2015-05-15T16:12:19-05:00 2014-06-30 910189318 MOSS ADAMS LLP 805 SW BROADWAY STE 1200 PORTLAND OR 97205 990 2013-07-01 930770054 CASCADIA BEHAVIORAL HEALTHCARE CASC 5032380769 PO BOX 8459 PORTLAND OR 972078459 BETH BARKER CFO 5032380769 2015-05-07 1 WENDY CAMPOS P00448102 5032421447 2013 2016-03-07 17:11:31Z DERALD WALKER PO BOX 8459 PORTLAND OR 972078459 49290241 0 X WWW.CASCADIABHC.ORG X 1980 OR THE MISSION OF CASCADIA BEHAVIORAL HEALTHCARE IS TO CREATE HOPE AND OPPORTUNITY FOR LOW INCOME PEOPLE WITH MENTAL ILLNESSES AND ADDICTION THROUGH BLENDING INNOVATION AND DETERMINATION WITH COMPETENCE, INCLUSION AND COMPASSION. 12 12 1117 14 0 0 12942163 13187438 34086631 35360169 38196 27641 632438 714993 47699428 49290241 0 0 0 0 35809919 36272494 0 0 100759 11084701 11391670 46894620 47664164 804808 1626077 23686320 26219933 13521657 14410710 10164663 11809223 X THE MISSION OF CASCADIA BEHAVIORAL HEALTHCARE IS TO CREATE HOPE AND OPPORTUNITY FOR LOW INCOME PEOPLE WITH MENTAL ILLNESSES AND ADDICTIONS, BLENDING INNOVATION AND DETERMINATION WITH COMPETENCE, INCLUSION AND COMPASSION. 0 0 12931768 16842306 RESIDENTIAL AND SUPPORTED HOUSING SERVICES - THE ORGANIZATION HAS BEEN PROVIDING RESIDENTIAL SERVICES AND SUPPORTED HOUSING SERVICES TO INDIVIDUALS WITH SERIOUS MENTAL ILLNESS AND COOCCURRING SUBSTANCE ABUSE DISORDERS SINCE ITS INCEPTION. CURRENTLY, THE ORGANIZATION PROVIDES RESIDENTIAL AND SUPPORTED HOUSING TO MORE THAN 300 INDIVIDUALS IN BOTH SECURE AND NONSECURE FACILITIES, IN SINGLE ROOM OCCUPANCY FACILITIES, AND IN APARTMENTS. AN EXAMPLE IS RAINGARDEN, A STATE-OF-THE-ART COMPLEX AT VILLEBOIS IN WILSONVILLE. RAINGARDEN IS A 'GREEN,' OPEN-DESIGN BUILDING FOR PERSONS WHO HAVE BEEN CHRONICALLY INSTITUTIONALIZED AND ARE NOW ABLE TO HOLD THEIR OWN LEASES. DURING THEIR STAY IN RESIDENTIAL AND SUPPORTED HOUSING, PEOPLE PARTICIPATE IN SKILLSBUILDING AND EDUCATION FOR EVENTUAL SUCCESSFUL INDEPENDENT LIVING, SUCH AS SYMPTOM MANAGEMENT, COMMUNITY PARTICIPATION, RELATIONSHIP BUILDING, MEDICATION EDUCATION AND SELFADMINISTRATION, AND WELLNESS SKILLS INCLUDING NUTRITION, BASIC COOKING, PHYSICAL EXERCISE, TOBACCO CESSATION, AND MEDITATION. EVIDENCE BASED PRACTICES ARE USED, SUCH AS SEEKING SAFETY, SANCTUARY (SELF), TRAUMAINFORMED CARE, PEER WELLNESS SERVICES, COGNITIVE BEHAVIORAL THERAPY, MOTIVATIONAL INTERVIEWING, AND SPECIFIC RESOURCES FOR PEOPLE WITH SCHIZOPHRENIA, DEPRESSION, BIPOLAR DISORDER, AND OTHER SYMPTOM COMPLEXES. ALL OF THESE ROGRAMS SERVE PERSONS WITH COMPLICATED TREATMENT ISSUES SUCH AS CHRONIC MENTAL ILLNESS, HISTORIES OF INSTITUTIONALIZATION OR HOMELESSNESS, CRIMINAL HISTORY, SEVERE MEDICAL CONDITIONS, AND ALCOHOL AND DRUG ABUSE. THESE INDIVIDUALS ARE SERVED WITH THE GOAL OF MOVING TO GREATER INDEPENDENCE AND INTEGRATION WITHIN THE COMMUNITY. FOR THOSE WITH COEXISTING SERIOUS PHYSICAL MEDICAL CONDITIONS, PHYSICIAN AND NURSING STAFF ARE REGULARLY AVAILABLE TO ALL PROGRAMS. 