2015-11-13T15:44:51-07:00 2015-06-30 990 2014-07-01 131760110 UNITED STATES FUND FOR UNICEF UNIT 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Edward G Lloyd COO/CFO & Treasurer 2129229557 2015-11-12 2014 2016-03-07 17:11:31Z Caryl M Stern 125 Maiden Lane 10th Floor New York NY 10038 502143011 0 X www.unicefusa.org X 1947 NY The organization's mission is to support programs through fundraising, advocacy and education that provide lifesaving medicines, better nutrition, clean water, quality basic education and emergency relief to children, women and communities in over 150 countries and territories. The organization partners in coordination and planning with voluntary agencies engaged in child relief to create a better world for children. 23 22 268 77000 0 0 470961231 497033423 0 0 2800538 1361484 1830181 1724867 475591950 500119774 324044850 423557506 0 0 24231273 27485909 2335813 2405977 41904664 62542446 75824962 413154382 529274354 62437568 -29154580 258125021 236806150 120537127 129130982 137587894 107675168 The Organization's mission is to support programs through fundraising, advocacy and education that provide lifesaving medicines, better nutrition, clean water, quality basic education and emergency relief to children, women and communities in over 150 countries and territories. The Organization partners, in coordination and planning, with voluntary agencies engaged in child relief to create a better world for children. 0 0 13066446 0 0 Public Information: The USF has reached hundreds of thousands of supporters through issue oriented videos, television and public radio service announcements, a variety of publications, the internet via our website (www.unicefusa.org) and other mobile devices. The various USF communication teams work hard to educate the public about the challenges facing the worlds children which is the global mission of UNICEF. This year millions of children joined adult volunteers to support our trademark fundraiser Trick or Treat for UNICEF. Tens of thousands of companies and individuals were informed about UNICEF through the greeting cards program, the TAP project and various special events. Educators using TeachUNICEF resources to increase awareness of the programs and activities of UNICEF. Through the UNICEF Kid Power program, kids are empowered to help other kids by being active, they can help feed hungry children. Every kid who participated in the UNICEF Kid Power Program received a blue band that they wore all the time. The band tracked how many steps these children took through out the day. Those steps earned kid power points used to unlock ready to use therapeutic food to help save children's lives. 459012759 459012759 495243518 Grants to UNICEF and Other Non-Government Organizations: The Board of Directors of the US Fund for UNICEF has authorized grants to the United Nations Childrens Fund and other Non-Government Organization assisted projects from contributions and in-kind gifts received by the USF. These grants were used by UNICEF and other NGOs in more than 150 countries and territories solely for those assistance projects approved by the board of directors. UNICEF HIV/AIDS projects included preventing HIV infection in young people, mother to child transmission and protection, care and support for orphans and children in families made vulnerable by HIV AIDS. UNICEF childhood immunization work included projects to prevent measles, polio, tuberculosis and maternal and neonatal tetanus in impoverished areas. UNICEF girls education projects included those designed to increase the number of girls in school in countries where girls lag behind boys in enrollment, training female teachers, improving girls safety, providing