2015-04-28T10:05:03-05:00 2013-06-30 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 4000 INDIANAPOLIS IN 46204 990 2012-07-01 363377698 Midwestern University % DEAN MALONE MIDW 6305157145 555 31ST STREET Suite DOWNERS GROVE IL 60515 KATHLEEN GOEPPINGER PHD 2015-04-22 3176817000 2012 2016-02-25 16:41:14Z X KATHLEEN GOEPPINGER PHD 555 31ST STREET DOWNERS GROVE IL 60515 661268091 false X WWW.MIDWESTERN.EDU X 1900 IL MIDWESTERN UNIVERSITY'S HISTORICAL AND SUSTAINING PHILOSOPHY DEDICATES THE INSTITUTION AND ITS RESOURCES TO THE HIGHEST STANDARDS OF ACADEMIC EXCELLENCE TO MEET THE EDUCATIONAL NEEDS OF THE HEALTH CARE COMMUNITY. 18 15 3167 3937 0 3436785 2984220 259938254 288955395 4271180 7127403 2781690 3203319 270427909 302270337 1557879 1685061 0 0 124897675 136519048 0 0 440125 71289955 74447877 197745509 212651986 72682400 89618351 858730838 947050869 426456585 418434572 432274253 528616297 X MIDWESTERN UNIVERSITY'S HISTORICAL AND SUSTAINING PHILOSOPHY DEDICATES THE INSTITUTION AND ITS 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409870 268 false true false Chanen Construction 3300 N Third St PHOENIX AZ 33967 General Contractor 58992102 DWL Architects Inc 2333 N Central PHOENIX AZ 85014 Architectural 3610254 Metro Cleaning Company 8349 W Desert Spoon PEORIA AZ 85383 JANITORIAL SERVICES 1607721 Humana Inc 321 West Main Street LOUISVILLE KY 40202 Healthcare Admin. 1410163 Ricoh USA Inc 13760 Noel Rd Ste 200 DALLAS TX 75240 Copy Center 948701 41 299775 1467848 1216597 96899 2984220 Tuition & Fees 611310 255624489 255624489 Post-Doctorate Program 611310 18033382 18033382 Clinical Revenue 621400 10170704 10170704 Student Housing 721310 5126820 5126820 288955395 3562249 3562249 0 0 0 0 0 362417051 358851897 3565154 3565154 3565154 139709 299775 145857 -6148 -6148 0 0 Co-Funded Faculty 900099 1123076 1123076 Meal Plan 722320 310435 310435 Library Services 561499 296199 296199 1479757 377825 1101932 3209467 302270337 290456296 8829821 0 1685061 1685061 0 0 10236318 6771383 3464935 0 100620096 96560230 3806803 253063 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7089544 0.00000 0.38400 0.61600 false false 22124258 22124258 556908423 101047243 455861180 62340226 38555737 23784489 37373810 37373810 539143737 0 Other current liabilities 2844118 Self-insurance liabilities 5408449 Interest rate protection agreements 6777947 Refundable federal student loans 21647230 PROFESS LIAB TAIL COVER 80100 RETIREE BENEFITS 2842785 L-T DEFERRED PPD TUITION 2752207 DEFERRED COMPENSATION 173469 42526305 DESCRIBE THE INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 RESTRICTED ENDOWMENT FUNDS ARE USED BASED ON DONOR INTENT. The University has not relied on endowment spending to support operations or student scholarships. true true true true true true true false false false false false false false false true false true SUPPLEMENTAL INFORMATION SCHEDULE E, PART