2015-05-13T13:47:43-05:00 2014-06-30 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 990 2013-07-01 131623968 COLUMBIA UNIVERSITY PRESS % RICHARD GEHRINGER COLU 2124590600 61 WEST 62ND STREET 3RD FL Suite NEW YORK NY 10023 RICHARD G GEHRINGER CFO 2124590600 2015-05-13 true Laura Parello P01080295 2124590600 2013 2016-03-07 17:11:31Z JENNIFER CREWE 61 WEST 62ND STREET 3RD FL NEW YORK NY 10023 12911515 false X www.cup.columbia.edu X 1893 NY IN ITS SECOND CENTURY OF SCHOLARLY PUBLISHING COLUMBIA UNIVERSITY PRESS SEEKS TO ENHANCE COLUMBIA UNIVERSITY'S ACQUIRING AND PUBLISHING (CONTINUATION ON SCHEDULE O) 10 3 61 3 0 0 1000000 1196000 1129355 1177527 297 0 7008980 7079685 9138632 9453212 0 0 0 0 4809852 4792058 0 0 0 4336337 4542860 9146189 9334918 -7557 118294 8871515 9121708 15325645 15458991 -6454130 -6337283 X THE PARTICULAR BUSINESS AND OBJECTS OF COLUMBIA UNIVERSITY PRESS ARE: TO PROMOTE THE STUDY OF ECONOMIC, HISTORICAL, LITERARY, PHILOSOPHICAL, SCIENTIFIC AND OTHER SUBJECTS; AND TO PROMOTE AND ENCOURAGE THE PUBLICATION OF LITERARY WORKS EMBODYING ORIGINAL RESEARCH IN SUCH SUBJECTS. false false 8067551 0 7342285 COLUMBIA UNIVERSITY PRESS IS AN ORGANIZATION FORMED TO PROMOTE THE STUDY OF VARIOUS SUBJECTS INCLUDING ECONOMICS, HISTORY,AND PHILOSOPHY, AND TO ENCOURAGE THE PUBLICATION OF ORIGINAL RESEARCH WORKS (205 NEW TITLES IN FY2014 WITH 4722 TITLES IN PRINT IN FY2014). ALL PUBLICATIONS ARE REVIEWED BY CUP'S PUBLICATIONS COMMITTEE WHICH IS COMPRISED OF LEADING SCHOLARS WITH COLUMBIA UNIVERSITY AND OTHER PRESTIGIOUS INSTITUTIONS. MANY CUP PUBLICATIONS DO NOT GENERATE A RETURN OF THE INITIAL INVESTMENT. IN ADDITION, THESE WORKS CONTINUE TO BE MADE AVAILABLE TO SERVE THE SCHOLARLY NEED LONG BEYOND THE PERIOD OF PROFITABILITY. 111025 0 914927 THE SALE OF RIGHTS, PERMISSIONS, AND TRANSLATIONS OF ORIGINAL RESEARCH AND SCHOLARLY WORKS. 8178576 true true false false false false false false false false true false false false true false false true false true true false false false false false false false false true false false false false false false false false false false false false false true false false false true 1358 0 true 61 true false true UK false false false false false false false false X 10 3 false false false false true true true true true false false false true true true true true true true false NY X RICHARD GEHRINGER 2124590600 CU PRESS 61 W 62ND STREET 3RD FL NEW YORK NY 10023 X JOHN COATSWORTH CHAIRMAN 1.0 59.0 X X 0 695582 47857 RICHARD BULLIET BOARD MEMBER 1.0 59.0 X 0 138868 28292 ELLEN ADLER BOARD MEMBER 1.0 0.0 X 0 0 0 DAVID MADIGAN SECRETARY 1.0 59.0 X X 0 356287 96777 TED NARDIN BOARD MEMBER 1.0 0.0 X 0 0 0 PETER OSNOS BOARD MEMBER 1.0 0.0 X 0 0 0 JAMES G NEAL BOARD MEMBER 1.0 59.0 X 0 344215 41049 ANNE SULLIVAN BOARD MEMBER 1.0 59.0 X 0 541544 70263 JAMES JORDAN PRESIDENT AND BOARD MEMBER 35.0 0.0 X X 192991 0 21428 PETER BEARMAN BOARD MEMBER 1.0 59.0 X 0 395623 52184 RICHARD GEHRINGER CFO 35.0 0.0 X 155345 0 13981 JENNIFER CREWE ASSOCIATE DIR & EDITORIAL DIR 35.0 0.0 X 169991 0 28663 