2015-05-14T15:45:42-05:00 2014-06-30 341897225 HILL BARTH & KING LLC 3838 TAMIAMI TRAIL NORTH NAPLES FL 34103 990 2013-07-01 030482006 AVE MARIA UNIVERSITY INC AVEM 2392802500 5050 AVE MARIA BLVD AVE MARIA FL 34142 ROBERT FARNHAM VICE PRESIDENT FINANCE & ADMIN 2392802500 2015-05-14 1 GERD O FRANKE P00563316 2392632111 2015-05-14 2013 2016-02-25 16:41:14Z ROBERT FARNHAM 5050 AVE MARIA BLVD AVE MARIA FL 34142 49773830 0 X WWW.AVEMARIA.EDU X 2002 FL UNIVERSITY EDUCATION GROUNDED IN THE TRADITIONS AND FAITH OF THE ROMAN CATHOLIC CHURCH 26 24 324 25 0 0 12928403 13097566 26190027 28467351 204360 618882 3102689 2635886 42425479 44819685 10882590 11821928 0 0 13237990 12161244 0 0 2970221 26595495 23765141 50716075 47748313 -8290596 -2928628 281415602 285350065 63215612 69933253 218199990 215416812 X UNIVERSITY EDUCATIONAL FACILITY TRAINING INDIVIDUALS TOWARDS BACCALAUREATE, MASTERS AND DOCTORATE DEGREES. 0 1 40392249 11821928 29352508 OPERATING A UNIVERSITY DEDICATED TO INSTRUCTING AND TRAINING INDIVIDUALS TOWARDS A BACCALAUREATE, MASTERS OR DOCTORATE DEGREES. 985 STUDENTS WERE SEEKING DEGREES AT AMU DURING THE 2013-2014 SCHOOL YEAR. 40392249 1 1 0 0 0 0 0 1 0 1 1 0 0 1 1 1 0 1 1 1 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 1 0 1 1 0 0 0 0 1 0 0 0 1 135 0 324 1 0 1 NU 0 0 0 1 1 0 0 0 0 0 0 X 26 24 1 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 1 1 0 0 AK KS NH OR KY LA MA MD MO WA X X ROBERT FARNHAM 2392801674 5050 AVE MARIA BLVD AVE MARIA FL 34142 DONNA M BRADT TRUSTEE 2.00 X 0 0 0 ARTHUR C BROOKS PHD TRUSTEE 2.00 X 0 0 0 MARY L DEMETREE TRUSTEE 2.00 X 0 0 0 PATRICIA DONAHUE DOLAN TRUSTEE 2.00 X 0 0 0 EDWARD W EASTON TRUSTEE 2.00 X 0 0 0 HOLLIS GREENLAW TRUSTEE 2.00 X 0 0 0 ROBERT G KENNEDY PHD TRUSTEE 2.00 X 0 0 0 WALTER KNYSZ JR DDS TRUSTEE 2.00 X 0 0 0 COLLEEN M KVETKO TRUSTEE/SECRETARY 2.00 X 0 0 0 BERNADETTE LUCA TRUSTEE 2.00 X 0 0 0 FR JOHN J LUDDEN TRUSTEE 2.00 X 0 0 0 DANIEL N MEZZALINGUA TRUSTEE 2.00 X 0 0 0 THOMAS S MONAGHAN TRUSTEE/CHANCELLOR 5.00 X X 14561 0 12079 AM O'HARE TRUSTEE 2.00 X 0 0 0 SEAN PATRICK CARDINAL O'MALLEY TRUSTEE 2.00 X 0 0 0 THOMAS P PRINCE TRUSTEE 2.00 X 0 0 0 PATRICK T RAINEY TRUSTEE 2.00 X 0 0 0 BISHOP KEVIN C RHOADES TRUSTEE 2.00 X 0 0 0 PAUL R RONEY TRUSTEE 2.00 X 0 0 0 MICHAEL SCHWARTZ TRUSTEE 2.00 X 0 0 0 MICHAEL TO TIMMIS TRUSTEE/CHAIRMAN 10.00 X 0 0 0 JOHN V TIPPMANN SR TRUSTEE/VICE-CHAIR 2.00 X 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 40.00 X X 370272 0 15699 BISHOP FRANK J DEWANE TRUSTEE 2.00 X 0 0 0 JOSEPH C CANIZARO TRUSTEE 2.00 X 0 0 0 JOHN F DONAHUE TRUSTEE 2.00 X 0 0 0 BARBARA B HENKELS TRUSTEE 2.00 X 0 0 0 MONSIGNOR