2015-11-16T17:27:12-06:00 2014-12-31 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2014-01-01 135531178 NYC & COMPANY INC NYC& 2124841200 810 SEVENTH AVENUE 3RD FLOOR NEW YORK NY 10019 KEVIN BOOTH CFO 2124841200 2015-11-16 1 GARRETT M HIGGINS P00543209 2128678000 2015-11-16 2014 2016-03-07 17:11:31Z FRED DIXON 810 SEVENTH AVENUE 3RD FLOOR NEW YORK NY 10019 35435736 0 X WWW.NYCGO.COM X 1948 NY TO BUILD NEW YORK CITY'S ECONOMY AND POSITIVE IMAGE THROUGH TOURISM AND CONVENTION DEVELOPMENT, MAJOR EVENTS AND THE MARKETING OF THE CITY ON A WORLDWIDE BASIS 67 67 191 67 0 0 13018476 12716047 13601214 21437032 616 0 13053106 1282657 39673412 35435736 107315 81327 0 0 15783286 15880666 0 0 0 21155497 20439662 37046098 36401655 2627314 -965919 12407724 10254490 10192879 10902339 2214845 -647849 X TO BUILD NEW YORK CITY'S ECONOMY AND POSITIVE IMAGE THROUGH TOURISM AND CONVENTION DEVELOPMENT, MAJOR EVENTS AND THE MARKETING OF THE CITY ON A WORLDWIDE BASIS. 0 0 MARKETING & INTERACTIVE - PROMOTES THE NEW YORK CITY BRANDWORLDWIDE, HIGHLIGHTING ITS SHOPPING, ENTERTAINMENT, CULTURAL ANDDINING OFFERINGS. AS PART OF THIS MISSION, THE INTERACTIVEDEPARTMENT UTILIZES TECHNOLOGY AND OUR WEBSITE TO CREATE TOOLS ANDMATERIALS THAT BOTH RESIDENTS AND VISITORS CAN USE TO IMPROVETHEIR NEW YORK CITY EXPERIENCE. TOURISM - PROMOTES TRAVEL TO NEW YORK CITY ACROSS THE GLOBE,LEVERAGING TRADE RELATIONSHIPS, CREATING COOPERATIVE PROMOTIONSAND WORKING WITH INTERNATIONAL PR TEAMS TO DRIVE TOURISM. SALES & PARTNERSHIPS - STRATEGICALLY PACKAGES THE CITY'S MARKETINGASSETS - INCLUDING ADVERTISING PROGRAMS, MEDIA RESOURCES, PUBLICINITIATIVES AND OFFICIAL CITY EVENTS - TO THIRD PARTIES ON A FEEBASIS. MEMBERSHIP DEDICATED TO MAXIMIZING OUR MEMBER BUSINESSES' VISIBILITY TO INTERNATIONAL AND DOMESTIC TRAVERLERS (BOTH BUSINESS AND LEISURE), AS WELL AS TO NEW YORK CITY RESIDENTS. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 63 0 191 1 0 0 0 0 0 0 X 67 67 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 1 1 0 X KEVIN BOOTH 2124841200 810 SEVENTH AVENUE 3RD FLOOR NEW YORK NY 10019 EMILY RAFFERTY CHAIRPERSON 1.00 1.00 X 0 0 0 WILMA ALONSO BOARD MEMBER 1.00 X 0 0 0 JACLYN BERNSTEIN BOARD MEMBER 1.00 X 0 0 0 CLAUDIA BONN BOARD MEMBER 1.00 X 0 0 0 KAREN BROOKS HOPKINS BOARD MEMBER 1.00 X 0 0 0 JUDITH BYRD BOARD MEMBER 1.00 X 0 0 0 JOHN CALVELLI BOARD MEMBER 1.00 X 0 0 0 ZACHARY CARTER EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 HARRY COGHLAN BOARD MEMBER 1.00 X 0 0 0 MICHAEL COGSWELL BOARD MEMBER 1.00 X 0 0 0 JOE DANIELS BOARD MEMBER 1.00 X 0 0 0 KEITH DOUGLAS BOARD MEMBER 1.00 X 0 0 0 TOM FINKELPEARL EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 MIKE FIORENTINO BOARD MEMBER 1.00 X 0 0 0 JOEL FISHER EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CHARLES FLATEMAN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 RICK FRIEDBERG BOARD MEMBER 1.00 X 0 0 0 RACHELLE FRIEDMAN BOARD MEMBER 1.00 X 0 0 0 ELLEN FUTTER EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 ALICIA GLEN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 THELMA GOLDEN BOARD MEMBER 1.00 X 0 0 0 ERIC GORDON BOARD MEMBER 1.00 X 0 0 0 GAIL GRIMMETT EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CAROLINE HIRSCH BOARD MEMBER 1.00 X 0 0 0 MARGARET HONEY EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 HERVE HOUDRE EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 PAUL INSALACO BOARD MEMBER 1.00 X 0 0 0 JON KAPLAN BOARD MEMBER 1.00 X 0 0 0 MELINDA KATZ BOARD MEMBER 1.00 X 0 0 0 JEFFREY KAY BOARD MEMBER 1.00 X 0 0 0 LARCELIA KEBE BOARD MEMBER 1.00 X 0 0 0 LYNN KELLY BOARD MEMBER 1.00 X 0 0 0 DAVID KEYS EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 KYLE KIMBALL EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 