2015-04-13T18:21:05-05:00 2014-05-31 363990892 Capin Crouse LLP 2435 Research Parkway STE 200 Colorado Springs CO 80920 990 2013-06-01 841521488 The Financial Planning Association FINA 3037594900 7535 E Hampden Ave STE 600 No 600 Denver CO 80231 Lauren Schadle Executive Director/CEO 3037594900 2015-04-13 1 Adam R Smith P00958966 7195286225 2013 2016-02-25 16:41:14Z Lauren Schadle 7535 E Hampden Ave STE 600 No 600 Denver CO 80231 9329458 0 X www.onefpa.org X 2000 DC FPA fosters the value of financial planning and advances the financial planning profession. 13 13 68 400 254769 -40939 0 170000 9625869 9099977 651574 59481 0 0 10277443 9329458 95140 0 0 0 5057052 3538838 0 0 0 5467707 5965954 10619899 9504792 -342456 -175334 8213386 8577642 6405884 5845701 1807502 2731941 X FPA is the community that fosters the value of financial planning and advances the financial planning profession. 0 0 FPA Experience, the annual conference, is an organization-wide effort that is the single largest non-dues revenue source for the association. The event spotlights FPA's core competencies of: Knowledge, Community, Advocacy and Leadership. The program offers many educational tracks, an exhibit hall, and various pre-conferences in conjunction with the annual conference. Various FPA member communities gather to network, share best practices and connect with like-minded members. Member Relations:The FPA Member Relations department ensures that existing and prospective members are fully aware of all of the benefits that the Financial Planning Association makes available to support financial planners and their practices. These benefits include consumer education and awareness of the value of financial planning as well as advocacy on behalf of the profession.- Continued on Schedule O - FPA Retreat is a long-standing, non-traditional gathering of the FPA community. It is an event that attracts the "best and brightest" of the profession due to its level of intimacy, community learning and advanced, cutting edge content. The conference provides opportunities for networking, advanced education, and exposure to new theories and best practices. 0 1 0 1 0 0 0 0 0 1 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 26 0 1 68 1 1 1 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 GA X X Craig Noll 3037594900 7535 E Hampden Ave STE 600 No 600 Denver CO 80231 Michael Branham President / Chair 5.00 X X 0 0 0 Janet Stanzak President Elect / President 5.00 X X 0 0 0 Paul Auslander Chair (Part Year) 5.00 X X 0 0 0 Stuart Armstrong Board Member 5.00 X 0 0 0 Rita Cheng Board Member 5.00 X 0 0 0 Martin Durbin Board Member 5.00 X 0 0 0 Shannon Pike Board Member 5.00 X 0 0 0 Pamela Sandy Board Member 5.00 X 0 0 0 Richard Stumpf Board Member 5.00 X 0 0 0 Daniel Skiles Board Member 5.00 X 0 0 0 Evelyn Zohlen Board Member 5.00 X 0 0 0 Frank Pare Board Member 5.00 X 0 0 0 Michelle G Carney Board Member 5.00 X 0 0 0 Shawn M Brayman Board Member 5.00 X 0 0 0 Samuel J Gallucci Board Member (Part Year) 5.00 X 0 0 0 AR Hoxton IV Board Member (Part Year) 5.00 X 0 0 0 Julie Littlechild Board Member (Part Year) 5.00 X 0 0 0 Keith Loveland Board Member (Part Year) 5.00 X 0 0 0 Mark L Prendergast Board Member (Part Year) 5.00 X 0 0 0 Lauren Schadle Executive Director / CEO 40.00 X 221711 0 14552 Craig Noll Director of Finance 40.00 X 105658 0 10308 Jeffrey Hensal Director of Corporate Relatons 40.00 X 115814 0 0 Christian Mills Corporate Relations Manager 40.00 X 136091 0 14561 Heather Caldwell Director of Member Engagement 40.00 X 101097 0 6312 680371 0 45733 5 0 1 0 Bross Group 12600 W Colfax Ave Suite C-480 Lakewood CO 80215 IT Consulting 1379311 The Raben Group 1640 Rhode Island Ave NW Suite 60 Washington DC 200363229 Communications & Public Policy 271000 Ideas with Impact 3450 Sacramento St 346 San Francisco CA 94118 Production Services 188110 Kinsley 6732 W Coal Mine Ave Ste 500 Littleton CO 80123 Meetings Management 180000 David Brand 3945 Promontory Court Boulder CO 80304 Strategic Development 162000 6 170000 170000 Membership, Community, 900099 5863770 5743762 120008 Conference Income 900099 2300472 2300472 Event Sponsorships 900004 599376 563626 35750 Chapter Relations 900099 171143 171143 Publications/Website 900004 115276 16265 99011 49940 49940 9099977 59481 59481 9329458 8845208 254769 59481 X 242154 2724387 58408 321289 192600 22817 27775 168396 1026287 409982 498826 1121720 355266 379348 1367636 184317 41216 Member publications 640619 Other Expenses 311136 Research 78878 Dues, Subscriptions, & 31906 -700171 9504792 732094 1063451 2623923 1484210 194950 297451 4853 263473 265529 