LAURENCE E HIGGINS TRUSTEE 2.00 X 0 0 0 AMB MICHAEL NOVAK TRUSTEE 2.00 X 4000 0 0 GLORY L SULLIVAN TRUSTEE 2.00 X 0 0 0 MICHAEL A DAUPHINAIS VP ACADEMIC AFFAIRS 40.00 X 166982 0 13958 DENNIS JOHN GRACE EXECUTIVE VICE PRESIDENT/CFO 40.00 X 184497 0 16494 RATCHAPOL DEJTHAI VP CHIEF INFO OFFICER 40.00 X 147121 0 18917 WILLIAM W KIRK VP GENERAL COUNSEL 40.00 X 152962 0 19729 MICHAEL M WALDSTEIN PROFESSOR OF THEOLOGY 40.00 X 121500 0 16231 ANTHONY B BEATA FORMER CONTROLLER 40.00 X 115704 0 14478 KEVIN JOYCE VP INSTITUTIONAL ADVANCEMENT 40.00 X 132613 0 0 NICHOLAS J HEALY JR FORMER AMU PRESIDENT 0.00 X 33382 0 1000 MAUREEN JOYCE FORMER CFO 40.00 X 118063 0 10499 LOUIS J TRAINA FORMER VP INSTITUTIONAL ADVANCEMENT 0.00 X 158173 0 0 1719830 0 139084 10 1 1 0 PLANTE & MORAN PLLC 65 E STATE ST STE 60C COLUMBUS OH 43215 PREDECESSOR AUDITOR 203590 1 1454955 11642611 3433779 13097566 TUITION AND FEES 611710 21095671 21095671 FACULTY AND STUDENT HOUSING 531110 7007075 7007075 MISCELLANEOUS PROGRAM REVENUE 611710 268635 268635 EVENTS & TRAINING 611710 58845 58845 AMU PRESS CO-PRODUCTION 511110 37125 37125 28467351 93337 108 93229 1972437 533904 1438533 1438533 1438533 4292146 396300 3974852 188049 317294 208251 525545 525545 659648 257340 402308 402308 CHANGE IN SPLIT INT AGREEMENT 611710 659319 659319 MISCELLANEOUS REVENUE 611710 135726 135726 795045 44819685 29262504 0 2459615 11818804 11818804 3124 3124 1719830 1375864 189181 154785 8543919 6282846 1511033 750040 1170341 924769 155629 89943 727154 547575 114983 64596 244250 244250 91739 25460 29511 36768 574675 240131 285608 48936 270278 233341 260 36677 840606 563127 68679 208800 27201 8661 320 18220 6099 6099 456389 213677 149261 93451 764575 592687 65534 106354 363018 196657 30047 136314 486732 486732 5555746 4553351 531441 470954 157952 109360 48044 548 PLANT OPERATIONS 4918700 3985377 494821 438502 LOC FEES 3165217 3165217 MEALS 2608247 2420136 19061 169050 SYSTEMS AND ENGINEERING 1167736 946158 117474 104104 2065981 1693096 330706 42179 47748313 40392249 4385843 2970221 15033117 27046361 1325000 0 574962 297509 1240594 1130714 5055659 3133031 135564 0 432435 576000 251764996 33632789 219224550 218132207 6508991 3308932 2000000 2000000 29884730 29725311 281415602 285350065 1787307 2265779 52315000 60515000 5532677 5753513 227914 0 3352714 1398961 63215612 69933253 X 211268414 206088233 5328495 7180993 1603081 2147586 218199990 215416812 281415602 285350065 -2928628 63959 81491 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1345133 X X X 0 6931576 2078864 748012 429873 9328579 5903352 1715604 527444 1214824 6931576 7617683 600236 -677882 