9740932 9907493 OUTPATIENT MENTAL HEALTH AND ADDICTION SERVICES - THE ORGANIZATION SERVES MORE THAN 8,000 ADULTS AND CHILDREN ANNUALLY THROUGH OUTPATIENT MENTAL HEALTH AND ADDICTION PROGRAMS LOCATED IN MULTNOMAH AND CLACKAMAS COUNTIES. THESE PROGRAMS ARE OFFERED TO INDIVIDUALS AND FAMILIES THROUGHOUT THE AGE SPECTRUM, FROM CHILDHOOD TO OLDER ADULTS. THE ORGANIZATIONS TREATMENT APPROACH IS BASED ON THE BEHAVIORAL HEALTH RECOVERY MANAGEMENT (BHRM) MODEL FOR ADDICTIVE AND MENTAL HEALTH DISORDERS THAT EMPHASIZES CONSUMER DRIVEN, STRENGTHSBASED RECOVERY SERVICES WITH A FOCUS ON LONGTERM WELLNESS. THE ORGANIZATIONS PROGRAMS ASSIST INDIVIDUALS TO INCREASE INDEPENDENCE AND SELFEFFICACY BY UTILIZING EVIDENCEBASED PRACTICES IN INDIVIDUAL, GROUP, AND FAMILY THERAPY, INCLUDING TRAUMA INFORMED CARE, PEER WELLNESS SERVICES, DIALECTICAL BEHAVIORAL THERAPY, COGNITIVE BEHAVIORAL THERAPY, MOTIVATIONAL INTERVIEWING, RELAPSE PREVENTION, POSTHOSPITAL REENTRY, AND A VARIETY OF SKILLSBUILDING AND WELLNESS CURRICULA OFFERED IN GROUP AND INDIVIDUAL SETTINGS.OUTPATIENT SERVICES INCLUDE A BROAD ARRAY OF SPECIALIZED PROGRAMS INCLUDING MENTAL HEALTH, SUBSTANCE ABUSE, INTEGRATED MENTAL HEALTH AND ADDICTIONS, AND GAMBLING TREATMENT. INTENSIVE CASE MANAGEMENT IS AVAILABLE IN BOTH CLACKAMAS AND MULTNOMAH COUNTIES, AND ASSERTIVE COMMUNITY TREATMENT (ACT) IS PROVIDED TO CLACKAMAS COUNTY RESIDENTS. 5089558 6269923 CRISIS SERVICES - THE ORGANIZATION PROVIDES CRISIS SERVICES FOR MULTNOMAH COUNTY AND THE CITY OF PORTLAND THROUGH AN ARRAY OF PROGRAMS, AFFECTING MORE THAN 5,000 PEOPLE EACH YEAR. PROJECT RESPOND IS A 24/7 MOBILE CRISIS RESPONSE TEAM THAT WORKS CLOSELY WITH INDIVIDUALS WHO ARE EXPERIENCING AN EMOTIONAL CRISIS. THIS PROGRAM OFTEN WORKS IN CONJUNCTION WITH MULTNOMAH COUNTYS CRISIS LINE, 911, AND PORTLAND POLICE.THE URGENT WALKIN CLINIC IS A SEVENDAY PER WEEK CLINIC THAT SERVES ANYONE WHO ENTERS TO HELP RESOLVE URGENT NEEDS. THIS CLINIC IS STAFFED WITH MASTERS LEVEL COUNSELORS, PSYCHIATRISTS, PSYCHIATRIC NURSE PRACTITIONERS, AND REGISTERED NURSES. THE ORGANIZATION ALSO HAS TWO CRISIS RESPITE FACILITIES THAT PROVIDE AN ALTERNATIVE TO, OR STEPDOWN FROM, HOSPITALIZATION IN A HOMELIKE SETTING. ACCESS TO THESE FACILITIES IS THROUGH MULTNOMAH AND CLACKAMAS COUNTIES, AS WELL AS THROUGH LOCAL HOSPITALS. 