appropriate girls facilities and promoting curriculums and learning environments that are free of gender bias. UNICEF nutritional projects were implemented that focused on proper nourishment for both children and mothers that included providing Vitamin A supplements to strenthen immune systems and preventing iodine deficiency which can cause brain damage and physical retardation. UNICEF and USF also assisted a number of emergency situations by providing clean water, medical supplies, basic health services, educational and recreational supplies. USF supported UNICEF's Global Polio Eradication Initiative activities by piloting the introduction of oral cholera vaccines in emergency settings; scaling up routine immunization; support for the Countdown to 2015 for Maternal, Newborn and Child Survival, and scaling up community approaches to total sanitation. USF also supported UNICEF's Schools for Africa and Asia Initiatives including support for water and sanitation and hygiene interventions in schools, teacher training and school materials and improvements and improving access to quality education. 700880 0 0 Advocacy: Through USF's Office of Public Policy and Advocacy in Washington D. C., the USF acts as an advocate for the well being of the world's children. One of the special functions of the Public Policy Office is to advise both the Administration and Congress on the needs of the worlds children. Through the advocacy efforts of USF, the U S Government allocated $132 million to UNICEF in 2014. The U S Government funding is provided directly to UNICEF and is not reflected as revenue in Part I. 0 0 0 472780085 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 289 0 1 268 1 0 1 CJ 0 0 0 1 1 0 0 0 1 1 0 X 23 22 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY X X X X Richard Esserman 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Vince Hemmer Director/Chairman 10 0 X X 0 0 0 Peter Lamm Director/ Chairman until February, 2015 10 1 X X 0 0 0 Anthony Pantaleoni Director/ Past Chair 2 1 X 0 0 0 Caryl M Stern President/Chief Executive Officer/Director 65 5 X X X 516565 0 79130 Nelson Chai Director/Secretary 2 1 X X 0 0 0 Dolores Rice Gahan Director 5 1 X 0 0 0 Andrew Beer Director 1 2 X 0 0 0 Robert Manoukian Director 1 0 X 0 0 0 Mindy Grossman Director 2 0 X 0 0 0 Franklin Fritz Hobbs Director 2 0 X 0 0 0 Gary M Cohen Director 1 0 X 0 0 0 Tea Leoni Director 2 0 X 0 0 0 Henry Schleiff Director 1 0 X 0 0 0 Pamela Fiori Director 1 0 X 0 0 0 Sherrie Rollins Westin Director 1 0 X 0 0 0 Hilary Gumbel Director 1 0 X 0 0 0 Dan Brutto Director 2 0 X 0 0 0 Mary Callahan Erdoes Director 1 0 X 0 0 0 Dikembe Matumbo Director 1 0 X 0 0 0 John A Herrmann Jr Director 1 0 X 0 0 0 G Barrie Landry Director 1 0 X 0 0 0 Robert T Brown Director 1 0 X 0 0 0 Bernard Taylor Sr Director 1 0 X 0 0 0 David Sable Director 1 0 X 0 0 0 Edward G Lloyd Chief Operating Officer & CFO/Treasurer 50 10 X X 382115 0 69178 Richard Esserman Vice President- Finance & Budget/Asst. Treasurer 45 5 X 208222 0 49221 Lynn Stratford Senior Vice President-Programs/Asst. Secretary 45 5 X X 276081 0 32305 Rajesh Anandan SVP-Strategic Partnerships & UNICEF Ventures 45 2 X 281840 0 41523 Samuel Barron Segar Senior Vice President-Development 45 2 X 281923 0 54379 Jose Carbonell Sr. VP-Marketing & Communication 45 0 X 254006 0 28072 Martin Rendon VP, Office of Public Policy & Advocacy 45 0 X 251498 0 22590 Helene Vallone-Rafaele VP, Direct & Interactive Marketing 45 0 X 203339 0 46291 William Sherwood VP, Human Resources 45 0 X 185824 0 22140 Leslie Goldman Vice President-Community Enagement 45 0 X 176300 0 27199 Kristen Jones Vice President-Development 45 2 X 171200 0 40568 3188913 0 512596 55 0 1 