2015-04-13T19:59:42-05:00 2014-05-31 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 100 STOCKTON CA 952192303 990 2013-06-01 910236600 CORPORATION OF GONZAGA UNIVERSITY CORP 5093136370 502 E BOONE AVE SPOKANE WA 99258 CHARLES J MURPHY VICE PRESIDENT FOR FINANCE 5093136370 2015-04-10 1 TRACY S PAGLIA P00366884 2099556100 2013 2016-02-25 16:41:14Z GONZAGA UNIVERSITY THAYNE MCCULLOH 502 E BOONE AVE SPOKANE WA 99258 304665309 0 X WWW.GONZAGA.EDU X 1894 WA PRIVATE JESUIT HIGHER EDUCATION INSTITUTION 33 22 4088 47 271415 103301 35782695 21132844 244134934 252950455 5582432 14083494 778807 73344 286278868 288240137 74255714 77540114 0 0 111225801 114534076 58891 41655 4510718 65762712 70218173 251303118 262334018 34975750 25906119 530981861 615666468 205044582 252988657 325937279 362677811 SEE SCHEDULE O 0 0 225761619 77540114 252800182 GONZAGA UNIVERSITY IS A PRIVATE, FOUR-YEAR INSTITUTION OF HIGHER EDUCATION. MORE THAN 105 BUILDINGS DOT THE 131-ACRE CAMPUS OVERLOOKING THE SPOKANE RIVER. STUDENTS INCLUDE BOTH WOMEN AND MEN, WHO CAN ENROLL IN A MULTITUDE OF UNDERGRADUATE OR GRADUATE PROGRAMS. A CONSTANT THROUGHOUT THE YEARS IS GONZAGA'S EDUCATIONAL PHILOSOPHY, BASED ON THE CENTURIES-OLD IGNATIAN MODEL OF EDUCATING THE WHOLE PERSON - MIND, BODY AND SPIRIT. AT GONZAGA, STUDENTS DISCOVER HOW TO INTEGRATE SCIENCE AND ART, FAITH AND REASON, ACTION AND CONTEMPLATION. "CURA PERSONALIS", OR CARE FOR THE INDIVIDUAL, IS OUR GUIDING THEME. 225761619 1 1 0 1 0 0 0 1 0 1 1 1 0 1 1 1 0 1 1 1 1 1 1 1 1 0 0 1 1 1 1 0 1 0 0 0 0 1 0 1 1 1 1 0 0 0 1 1 1 0 0 1 10051 0 1 4088 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 X 33 22 1 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK CO DC KY MA MD ME MI MT NH NV OR WA X KEVIN MANN 5093136803 502 E BOONE SPOKANE WA 99258 CATES REBECCA TRUSTEE 1.50 X 0 0 0 CLANCY SJ TIMOTHY TRUSTEE 40.00 X 0 0 0 KUDER SJ STEPHEN TRUSTEE 40.00 X 0 0 0 TOMLINSON ROBERT TRUSTEE 1.50 X 0 0 0 BARNARD TIMOTHY TRUSTEE 1.50 X 0 0 0 BRAJCICH PAUL TRUSTEE 1.50 X 0 0 0 BROWN FRED TRUSTEE 1.50 X 0 0 0 CRAVES GERI TRUSTEE 1.50 X 0 0 0 CURRAN DONALD TRUSTEE 1.50 X 0 0 0 FITZGIBBONS SJ JOHN TRUSTEE 1.50 X 0 0 0 GEE THERESA TRUSTEE 1.50 X 0 0 0 GRAHAM SJ MICHAEL TRUSTEE 1.50 X 0 0 0 GRETHER CARL TRUSTEE 1.50 X 0 0 0 HEMMINGSON JOHN TRUSTEE 1.50 X 0 0 0 LEIGH SJ DAVID TRUSTEE 1.50 X 0 0 0 LIEBELT RITA TRUSTEE 1.50 X 0 0 0 LUGER JOHN TRUSTEE 1.50 X 0 0 0 MAGNUSON SHEPPARD KATHLEEN TRUSTEE 1.50 X 0 0 0 MCCAMBRIDGE SHANNON TRUSTEE 1.50 X 0 0 0 MCCANN JOHN TRUSTEE 1.50 X 0 0 0 MCCARTHEY PHILIP TRUSTEE 1.50 X 0 0 0 MCGARRY SJ JOHN TRUSTEE 1.50 X 0 0 0 MCQUILKIN KEVIN TRUSTEE 1.50 X 0 0 0 MORRIS SCOTT TRUSTEE, VICE-CHAIR 1.50 X 0 0 0 NELLES DONALD TRUSTEE 1.50 X 0 0 0 PATTERSON MICHAEL TRUSTEE 1.50 X 0 0 0 POWERS JIM TRUSTEE 1.50 X 0 0 0 REESE SJ EDWARD TRUSTEE 1.50 X 0 0 0 ROSSI SJ JOSEPH TRUSTEE 1.50 X 0 0 0 STANTON PETER TRUSTEE 1.50 X 0 0 0 TAYLOR EDWARD TRUSTEE 1.50 X 0 0 0 WOLFF ALVIN TRUSTEE, CHAIR 1.50 X 0 0 0 MCCULLOH THAYNE PRESIDENT 