14150603 2340447 BEHAVIORAL HEALTH AND CRIMINAL JUSTICE INTERFACE; HOMELESS SERVICES AND INDEPENDENT HOUSING; PROPERTY MANAGEMENT AND DEVELOPMENT; SPECIAL PROGRAMS. 14150603 2340447 41912861 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 241 0 1 1117 1 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OR X BETH BARKER 5032380769 847 NE 19TH AVE STE 100 PORTLAND OR 97232 FELESIA OTIS CHAIR 1.00 X X 0 0 0 KEITH HYDE VICE CHAIR 1.00 X X 0 0 0 KELLIE VAVROSKY SECRETARY/TREASURER 1.00 X X 0 0 0 DICK COWAN DIRECTOR 1.00 X 0 0 0 HAROLD DUCLOUX III DIRECTOR 1.00 X 0 0 0 MARTIN MORRIS DIRECTOR 1.00 X 0 0 0 STEVE JAGGERS DIRECTOR 1.00 X 0 0 0 CHRISTOPHER BURLEY DIRECTOR 1.00 X 0 0 0 JONATHAN EAMES DIRECTOR 1.00 X 0 0 0 BARRY KAST DIRECTOR 1.00 X 0 0 0 HARRIS MATARAZZO DIRECTOR 1.00 X 0 0 0 AMY ZULICH DIRECTOR 1.00 X 0 0 0 DERALD WALKER PHD CEO 40.00 X 177441 0 8037 BETH BARKER CFO 40.00 X 134042 0 4484 MARGARET BENNINGTON-DAVIS MD CHIEF MEDICAL OFFICER/COO 40.00 X 223246 0 5770 SARAH CHISHOLM CHIEF ADMINISTRATIVE OFFICER 40.00 X 101417 0 458 BETH EPPS CHIEF CLINICAL OFFICER 40.00 X 0 0 0 JAMES CONOUR PSYCHIATRIST 40.00 X 187355 0 6588 NEIL FALK ASSOCIATE DIRECTOR 32.00 X 173559 0 5151 SOROUSH MOHANDESSI PSYCHIATRIST 22.00 X 108385 0 2865 NANCY BARROWS CONTROLLER 40.00 X 111403 0 5454 PATRICIA GARDNER PSYCHIATRIST 40.00 X 172609 0 13967 1389457 0 52774 9 0 1 0 OUTSIDE IN 1132 SW 13TH AVE PORTLAND OR 97205 HEALTHCARE SERVICES - MOBILE VAN 190000 ADP INC PO BOX 78415 PHOENIX AZ 85062 PAYROLL AND HR SERVICES 189575 LAVENDAR & WYATT 6001 VALLEY RANCH RD LITTLE ROCK AR 92223 BILLING SYSTEM SUPPORT 144369 MOSS ADAMS LLP 805 SW BROADWAY STE 1200 PORTLAND OR 97205 AUDITING SERVICES 112116 HEALTH CARE SERVICES LLC 9221 SW BARBUR BLVD PORTLAND OR 97219 NURSING SERVICES 107482 5 12801153 386285 13187438 MENTAL HEALTH SERVICES 624100 17539946 17539946 MEDICARE/MEDICAID 624100 15035826 15035826 HOUSING/PROPERTIES 624100 2784397 2784397 35360169 24866 24866 2775 0 2775 2775 2775 MISCELLANEOUS INCOME 900099 714993 714993 714993 49290241 35360169 0 742634 742217 742217 28512741 26300160 2167147 45434 292242 256164 34722 1356 3639196 3322689 311355 5152 3086098 2823984 257556 4558 633503 449259 184244 124925 46927 77998 1323105 766249 529346 27510 953062 735669 215571 1822 94994 65030 28974 990 2474687 2101979 372708 530132 520213 9919 273769 96255 176684 830 299410 244344 55066 853383 785135 68248 538509 257360 281149 REPAIRS AND MAINTANENCE 2140337 2131792 8545 FOOD/RELATED EXPENSE 590468 590468 PROGRAM/MED SUPPLIES 533574 531398 2176 LICENSES AND PERMITS 27630 24636 2994 182 -136850 123925 13107 47664164 41912861 5650544 100759 3512222 6204400 614123 574683 5132371 4982556 215800 