PATTI LEE EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 THOMAS G LEWIS EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 LISA LINDEN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CYNTHIA LOPEZ EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 KERRY MACK BOARD MEMBER 1.00 X 0 0 0 ERIKA MALLIN BOARD MEMBER 1.00 X 0 0 0 VERA MANOUKIAN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 SUSAN MARENOFF-ZAUSNER BOARD MEMBER 1.00 X 0 0 0 SPENCER MEANS BOARD MEMBER 1.00 X 0 0 0 MITCHELL B MODELL BOARD MEMBER 1.00 X 0 0 0 ANTHONY NAPOLI BOARD MEMBER 1.00 X 0 0 0 RICHARD NICOTRA BOARD MEMBER 1.00 X 0 0 0 TRACY NIEPORENT EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 TRAVIS NOYES BOARD MEMBER 1.00 X 0 0 0 JAMES ODDO EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 JONELLE PROCOPE BOARD MEMBER 1.00 X 0 0 0 JOHN RIEMAN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 TARYN SACRAMONE BOARD MEMBER 1.00 X 0 0 0 ANDREAS SAPPOK BOARD MEMBER 1.00 X 0 0 0 DON SHANNON BOARD MEMBER 1.00 X 0 0 0 BARBARA SMITH BOARD MEMBER 1.00 X 0 0 0 JOSEPH E SPINNATO EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CHARLOTTE ST MARTIN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 ALAN STEEL EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 TIM TOMPKINS BOARD MEMBER 1.00 X 0 0 0 NICK VALENTI EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 JORGE DANIEL VENECIANO BOARD MEMBER 1.00 X 0 0 0 PETER WARD EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 GERRI WARREN MERRICK EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 LLOYD A WILLIAMS EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 JACK WITHIAM JR EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 KATHY WYLDE BOARD MEMBER 1.00 X 0 0 0 TIM ZAGAT EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 FRED DIXON CHIEF EXECUTIVE OFFICER 39.00 1.00 X 331911 0 22915 BRYAN GRIMALDI COO & GENERAL COUNCIL 39.00 1.00 X 270630 0 37513 KEVIN BOOTH CHIEF FINANCIAL OFFICER 40.00 X 232020 0 44475 KIMBERLY SPELL SVP, CHIEF COMMUNICATIONS OFFICER 40.00 X 247729 0 44003 JEROME CITO FIRST VICE PRESIDENT, CONVENTION DEVELOPMENT 40.00 X 242287 0 33113 WILLY WONG SVP, CHIEF CREATIVE OFFICER 40.00 X 229007 0 18749 KELLY CURTIN SVP, MEMBERSHIP & DESTINATION SVCS 40.00 X 216750 0 34941 ED HOGIKYAN SVP, MARKETING 40.00 X 199049 0 17265 GEORGE FERTITTA FORMER CEO 40.00 X 154340 0 0 2123723 0 252974 33 1 1 0 NYC DEPT FINANCE 100 GOLD STREET 2ND FL NEW YORK NY 10038 MARKETING 1528628 CITYPASS INC 27 ARROW ROOT LANE VICTOR ID 83455 TICKET VENDOR 848236 BROADWAY INBOUND INC 520 8TH AVENUE 11TH FLOOR NEW YORK NY 10018 TICKET VENDOR 840261 CDI USA INC 1501 ROCK MOUNTAIN STONE MOUNTAIN GA 30083 TRADESHOW SERVICES 824635 CROSSMEDIA INC 22 WEST 23RD STREET 5TH FL NEW YORK NY 10010 MARKETING 665131 5 12716047 12716047 SPONSORSHIPS 900099 6527355 6527355 MEMBERSHIP DUES 900099 4673534 4673534 INTERACTIVE INCOME 900099 2719275 2719275 PUBLICATION REVENUE 900099 2514143 2514143 TICKET SALES 900099 2041140 2041140 2961585 2961585 21437032 OTHER INCOME 900099 1132657 1132657 MANAGEMENT FEE 900099 150000 150000 1282657 35435736 21437032 0 1282657 81327 939464 154340 11865869 232156 1662960 1025877 159440 96082 30000 1254823 3420433 2793204 515747 1816954 877191 2678552 7487 131443 158993 TOURISM 2359363 TICKETS 1799493 PUBLICATIONS 1144247 LICENSING COSTS 676767 519443 36401655 1100 1000 6568788 6060498 3008652 2091034 6512 7094 522953 493588 2658257 2510719 267371 147538 2032348 1453738 12407724 10254490 2732423 2194681 4097176 3940676 3363280 4766982 10192879 10902339 X 0 0 0 0 2214845 -647849 2214845 -647849 12407724 10254490 X -965919 -1896775 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1209795 