40.00 X X 409035 0 43366 MARTIN EARL EXECUTIVE VICE PRESIDENT 40.00 X 281507 0 43303 KILLEN PATRICIA ACADEMIC VICE PRESIDENT 40.00 X 281511 0 32774 MURPHY CHARLES VICE PRESIDENT FOR FINANCE 40.00 X 230576 0 35591 STANFIELD MARGOT SENIOR VP FOR PRINCIPAL GIFTS 40.00 X 233035 0 29096 CASE SJ FRANK VICE PRESIDENT FOR MISSION 40.00 X 0 0 0 WEITZ SUSAN VP FOR STUDENT DEVELOPMENT 40.00 X 150430 0 34434 BIGGS GARBUIO JUDITH VP FOR STUDENT DEVELOPMENT 40.00 X 70796 0 7678 POSS JOSEPH VP FOR UNIVERSITY ADVANCEMENT 40.00 X 205832 0 36452 MCGUIRE MAUREEN CORPORATION COUNSEL 40.00 X 155860 0 6461 ROTH MICHAEL ATHLETIC DIRECTOR 40.00 X 398757 0 29634 FEW MARK MEN'S BASKETBALL HEAD COACH 40.00 X 1333504 0 41307 GRAVES KELLY COACH 40.00 X 400075 0 41366 KORN JANE DEAN, LAW SCHOOL 40.00 X 257001 0 34091 BARNES CLARANCE DEAN, SCHOOL OF BUSINESS 40.00 X 224268 0 27977 SILLIMAN STEVEN DEAN, SCHOOL OF ENGINEERING AND APPLIED SCIENCE 40.00 X 219406 0 30207 4851593 0 473737 156 0 1 0 SODEXO AMERICA LLC C/O GONZAGA UNIV BOX MSC 2479 SPOKANE WA 99258 FOOD SERVICE 9651359 VANDERVERT CONSTRUCTION INC 608 E HOLLAND AVE SPOKANE WA 99218 CONSTRUCTION 8597761 WALKER CONSTRUCTION INC 1803 E SPRINGFIELD AVE SPOKANE WA 99202 CONSTRUCTION 6814024 DELTAK EDU INC 1415 W 22ND ST STE 400 OAK BROOK IL 90523 GRADUATE ONLINE MKTG 5788101 HOFFMAN CONSTRUCTION 805 SW BROADWAY 2100 PORTLAND OR 97205 CONSTRUCTION 3483620 36 25744 2029815 19077285 3733966 21132844 STUDENT TUITION & FEES 611310 216747524 216747524 AUXILIARY ENTERPRISES 611310 26524221 26524221 MISCELLANEOUS FEES & SALES 611310 5753954 5603681 150273 ORGANIZED ACTIVITIES 611310 3812526 3812526 LOAN INTEREST INCOME 611310 112230 112230 252950455 4853985 118137 4735848 163392 163392 94515 91510 3005 3005 3005 25243732 71883 16197203 52295 9046529 19588 9066117 9066117 154503 25744 84164 70339 70339 288240137 252800182 271415 14035696 70621 70621 77209143 77209143 260350 260350 2788216 396374 2081056 310786 255001 143268 111733 85284019 71678126 11555640 2050253 6117114 5596809 376591 143714 13321174 8804871 4203338 312965 6768552 6170019 439514 159019 123394 123394 245287 245287 133094 133094 41655 41655 1411242 1411242 4645451 2107183 2344307 193961 2042615 1800597 223980 18038 6306107 5396944 546281 362882 6507080 3902334 2529599 75147 5772471 5623703 124715 24053 7234437 6093671 844626 296140 3227306 1763995 1029975 433336 7539898 6959786 580112 8926062 8486375 439687 1113615 324427 789188 DINING EXPENSES 8717585 8216842 500743 MAINTENANCE AND RENTALS 1562973 1224076 338897 MEMBERSHIPS 619050 205767 380476 32807 UNRELATED BUSINESS INCO 71543 71543 4018963 3193244 769757 55962 262334018 225761619 32061681 4510718 36617924 26928822 38780776 29719020 30428492 33158906 1552305 1986757 370258 404475 3678403 3152367 345269302 99445644 224072233 245823658 111694710 140545922 46877342 54125342 15880783 16681609 21028635 63139590 530981861 615666468 34527947 33471044 11310386 11451072 135058886 183143844 386319 1086257 