0 CHARLES RIVER INTERACTIVE INC 890 Winter Street Suite 120 Waltham MA 02451 Search Engine Marketing for USF Web Property 2556703 BLACKBAUD PO Box 930256 Atlanta GA 311930256 Database Management 2042607 LOWE CAMPBELL EWALD NEW YORK 386 PARK AVE SOUTH 15th Floor New York NY 10016 Marketing and Branding Services 774747 MSP PO BOX 641114 PITTSBURGH PA 152641114 Acknowledgment Services 726855 MARKET DATA RETRIEVAL PO Box 75174 Chicago IL 60675 Market Data Services 604600 19 686652 0 7256647 0 0 489090124 121203396 497033423 0 1361484 1361484 0 0 0 0 0 0 1585434 1585434 0 0 0 0 0 0 1960320 7256555 1960320 202350 62917 139433 139433 0 0 0 500119774 3086351 0 0 1138292 1138292 0 0 422419214 422419214 0 0 1871746 405504 547896 918346 0 0 0 0 19231691 4166441 5629487 9435763 1236082 217109 478733 540240 3669953 620205 1371813 1677935 1476437 282594 457426 736417 0 0 0 0 317006 22030 79122 215854 193250 0 193250 0 0 0 0 0 2405977 2405977 0 0 0 0 12003846 3786775 2123491 6093580 3220028 696206 0 2523822 641332 102312 262594 276426 465687 0 465434 253 0 0 0 0 2751647 587358 950024 1214265 2498796 761504 494925 1242367 0 0 0 0 625074 197931 206797 220346 0 0 0 0 35455253 35455253 0 0 2147019 420870 445680 1280469 305933 64988 125069 115876 Repairs and maintenance 831920 169526 326257 336137 Mailing list rental and other expenses 220131 0 0 220131 Postage and shipping 4556264 96167 48648 4411449 Outside printing and telemarketing 9190495 1060745 214388 7915362 401281 109061 168571 123649 529274354 472780085 14589605 41904664 21573618 6126923 43723068 54754921 116317206 99948951 1269165 3182282 52570800 15909962 36778205 36660838 27629614 27527189 9892912 8605046 941233 0 258125021 236806150 7306397 7494675 49022646 52914669 40050000 38341417 24158084 30380221 120537127 129130982 X 39173320 37645224 96777245 68392615 1637329 1637329 137587894 107675168 258125021 236806150 X -29154580 0 0 0 0 -758146 X 0 1 X 1 0 X 248654701 208510041 307005138 470961231 500119774 1735250885 0 0 0 0 0 0 0 0 0 0 0 0 248654701 208510041 307005138 470961231 500119774 1735250885 931656170 803594715 3646218 2763987 3626160 4507671 1361484 15905520 0 0 0 0 0 0 324433 269358 268730 123048 139433 1125002 1752281407 0 0.45860 0.56711 X Schedule A, Part II, Line 10 Sales of Greeting Cards and UNICEF LOGO items RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 388355 388355 528885999 529274354 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 381865 439579 290382 388355 1500181 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 1637329 0 0 0 0 0 1637329 1624329 13000 0 0 0 0 1637329 1599329 25000 0 0 0 0 1624329 1572329 27000 0 0 0 0 1599329 1554329 18000 0 0 0 0 1572329 0 1 0 0 0 0 0 0 0 41670513 7987263 33683250 0 307126 307126 0 0 7641205 5195489 2445716 0 2951956 2420084 531872 36660838 0 LIABILITIES UNDER SPLIT INTEREST AGREEMENTS 4048600 DUE FROM AFFILIATE 26331621 30380221 X 499361628 780 0 0 -758926 -758146 500119774 0 0 0 500119774 529274354 0 0 0 0 0 529274354 0 0 0 529274354 Schedule D, Part V, Line 4 The principal of the endowment is permanently restricted but the investment income can be used for operations to support the organization's mission Schedule D, Part X, Line 2 The US Fund for UNICEF (USF) is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code (IRC), and is classified as a publicly supported organization as defined in Section 509(a)(1) of the IRC. USF is also exempt from state and local income taxes and qualifies for the maximum charitable contribution deduction by donors. USF recognizes the effects of income tax positions only if those positions are more likely than not of being sustained. No provision for income taxes has been made as USF has not reported any taxable unrelated business income and any unrelated business income is offset by associated expenditures. USF evaluates, on an annual basis, the effects of any uncertain tax positions on its consolidated financial statements Schedule D, Part XI, Line 2d Change in value of split interest agreements 1 Central America and the Caribbean 0 0 Grantmaking To support child protection, Education, Emergencies, Health and Nutrition. 