I, LINE 3 Midwestern University maintains nondiscriminatory policies for all students regardless of race, color, gender, sexual preference, religion national or ethnic origin, disability, status as a veteran, marital status, or age. The nondiscriminatory policies are published in the following: 1) The AACOMAS (American Association of Colleges & Osteopathic Medicine) 2) Student Handbook 3) Course Catalog 4) Web Page. SCHEDULE E, PART I, LINE 6A Midwestern University received Federal Research Awards and participates in Federal loan programs. Central America and the Caribbean Investments N/A 4057000 Central America and the Caribbean Program Services MEDICAL MISSION TRIP 7000 4064000 4064000 true false false false false false Organization's Procedures for Monitoring Use of Grant Funds Outside the US Schedule F, Part V Annually the university participates in a medical mission to Central America. Method used to account for expenditures in the region Schedule F, Part I, Question 3, Column (f) Expenditures are reported on the financial statements in the year paid. Bright Lights 266293 177797 88496 5770 24971 46447 2775 13857 MWU Golf Outing 102153 71970 30183 4544 11975 6598 1259 1 71038 50008 21030 6666 9771 8067 3157 439484 299775 139709 16980 46717 61112 2775 18273 145857 -6148 true Student scholarship, awards, and grants 232 1410061 Student need-based scholarships 108 275000 FORM 990, SCHEDULE I, PART I, LINE 2 DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS MIDWESTERN UNIVERSITY AWARDS ITS INSTITUTIONAL SCHOLARSHIPS TO QUALIFIED STUDENTS BASED ON FINANCIAL NEED, ACADEMIC ACHIEVEMENT, AND COMMUNITY SERVICE. EACH SCHOLARSHIP PROGRAM HAS DIFFERENT ELIGIBILITY REQUIREMENTS, APPLICATION DEADLINES AND SEPARATE APPLICATION PROCEDURES. APPLICATIONS FOR THESE SCHOLARSHIPS ARE ACCEPTED THROUGHOUT THE YEAR. SCHOLARSHIP AWARDS CAN RANGE FROM A FEW HUNDRED DOLLARS TO SEVERAL THOUSAND DOLLARS. ONCE THE SCHOLARSHIP RECIPIENT HAS BEEN SELECTED AND THE SCHOLARSHIP AWARD DETERMINED, THE OFFICE OF STUDENT FINANCIAL SERVICES IS NOTIFIED BY THE SCHOLARSHIP COMMITTEE OR DEPARTMENT. THE SCHOLARSHIP AWARD IS CREDITED TO THE STUDENT'S ACCOUNT. THE UNIVERSITY HAS WRITTEN POLICIES AND PROCEDURES AND MAINTAINS RECORDS FOR GRANT AND SCHOLARSHIPS AWARDED TO ITS STUDENTS. MIDWESTERN UNIVERSITY AWARDS A PORTION OF THE REMAINING CORPUS FROM THE PREVIOUS SALE OF LOANS AS A RESULT OF THE SCHOOL AS LENDER LOAN PROGRAM (A PROGRAM UNDER THE FEDERAL FAMILY EDUCATION LOAN PROGRAM FFELP) AS STUDENT NEED BASED SCHOLARSHIPS. THE AWARDS ARE FUNDED FROM MIDWESTERN UNIVERSITY FOUNDATION. THESE SCHOLARSHIPS ARE AWARDED TO THE STUDENTS WHO DEMONSTRATE THE MOST SIGNIFICANT FINANCIAL NEED AS DETERMINED BY THEIR FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THE SCHOLARSHIPS ARE THEN CREDITED AGAINST THE STUDENTS' TUITION BILL. X X X true true X X X X X false true false false false false false