1195722 14073 1448462 1314997 133465 147538 DEFERRED COMPENSATION 109025 SECURITY DEPOSITS 232153 ACCRUED INCOME 1062768 DUE FROM NYC & COMPANY FDTN. 49792 1453738 ACCRUED PENSION COSTS 3894678 CAPITAL LEASE/CURRENT PORTION 39281 CAPITAL LEASE/NON-CURRENT PORTION 64392 DEFERRED COMPENSATION (CONTRA) 109025 DEFERRED RENT 609606 RESTRICTED/CHINATOWN KIOSK REMOVAL 50000 4766982 X 75429777 39994041 39994041 35435736 0 35435736 78292471 39994041 1896775 41890816 36401655 0 36401655 PART X, LINE 2: THE COMPANY FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES WHICH PROVIDES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. USING THIS GUIDANCE, THE COMPANY MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION IN ITS FINANCIAL STATEMENTS ONLY IF IT IS MORE-LIKELY-THAN-NOT (I.E., A LIKELIHOOD OF MORE THAN 50%) THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. MANAGEMENT BELIEVES THE COMPANY HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS AS OF DECEMBER 31, 2014. THE COMPANY'S TAX RETURNS FOR ALL YEARS SINCE 2011 REMAIN OPEN TO EXAMINATION BY THE RESPECTIVE TAXING AUTHORITIES. THERE ARE CURRENTLY NO TAX EXAMINATIONS IN PROGRESS. PART XII, LINE 2D - OTHER ADJUSTMENTS: PENSION RELATED LOSSES 1,896,775. X 1 0 0 FRED DIXON CHIEF EXECUTIVE OFFICER 331611 0 0 0 300 0 7800 0 15115 0 354826 0 0 0 BRYAN GRIMALDI COO & GENERAL COUNCIL 270330 0 0 0 300 0 7571 0 29942 0 308143 0 0 0 KEVIN BOOTH CHIEF FINANCIAL OFFICER 231570 0 0 0 450 0 7262 0 37213 0 276495 0 0 0 KIMBERLY SPELL SVP, CHIEF COMMUNICATIONS OFFICER 85104 0 0 0 162625 0 4875 0 39128 0 291732 0 0 0 JEROME CITO FIRST VICE PRESIDENT, CONVENTION DEVELOPMENT 207031 0 35000 0 256 0 7351 0 25762 0 275400 0 0 0 WILLY WONG SVP, CHIEF CREATIVE OFFICER 93957 0 0 0 135050 0 6939 0 11810 0 247756 0 0 0 KELLY CURTIN SVP, MEMBERSHIP & DESTINATION SVCS 216300 0 0 0 450 0 6450 0 28491 0 251691 0 0 0 ED HOGIKYAN SVP, MARKETING 198027 0 0 0 1022 0 6000 0 11265 0 216314 0 0 0 GEORGE FERTITTA FORMER CEO 35000 0 0 0 119340 0 0 0 0 0 154340 0 0 0 PART I, LINE 4A THE FOLLOWING INDIVIDUALS RECEIVED SEVERANCE PAYMENTS IN 2014: KIMBERLY SPELL- $162,500 WILLY WONG- $134,925 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE VICE PRESIDENT OF FINANCE AND COO, AND THEN SIGNED OFF BY THE CFO. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND OFFICERS ARE REQUIRED TO DISCLOSE ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST WITH THE GOVERNING BOARD. AFTER DISCLOSURE, THE INDIVIDUAL IN QUESTION MUST RECUSE THEMSELVES FROM VOTING ON THE MATTER. SUCH MATTERS INVOLVING THE EXISTENCE OF CONFLICTS OF INTEREST ARE TO BE DOCUMENTED IN THE MINUTES OF THE GOVERNING BOARD. ALL SUCH MATTERS ARE OVERSEEN BY THE OFFICE OF GENERAL COUNSEL THAT DEDICATES RESOURCES TOWARDS TRAINING AND ENFORCEMENT OF THE CONFLICTS OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE EMPLOYMENT, COMPENSATION AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT, OF THE CORPORATIONS CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER IS VOTED ON BY THE BOARD. THE COMPENSATION OF OTHER OFFICERS IS REVIEWED BY THE FINANCE COMMITTEE IN CONJUNCTION WITH BUDGET REVIEW, AND ULTIMATELY APPROVED BY THE CEO. COMPENSATION DATA FROM SIMILARLY SITUATED NON-PROFIT ORGANIZATIONS IS UTILIZED AS PART OF THE REVIEW PROCESS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990 ALSO AVAILABLE AT GUIDESTAR.ORG FORM 990, PART XI, LINE 9: PENSION RELATED LOSSES -1,896,775. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NYC & COMPANY FOUNDATION 810 SEVENTH AVENUE - THIRD FLOOR NEW YORK NY 10019 134020446 PROMOTION NY 501(C)(3) LINE 1 NYC & COMPANY INC 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 NYC & COMPANY FOUNDATION L 150000 BOOK VALUE