3608937 2721892 298135 887045 3179842 3299692 920969 1275411 8213386 8577642 1917390 1814607 4374724 4031094 113770 0 6405884 5845701 X 1807502 2731941 1807502 2731941 8213386 8577642 X -175334 120705 624626 354442 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 7237870 477701 477701 456541 21160 47323 32991 14332 860601 835974 24627 2701013 1852927 848086 887045 Investment in Financial Services Information Company 1275411 F 1275411 X Part X, Line 2: The financial statement effects of a tax position taken or expected to be taken are recognized in the consolidated financial statements when it is more likely than not, based on the technical merits, that the position will be sustained upon examination. Interest and penalties, if any, are included in expenses in the consolidated statement of activities. As of May 31, 2014, the Association had no uncertain tax positions that qualify for recognition or disclosure in the consolidated financial statements. The Association is generally no longer subject to U.S. federal and state income tax examinations by tax authorities for years before 2011. X X X X 0 0 0 Lauren Schadle Executive Director / CEO 221156 0 555 0 0 0 8240 0 6312 0 236263 0 0 0 Christian Mills Corporate Relations Manager 136091 0 0 0 0 0 8249 0 6312 0 150652 0 0 0 Form 990, Part III, Line 4b - "Member Relations" Program Continuation: Benefits also include knowledge in terms of tools, resources, ongoing certification education and technical journals to improve communication with their clients, increase efficiency and effectiveness in their practice and to help them advance in their chosen career. Member Relations is also responsible for serving members by answering their questions and addressing their concerns as well as ensuring that they are taking full advantage of their member benefits. Form 990, Part VI, Section B, line 11 The Form 990 is prepared by an independent CPA firm and reviewed by the Director of Finance and the Accounting Manager. It is then made available to the board for their review prior to being filed with the IRS. Form 990, Part VI, Section B, line 12c On an annual basis, the directors and officers of the organization are required to disclose any conflicts of interest (actual, apparent, or potential) and agree to comply with the organization's conflict of interest policy. Upon disclosure of a potential conflict of interest and all material facts to the independent members of the board, and after any discussion with the interested persons, the independent board members shall discuss and decide if a conflict of interest exists. After exercising due diligence, the independent board members shall determine whether or not a conflict of interest is present. As part of that determination, the independent board members will decide whether the transaction or arrangement is in the organization's best interest, for the organization's benefit, and whether it is fair and reasonable to the organization. Form 990, Part VI, Section B, line 15 The CEO's compensation is determined through ASAE guidelines and surveys and then reviewed and approved by the independent members of the Board. Salaries of other officers and key employees are determined using ASAE guidelines and surveys, then reviewed and approved by the CEO. Board deliberations regarding compensation, as well as all votes held, are recorded in the minutes. Compensation packages are reviewed on an annual basis for appropriateness. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy, and financial statements are all available upon request. The governing documents are also available on the organization's website. Form 990, Part IX, line 11g Contracted Labor 358,537. Lobbying Consulting 146,500. Public Relations Consulting 132,917. Writing & Editing Services 113,016. Other Professional Service Fees 275,317. Form 990, Part XI, line 9: Change in Value of Investment in Financial Services Information Company 354,442. National Financial Planning Support Center 7535 E Hampden Ave Ste 600 Denver CO 80231 742341001 Coordinate pro bono financial planning CO 501(c)(3) Line 7 The Financial Planning Association 0 Financial Services Information Company 7535 E Hampden Ave Ste 600 Denver CO 80231 581675458 Publication GA The Financial Planning Association C -24410 1075594 1.00000 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 National Financial Planning Support Center C 170000 Cash transferred Financial Services Information Company Q 656203 Cash transferred Financial Services Information Company O 480981 Cash transferred Financial Services Information Company P 219191 Cash transferred