false false KATHLEEN H GOEPPINGER PHD 537957 0 304235 0 1589509 0 25000 0 6246 0 2462947 0 1240906 0 ARTHUR G DOBBELAERE PHD 480707 0 242289 0 100351 0 25000 0 4150 0 852497 0 0 0 GREGORY J GAUS 404888 0 206147 0 83597 0 25000 0 5667 0 725299 0 0 0 DEAN P MALONE 271688 0 100035 0 30928 0 25000 0 4992 0 432643 0 0 0 KAREN D JOHNSON PHD 245182 0 80249 0 23088 0 24389 0 2988 0 375896 0 0 0 MARY LEE PHARM D 334752 0 92004 0 44880 0 25000 0 4347 0 500983 0 0 0 DENNIS PAULSON PHD 340206 0 122849 0 46782 0 25000 0 5323 0 540160 0 0 0 ANGELA MARTY MS 186372 0 74694 0 22551 0 19000 0 4826 0 307443 0 0 0 JOHN R BURDICK PHD 286280 0 81018 0 32457 0 25000 0 5025 0 429780 0 0 0 LORI A KEMPER DO 306873 0 66317 0 31319 0 25000 0 5164 0 434673 0 0 0 KAREN J NICHOLS DO 318503 0 65229 0 38882 0 25000 0 4226 0 451840 0 0 0 MICHAEL MACNEIL 315704 0 68387 0 23984 0 25000 0 4235 0 437310 0 0 0 RUSSEL GILPATRICK 313214 0 85201 0 23032 0 25000 0 4238 0 450685 0 0 0 TOM BOYLE A DO 285391 0 40320 0 9000 0 25000 0 5054 0 364765 0 0 0 SUPPLEMENTAL COMPENSATION INFORMATION SCHEDULE J, PART I, QUESTION 1A FIRST CLASS TRAVEL THE UNIVERSITY ALLOWS FOR FIRST CLASS TRAVEL FOR ITS CEO, COO, AND CFO AND ALLOWS FOR OTHER KEY EMPLOYEES WITH RESPONSIBILITIES ON BOTH CAMPUSES TO PURCHASE FIRST CLASS UPGRADES. FIRST CLASS TRAVEL IS NOT CONSIDERED COMPENSATION. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES SOCIAL/COUNTRY CLUB DUES ARE PAID FOR THE CEO AS PROVIDED FOR IN THE CEO'S EMPLOYMENT CONTRACT. THE CLUB IS USED FOR BUSINESS USE ONLY, THEREFORE NOT CONSIDERED COMPENSATION. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THE UNIVERSITY PROVIDES CERTAIN OFFICERS AND EMPLOYEES WITH TAX GROSS UP PAYMENTS. FOR THREE OFFICERS, THE UNIVERSITY PROVIDES A TAX GROSS UP ON CAR ALLOWANCES. THE UNIVERSITY ALSO PROVIDES A CURRENT PAYMENT IN LIEU OF A CONTRIBUTION TO ITS QUALIFIED RETIREMENT PLAN TO EMPLOYEES WHOSE COMPENSATION EXCEEDS CODE LIMITS ON CONTRIBUTIONS TO THE QUALIFIED PLANS. GROSS UPS ARE PAID ON SUCH PAYMENTS TO ACCOUNT FOR THE FACT THAT SUCH PAYMENTS ARE NOT SUBJECT TO DEFERRAL AND OTHER TAX BENEFITS ASSOCIATED WITH QUALIFIED RETIREMENT PLANS. SCHEDULE J, PART I, QUESTION 4B CONTRIBUTIONS TO A SUPPLEMENTARY NONQUALIFIED RETIREMENT PLAN AND PAYMENTS FROM A SUPPLEMENTARY NONQUALIFIED RETIREMENT PLAN: KATHLEEN GOEPPINGER - $1,474,429 THIS AMOUNT IS INCLUDED IN SCHEDULE J,PART II, COLUMN B(iii). SCHEDULE J, PART II, Column (B)(II) LISTED OFFICERS AND DEANS RECEIVE A CERTAIN PERCENTAGE OF BASE COMPENSATION AS ADDITIONAL COMPENSATION, BASED UPON ATTAINMENT OF VARIOUS PREDETERMINED PERFORMANCE RELATED GOALS FOR THE INDIVIDUALS INVOLVED, ALL AS REFLECTED IN COMPREHENSIVE WRITTEN PERFORMANCE APPRAISALS. A GLENDALE AZ IDA SERIES 2004 BONDS 521767454 378286FE3 2004-07-13 17164944 SEE SCHEDULE K PART VI false false false B GLENDALE AZ IDA SERIES 2007 BONDS 521767454 378286GD4 2007-04-18 