN 1906, CII NOW REACHES MORE THAN 22,000 CHILDREN AND FAMILY MEMBERS EACH YEAR. CII ALSO WORKS TO INFORM THE LARGER FIELD OF CHILDREN'S SERVICES THROUGH THE RESEARCH AND PROFESSIONAL DEVELOPMENT EFFORTS OF CII'S LEADERSHIP CENTER. 0 0 27116639 CHILD & FAMILY BEHAVIORAL HEALTH SERVICES -CHILDREN WHO HAVE BEEN TRAUMATIZED BY ABUSE, NEGLECT, OR FAMILY AND COMMUNITY VIOLENCE REQUIRE SPECIAL CARE. CII'S CLINICAL SERVICES PROVIDES CHILD AND FAMILY MENTAL HEALTH ASSESSMENT AND TREATMENT SERVICES, IN-HOME COUNSELING, SPECIALIZED SEXUAL ABUSE TREATMENT, EMERGENCY RESPONSE AND FOLLOW-UP SERVICES FOR VICTIMS OF DOMESTIC VIOLENCE AND THEIR CHILDREN, COMPREHENSIVE FOSTER CARE SERVICES AND OTHER SUPPORT. CII IS ONE OF 50 AGENCIES IN A NATIONAL NETWORK OF CHILD TRAUMA TREATMENT CENTERS, WHICH ALLOWS US TO IMPLEMENT BEST PRACTICES AND ACCESS TO CUTTING EDGE RESEARCH IN THE TRAUMA TREATMENT FIELD.DURING THE YEAR, 7,209 CLIENTS WERE SERVED. 23329296 76856 EARLY CHILDHOOD SERVICES - CII'S EARLY CHILDHOOD SERVICES ARE DESIGNED TO POSITIVELY IMPACT VULNERABLE CHILDREN IN THEIR EARLIEST YEARS. COMPREHENSIVE EARLY CARE AND EDUCATION PROGRAMS PROMOTE THE OPTIMAL DEVELOPMENT OF CHILDREN FROM BIRTH TO AGE 5, AND BUILD EFFECTIVE PARENTING SKILLS FOR THEIR PARENTS, AND STRENGTHEN PARENT-CHILD RELATIONSHIPS. SERVICES INCLUDE EARLY HEAD START, HEAD START, STATE PRESCHOOL, SCHOOL- READINESS, THERAPEUTIC DAY TREATMENT (FOR PRESCHOOLERS WITH SEVERE EMOTIONAL AND BEHAVIORAL PROBLEMS), AND AN IN-HOME INTERVENTION PROGRAM FOR YOUNG CHILDREN AND THEIR FAMILIES.DURING THE YEAR, 8,793 CLIENTS WERE SERVED. 4639053 304650 COMMUNITY SERVICES - CII PROVIDES A WIDE RANGE OF COMMUNITY SERVICES TO COMPLEMENT CLINICAL TREATMENT AND STRENGTHEN THE WHOLE FAMILY. CII RECOGNIZES THE IMPORTANCE OF FAMILY STABILITY IN ITS EFFORTS TO IMPROVE THE HEALTH AND GENERAL WELL-BEING OF CHILDREN AND YOUTH. COMMUNITY SERVICES ARE DESIGNED TO EMPOWER FAMILIES TO ACHIEVE ECONOMIC STABILITY, DEVELOP POSITIVE PARENTING AND HEALTHCARE PRACTICES AND CONNECT WITH OTHER FAMILIES THROUGH STRONGER SOCIAL NETWORKS. SERVICES INCLUDE PARENTING EDUCATION, FAMILY LITERACY COUNSELING AND SUPPORT GROUPS FOR FATHERS, FINANCIAL LITERACY, HEALTH EDUCATION NUTRITION CLASSES, AND EMPLOYMENT SKILLBUILDING. CII COLLABORATES WITH A WIDE VARIETY OF DEDICATED COMMUNITY PARTNERS. YOUTH DEVELOPMENT ACTIVITIES HELP CHILDREN AND TEENS DEVELOP THE RESILIENCE THEY NEED TO OVERCOME THE STRESSORS THEY FACE IN THEIR DAILY LIVES, BUILD SELF-ESTEEM AND PROVIDE OPPORTUNITIES FOR SUCCESS. CII PROVIDES EDUCATION IN THE VISUAL AND PERFORMING ARTS, MUSIC, DIGITAL MEDIA, WRITING, ATHLETICS AND MORE.DURING THE YEAR, 9,289 CLIENTS WERE SERVED. 