266448 20719219 9439272 11503040 11279947 1012464 1046590 0 15000 1696300 1850309 23686320 26219933 3287031 3192548 64358 1709721 6446082 5446025 3724186 4062416 13521657 14410710 X 8337199 10238401 1827464 1570822 10164663 11809223 23686320 26219933 1626077 18483 0 X 0 1 X 1 1 1 X 28269578 24166080 25713626 12942163 13187438 104278885 28269578 24166080 25713626 12942163 13187438 104278885 104278885 8897 10543 5290 28736 24866 78332 268640 51516 10822 632438 714993 1678409 106035626 115648357 0.98340 0.98520 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 49797 49797 47614367 47664164 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 23075 31500 42000 49797 146372 250000 250000 250000 250000 1000000 1500000 2582279 2582279 14327417 7173287 7154130 1410240 385356 1024884 2399283 1880629 518654 11279947 RELATED PARTY RECEIVABLE 890936 RESTRICTED CASH 702611 CASH HELD ON BEHALF OF OTHERS 256762 1850309 FUNDS HELD ON BEHALF OF OTHERS 256762 EQUITY GAP FINANCING 3153010 DEFERRED RENT 209854 RELATED PARTY NOTES PAYABLE 142790 OTHER ACCRUED LT LIABILITIES 300000 4062416 X PART X, LINE 2: FIN 48 (ASC 740) UNCERTAIN TAX POSITIONS FOOTNOTE - THE ORGANIZATION AND ITS AFFILIATES DO NOT HAVE ANY UNCERTAIN TAX POSITIONS. THE ORGANIZATION AND ITS AFFILIATES EACH FILE INCOME TAX RETURNS OR INFORMATION RETURNS IN THE U.S. FEDERAL AND VARIOUS STATE JURISDICTIONS. THE ORGANIZATION AND ITS AFFILIATES ARE NO LONGER SUBJECT TO U.S. FEDERAL OR STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. X X 0 0 0 0 0 0 0 0 0 DERALD WALKER PHD CEO 177441 0 0 0 0 0 5349 0 2688 0 185478 0 0 0 MARGARET BENNINGTON-DAVIS MD CHIEF MEDICAL OFFICER/COO 223246 0 0 0 0 0 5336 0 434 0 229016 0 0 0 JAMES CONOUR PSYCHIATRIST 187355 0 0 0 0 0 5635 0 953 0 193943 0 0 0 NEIL FALK ASSOCIATE DIRECTOR 173559 0 0 0 0 0 4187 0 964 0 178710 0 0 0 PATRICIA GARDNER PSYCHIATRIST 172609 0 0 0 0 0 0 0 13967 0 186576 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C WHEN EMPLOYEES COMPLETE A CASCADIA EMPLOYMENT APPLICATION, THEY REVIEW AND ANSWER THE FOLLOWING REGARDING THE CONFLICT OF INTEREST POLICY: "QUALIFIED RELATIVES/FRIENDS ARE ELIGIBLE FOR EMPLOYMENT, EXCEPT IN UNUSUAL SITUATIONS WHERE WE NEED TO AVOID POSSIBLE CONFLICTS OF INTEREST. DO YOU HAVE ANY RELATIVES OR FRIENDS (SUCH AS ROOMMATES) WHO ARE CURRENTLY WORKING FOR US?" DURING NEW HIRE ORIENTATION EMPLOYEES SIGN AN ACKNOWLEDGMENT INDICATING THEY RECEIVED AN OVERVIEW OF CASCADIA'S PERSONNEL POLICY MANUAL AND KNOW HOW TO ACCESS THESE POLICIES. IN ADDITION, THE SIGNED ACKNOWLEDGMENT STATES THAT THE POLICY MANUAL CONTAINS IMPORTANT INFORMATION THAT OUTLINES THE RULES, BENEFITS AND