BRAD HEBEL ASSOC DIR,SALES&MARKETING DIR 35.0 0.0 X 123586 0 16702 PATRICK FITZGERALD PUBLISHER - SCIENCE 35.0 0.0 X 113659 0 24145 MYLES THOMPSON PUBLISHER - BUSINESS 35.0 0.0 X 108383 0 19057 GREG LARA DIR OF INFORMATION TECHNOLOGY 35.0 0.0 X 104003 0 18506 967958 2472119 478904 7 false true false EDWARDS BROTHERS MALLOY INC 7759 SOLUTION CENTER CHICAGO IL 60677 PRINTING 1142282 COLUMBIA UNIVERSITY 615 WEST 131 STREET MC8741 NEW YORK NY 10027 TECH AND SUPPORT 262264 SHERIDAN BOOKS INC 613 EAST INDUSTRIAL DRIVE CHELSEA MI 48118 PRINTING 223323 CENVEO PUBLISHER SERVICES PO BOX 822934 PHILADELPHIA PA 19182 PRINTING 219828 THOMPSON-SHORE INC 7300 WEST JOY ROAD DEXTER MI 48130 PRINTING 184642 11 1196000 1196000 SALE OF BOOK RIGHTS 511130 914927 914927 SUBSIDIES 511130 262600 262600 1177527 0 0 0 0 0 0 0 0 0 10537988 3458303 7079685 7079685 0 9453212 8257212 0 0 0 0 426396 426396 0 3335012 3099551 235461 316279 275301 40978 408523 355601 52922 305848 257244 48604 0 67079 67079 0 0 0 0 655410 570207 85203 769890 769890 387811 337396 50415 0 128346 128346 799872 799872 100363 90327 10036 258933 248031 10902 0 16493 16493 12488 12488 0 7812 7812 107551 107551 FULLFILLMENT DISTRIBUTION FEES 974018 974018 BAD DEBT 125000 125000 DUES 94477 94477 TUITION CHARGES 25020 25020 12297 12297 9334918 8178576 1156342 0 X 0 0 219985 161690 0 0 3743404 3393178 0 0 0 0 0 0 3644247 4204494 1232816 1332609 1275267 1250456 26137 24811 4926 4926 0 0 0 0 0 0 0 0 8871515 9121708 4250563 4331321 0 0 863044 924802 0 0 0 0 0 0 0 0 0 0 10212038 10202868 15325645 15458991 X -6673775 -6476651 219645 139368 0 0 -6454130 -6337283 8871515 9121708 118294 -1447 X X false true X false false X X X false false false THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NY 135598093 02 true 0 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 21640 20392 1248 0 780074 767372 12702 0 473553 462692 10861 24811 0 SFAS #106 POSTRETIREMENT BENEF 107660 DUE TO COLUMBIA UNIVERSITY 10095208 10202868 X 9453212 9453212 9453212 9334918 9334918 9334918 FIN48 NO UNCERTAIN TAX POSITION CUP BELIEVES THAT ITS TAX POSITIONS AS THEY RELATED TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN48 ARE HIGHLY CERTAIN. East Asia and the Pacific 5 Program Services FOREIGN BOOK SALES 21800 Europe (Including Iceland and Greenland) 1 Program Services FOREIGN BOOK SALES 160450 Europe (Including Iceland and Greenland) Investments 25305 North America 1 Program Services FOREIGN BOOK SALES 17862 7 7 225417 225417 false false true false false false X true true X false false false false false false false false JOHN COATSWORTH CHAIRMAN 0 647988 0 6448 0 41146 0 26190 0 21667 0 743439 0 0 RICHARD BULLIET BOARD MEMBER 0 109511 0 0 0 29357 0 16673 0 11619 0 167160 0 0 DAVID MADIGAN SECRETARY 0 321254 0 0 0 35033 0 26190 0 70587 0 453064 0 0 JAMES G NEAL BOARD MEMBER 0 343543 0 0 0 672 0 26190 0 14859 0 385264 0 0 ANNE SULLIVAN BOARD MEMBER 0 541544 0 0 0 0 0 26190 0 44073 0 611807 0 0 JAMES JORDAN PRESIDENT AND BOARD MEMBER 192991 0 0 0 0 0 17369 0 4059 0 214419 0 0 0 PETER