3705738 LEADERSHIP CENTER -IN ADDITION TO REACHING MORE THAN 22,000 CHILDREN AND FAMILIES EACH YEAR, CII INFORMS THE GREATER CHILD WELFARE FIELD THROUGH PROFESSIONAL TRAINING, RESEARCH AND ADVOCACY EFFORTS OF THE AGENCY'S LEADERSHIP CENTER. MULTIDISCIPLINARY TRAINING COURSES ARE DESIGNED TO ENHANCE KNOWLEDGE AND PRACTICE AMONG PROFESSIONALS AND INTERNS IN THE FIELDS OF CHILD DEVELOPMENT, MENTAL HEALTH, DOMESTIC VIOLENCE, AND CHILD ABUSE AND NEGLECT. ANNUALLY CII TRAINS THOUSANDS OF COMMUNITY PROFESSIONALS ON BEST PRACTICES AND OFFER A NATIONALLY ACCREDITED CLINICAL INTERNSHIP PROGRAM FOR YOUNG PROFESSIONALS ENTERING THE FIELD.DURING THE YEAR, 4,482 PROFESSIONALS WERE TRAINED. 3705738 58790726 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 0 1 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 237 0 939 1 1 1 0 0 0 0 1 1 0 0 0 0 X 35 35 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X MARK ENGEL SVP FINANCECFO 2132607683 2121 W TEMPLE STREET LOS ANGELES CA 90026 SUSAN C ADAMSON BOARD MEMBER 2.00 X 0 0 0 RAUL E ALVARADO BOARD MEMBER 2.00 X 0 0 0 SAMAAN BAKAR BOARD MEMBER 2.00 X 0 0 0 CATHERINE BEYER BOARD MEMBER 2.00 X 0 0 0 LOREN BOOTH BOARD MEMBER 2.00 X 0 0 0 ADAM CHECCHI BOARD MEMBER 2.00 X 0 0 0 MICHAEL DART BOARD MEMBER 2.00 X 0 0 0 HUGH EVANS III BOARD MEMBER 2.00 X 0 0 0 JANET FOURTICQ BOARD MEMBER 2.00 X 0 0 0 ROCHELLE GORES FREDSTON BOARD MEMBER 2.00 X 0 0 0 TRACEY GLUCK BOARD MEMBER 2.00 X 0 0 0 AHMAD GRAMIAN BOARD MEMBER 2.00 X 0 0 0 MARCIA W HOBBS BOARD MEMBER 2.00 X 0 0 0 NINA HOLLAND BOARD MEMBER 2.00 X 0 0 0 BEN KOHN BOARD MEMBER 2.00 X 0 0 0 K JOHN LEE BOARD MEMBER 2.00 X 0 0 0 SUZANNE MARX BOARD MEMBER 2.00 X 0 0 0 MARI MCALISTER BOARD MEMBER 2.00 X 0 0 0 JAMIE MEYER BOARD MEMBER 2.00 X 0 0 0 CHARLES S NELSON BOARD MEMBER 2.00 X 0 0 0 CHRISTINE NEWMAN BOARD MEMBER 2.00 X 0 0 0 BARRY PATMORE BOARD MEMBER 2.00 X 0 0 0 STEVEN H POKRESS BOARD MEMBER 2.00 X 0 0 0 GELILA ASSEFA PUCK BOARD MEMBER 2.00 X 0 0 0 DAVID ROGNLIEN BOARD MEMBER 2.00 X 0 0 0 TODD J ROSEN BOARD MEMBER 2.00 X 0 0 0 STEPHANIE BOOTH SHAFRAN BOARD MEMBER 2.00 X 0 0 0 RONALD J SILVERMAN BOARD MEMBER 2.00 X 0 0 0 KATHLEEN M VANDERZIEL BOARD MEMBER 2.00 X 0 0 0 CHARLES P DIAMOND BOARD CHAIRMAN 2.00 X X 0 0 0 COLLEEN BELL VICE CHAIR 2.00 X X 0 0 0 PAUL R KANIN VICE CHAIR 2.00 X X 0 0 0 MARY COLLINS TREASURER 2.00 X X 0 0 0 CARA LEONETTI ESPOSITO SECRETARY 2.00 X X 0 0 0 BRIDGET GLESS KELLER BOARD MEMBER 2.00 X 0 0 0 MARY EMMONS PRESIDENT & CEO 40.00 2.00 X 306904 0 82227 MARK ENGEL SVP FINANCE/CFO 40.00 2.00 X 145199 0 18155 JEFF CATANIA SENIOR VP - DEVELOPMENT 40.00 X 166983 0 21585 NINA REVOYR EXECUTIVE VP 40.00 X 166163 0 20378 STEPHEN AMBROSE SENIOR VP - PROGRAMS 40.00 X 156233 0 17253 TODD SOSNA SENIOR VP- LEADERSHIP 40.00 X 138748 0 19368 RICHARD COHEN DIRECTOR - PROGRAMS 40.00 X 132544 0 18936 LAURA CARIDI VP OF GRANTS 40.00 X 131984 0 16382 MEGAN AUBREY VP OF DEVELOPMENT 40.00 X 125865 0 