23761044 23836440 205044582 252988657 X 145553338 161460485 99877868 112856540 80506073 88360786 325937279 362677811 530981861 615666468 X 25906119 9803048 1031365 X 0 1 X 1 1 1 X 18536730 13649687 16157659 35782045 21132844 105258965 18536730 13649687 16157659 35782045 21132844 105258965 14468017 90790948 3795153 3308974 3413669 3998880 4899240 19415916 60771 70492 230844 129464 104301 595872 125270753 1007341052 0.72480 0.70270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 88473 0 1 44621 133094 0 PART II-B, LINE 1: FEES PAID TO DENNY MILLER ASSOCIATES, INC. WERE FOR THE FOLLOWING SERVICES: 1. MONITORING FEDERAL LEGISLATION AND REGULATIONS, 2. INTERCEDING ON GONZAGA UNIVERSITY'S BEHALF IN LEGISLATIVE AND/OR ADMINISTRATIVE PROCESSES WHEN APPROPRIATE, 3. HELPING GONZAGA UNIVERSITY TO IDENTIFY, ACQUIRE, AND RETAIN NEW BUSINESS, 4. ARRANGING MEETINGS BETWEEN GONZAGA UNIVERSITY'S OFFICIALS/EXECUTIVES AND FEDERAL OFFICIALS, 5. PROVIDING CONSULTING SERVICES IN AREAS WHERE DENNY MILLER ASSOCIATES, INC. HAS KNOWLEDGE OR EXPERTISE. FEES PAID TO INDEPENDENT COLLEGES OF WASHINGTON ARE FOR MONITORING STATE LEGISLATIONS FOR PRIVATE COLLEGES AND UNIVERSITIES IN THE STATE OF WASHINGTON. DUES PAID TO AJCU ARE FOR MONITORING LEGISLATION FOR JESUIT COLLEGES AND UNIVERSITIES. DUES PAID TO THE NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES ARE FOR MONITORING LEGISLATION FOR INDEPENDENT COLLEGES AND UNIVERSITIES. 203649 3524316 0 20000 X X X X X STUDENT EMPLOYMENT 0 149969885 8511342 23691743 3629433 1818524 1235615 175489398 128592219 4687572 22695462 3334890 1760005 910473 149969885 129852368 6712551 -2742041 2858439 1539561 832659 128592219 105896700 5323733 24362073 3217622 1805378 707138 129852368 93231744 4895529 12273691 2413697 1354303 736264 105896700 0.08000 0.50000 0.42000 1 1 1 539636 7490521 8030157 173500 304002163 75562683 228612980 24391285 19450986 4940299 65705 8606492 4431975 4240222 245823658 6438342 F ALTERNATIVE INVESTMENTS 47687000 F 54125342 TRUSTEE BOND DEPOSITS 55476052 BENEFICIAL INTERESTS IN TRUSTS 7663538 63139590 FEDERAL STUDENT LOANS 10987199 OBLIGATION UNDER INTEREST RATE SWAP 6873525 ANNUITIES PAYABLE 5975716 23836440 X PART III, LINE 4: GONZAGA UNIVERSITY'S ART COLLECTION HOUSED IN THE JUNDT ART MUSEUM CONSISTS OF APPROXIMATELY 3500 WORKS WITH AN EMPHASIS ON ORIGINAL PRINTS REPRESENTING SEVEN CENTURIES, FROM OLD MASTERS TO MODERN. IN ADDITION TO THE COLLECTION OF ORIGINAL PRINTS, THE MUSEUM ALSO COLLECTS CERAMICS, PAINTINGS, DRAWINGS, SCULPTURE, PHOTOGRAPHS, TEXTILES, AND ASSORTED MIXED-MEDIA WORKS, WITH A CONCENTRATION IN REGIONAL ARTISTS. THE COLLECTION OF THE JUNDT ART MUSEUM SERVES GONZAGA UNIVERSITY'S EXEMPT PURPOSE BY ENGAGING IN THE HUMANISTIC, CATHOLIC, AND JESUIT MISSION OF THE UNIVERSITY. BY EXHIBITING THEMED SHOWS THAT EXAMINE OUR CATHOLIC BELIEFS AND EXAMINE ETHICAL, RELIGIOUS, PHILOSOPHICAL, AND SOCIOLOGICAL VIEWS THROUGH THE VISUAL ARTS, WE PRESENT OUR CAMPUS COMMUNITY AS WELL AS OUR LARGER, SPOKANE