BEARMAN BOARD MEMBER 0 258412 0 29256 0 107955 0 31001 0 21183 0 447807 0 0 RICHARD GEHRINGER CFO 155345 0 0 0 0 0 13981 0 0 0 169326 0 0 0 JENNIFER CREWE ASSOCIATE DIR & EDITORIAL DIR 169991 0 0 0 0 0 15299 0 13364 0 198654 0 0 0 SCHEDULE J, PART I, LINE 1A HOUSING ALLOWANCE - A HOUSING ALLOWANCE WAS PAID TO THE PRESIDENT, JAMES JORDAN. THE ALLOWANCE WAS TREATED AS TAXABLE COMPENSATION. FORM 990, PART I, LINE 1 DESCRIPTION OF ORGANIZATION'S MISSION OR MOST SIGNIFICANT ACTIVITIES CONTINUATION FROM PAGE 1 OUTSTANDING ORIGINAL WORKS BY SCHOLARS AND OTHERS THAT CONTRIBUTE TO AN UNDERSTANDING OF GLOBAL HUMAN CONCERNS. THROUGH THE AGENCY OF BOOK, REFERENCE, AND ELECTRONIC PUBLISHING AND DISTRIBUTION SERVICES, THE PRESS ENDEAVOURS TO BROADEN THE UNIVERSITY'S INTERNATIONAL REPUTATION IN THE HUMANITIES, SCIENCES, AND SOCIAL SCIENCES. FORM 990, PART VI, SECTION A, LINE 6 - MEMBERS OF THE ORGANIZATION THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ("COLUMBIA UNIVERSITY") IS THE SOLE MEMBER OF COLUMBIA UNIVERSITY PRESS ("CUP"). FORM 990, PART VI, SECTION A, LINE 7A - ELECTION OF THE GOVERNING BODY COLUMBIA UNIVERSITY HAS THE RIGHT TO ELECT THE MAJORITY OF CUP BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B CERTAIN PROVISIONS OF THE ORGANIZATION'S BYLAWS MAY NOT BE AMENDED WITHOUT THE CONSENT OF THE TRUSTEES OF COLUMBIA UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 COLUMBIA UNIVERSITY PRESS ("CUP") IS A SUPPORTING ORGANIZATION FOR THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ("COLUMBIA UNIVERSITY"). THE FORM 990 WAS REVIEWED BY THE INTERIM DIRECTOR OF CUP, THE CHIEF FINANCIAL OFFICER OF CUP AND OFFICIALS OF THE UNIVERSITY. THESE OFFICIALS INCLUDE THE UNIVERSITY'S CONTROLLER, DEPUTY CONTROLLER AND A REPRESENTATIVE FROM THE UNIVERSITY'S GENERAL COUNSEL'S OFFICE. FORM 990, PART VI, SECTION B, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST EACH OFFICER OR KEY EMPLOYEE OF COLUMBIA UNIVERSITY WHO SERVES AS A TRUSTEE OF COLUMBIA UNIVERSITY PRESS IS SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST", AND IS REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED THROUGH AN ADMINISTRATION PROCESS. ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED TO THE CHAIR OF THE UNIVERSITY'S BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 13 - WHISTLEBLOWER POLICY THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HAS A WRITTEN WHISTLEBLOWER POLICY WHICH APPLIES TO THE ACTIVITIES OF COLUMBIA UNIVERSITY PRESS. FORM 990, PART VI, SECTION B, LINE 14 - DOCUMENT RETENTION POLICY THE UNIVERSITY'S DOCUMENT RETENTION AND DESTRUCTION POLICY APPLIES TO ALL BOOKS AND RECORDS HELD BY THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15A & 15B - COMPENSATION POLICY TRUSTEES JOHN COATSWORTH, DAVID MADIGAN, AND ANNE SULLIVAN ARE OFFICERS OR KEY EMPLOYEES OF THE UNIVERSITY. AS SUCH, THEIR COMPENSATION IS REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT UNIVERSITY TRUSTEES. THE COMMITTEE REVIEWS COMPARABILITY DATA AND MINUTES OF ITS DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY. RICHARD