9889 SHAHRAM AMINIAN VP OF INFORMATION TECHNOLOGY 40.00 X 124343 0 15772 1594966 0 239945 29 0 1 0 2B COMMUNICATION 1201 MORNINGSIDE DR SUITE 105 MANHATTAN BEACH CA 90266 WEB DESIGNING & IT CONSULTING 305850 HOMEBOY INDUSTRIES 130 W BRUNO STREET LOS ANGELES CA 90012 FATHERHOOD EMPLOYMENT TRAINING 304188 NETSMART TECHNOLOGIES PO BOX 823519 PHILADELPHIA PA 19182 HEALTH RECORD SYSTEM SOFTWARE 271332 CHEFABLES PO BOX 288 SAN FRANCISCO CA 94083 FOOD SUPPLIER FOR CHILDREN 268908 UNIVERSITY OF SOUTHERN CALIFORNIA 3500 FIGUROA STREET LOS ANGELES CA 90089 EVALUATION & RESEARCH 241130 10 189732 254696 54433848 11306025 576216 66184301 EDUCATION AND TRAINING 624100 304650 304650 PARENT PROVIDER FEES 624100 76856 76856 381506 742846 742846 5253755 4402267 851488 851488 851488 415898 189732 415898 0 MISCELLANEOUS REVENUE 900099 41283 41283 41283 68201424 381506 0 1635617 X 1105817 995254 85130 25433 32865057 29464771 2630788 769498 1833509 1705017 92860 35632 4374827 4068239 221568 85020 2871586 2670345 145435 55806 73279 73279 91000 91000 14015 14015 114816 114816 6070303 5478833 373570 217900 875358 782449 57777 35132 543199 268389 272798 2012 5954748 5359032 565995 29721 957663 899576 50556 7531 1556715 1323783 71056 161876 173569 173569 1320814 713342 593892 13580 298655 140042 155313 3300 PROGRAM SUPPLIES 2586640 2571615 633 14392 EQUIPMENT RENTAL AND MA 744386 709113 17046 18227 DAY CARE EXPENSES 648953 648953 FOSTER PARENTS EXPENSE 475851 416109 42162 17580 814926 561849 228419 24658 66365686 58790726 6057662 1517298 3681691 2269616 2330952 6649092 8501487 8299494 19968756 19968756 99543 129484 17275324 11527915 4845215 5747409 22565681 26815515 694788 715896 62688113 70595262 4412513 6400592 3968716 4696231 5000000 5000000 1133186 1850887 14514415 17947710 X 43824213 44745211 3453141 7005997 896344 896344 48173698 52647552 62688113 70595262 1835738 2638116 0 X X 0 1 X 1 1 1 X 37025396 41757004 48886961 50329384 66184301 244183046 37025396 41757004 48886961 50329384 66184301 244183046 2489440 241693606 476437 537098 596724 795284 742846 3148389 34176 20195 1515752 86837 41283 1698243 249029678 2729071 0.97050 0.97100 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 14015 0 0 14015 0 PART II-B, LINE 1: LOBBYING ACTIVITIES ENGAGED IN BY CII ENTAIL PRIMARILY BOARD VOLUNTEERS AND THE PRESIDENT & CEO PERIODICALLY CONTACTING MEMBERS OF NATIONAL, STATE, AND LOCAL LEGISLATIVE BODIES FOR THE PURPOSE OF ADVOCATING SUPPORT FOR LEGISLATION AND POLICIES THAT BENEFIT CHILDREN AND FAMILIES AT RISK. THIS INCLUDES ATTENDING AND PARTICIPATING IN PUBLIC HEARINGS, NEWS CONFERENCES, AND MEETINGS WITH PUBLIC OFFICIALS. COSTS OF LOBBYING ACTIVITIES INCLUDE A REASONABLE PORTION OF SALARY, EMPLOYER TAXES AND BENEFITS, TRAVEL COST REIMBURSEMENT, MATERIALS, AND OTHER RELATED EXPENSES. 