67184077 SEE SCHEDULE K PART VI false false false C GLENDALE AZ IDA SERIES 2008 BONDS 521767454 378286GE2 2008-05-15 28600000 SEE SCHEDULE K PART VI false false false D GLENDALE AZ IDA SERIES 2010 BONDS 521767454 378286HC5 2010-05-27 159999058 SEE SCHEDULE K PART VI false false false A 14405000 0 17165333 0 0 0 294994 0 0 0 16870339 0 2004 false true true true B 845000 0 68068304 5937110 0 0 0 0 0 0 62131194 0 2007 true true true true C 695000 0 28600039 0 0 0 18522 0 0 0 28581517 0 2008 true false true true D 7670000 0 160000692 10434122 0 0 0 0 169485 80587133 68809952 0 2010 true false true true A 0 B 0 C 0 D false false true true true true 0 false false false true A false false true true false true ROYAL BANK 0.2 false true false 0 false true B false false false true false true ROYAL BANK 0.3 false true false 0 false true C false true false true true false 0 false 0 false true D false true false false false false 0 false 0 false true A true B true C true D true Schedule K, Part I, Line A, Column (F) 0 PROCEEDS FROM THE SALE OF THE BONDS WERE USED TO PARTIALLY REFUND THE PRINCIPAL AMOUNT FOR THE SERIES 1998A BONDS THAT WERE ISSUED ON SEPTEMBER 24, 1998. FORM 990, SCHEDULE K, PART I, LINE B, COLUMN (F) PROCEEDS FROM THE SALE OF THE BONDS WERE USED TO REFUND THE REMAINING AMOUNT OF THE SERIES 1996 A & B BONDS ISSUED ON AUGUST 14, 1996 AND PARTIAL REFUNDING OF PRINCIPAL AMOUNT FOR THE SERIES 1998B BONDS ISSUED ON SEPTEMBER 24, 1998, AND SERIES 2001 A & B BONDS ISSUED ON MAY 31, 2001. FORM 990, SCHEDULE K, PART I, LINE C, COLUMN (F) PROCEEDS FROM THE SALE OF THE BONDS WERE USED TO REFUND THE REMAINING PRINCIPAL AMOUNT OF THE SERIES 1998 A & B BONDS ISSUED ON SEPTEMBER 24, 1998. FORM 990, SCHEDULE K, PART I, LINE D, COLUMN (F) PROCEEDS FROM THE SALE OF THE BONDS WERE USED TO PARTIALLY FUND PROJECTS ASSOCIATED WITH THE PROGRAMS AND CAMPUS EXPANSIONS OF THE UNIVERSITY AND THE PROCEEDS WERE ALSO USED TO REFUND THE REMAINING PRINCIPAL AMOUNT OF THE COMMERCIAL PAPER REVENUE NOTE PROGRAM (2009 BONDS) ISSUED JANUARY 29, 2009, JUNE 19, 2008, NOVEMBER 5, 2008 AND DECEMBER 10, 2008. FORM 990, SCHEDULE K, PART I, LINE E, COLUMN (F) PROCEEDS FROM THE SALE OF THE BONDS WERE USED TO REIMBURSE FOR PROJECTS ASSOCIATED WITH THE PROGRAMS AND CAMPUS EXPANSIONS OF THE UNIVERSITY. FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL AMOUNT OF BOND PROCEEDS IS DIFFERENT FROM THE BOND ISSUE PRICE REPORTED ON SCHEDULE K, PART I, COLUMN (E) BECAUSE OF THE ADDITION OF INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART III, LINE 3B MIDWESTERN UNIVERSITY UTILIZES THE BOND-FINANCED FACILITIES TO CONDUCT RESEARCH SPONSORED BY CHARITABLE ORGANIZATIONS CREATED PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. TO OUR KNOWLEDGE, THIS RESEARCH FALLS WITHIN THE EXEMPT PURPOSES OF SUCH SPONSORS AND, ACCORDINGLY, WOULD NOT BE TREATED AS PRIVATE BUSINESS USE OF THE FINANCED PROPERTY. Form 