2015-08-13T13:32:51-07:00 2014-12-31 990 2014-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4132985511 25 Main Street PO Box 962 Stockbridge MA 01262 Chauncey Collins Treasurer 4132985511 2015-08-14 2014 2016-03-07 17:11:31Z Chauncey Collins 25 Main Streeet PO Box 962 Stockbridge MA 01262 21923413 0 X www.austenriggs.org X 1919 MA Psychiatric hospital and residential treatment center 22 21 159 0 0 0 362138 507856 16850852 16598139 906902 1236674 19900 17070 18139792 18359739 0 0 0 0 11677073 11196145 6348 9075 277237 5047489 5191240 16730910 16396460 1408882 1963279 36771908 37584753 6784147 6948688 29987761 30636065 Psychiatric hospital and residential treatment center 0 0 13744197 0 16615209 Mental Health Treatment Programs, General/Other: Patient Care 90% 22,302 Patient Program Days. Research & Training 10% (0 Patient Days) 0 0 0 13744197 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 123 0 1 159 1 0 0 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY X Chauncey T Collins 4132985511 Austen Riggs Center 25 Main St Stockbridge MA 01262 Lisa Raskin PhD Chair of the Board 0 0 X 0 0 0 Aso O Tavitian Vice Chairman 0 0 X 0 0 0 Stephen W Bosworth Trustee 0 0 X 0 0 0 Lansing Crane Trustee 0 0 X 0 0 0 Robert A DeNoble Trustee 0 0 X 0 0 0 Jeffrey L Diamond Trustee 0 0 X 0 0 0 Kai Erikson PhD Trustee 0 0 X 0 0 0 Joan D Goodrich Trustee 0 0 X 0 0 0 Laurie J Hall Trustee 0 0 X 0 0 0 Dwight Jewson PhD Trustee 0 0 X 0 0 0 Daniel S Kaufman Trustee 0 0 X 0 0 0 Katherine G Kennedy MD Trustee 0 0 X 0 0 0 Kimberlyn Leary Phd MPA Trustee 0 0 X 0 0 0 Andrew Lustbader MD FAAP Trustee 0 0 X 0 0 0 John Maynard Trustee 0 0 X 0 0 0 Julia Moore Trustee 0 0 X 0 0 0 Jean J Rousseau Trustee 0 0 X 0 0 0 Steven Sharfstein MD Trustee 0 0 X 0 0 0 Ileene Smith Trustee 0 0 X 0 0 0 W Mason Smith III Trustee 0 0 X 0 0 0 Samuel A Waterston Trustee 0 0 X 0 0 0 James L Sacksteder MD Medical Director 40 0 X X 354488 0 62259 Chauncey T Collins Treasurer 40 0 X 229377 0 36673 Todd R Morin Assistant Treasurer 40 0 X 98891 0 24482 Doreen S Barcsz Clerk 40 0 X 53089 0 11817 Eric M Plakun MD Dir. of Admissions 40 0 X 264739 0 43215 Elizabeth Weinberg MD Staff Psychiatrist 40 0 X 171903 0 28114 David Flynn Staff Pyschiatrist 40 0 X 167788 0 27888 Margaret Parish PhD Director of Patient Care 40 0 X 183411 0 22129 Jane Tillman Phd Director of the Erikson Institute 40 0 X 178011 0 21658 1701697 0 278235 24 0 1 0 Sage Dining Services 1402 York Road Suite 100 Lutherville MD 21093 Dining Services 444764 Countryside Landscaping 677 Simmons Rd Williamstown MA 01267 Landscaping 260153 Echoditto One Davis Square Somerville MA 02144 Web design fees 157141 Isaacson Miller Inc 263 Summer Street Boston MA 02210 Executive recruitment 141011 Marois Construction Co Inc 262 Old Lyman Road South Hadley MA 01075 Building Construction 125523 6 0 0 0 0 0 507856 0 507856 16598139 16598139 0 0 16598139 536984 0 0 536984 0 0 0 0 0 0 0 0 0 0 4263364 0 3563674 0 699690 0 699690 0 0 699690 0 17070 17070 0 0 17070 18359739 16615209 0 1236674 0 0 0 0 0 0 735845 218291 493740 23814 0 0 0 0 8274689 7063687 1055494 155508 759881 614107 133333 12441 782094 664642 102913 14539 643636 533763 98611 11262 0 0 0 0 31844 0 31844 0 60000 0 60000 0 0 0 0 0 9075 9075 0 0 0 0 1294977 1165481 129496 0 155021 155021 0 0 164700 117459 34549 12692 75499 67949 7550 0 0 0 0 0 307806 277025 30781 0 153791 131191 14577 8023 0 0 0 0 29530 26577 2953 0 204038 204038 0 0 0 0 0 0 1046219 1046219 0 0 343556 288587 54969 0 Maintenance and Equipment Rental 73730 66357 7373 0 Supplies 1250529 1103803 116843 29883 0 0 0 0 16396460 13744197 2375026 277237 0 0 1231641 1231674 112620 98300 1256048 1140659 0 0 0 0 259005 290738 0 0 309517 305908 31178510 15272199 16150244 15906311 14220383 15064401 3232450 3546762 0 0 0 36771908 37584753 2069664 1641823 0 0 190472 199385 4306895 3998986 0 0 0 0 0 0 0 0 217116 1108494 6784147 6948688 X 22043425 22268477 1433207 1785381 6511129 6582207 29987761 30636065 36771908 37584753 X 1963279 130845 0 0 0 -1445820 X 0 1 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 14894926 71078 1367519 0 600000 0 15733523 12848143 29900 2576923 0 560040 0 14894926 11875081 47200 1475861 0 550000 0 12848142 12645644 200925 -447488 0 524000 0 11875081 10023745 2242419 709480 0 330000 0 12645644 0.47 0.42 0.11 0 0 0 1156699 1156699 0 21890846 8194126 13696720 0 0 0 0 0 8067029 7078073 988956 0 63936 0 63936 15906311 F Money Market Funds 1946686 F Real Estate 1600076 F 3546762 Defined Benefits Plan Liability 1108494 1108494 X 17044764 130845 0 0 -1445820 -1314975 18359739 0 0 0 18359739 16396460 0 0 0 0 0 16396460 0 0 0 16396460 