22565681 4249833 26815514 20283389 2282292 22565681 21900014 -345629 1270996 20283389 19867336 3988544 1955866 21900014 19351047 2973762 2457473 19867336 0.97000 0.03000 0 0 34609 34609 12137660 7101600 5036060 5103055 4426315 676740 5747409 DOMESTIC EQUITIES 10066080 F INTERNATIONAL EQUITIES 6389995 F FIXED INCOME 4107715 F ALTERNATIVE STRATEGIES 6251725 F 26815515 DUE TO AFFILIATE CILA 1850887 1850887 PART V, LINE 4 THE BALANCE (REPORTED ON PART V, LINE 1G AND PART VII) REPRESENTS INVESTMENT PORTFOLIO GROSS BALANCE. OF THE BALANCE, $896,344 IS A PERMANENT ENDOWMENT AS STIPULATED BY THE DONOR, WITH PRINCIPAL TO REMAIN INTACT IN PERPETUITY AND ONLY THE INCOME THEREFROM TO BE EXPENDED FOR THE ORGANIZATION'S PROGRAM OPERATING NEEDS. THE BOARD OF DIRECTORS HAS DESIGNATED THESE RESOURCES AS A QUASI-ENDOWMENT FOR STABILIZATION OF FUNDING FOR PROGRAM OPERATIONS AND OPTIMAL UTILIZATION OF THE ORGANIZATION'S UNRESTRICTED NET ASSETS TOWARDS ACHIEVING ITS MISSION AND STRATEGIC OBJECTIVES. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 5089525 0 0 0 0 0 0 5089525 0 5089525 1 0 1 0 1 0 FORM 990, SCHEDULE F: FORM 990, SCHEDULE F: PART IV, LINE 3 EXPLANATION: FORM 5471 FOREIGN FILING THE ORGANIZATION DOES NOT OWN A 10% OR GREATER INTEREST IN THE FOREIGN CORPORATIONS AND THEREFORE DOES NOT HAVE A FORM 5471 FILING REQUIREMENT. FORM 990, SCHEDULE F: PART IV, LINE 5 EXPLANATION: FORM 8865 FOREIGN FILING THE ORGANIZATION DOES NOT OWN A 10% OR GREATER INTEREST IN THE FOREIGN PARTNERSHIPS AND THEREFORE DOES NOT HAVE A FORM 8865 FILING REQUIREMENT. PSLA EVENT 605630 189732 415898 67714 31028 15999 301157 605630 189732 415898 67714 31028 15999 301157 415898 0 X X X X 0 1 0 0 0 0 0 0 0 MARY EMMONS PRESIDENT & CEO 306904 0 0 0 0 0 73017 0 9210 0 389131 0 0 0 MARK ENGEL SVP FINANCE/CFO 145199 0 0 0 0 0 10890 0 7265 0 163354 0 0 0 JEFF CATANIA SENIOR VP - DEVELOPMENT 166983 0 0 0 0 0 12524 0 9061 0 188568 0 0 0 NINA REVOYR EXECUTIVE VP 166163 0 0 0 0 0 12462 0 7916 0 186541 0 0 0 STEPHEN AMBROSE SENIOR VP - PROGRAMS 156233 0 0 0 0 0 11717 0 5536 0 173486 0 0 0 TODD SOSNA SENIOR VP- LEADERSHIP 138748 0 0 0 0 0 10406 0 8962 0 158116 0 0 0 RICHARD COHEN DIRECTOR - PROGRAMS 132544 0 0 0 0 0 9941 0 8995 0 151480 0 0 0 PART I, LINE 4B MARY EMMONS AND NINA REVOYR PARTICIPATE IN A 457(B) SUPPLEMENTAL NON-QUALIFIED TAX DEFERRED COMPENSATION PLAN. CII DOES NOT CONTRIBUTE OR MATCH ON BEHALF OF EMPLOYEES. SCHEDULE J, PART II (LISTING OF HIGHEST COMPENSATED EMPLOYEES; ALSO LISTED IN PART VII, SECTION A) THIS IS BASED ON CALENDAR YEAR 2013-W-2 REPORTING, AND MAY NOT REFLECT ACTUAL ANNUAL SALARY DUE TO COMPENSATION ADJUSTMENTS DURING THE PERIOD REPORTED, NUMBER OF REPORTABLE PAY PERIODS, OR LEAVES OF ABSENCE. X 78710 FMV X 179645 FMV X 18 71351 FMV X MISCELLANEOUS 41 144909 FMV X TOYS/SCHOOL S 15 