990, Schedule K, Part IV, Line 2c, Column A: Midwestern University last performed the rebate calculation for the 2004 Bonds on September 9, 2009. Form 990, Schedule K, Part IV, Line 2c, Column B: Midwestern University last performed the rebate calculation for the 2007 Bonds on April 29, 2014. Form 990, Schedule K, Part IV, Line 2c, Column C: Midwestern University last performed the rebate calculation for the 2008 Bonds on April 29, 2014. A GLENDALE AZ IDA SERIES 2011 BONDS 521767454 378286HF8 2011-09-28 50000000 SEE SCHEDULE K PART VI false false false A 1475000 0 50000000 0 0 0 0 0 0 50000000 0 0 2011 false false true true A false false true true true true 0 false false false true A false true false false true false 0 false 0 false true A true GERRIT A VAN HUISSTEDE SEE SCHEDULE L, PART V 559198 Bank Services Charges/Fees false JANET R BOLTON SEE SCHEDULE L, PART V 238389 INVESTMENT MANAGEMENT SERVICES false Schedule L, Part IV Business Transaction with Interested Persons INTERESTED PERSON: GERRIT A. VAN HUISSTEDE RELATIONSHIP: MR. GERRIT A. VAN HUISSTEDE IS REGIONAL PRESIDENT OF WELLS FARGO BANK, N.A., AND THE SECRETARY, TREASURER AND CHAIRMAN OF THE FINANCE COMMITTEE FOR THE BOARD OF TRUSTEES OF MIDWESTERN UNIVERSITY. WELLS FARGO BANK PROVIDES CREDIT, BANKING AND INVESTMENT SERVICES TO THE UNIVERSITY AND IS THE TRUSTEE ON BONDS ISSUED BY A RELATED ORGANIZATION. TRANSACTION: THE UNIVERSITY PAYS WELLS FARGO BANK, N.A. FOR BANK SERVICE CHARGES, BANK FEES, INVESTMENT FEES AND OTHER RELATED BANK CHARGES. THE AMOUNTS LISTED ON SCHEDULE L, COLUMN (C) THAT ARE REFERRED TO HERE DO NOT INCLUDE PRINCIPAL AMOUNTS, INTEREST OR FEES ON CREDIT TRANSACTIONS. UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, MR. VAN HUISSTEDE DID NOT PARTICIPATE IN THE NEGOTIATION OR APPROVAL OF THE UNIVERSITY'S FEE AGREEMENTS WITH WELLS FARGO OR ANY OF THE SERVICES PROVIDED BY WELLS FARGO. INTERESTED PERSON: JANET R. BOLTON RELATIONSHIP: JANET R. BOLTON IS AN OFFICER OF MORGAN STANLEY / SMITH BARNEY AND A MEMBER OF THE BOARD OF TRUSTEES OF MIDWESTERN UNIVERSITY. MORGAN STANLEY PROVIDES INVESTMENT MANAGEMENT SERVICES TO MIDWESTERN UNIVERSITY. TRANSACTION: THE UNIVERSITY PAYS MORGAN STANLEY FOR INVESTMENT MANAGEMENT SERVICES. THE AMOUNTS LISTED ON SCHEDULE L, COLUMN (C) THAT ARE REFERRED TO HERE ARE FOR THOSE SERVICES. UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, MS. BOLTON DID NOT PARTICIPATE IN THE NEGOTIATION OR APPROVAL OF THE UNIVERSITY'S FEE AGREEMENTS WITH MORGAN STANLEY FOR ANY OF THE SERVICES PROVIDED BY MORGAN STANLEY. X 15000 OPINIONS OF EXPERTS X 2034 cost/selling price X Raffle Items - Fundrasing Events 236 55386 Cost/selling price X Med Equipment & Instruments for CVM 9 17533 OPINIONS OF EXPERTS X Dental Chairs,Flouride Varnish 3 2956 OPINIONS OF EXPERTS X OMM table,Cabinets 2 3990 OPINIONS OF EXPERTS 1 false true false SUPPLEMENTAL INFORMATION SCHEDULE