4056137 East Asia and the Pacific 0 0 Grantmaking To support Child protection, Emergencies, Immunization, Health, and Water and Sanitation. 4967345 Europe (including Iceland and Greenland) 0 0 Grantmaking To support cross-sector areas to strengthen core efforts to keep children and mothers alive. 51696 Middle East and North Africa 0 0 Grantmaking To support Child Protection, Education, Health, and emergencies. 21288507 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking To support Child Protection programs. 14494 Russia and the newly independent States 0 0 Grantmaking To support Health programs. 516956 South America 0 0 Grantmaking To support Education, HIV/AIDS, Health, and Cross-Sector programs. 1387720 South Asia 0 0 Grantmaking To support Health, and Emergency programs. 61617442 Sub-Saharan Africa 0 0 Grantmaking To support Child Protection, Child Survival, Community based Maternal and Newborn care, Education, Emergencies, Health, HIV/AIDS, and Water Sanitation and Hygiene. 328518917 0 0 422419214 Central America and the Caribbean To support Child Protection, Education, Emergencies, Health and Nutrition. 4056137 0 East Asia and the Pacific To support Child Protection, Emergencies, Health, and Water Sanitation and Hygiene. 4967345 0 Europe (including Iceland and Greenland) To support Cross-Sector areas that strengthen our core efforts to keep children and mothers alive. 51696 Middle East and North Africa To support Child Protection, Education, Emergency, and Humanitarian emergencies. 20228321 1060186 Winter Clothing for the Children Affected by the Crisis in Syria. Fair Value North America (including Canada and Mexico, but not the United States) To support Child Protection Programs 14494 0 Russia and the newly independent States To support Health programs. 516956 0 South America To support Cross-sector programs, Education, HIV/AIDS, and Health programs. 1387720 0 South Asia To support Emergency programs. 61617442 0 Sub-Saharan Africa To support Child Protection, Child Survival, Education, Emergency, Maternal-Neonatal child health, Health, HIV/AIDS, Water Sanitation and Hygiene programs. 207319119 121199798 Mectizan, a pharmaceutical product to cure oncerchiasis or river blindness, Miscellaneous supplies and Shipping and Freight Donation for the delivery of emergency supplies. Fair Value 22 3 0 0 0 0 0 0 Schedule F, Part I, Line 2 The United States Fund for UNICEF monitors the grants by requiring the grantee to submit reports and milestones as defined in the agreement. Grantees are responsible for insuring that projects are executed in accordance with the defined timelines and milestones as set forth in the grant. In certain situations, site visits are made to ascertain compliance to grant agreements. In the case of other programs like the Countdown 2015, an annual meeting of the grantees is held to ascertain that programs and projects are executed in accordance with the defined timelines and milestones as set forth in the agreement and any modifications, revisions and amendments are executed as needed. X X X X X X 1 M R NEW YORK 1901 L STREET NW SUITE 800 WASHINGTON DC 200363510 Web Fundraising Services 0 23968526 220026 23748500 Bluestate Digital 62187 Collections Center Drive Chicago IL 606930621 Web Fundraising 0 10156310 