100697 FMV X COMPUTERS 1 500 FMV X TICKETS/GIFT 2 404 FMV 0 1 0 PART I, COLUMN (B): NON CASH CONTRIBUTIONS ARE LISTED BY TOTAL NUMBER OF DONORS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE DRAFT FORM 990 IS DISTRIBUTED FOR REVIEW BY CEO, KEY MANAGEMENT, AUDIT COMMITTEE AND EXECUTIVE COMMITTEE. A COPY OF THE FORM 990 IS GIVEN TO THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C CII BOARD MEMBERS AND KEY EMPLOYEES ARE REQUIRED TO SIGN A CODE OF CONDUCT AND A CONFLICT OF INTEREST POLICY ANNUALLY AND DISCLOSE IN WRITING ANY MATERIAL CONFLICT OF INTEREST. RECORD OF EXECUTION BY ALL BOARD MEMBERS IS MONITORED BY THE BOARD AFFAIRS COMMITTEE THROUGHOUT THE YEAR, AND FOLLOWED UP PERIODICALLY DURING THE YEAR WITH THE EXECUTIVE COMMITTEE IN ORDER TO ASSURE COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRPERSON COORDINATES A COMPENSATION SUB-COMMITTEE TO CONDUCT THE REVIEW AND THE SUB-COMMITTEE REPORTS TO EXECUTIVE COMMITTEE. THE SUB-COMMITTEE UTILIZES SEVERAL SURVEYS IN ORDER TO DETERMINE APPROPRIATE COMPENSATION LEVELS FOR CEO COMPENSATION AND KEY EMPLOYEES. ALL KEY EMPLOYEES RECEIVE AN ANNUAL REVIEW AND EVALUATION OF PERFORMANCE AND COMPENSATION LEVELS. KEY EMPLOYEES ARE EVALUATED BY THE CEO, WHO REPORTS TO THE BOARD CHAIRMAN. MANAGEMENT PERIODICALLY ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT TO REVIEW PAY RANGES OF ALL STAFF POSITIONS, INCLUDING KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, POLICIES, ARTICLES OF INCORPORATION, BYLAWS, TAX EXEMPTION LETTER, CONFLICT OF INTEREST, FINANCIAL STATEMENTS AND RELATED FINANCIAL INFORMATION, ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G, OTHER PROFESSIONAL FEES OF $6,070,303 CONSISTS CONSULTANTS 1,857,714. INDEPENDENT CONTRACTORS 1,045,073. SUBCONTRACTORS 1,920,151. INTERN SUBSIDIES 62,454. TEMPORARY CONTRACT STAFF 1,184,911. TOTAL EXPENSES 6,070,303. TOTAL OTHER FEES ON FORM 990, PART IX, LINE 11G, COL A 6,070,303. FORM 990, PART IX, LINE 14, INFORMATION TECHNOLOGY: IT SUPPLIES: (COMPUTERS, MONITORS, PERIPHERAL EQUIPMENT, SOFTWARE AND LICENSES) 80,984. IT SYSTEMS CONSULTING 84,472. TELEPHONE AND DATA COMMUNICATION 300,742. OTHER EXPENSES 77,001. TOTAL EXPENSES 543,199. TOTAL IT EXPENSES ON FORM 990, PART IX, LINE COL A 543,199. FORM 990, PART XII, LINE 2C, FINANCIAL STATEMENTS AND REPORTING NO CHANGES WERE MADE TO THE OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR, AS COMPARED TO THE PRIOR TAX YEAR. CHILDREN'S INSTITUTE OF LOS ANGELES 2121 W TEMPLE STREET LOS ANGELES CA 90026 451505136 AID FOR CHILDREN AFFECTED BY ABUSE AND VIOLENCE CA 501(C)(3) 509(A)(3), TYPE 1 YES 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 CHILDREN'S INSTITUTE OF LOS ANGELES C 254696 COST CHILDREN'S INSTITUTE OF LOS ANGELES D 717701 COST CHILDREN'S INSTITUTE OF LOS ANGELES K 865553 COST