M, LINE 30A GIFT ACCEPTANCE POLICY. SCHEDULE M, LINE 31 FOR THE TYPE OF PROPERTY ON SCHEDULE M, PART I, COLUMN B, THE UNIVERSITY REPORTS THE NUMBER OF ITEMS RECEIVED DURING THE YEAR. THE UNIVERSITY HAS AN ACCEPTANCE POLICY FOR NON-STANDARD CONTRIBUTIONS, WHICH IS REVIEWED BY MANAGEMENT. NUMBER OF VOLUNTEERS FORM 990, PART I, LINE 6 VOLUNTEERS CONSIST PRIMARILY OF ADJUNCT/VOLUNTEER (UNCOMPENSATED) FACULTY PROVIDING TEACHING SERVICES FOR THE UNIVERSITY'S VARIOUS HEALTHCARE EDUCATIONAL SERVICES (3937), AS WELL AS UNCOMPENSATED MEMBERS OF THE BOARD OF TRUSTEES (18). DESCRIPTION OF PROGRAM SERVICE ACCOMPLISHMENTS FORM 990, PART III, LINE 4A DURING THE FISCAL YEAR ENDED 6/30/13, MIDWESTERN UNIVERSITY PROVIDED HEALTH SCIENCES EDUCATION SERVICES TO APPROXIMATELY 5,483 PRE-DOCTORAL STUDENTS AND 241 POST-DOCTORAL STUDENTS. THESE STUDENT SERVICES ARE LOCATED ON THREE CAMPUSES, TWO IN ILLINOIS AND ONE IN ARIZONA. MIDWESTERN UNIVERSITY OFFERS HEALTH EDUCATION PROGRAMS IN MEDICINE,PHARMACY, PHYSICIAN ASSISTANCE, PHYSICAL THERAPY, OCCUPATIONAL THERAPY, BIOMEDICAL, PODIATRY, CLINICAL PSYCHOLOGY, PERFUSION SERVICES, NURSE ANESTHETIST, DENTISTRY, OPTOMETRY, AND GRADUATE EDUCATION PROGRAMS IN MEDICINE, AS WELL AS CONTINUING EDUCATION FOR STAFF AND ALUMNI. MIDWESTERN UNIVERSITY CONTINUED ITS RESEARCH AND TRAINING PROGRAMS WITH THE SUPPORT OF FEDERAL AND PRIVATE FUNDING. CREDIT COUNSELING, DEBT MANAGEMENT SERVICES FORM 990, PART IV, LINE 9, AND SCHEDULE D, PART IV THE UNIVERSITY ANSWERED "YES" AT FORM 990, PART IV, LINE 9, ONLY BECAUSE IT PROVIDES CREDIT COUNSELING, DEBT MANAGEMENT SERVICES TO ITS STUDENTS IN CONJUNCTION WITH ITS STUDENT LOAN/FINANCIAL AID PROGRAMS. SCHEDULE D, PART IV REQUESTS NO INFORMATION PERTAINING TO THESE SERVICES. DESCRIBE THE PROCESS USED BY THE ORGANIZATION TO REVIEW 990 FORM 990, PART VI, LINE 11B THE 990 IS PREPARED BY MANAGEMENT OF THE UNIVERSITY ALONG WITH THE ADVICE OF THE UNIVERSITY'S AUDITORS, ATTORNEYS AND TAX ADVISORS. THE 990 IS THEN REVIEWED BY THE CEO AND CFO PRIOR TO PRESENTING TO THE BOARD OF TRUSTEES. THE 990 IS PRESENTED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW AND APPROVAL AT THE BOARD RETREAT PRIOR TO FILING. Conflicts of Interest POLICY FORM 990, PART VI, QUESTION 12 MIDWESTERN UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY APPROVED BY THE BOARD OF TRUSTEES. FOR THE UNIVERSITY AND ALL OF ITS RELATED ORGANIZATIONS, ALL OFFICERS, TRUSTEES, KEY EMPLOYEES AND OTHER CERTAIN FACULTY AND STAFF ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ALL CONFLICTS OF INTEREST. QUESTIONNAIRES ARE RETURNED TO THE PRESIDENT OF THE UNIVERSITY, FOR REVIEW AND ANNUAL APPROVAL. A COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND RESOLVES ANY POTENTIAL CONFLICTS OF INTERESTS REPORTED ON THE QUESTIONNAIRES INVOLVING A TRUSTEE, OFFICER, OR CERTAIN KEY EMPLOYEES. THE PRESIDENT, AS DESIGNEE OF THE BOARD COMMITTEE, REVIEWS