205000 9951310 Target Marketeam 600 Northpark Town Center 1600 1200 Abernathy Road NE Atlanta GA 30328 Direct Mail Fundraising Consultant 0 26588825 525000 26063825 Coinstar PO Box 91258 Bellevue WA 98009 Fundraising Services 0 419374 31454 387920 Infocision Management Corp PO Box 932441 Cleveland OH 44193 Inbound Telemarketing Services 0 488087 90645 397442 REFFALO NOEL LEVITZ PO BOX 718 DES MOINES IA 503030718 Telemarketing Services 0 250539 417380 -166841 ACD Direct 1353 North 1075 West Suite 6 Farmington UT 84025 Telemarketing Services 0 936939 159608 777331 Donor Services Group 6715 Sunset Boulevard Los Angeles CA 90028 Telemarketing Services 0 658713 332145 326568 Omaze Inc 326 Indiana Avenue CA Unit B Venice CA 90291 Online fundraising activities 1 4247192 424719 3822473 67714505 2405977 65308528 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY GALA 4460199 3569423 890776 0 0 0 430430 0 460346 SNOWFLAKE EVENT 3416329 2538547 877782 0 0 0 426489 0 451293 9 1340347 1148585 191762 0 0 0 85542 0 106220 9216875 7256555 1960320 0 0 0 942461 0 1017859 1960320 0 1 Johns Hopkins Bloomberg School of Public Health 615 North Wolfe Street Baltimore MD 21205 520595110 501(c)(3) 385119 0 Fair Value N/A To support increase equitable coverage of proven interventions to reduce maternal, neonatal and child mortality and to develop and deploy new and improved evidence on the causes and determinants of maternal, neonatal and child mortality. Elton John AIDS Foundation 584 Broadway Suite 906 New York NY 10012 582033460 501(c)(3) 65000 0 Fair Value N/A To support the prevention, care and treatment of HIV/AIDS. President & Fellows of Harvard University 1033 Mass Avenue 2nd Floor Cambridge MA 02138 042103580 501(c)(3) 60756 0 Fair Value N/A To support increased equitable coverage of proven interventions to reduce maternal, neonatal and child mortality. The Abyssinian Baptist Church 132 W 138th St New York NY 10030 131635250 501(c)(3) 10000 0 Fair Value N/A To support the ongoing outreach activities, community engagements & program activities Family Health International 185 Madison Avenue New York NY 10016 133653623 501(c)(3) 254486 0 Fair Value N/A In support to reduce morbidity and mortality related to diarrhea disease among children under five, through deployment of new and improved approaches to scale up Zinc and Oral Dehydration Salts. We are Family Foundation PO Box 1352 Midtown Station New York NY 10018 270010229 501(c)(3) 12500 0 Fair Value N/A To support education in countries with high illiteracy rates. Brigham and Women's Hospital Inc 75 Francis Street Boston MA 02115 042312909 501(c)(3) 32729 0 Fair Value N/A To support the project on Early Childhood Development which aims to analyze new information to facilitate the scale up of effective interventions in health, education, nutrition, child protection and social protection sectors. Basra Farah Fund for Women 4315 STONE MOUNTAIN DRIVE Chino Hill CA 91709 465656308 501(c)(3) 10000 0 Fair Value N/A To support the improvement of the health of the most vulnerable mothers and children internationally. Special Olympics DC 900 2nd St NE 200 Washington DC 20002 520889518 501(c)(3) 50000 0 Fair Value N/A To support children and adults with intellectual disabilities from all around the world. United Nations Foundation 801 Second Ave Suite 900 New York NY 10017 582368165 501(c)(3) 234303 0 Fair Value N/A To support mobilizing the energy and expertise of business and non-governmental organizations to help the UN tackle issues including climate change, global health, peace and security, women's empowerment, poverty eradication, energy access, and U.S.