RESPONSIBILITIES OF CASCADIA EMPLOYEES. AS STATED IN OUR CONFLICT OF INTEREST POLICY, IF EMPLOYEES FACE A POTENTIAL CONFLICT OF INTEREST THEY ARE RESPONSIBLE FOR REPORTING THIS TO A SUPERVISOR IMMEDIATELY. BOARD MEMBERS ARE ASKED ANNUALLY IN THE BOARD MEETING TO DISCUSS WHETHER OR NOT THEY HAVE A CONFLICT OF INTEREST. EMPLOYEE CONFLICT OF INTEREST POLICY: IF AN ACTUAL OR POTENTIAL CONFLICT IS DETERMINED, CASCADIA MAY TAKE WHATEVER CORRECTIVE ACTION APPEARS APPROPRIATE ACCORDING TO THE CIRCUMSTANCES. FAILURE TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS OF INTEREST WILL RESULT IN DISCIPLINARY ACTION, INCLUDING POSSIBLE TERMINATION. BOARD CONFLICT OF INTEREST POLICY: PROCEDURES FOR ADDRESSING CONFLICTS OF INTEREST: - AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE DIRECTORS OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, THE INTERESTED PERSON SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. - THE DIRECTORS OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. - AFTER EXERCISING DUE DILIGENCE, THE DIRECTORS OR COMMITTEE SHALL DETERMINE WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. - IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE DIRECTORS OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIRMAN OF THE BOARD OF DIRECTORS MEETS WITH THE FINANCE COMMITTEE TO REVIEW COMPARABILITY DATA TO DETERMINE TOP MANAGEMENT AND OFFICER COMPENSATION. ANY DATA USED AND THE DECISIONS THAT ARE MADE WITH REGARD TO COMPENSATION ARE DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CASCADIA HOUSING INC 847 NE 19TH AVE STE 100 PORTLAND OR 97207 931138328 PROPERTY MANAGEMENT OR 501(C)(3) 509(A)(3) CASCADIA BEHAVIORAL HEALTHCARE 1 ALPINE EAST INC 111 NE 162ND AVE PORTLAND OR 97230 931098816 LOW INCOME HOUSING OR 501(C)(3) 509(A)(2) CASCADIA BEHAVIORAL HEALTHCARE 1 COBURN WOODS INC 17308 NE COUCH ST PORTLAND OR 97233 931218274 LOW INCOME HOUSING OR 501(C)(3) 509(A)(2) CASCADIA BEHAVIORAL HEALTHCARE 1 ECUNET HOUSING INC 1252 SW CHELTENHAM PORTLAND OR 97239 931134276 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) CASCADIA BEHAVIORAL HEALTHCARE 1 MT HOOD SPECIAL HOUSING 208 NE CLEVELAND GRESHAM OR 97030 930890225 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) CASCADIA BEHAVIORAL HEALTHCARE 1 THREE WEST HOUSING 4105 SW BEAVERTON-HILLSDALE HWY PORTLAND OR 97221 931171601 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) CASCADIA BEHAVIORAL HEALTHCARE 1 CASCADIA VENTURES INC 847 NE 19TH AVE STE 100 PORTLAND OR 97207 931170120 HEALTHCARE MANAGEMENT - INACTIVE OR CASCADIA BEHAVIORAL HEALTHCARE C 1.00000 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0