BULLIET, PETER BEARMAN AND JAMES NEAL ARE NOT OFFICERS OR KEY EMPLOYEES OF THE UNIVERSITY. THEIR COMPENSATION IS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. ALL UNIVERSITY EMPLOYEES WHO SERVE AS TRUSTEES OF THE PRESS DO SO AS PART OF THEIR UNIVERSITY RESPONSIBILITIES. THE SALARIES OF THE OFFICERS AND KEY EMPLOYEES OF THE PRESS ARE NORMALLY DETERMINED ON AN ANNUAL BASIS USING COMPARABILITY DATA FROM THE ASSOCIATION OF AMERICAN UNIVERSITY PRESSES AND IS SUBJECT TO COLUMBIA UNIVERSITY POLICIES AND PROCEDURES. ELLEN ADLER, TED NARDIN AND PETER OSNOS ARE INDEPENDENT TRUSTEES AND RECEIVE NO COMPENSATION FOR THEIR SERVICE. FORM 990, PART VI, SECTION C, LINE 19 - DOCUMENTS AVAILABLE TO PUBLIC COLUMBIA UNIVERSITY PRESS IS A SUPPORTING ORGANIZATION OF COLUMBIA UNIVERSITY. COLUMBIA UNIVERSITY PRESS' GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART X, LINE 34 - TOTAL LIABILITIES AND NET ASSETS THE TOTAL LIABILITIES AND NET ASSETS OF COLUMBIA UNIVERSITY PRESS REFLECT CERTAIN HISTORICAL LOANS FROM COLUMBIA UNIVERSITY TO THE PRESS. THE UNIVERSITY HAS NOT ESTABLISHED REPAYMENT TERMS AND DOES NOT CHARGE INTEREST ON THIS AMOUNT. SINCE 2009, THE UNIVERSITY HAS PROVIDED SUPPORT TO THE PRESS IN THE FORM OF A CASH GRANT. FORM 990, PART XII, LINE 2C-AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF COLUMBIA UNIVERSITY, FOR WHICH CU PRESS IS A SUPPORTING ORGANIZATION, ARE AUDITED BY PRICEWATERHOUSECOOPERS ("PWC"), AN INDEPENDENT AUDITOR. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE COMPRISED OF INDEPENDENT TRUSTEES WHICH IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT, REVIEW AND COMPILATION OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR FOR THE UNIVERSITY. 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PETER PORT GK GY1 3PP 981162651 INVESTMENTS GK COLUMBIA FOREIGN CORP 0 0 false HARBOUR OFFSHORE FUND II LP UGLAND HOUSE PO BOX 309 GRAND CAYMAN CJ KY1-1104 981049614 INVESTMENTS CJ COLUMBIA FOREIGN CORP 0 0 false CHARITABLE REMAINDER TRUSTS (53) N/A NY COLUMBIA TRUST 0 0 false POOLED INCOME FUNDS (3) N/A NY COLUMBIA TRUST 0 0 false CENTERS FOR INTERNATIONAL PROG 535 WEST 116TH STREET NEW YORK NY 10027 135598093 RESEARCH DE COLUMBIA C-CORP 0 0 false GLOBAL HEALTH RESEARCH CNTR-CE 1255 AMSTERDAM AVENUE NEW YORK NY 10027 RESEARCH DE COLUMBIA C-CORP 0 0 false COLUMBIA OPHTHALMOLOGY CONSULTANTS INC 635 WEST 165TH STREET ROOM 218 NEW YORK NY 10032 133908637 HEALTHCARE NY COLUMBIA C-CORP 0 0 false ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL RUA DA CANDELARIA 9 3O ANDAR CENTRO RIO DE JANEIRO BR RESEARCH BR CGC LLC N/A 0 0 false UNIVERSITY WOMEN'S REALTY CORPORATION 408 LOW MEMORIAL LIBRARY MC 4336 NEW YORK NY 10025 132524803 REAL ESTATE NY COLUMBIA C-CORP 0 0 false false false true false false false false false false true false true false true false false true false SCHEDULE R, PART IV AS OF JUNE 30, 2014, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 53 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 3 POOLED INCOME FUNDS DOMICILED IN NEW YORK.