-UN relations. Center for US Global Leaders 1129 20th Street NW Suite 600 Washington DC 20036 743093659 501(c)(3) 10000 0 Fair Value N/A To support a smart power approach of elevating diplomacy and development alongside defense in order to build a better, safer world. The Art Center College of Design 1700 Lida Street Pasadena CA 91103 951921340 501(c)(3) 12000 0 Fair Value N/A To support fellowship with UNICEF's Innovation Unit 12 0 Schedule I, Part I, Line 2 THE US FUND FOR UNICEF MONITORS THE GRANTS BY REQUIRING THE GRANTEE TO SUBMIT REPORTS AND MILESTONES AS DEFINED IN THE GRANT AGREEMENT. GRANTEES ARE HELD TO ACCOUNT AND ARE RESPONSIBLE FOR INSURING THAT PROJECTS ARE EXECUTED IN ACCORDANCE WITH THE DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE GRANT. IN CERTAIN SITUATIONS, SITE VISITS ARE MADE TO ASCERTAIN COMPLIANCE TO GRANT AGREEMENTS. IN THE CASE OF OTHER PROGRAMS LIKE THE CHILD HEALTH EPIDEMIOLOGY REFERENCE GROUP (CHERG), COUNTDOWN 2015, AN ANNUAL MEETING OF THE GRANTEES ARE HELD TO ASCERTAIN THAT PROGRAMS AND PROJECTS ARE EXECUTED IN ACCORDANCE WITH THE DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE GRANT AGREEMENT. X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 Caryl M Stern President/Chief Executive Officer/Director 496565 0 20000 0 0 0 40397 0 38734 0 595696 0 0 0 Edward G Lloyd Chief Operating Officer & CFO/Treasurer 372115 0 10000 0 0 0 33319 0 35858 0 451292 0 0 0 Richard Esserman Vice President- Finance & Budget/Asst. Treasurer 208222 0 0 0 0 0 18415 0 30806 0 257443 0 0 0 Lynn Stratford Senior Vice President-Programs/Asst. Secretary 261081 0 15000 0 0 0 18276 0 14029 0 308386 0 0 0 Rajesh Anandan SVP-Strategic Partnerships & UNICEF Ventures 271840 0 10000 0 0 0 13592 0 27931 0 323363 0 0 0 Samuel Barron Segar Senior Vice President-Development 261923 0 20000 0 0 0 23573 0 30806 0 336302 0 0 0 Martin Rendon VP, Office of Public Policy & Advocacy 251498 0 7325 0 0 0 20746 0 11885 0 291454 0 0 0 Helene Vallone-Rafaele VP, Direct & Interactive Marketing 203339 0 0 0 0 0 17345 0 28946 0 249630 0 0 0 William Sherwood VP, Human Resources 185824 0 0 0 0 0 16136 0 6003 0 207963 0 0 0 Leslie Goldman Vice President-Community Enagement 176300 0 0 0 0 0 15313 0 11885 0 203498 0 0 0 Jose Carbonell Sr. VP-Marketing & Communication 244006 0 10000 0 0 0 382 0 27689 0 282077 0 0 0 Kristen Jones Vice President-Development 171200 0 0 0 0 0 12896 0 27673 0 211769 0 0 0 Schedule J, Part I, Line 1a DUE TO THE EXTENSIVE TRAVEL REQUIRED FOR THE PRESIDENT/CEO'S JOB, USF AGREED TO PAY OR REIMBURSED CERTAIN TRAVEL EXPENSES OF AN IMMEDIATE FAMILY MEMBER ACCOMPANYING THE PRESIDENT/CEO PROVIDED THE TRIP SERVES A BONAFIDE BUSINESS PURPOSE UPON THE APPROVAL OF THE CHAIR AND THE COMPENSATION COMMITTEE OF THE BOARD AND MAY NOT EXCEED $15,000. A New York Industrial Development Agency 135160382 2007-06-01 7910000 Acquire and equip NY office space 0 0 0 B New York Industrial Development Agency 135160382 2007-06-01 35600000 Acquire and equip the NY office 0 0 0 A 4265000 0 7910000 0 0 0 0 0 0 7910000 0 0 2007 0 0 1 1 B 0 0 35600000 0 0 0 1204778 0 0 34395222 0 0 2007 0 0 1 1 A 0 0 0 0 0 0 0 1 0 1 B 0 0 0 0 0 0 0 1 0 1 A 0 0 1 0 0 0 0 0 0 B 0 0 1 0 0 0 0 0 0 X 219 0 Cash Received X 1 120500000 Fair Value X MISCELLANEOUS SUPPLIES 2 288396 Fair Value X FREIGHT & DELIVERY FOR EMERGENCY SUPPLIES 1 415000 Fair Value 1 0 1 1 Schedule M, Part I, Line 20 MECTIZAN DONATIONS A PHARMACEUTICAL PRODUCT FOR THE TREATMENT OF ONCERCHIASIS Schedule M, Part I, Line 32b USF CONTRACTED AN OUTSIDE VENDOR TO MANAGE AND SELL DONATED VEHICLES. A TOTAL OF 219 DONATED VEHICLES WERE RECEIVED DURING THE YEAR WITH A TOTAL DONATION VALUE OF $176,896. THE DONATION IS RECORDED WHEN CASH IS RECEIVED. Form 990, Part VI, Section A, Line 2 ANTHONY PANTALEONI, DIRECTOR