1636685 5903352 8038309 1828707 726199 2975532 7617683 5553532 3547841 753563 1816627 8038309 0.23020 0.76980 0 0 7129322 7129322 220556052 22452273 198103779 850457 231846 618611 10247530 4837599 5409931 12981635 6111071 6870564 218132207 BENEFICIAL INTEREST IN TRUST 1667338 DEFERRED BOND ISSUANCE COSTS 2589078 ASSETS HELD FOR SALE 254000 LAND AND BLDGS HELD FOR RENT 25214895 29725311 GIFT ANNUITIES PAYABLE 1398961 1398961 X 44883645 63960 63960 44819685 0 44819685 47748313 0 47748313 0 47748313 PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AND FROM STATE INCOME TAXES UNDER CHAPTER 220.13 OF THE FLORIDA STATUTES. MANAGEMENT ASSESSES UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH FASB ASC 740 AND HAS DETERMINED THAT ALL INCOME TAX FILING POSITIONS WOULD BE SUSTAINED UPON EXAMINATION AND, ACCORDINGLY, HAS NOT RECORDED ANY RESERVES OR RELATED ACCRUALS FOR INTEREST AND PENALTIES AT JUNE 30, 2014 AND 2013 FOR UNCERTAIN INCOME TAX POSITIONS. THE SCHOOL FILES THEIR INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND HAS FILED TAX RETURNS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2014. THE SCHOOL IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. PART III, LINE 4: THE UNIVERSITY HAS ASSEMBLED A COLLECTION OF RARE AND HISTORICAL RELIGIOUS AND PHILOSOPHICAL BOOKS AND MANUSCRIPTS WHICH ARE USED FOR SCHOLARLY RESEARCH BY BOTH UNDERGRADUATE AND GRADUATE STUDENTS. THESE COLLECTIONS ARE ALSO MADE AVAILABLE TO VISITING SCHOLARS AND RESEARCHERS. IN ADDITION TO ITS BOOKS AND MANUSCRIPT COLLECTION, THE UNIVERSITY ALSO OWNS A SMALL COLLECTION OF RELIGIOUS ART AND ARTIFACTS THAT ARE ON PUBLIC DISPLAY AND ARE USED TO FURTHER ITS MISSION AS A UNIVERSITY IN THE CATHOLIC TRADITION, BRINGING SOCIAL AND SPIRITUAL BENEFITS TO ITS STUDENTS AND STAFF. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 THESE POLICIES ARE PUBLISHED IN CATALOGS DESCRIBING THE INSTITUTION COURSE OFFERINGS AND EMPLOYMENT ADVERTISEMENTS. SCHOLARSHIP DINNER 541020 541020 189113 FOUNDERS ANNUAL DINNER 44845 44845 34842 7 73783 73783 33385 659648 659648 257340 257340 402308 1 GENERAL SCHOLARSHIP GRANTS ARE AWARDED TO QUALIFIED STUDENTS ATTENDING AVE MARIA UNIVERSITY. 948 11818804 FMV AS SEMESTER CLASSES BEGIN SCHEDULE I, PART I, LINE 2 THE OFFICE OF FINANCIAL AID DETERMINES A STUDENT'S ELIGIBILITY BASED ON THE FAMILY'S FINANCIAL STRENGTH, WHICH INCLUDES CONSIDERATION OF FAMILY INCOME AND ASSETS, NUMBER OF CHILDREN IN COLLEGE AND, IF APPROPRIATE, SPECIAL CIRCUMSTANCES. FINANCIAL AID WILL BE REVOKED WITHOUT ADEQUATE PROGRESS. X 0 0 X X X X 1 0 0 0 0 0 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 370272 