AND RESOLVES MATTERS INVOLVING OTHER INDIVIDUALS WHO RECEIVE THE QUESTIONNARIES. PROCEDURES FOR ADDRESSING ACTUAL OR POSSIBLE CONFLICTS ARE SET FORTH IN THE BOARD APPROVED CONFLICTS OF INTEREST POLICY STATEMENT. RECORDS OF ANY PROCEEDINGS ARE KEPT, AND ANNUAL REPORTS OF THE ACTIVITIES, REVIEWS AND RESOLUTIONS REGARDING CONFLICTS OF INTEREST ARE MADE TO THE BOARD OF TRUSTEES. WHISTLEBLOWER POLICY FORM 990, PART VI, QUESTION 13 THE UNIVERSITY HAS A BOARD OF TRUSTEE APPROVED WRITTEN WHISTLEBLOWER POLICY IN PLACE AND HAS IMPLEMENTED POLICIES AND PROCEDURES ENCOURAGING EMPLOYEES TO COME FORWARD (WHETHER THROUGH AN OPEN DOOR POLICY OR A CONFIDENTIAL PHONE LINE IN THE PRESIDENT AND CEO OFFICES) WITH INFORMATION ON VARIOUS IMPROPER ACTIVITIES, SPECIFIES THAT THE INDIVIDUALS WILL BE PROTECTED FROM RETALIATION, IDENTIFIES STAFF AND MANAGEMENT PERSONNEL TO WHOM SUCH INFORMATION CAN BE REPORTED, AND ASSURES THAT SUCH INFORMATION WILL BE REVIEWED AND ACTED UPON BY MANAGEMENT AS APPROPRIATE. Document Retention and Destruction Policy FORM 990, PART VI, QUESTION 14 MIDWESTERN UNIVERSITY HAS A BOARD OF TRUSTEE APPROVED WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY. Offices & Positions for Which Process was Used, & Year Process was Begun FORM 990, PART VI, QUESTION 15A & 15B MIDWESTERN UNIVERSITY ADOPTED A COMPREHENSIVE EXECUTIVE COMPENSATION REVIEW SYSTEM IN 1995 AND HAS FOLLOWED THE POLICY THROUGHTOUT THE YEARS. THE POLICIES AND PRACTICES HAVE ENSURED A CONSISTENT METHODOLOGY FOR ALL ACADEMIC DEANS AND OFFICERS OF THE UNIVERSITY AND THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES (THE "COMPENSATION COMMITTEE"). THE COMPENSATION COMMITTEE IS COMPOSED OF TRUSTEES WITHOUT A CONFLICT OF INTEREST WITH RESPECT TO COMPENSATION ARRANGEMENTS WHICH IT APPROVES. THE COMPENSATION COMMITTEE CHAIR ENGAGES AN OUTSIDE COMPENSATION CONSULTANT TO BENCHMARK THE SALARIES AND BENEFITS OF THE ADMINISTRATIVE PERSONNEL OF MIDWESTERN UNIVERSITY. MERIT INCREASES ARE AWARDED BASED ON COMPREHENSIVE WRITTEN PERFORMANCE APPRAISALS, EXTERNAL MARKET AND COMPARABILITY DATA AND INTERNAL EQUITY. THE COMPENSATION COMMITTEE REVIEWS ALL PERFORMANCE APPRAISAL FORMS, INCLUDING A COMPREHENSIVE REVIEW OF THE PERFORMANCE OF THE PRESIDENT, CHIEF EXECUTIVE OFFICER THAT IS DISTRIBUTED TO EVERY MEMBER OF THE BOARD OF TRUSTEES, AND COLLECTED AND EVALUTED BY THE CHAIRMAN OF THE BOARD. THE COMPENSATION COMMITTEE MEETS AT LEAST TWICE A YEAR. ONE MEETING IS HELD EXCLUSIVELY TO REVIEW THE PERTINENT DATA AND PRESIDENT'S PERFORMANCE AND MAY INCLUDE THE EXTERNAL CONSULTANT DURING THE MEETING. THE PRESIDENT IS NOT INCLUDED IN THIS MEETING. MINUTES OF ALL COMPENSATION COMMITTEE MEETINGS ARE WRITTEN AND MAINTAINED IN THE OFFICE OF THE PRESIDENT CEO. Avail of Gov Docs, Conflict of Interest Policy, & Fin Stmts to Gen Public FORM 990, PART VI, QUESTION 19 MIDWESTERN UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE GENERAL PUBLIC. THE 990 IS AVAILABLE ON GUIDESTAR.COM AND ALSO AT EACH OF THE UNIVERSITY'S TWO CAMPUSES. THE FINANCIAL STATEMENTS AND PERTINENT OPERATING STATISTICS ARE AVAILABLE AT WWW.DACBOND.COM Other changes in Net Assets or Fund Balances Form 990, Part XI, Line 9 $ 6,568,171 UNREALIZED GAIN ON INTEREST RATE PROTECTION AGREEMENTS $(3,985,378) Change in Unrestricted Net Assets due to Discontinued Operations $ (94,865) NONCASH CONTRIBUTIONS --------- $ 2,487,928 TOTAL Amended Return Disclosure Midwestern University is filing this amended return to reflect the updated amount of compensation for Kathleen Goeppinger. Accordingly, the following parts and schedules of the return were updated: Part VII, Section A, Line 1a (19) Part VII, Section A, Line 1b Schedule J, Part II, Line 1(i) SCHEDULE J, PART III The details are below: 1. PART VII, SECTION A, LINE (19) COLUMN (D) REPORTABLE COMPENSATION FROM THE ORGANIZATION (W-2/1099-MISC). CHANGED AMOUNT FROM 957,272 TO 2,431,701. 2. PART VII, SECTION A, LINE (19) COLUMN (D) ESTIMATED AMOUNT OF OTHER COMPENSATION FROM THE ORGANIZATION. CHANGED AMOUNT FROM 290,936 TO 31,246. 3. SCHEDULE J, PART II, LINE 1(I), COLUMN (B)(III) OTHER REPORTABLE COMPENSATION. CHANGED AMOUNT FROM 115,080 TO 1,589,509. 4. SCHEDULE J, PART II, LINE 1(I), COLUMN (C) RETIREMENT AND OTHER DEFERRED COMPENSATION. CHANGED AMOUNT FROM 284,690 TO 25,000. 5. SCHEDULE J, PART II, LINE 1(I), COLUMN (E) TOTAL OF COLUMNS (B)(I)-(D) CHANGED AMOUNT FROM 1,248,208 to 2,462,947 6. SCHEDULE J, PART II, LINE 1(I), COLUMN (F) COMPENSATION REPORTED AS DEFERRED IN PRIOR FORM 990. CHANGED AMOUNT FROM 0 TO 1,240,906. 7. SCHEDULE J, PART III, SUPPLEMENTAL INFORMATION DISCLOSURE FOR SCHEDULE J, PART I, QUESTION 4B WAS CHANGED FROM SCHEDULE J, PART I, QUESTION 4B CONTRIBUTIONS TO A SUPPLEMENTARY NONQUALIFIED RETIREMENT PLAN: KATHLEEN GOEPPINGER - $259,690 THIS AMOUNT IS INCLUDED IN SCHEDULE J,PART II, COLUMN C. TO SCHEDULE J, PART I, QUESTION 4B CONTRIBUTIONS TO A SUPPLEMENTARY NONQUALIFIED RETIREMENT PLAN AND PAYMENTS FROM A SUPPLEMENTARY NONQUALIFIED RETIREMENT PLAN: KATHLEEN GOEPPINGER - $1,474,429 THIS AMOUNT IS INCLUDED IN SCHEDULE J, PART II, COLUMN B(iii). MIDWESTERN UNIVERSITY FOUNDATION 555 31st Street Downers Grove IL 60515 363955804 SUPPORT MWU IL 501(C)(3) 9 MWU true Midwestern University Hosp & Med Ctrs 555 31st Street Downers Grove IL 60515 362166999 Inactive IL 501(C)(3) 3 MWU true Midwestern University Properties Corp 363377699 Title Holding IL 501(C)(2) N/A MWU true Osteopathic Management Enterprises Inc 555 31st Street Downers Grove IL 60515 363483456 Inactive IL MWU C CORP. 1.00000 false false false false false false false false false false false false false false false false true true true Midwestern University Properties Corp Q 154055 CASH Midwestern University Properties Corp S 504575 CASH Midwestern University Foundation R 95303 CASH