Schedule D, Part V, Line 4 Board Designated Funds: Investments allocated for future capital expansion, educational programs and research. Permanently Endowed: Returns from investments are used for purposes such as patient aid, research, education and the fellowship program. Schedule D, Part X, Line 2 Defined Benefits Plan Liability Schedule D, Part XI, Line 2d Pension related changes other than net periodic pension cost. 1 1 0 0 1 1 0 0 571218 18960 571218 0.0348 0 0 0 0 0 0 0 0 0 0 571218 18960 571218 0.0348 255948 23440 232508 0.0142 370548 0 370548 0.0226 0 0 0 0 298378 0 298378 0.0182 25522 0 25522 0.0016 0 0 950396 23440 926956 0.0566 0 0 1521614 42400 1498174 0.0914 0 0 0 0 0 0 X 1 0 1 1 Austen Riggs Center 25 Main Street PO Box 962 Stockbridge MA 01262 X Austen Riggs Center 1 0 0 1 X X X X X X X X X 13 1 0 0 1 X http://www.austenriggs.org X 1 14 1 http://www.austenriggs.org/community-health-needs-assessment 0 0 1 X X X X X 1 1 X X X 1 X X X X X X 1 X 0 X X X 0 X 0 0 Schedule H, Part V, Section B, Line 5-Austen Riggs Center The Center hired a consulting firm that conducted extensive research and interviews. 23 external stakeholders and 16 internal staff were interviewed between April and June 2013. The interviews included thought leaders in psychiatry, Board of Trustee members, representatives of mental health providers and other health and social service providers within Berkshire County. Schedule H, Part V, Section B, Line 11-Austen Riggs Center Based on the CHNA findings the Center applied the following criteria to determine the most critical and appropriate needs for Riggs to address: - The extent to which Riggs has the resources and competencies to address the need - The impact that Riggs could have on the need (ie, the number of lives Riggs can impact) - The frequency at which stakeholders identified the need as a significant priority. - The extent of community support for Riggs to address the issue and potential partnerships to address the issue. primary and secondary data collected from the interviews described in Section 5, seven health priorities were identified as significant in the communities that Riggs serves. Of those priorities, Riggs will focus on providing further mental health training and further awareness for professional in psychodynamic psychotherapy, psychodynamic psychopharmacology and other evidence based practices. Indirect help to professionals providing treatment in the areas of: adult substance abuse and those providing care for low income populations, children and adolescents and veterans and members of law enforcement with PTSD. No entity can address all the needs in its community. The implementation strategy does not include plans to address adolescent suicide directly but will explore opportunities for collaboration with organizations currently working on this need. Riggs is also not in a position at this time to develop and apply research to the further understanding psychodynamic psychotherapy and psychodynamic psychopharmacology in the regional and national community. These plans are currently in development but not ready for implementation at this time. Schedule H, Part V, Section B, Line 16a-Austen Riggs Center http://www.austenriggs.org/financial-assistance Schedule H, Part V, Section B, Line 16b-Austen Riggs Center http://www.austenriggs.org/financial-assistance Schedule H, Part V, Section B, Line 16c-Austen Riggs Center http://www.austenriggs.org/financial-assistance Schedule H, Part I, Line 3c Fee Reductions are offered based on need after a review of the financial resources available in the context of the treatment plan. Patients submit an application for a fee reduction that includes a letter describing their need, income and net worth, The Center's Resource Management Committee reviews the application and may approve up to a 30% reduction of the program fees. While fee reductions are granted based on need to patients, the Center does not negotiate lower rates with insurance companies and submits claim reimbursement forms at 100 percent of the treatment costs in the cases where insurance coverage is available. Schedule H, Part I, Line 7 Direct Costs are derived from the general ledger. Payroll, benefits and overhead are based on cost accounting and percentage of staff time. Schedule H, Part I, Line 7, Column f not applicable Schedule H, Part I, Line 7g not applicable Schedule H, Part III, Section A, Line 4 not applicable Schedule H, Part III, Section B, Line 8 not applicable Schedule H, Part III, Section C, Line 9b Collection practices are the same Schedule H, Part VI, Line 2 As a result of the evaluation, primary