AND TEA LEONI, DIRECTOR: FAMILY RELATIONSHIP; NELSON CHAI, DIRECTOR AND ANDREW BEER, DIRECTOR; FAMILY RELATIONSHIP Form 990, Part VI, Section B, Line 11b AFTER THE RETURN IS PREPARED BY STAFF, IT IS REVIEWED BY THE CONTROLLER, VP OF FINANCE AND BUDGET & COO/CFO. ADDITIONALLY, A COPY OF THE RETURN IS SENT TO THE ORGANIZATION'S LEGAL COUNSEL FOR REVIEW. THE COO/CFO REVIEWS THE RETURN WITH THE CHAIR OF THE AUDIT COMMITTEE AND SHARES WITH THE MEMBERS OF THE BOARD PRIOR TO FILING. AFTER THE REVIEW PROCESS, THE RETURN IS FILED ELECTRONICALLY WITH THE COO/CFO SIGNING THE RETURN. Form 990, Part VI, Section B, Line 12c EVERY STAFF MEMBER OF THE USF AND ITS AFFILIATE IS REQUIRED ANNUALLY TO SIGN A FORM THAT ENSURES EVERYONE IS AWARE OF AND IN COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. THE HUMAN RESOURCES DEPARTMENT COLLECTS THIS INFORMATION. IN ADDITION, EVERY BOARD MEMBER AND PRINCIPAL OFFICER ANNUALLY COMPLETES A CONFLICT OF INTEREST DISCLOSURE STATEMENT DISCLOSING THE FACTS RELATING TO ANY ACTUAL OR POTENTIAL FINANCIAL INTEREST OR STATING THAT HE OR SHE HAS NO REPORTABLE FINANCIAL INTEREST THAT WOULD CONSTITUTE A CONFLICT OR POTENTIAL CONFLICT OF INTEREST AND ACKNOWLEDGING THAT THEY REVIEWED, UNDERSTAND AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. THE USF AND ITS AFFILIATE HAS AN EXTENSIVE CONFLICT OF INTEREST POLICY THAT ESSENTIALLY REQUIRES ANY BOARD MEMBER OR PRINCIPAL OFFICERS WITH A CONFLICT OR POTENTIAL CONFLICT OF INTEREST TO DISCLOSE THE EXISTENCE AND ALL MATERIAL FACTS REGARDING ANY INTEREST IN A TRANSACTION OR MATTER BEING CONSIDERED BY THE BOARD OR A BOARD COMMITTEE AND TO RECUSE HIMSELF OR HERSELF FROM THE MEETING IN WHICH THE TRANSACTION OR MATTER IS DISCUSSED AND VOTED UPON. Form 990, Part VI, Section B, Line 15 THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS HAS THE RESPONSIBILITY AND AUTHORITY TO DETERMINE THE NATURE AND AMOUNT OF COMPENSATION TO BE INCLUDED IN THE PRESIDENT'S CONTRACT. DURING THE CONTRACT PROCESS, A COMPARABILITY STUDY (THE "STUDY") IS CONDUCTED BY AN OUTSIDE EMPLOYEE COMPENSATION AND BENEFITS FIRM WHICH TAKES INTO CONSIDERATION COMPARABLE OTHER ORGANIZATIONS IN THE NEW YORK AREA IN DETERMINING THE TOTAL COMPENSATION OF THE PRESIDENT TO INCLUDE SALARY, BENEFITS AND INCENTIVES AS APPROPRIATE. ALSO, ON AN ANNUAL BASIS, A REVIEW OF THE PRESIDENT'S PERFORMANCE IS CONDUCTED BY THE EXECUTIVE COMMITTEE. ADDITIONALLY, THE COMPENSATION OF THE SENIOR MANAGEMENT TEAM IS CONDUCTED UNDER A SIMILAR COMPARABLE PROCESS. Form 990, Part VI, Section C, Line 18 THE ORGANIZATION'S FORM 1023 AND FORM 990 ARE AVAILABLE UPON REQUEST. THE ORGANIZATION'S FORMS 990 ARE POSTED IN THE ORGANIZATION'S WEBSITE @WWW.UNICEFUSA.ORG AND ARE ALSO AVAILABLE IN GUIDESTAR AND CHARITY NAVIGATOR. Form 990, Part VI, Section C, Line 19 THE ORGANIZATION GENERALLY DOES NOT MAKE AVAILABLE TO THE PUBLIC ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY, HOWEVER, THESE DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED IN THE ORGANIZATION'S WEBSITE AT WWW.UNICEFUSA.ORG Form 990, Part XI, Line 9 Unrealized Gains & Change in Value of Split Interest Agreements U S Fund for UNICEF in Kind Assistance Corporation 125 Maiden Lane 10th Floor New York NY 10038 203287404 PROVIDE MEDICINE AND OPERATE THE BRIDGE FUND NY 501 (C) (3) 509 (a) (3) type 1 US Fund for UNICEF 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 U S Fund for UNICEF in Kind Assistance Corporation b 4765350 Cash Grants U S Fund for UNICEF in Kind Assistance Corporation q 365200 REIMBURSEMENTS FOR EXPENSES PAID BY USF IN BEHALF OF THE USF-IKAC U S Fund for UNICEF in Kind Assistance Corporation r 32324703 GRANT IN SUPPORT OF THE USF-IKAC'S BRIDGE FUND TRANSACTIONS