0 0 0 0 0 0 0 15699 0 385971 0 0 0 MICHAEL A DAUPHINAIS VP ACADEMIC AFFAIRS 166982 0 0 0 0 0 0 0 13958 0 180940 0 0 0 DENNIS JOHN GRACE EXECUTIVE VICE PRESIDENT/CFO 184497 0 0 0 0 0 0 0 16494 0 200991 0 0 0 RATCHAPOL DEJTHAI VP CHIEF INFO OFFICER 147121 0 0 0 0 0 0 0 18917 0 166038 0 0 0 WILLIAM W KIRK VP GENERAL COUNSEL 152962 0 0 0 0 0 0 0 19729 0 172691 0 0 0 KEVIN JOYCE VP INSTITUTIONAL ADVANCEMENT 132613 0 0 0 0 0 0 0 0 0 132613 0 0 0 NICHOLAS J HEALY JR FORMER AMU PRESIDENT 33382 0 0 0 0 0 0 0 1000 0 34382 0 0 0 MAUREEN JOYCE FORMER CFO 118063 0 0 0 0 0 0 0 10499 0 128562 0 0 0 LOUIS J TRAINA FORMER VP INSTITUTIONAL ADVANCEMENT 158173 0 0 0 0 0 0 0 0 0 158173 0 0 0 PART I, LINE 1A THE UNIVERSITY PRESIDENT IS PROVIDED A RESIDENCE NEAR CAMPUS AS AN ORDINARY AND NECESSARY EXPENSE TO BE ACCESSIBLE AND AVAILABLE TO FACULTY, ADMINISTRATION AND STUDENTS. PART I, LINE 4A FORMER UNIVERSITY PRESIDENT, NICHOLAS HEALY BEGAN RECEIVING SEVERANCE PAY MARCH 7, 2011. A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAL0 2013-07-11 8105000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAE6 2013-07-11 8215000 REFUND OF PRIOR BOND ISSUE 0 0 0 C COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAM8 2013-07-11 5230000 REFUND OF PRIOR BOND ISSUE 0 0 0 D COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAF3 2013-07-11 5500000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 1 0 1 1 B 1 0 1 1 C 1 0 1 1 D 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 C 1 0 0 0 0 0 D 1 0 0 0 0 0 A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAG1 2013-07-11 14290000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAN6 2013-07-11 19175000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 1 0 1 1 B 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 RHODORA J DONAHUE ACADEMY LEASE SPACE FOR SCHOOL LEASE OF SCHOOL FACILITY X 380000 1048953 0 1 1 AVE MARIA FOUNDATION FOR THE ARTS ACCEPTS CONTRIBUTIONS AND GIFTS OF ART ON BEHALF OF AMU GENERAL OPERATING EXPENSES X 81742 81761 0 1 0 1130714 AVE MARIA DEVELOPMENT THOMAS S MONAGHAN IS AN OFFICER AND EMPLOYEE OF AMU AND A 50% OWNER OF AMD 284490 AMU REIMBURSES AMD FOR EXPENSES INVOLVING CONSTRUCTION AND MAINTENANCE OF THE PERMANENT CAMPUS AND FOR RENTAL COSTS OF THE BOOKSTORE, MOTHER THERESA EXHIBIT HALL, AND VISITOR CENTER. 