and secondary data collected from the interviews described in Section 5, seven health priorities were identified as significant in the communities that Riggs serves. Of those priorities, Riggs will focus on providing further mental health training and further awareness for professional in psychodynamic psychotherapy, psychodynamic psychopharmacology and other evidence based practices. Indirect help to professionals providing treatment in the areas of: adult substance abuse and those providing care for low income populations, children and adolescents and veterans and members of law enforcement with PTSD. Schedule H, Part VI, Line 3 Patients are informed during the pre admission screening and during the admission process that an application for a fee reduction may be submitted. Schedule H, Part VI, Line 4 Riggs serves local, regional, and national communities. These communities are comprised largely of patients with complex psychiatric disorders (e.g., multiple co-morbid conditions, severe and persistent psychiatric symptoms, and functional impairment) and the professionals (and organizations) who serve them. Service to these communities includes treatment, education and training, research, and outreach. More specifically: While few of the Center's patients come from the local community, the Center offers education and outreach to local clinicians and organizations. At the regional level, 52 percent of the Center's patient population is drawn from the Northeast (New England states plus NY, PA, and NJ), and a robust program of education and outreach is provided to clinicians who treat patients with complex psychiatric disorders in the region. The national population of patients with complex psychiatric disorders, and the clinicians who treat them, is the broadest and most significant community. This encompasses the Center's full patient population as well as the population of treaters served through education, training, and research efforts. Schedule H, Part VI, Line 5 The Center hosts a variety of forums and seminars each year that are available to the psychiatric community. Center staff serve on community boards and councils that provide service to the local mental health organizations and schools. Schedule H, Part VI, Line 7 Massachusetts X X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 James L Sacksteder MD Medical Director 354488 0 0 0 0 0 0 0 62259 0 416747 0 0 Chauncey T Collins Treasurer 229377 0 0 0 0 0 0 0 36673 0 266050 0 0 0 Eric M Plakun MD Dir. of Admissions 264739 0 0 0 0 0 0 0 43215 0 307954 0 0 0 Margaret Parish PhD Director of Patient Care 183411 0 0 0 0 0 0 0 22129 0 205540 0 0 0 Elizabeth Weinberg MD Staff Psychiatrist 171903 0 0 0 0 0 0 0 28114 0 200017 0 0 0 Jane Tillman Phd Director of the Erikson Institute 178011 0 0 0 0 0 0 0 21658 0 199669 0 0 0 David Flynn Staff Pyschiatrist 167788 0 0 0 0 0 0 0 27888 0 195676 0 0 0 Schedule J, Part I, Line 1a The Medical Director resides on the campus in a house owned by the Austen Riggs Center. The discretionary spending account is used for business purchases that are specific to the Medical Director that do not fall under other departmental expenses. Schedule J, Part I, Line 4 Executive level staff can make a salary contribution to a 457(b) plan at TIAA CREF A Massachusetts Health and Educational Facilities Authority 2004-07-12 4000000 Expansion & Renovations 0 0 0 B Massachusetts Health and Educational Facilities Authority 2008-06-05 4000000 Expansion & Renovations 0 0 0 A 3192872 0 4000000 0 0 0 0 0 0 4000000 0 0 2005 0 0 1 1 B 808142 0 4000000 0 0 0 0 0 0 4000000 0 0 2011 0 0 1 1 A 0 0 0 0 0 0 0 1 0 0 B 0 0 0 0 0 0 0 1 0 0 A 0 0 0 0 1 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 Form 990, Part VI, Section B, Line 11b Management distributes the 990 to the Board for review prior to filing. The independent auditing firm also reviews the 990 for accuracy prior to filing. Form 990, Part VI, Section B, Line 12c Annually all officers and trustees are required to disclose any potential conflicts of interest. All interests that give rise to potential conflicts are reviewed by the Board Committee which then follows the guidelines of the Austen Riggs Center. Form 990, Part VI, Section B, Line 15 CEO compensation is recommended by a compensation committee of the Board of Trustees and reviewed by the full Board of Trustees. All compensation levels are determined by geographical comparable data and review of industry peers. Form 990, Part VI, Section C, Line 19 Corporate documents are available upon request. Form 990, Part XI, Line 9 Change in Defined Benefit Pension Plan fund liability