0 X 10 233779 FMV AT TIME OF GIFT X 1 3200000 FMV AT TIME OF GIFT 0 1 0 FORM 990, PART III, LINE 3 AMU OPERATED A UNIVERSITY (AMU-LA) IN LATIN AMERICA DEDICATED TO INSTRUCTING AND TRAINING INDIVIDUALS TOWARDS A BACCALAUREATE DEGREE. EFFECTIVE JUNE 30, 2013, AMU TRANSFERRED CONTROL OF OPERATIONS OF AMU-LA TO AN UNRELATED THIRD PARTY. EFFECTIVE AUGUST 2013, AMU TRANSFERRED ALL REMAINING ASSETS AND LIABILITIES TO THE NEW OWNER. FORM 990, PART VI, SECTION A, LINE 2 PATRICIA DONAHUE DOLAN, A BOARD TRUSTEE, IS THE DAUGHTER OF JOHN DONAHUE ALSO A BOARD TRUSTEE. FORM 990, PART VI, SECTION A, LINE 8B SOME, BUT NOT ALL COMMITTEES OF THE BOARD TAKE AND RETAIN MINUTES. FORM 990, PART VI, SECTION B, LINE 11 THE CFO OF THE UNIVERSITY REVIEWS THE FORM 990 PRIOR TO SIGNING. FORM 990 IS ALSO PROVIDED TO THE CHAIRPERSON OF THE AUDIT COMMITTEE FOR REVIEW AND COMMENT PRIOR TO FILING. THE RETURN IS ALSO MADE AVAILABLE TO ANY BOARD MEMBER, IF THEY REQUEST IT. THE BOARD IS AWARE OF THIS PROCESS AND HAS AN OPPORTUNITY TO ASK ANY QUESTIONS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C RESPONSIBLE PERSONS SHALL PERIODICALLY COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT IDENTIFYING ANY RELATIONSHIPS, POSITIONS OR CIRCUMSTANCES IN WHICH THE RESPONSIBLE PERSON IS INVOLVED WHERE THE RESPONSIBLE PERSON BELIEVES THERE COULD BE AN ACTUAL OR APPARENT CONFLICT OF INTEREST. RESPONSIBLE PERSON SHALL SUPPLEMENT THE STATEMENT WHENEVER NECESSARY TO KEEP THE ORGANIZATION INFORMED. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF TRUSTEES REVIEWED AND APPROVED THE COMPENSATION AND DECISION MAKING PROCESS WHEN DETERMINING THE COMPENSATION FOR ITS PRESIDENT. THE SALARY WAS COMPARED TO OTHER PRESIDENTS OF PEER UNIVERSITIES USING THE CHRONICLE FOR HIGHER EDUCATION DATABASE. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS REQUIRED TO BE AVAILABLE TO THE PUBLIC MAY BE REVIEWED DURING NORMAL WORKING HOURS AT THE AVE MARIA UNIVERSITY ADMINISTRATIVE OFFICE IN AVE MARIA FLORIDA BY APPOINTMENT. AVE MARIA COLLEGE 5050 AVE MARIA BLVD AVE MARIA FL 34142 383415373 AVE MARIA COLLEGE CEASED OPERATIONS 6/30/07 AND MOVED TO AVE MARIA, FL MI 501(C)(3) SEC 170(B)(1)(A) AMU OWNS 100 OF AMC STOCK 0 AVE MARIA UNIVERSITY SUPPORT TRUST INC 5050 AVE MARIA BLVD AVE MARIA FL 34142 200261366 SUPPORT THE TAX EXEMPT PURPOSES OF AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 AVE MARIA UNIVERSITY LAND TRUST 5050 AVE MARIA BLVD AVE MARIA FL 34142 200154974 PROVIDE LEASE SPACE, UTILITIES, INSURANCE AND CONTRACT LABOR TO AMU FL 501(C)(3) 509(A)(3) 0 AVE MARIA FOUNDATION FOR THE ARTS 5050 AVE MARIA BLVD AVE MARIA FL 34142 264041143 SUPPORTING ORGANIZATION TO AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 1 AVE MARIA DEVELOPMENT K 198212 FMV AVE MARIA DEVELOPMENT P 86278 FMV RHODORA J DONAHUE ACADEMY J 228000 FMV RHODORA J DONAHUE ACADEMY Q 12500 FMV AVE MARIA UNIVERSITY LAND TRUST INC S 1315610 FMV AVE MARIA UNIVERSITY LAND TRUST INC A 139345