COMMUNITY, A FORUM FOR THOUGHT AND CONVERSATION IN THESE TOPICS. FURTHERMORE, WE HAVE A TRADITION OF EXPLORING DIVERSITY THROUGH OUR EXHIBITS AND ENGAGING PEOPLE THROUGHOUT THE GONZAGA UNIVERSITY COMMUNITY IN THE REFLECTION ON THOSE TOPICS. PART V, LINE 4: THE INTENDED USES OF THE ORGANIZATIONS ENDOWMENT FUNDS ARE PRIMARILY SCHOLARSHIPS AND PROFESSORSHIPS. PART X, LINE 2: THE INTERNAL REVENUE SERVICE (IRS) HAS RECOGNIZED THE CORPORATION AND FOUNDATION AS EXEMPT FROM TAX UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT TO THE EXTENT OF UNRELATED BUSINESS INCOME UNDER SECTIONS 511 THROUGH 515. UNRELATED BUSINESS INCOME TAX, IF ANY, IS IMMATERIAL AND, THEREFORE, THE CONSOLIDATED FINANCIAL STATEMENTS DO NOT INCLUDE A PROVISION FOR FEDERAL INCOME TAX. AS OF MAY 31, 2014 AND 2013, THE UNIVERSITY HAD NO UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL. IN ADDITION, THE UNIVERSITY PRESENTLY IS EXEMPT FROM WASHINGTON STATE REAL AND PERSONAL PROPERTY TAXES PURSUANT TO WAC 45816270 ON THE MAJORITY OF ITS EDUCATIONAL AND OTHER NONCOMMERCIAL PROPERTIES OF THE UNIVERSITY. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL UNIVERSITY CATALOGS, ADMISSION APPLICATIONS AND FINANCIAL AID BROCHURES CONTAIN STATEMENTS OF NON-DISCRIMINATORY POLICIES. THESE DOCUMENTS ARE AVAILABLE BY REQUEST OR BY ACCESSING OUR WEBSITE. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES VARIOUS FEDERAL, STATE, LOCAL AND FOUNDATION GRANTS FOR ACADEMIC ACTIVITIES, RESEARCH, STUDENT FINANCIAL AID, LOAN, AND WORK STUDY PROGRAMS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 153107 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 2153226 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION 36236 EUROPE (INCLUDING ICELAND & GREENLAND) 2 91 PROGRAM SERVICES EDUCATION 7082998 NORTH AMERICA 0 44 PROGRAM SERVICES EDUCATION 629271 SOUTH AMERICA 0 3 PROGRAM SERVICES EDUCATION 66215 SUB-SAHARAN AFRICA 0 21 PROGRAM SERVICES EDUCATION 537529 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 6500 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 238347 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 15503 2 159 0 0 2 159 10665082 253850 10918932 SUB-SAHARAN AFRICA SUPPORT LIBRARY AND CHURCH HALL PROJECTS 6500 WIRE TRANSFER 0 1 SCHOLARSHIPS FOR TUITION EAST ASIA AND THE PACIFIC 5 15503 TUITION DISCOUNT CREDITED TO STUDENT ACCOUNT DISCOUNTS FOR TUITION EUROPE (INCLUDING ICELAND & GREENLAND) 3 5184 TUITION DISCOUNT CREDITED TO STUDENT ACCOUNT GRANTS-IN-AID FOR TUITION EUROPE (INCLUDING ICELAND & GREENLAND) 19 44882 TUITION DISCOUNT CREDITED TO STUDENT ACCOUNT SCHOLARSHIPS FOR TUITION EUROPE (INCLUDING ICELAND & GREENLAND) 54 188281 TUITION DISCOUNT CREDITED TO STUDENT ACCOUNT 1 0 1 1 1 0 PART I, LINE 2: STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BY THE INSTITUTION'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY DETERMINES WHO QUALIFIES FOR LOANS BASED ON ANALYSIS BY THE FINANCIAL AID OFFICE. LOANS ARE AWARDED AS PART OF A PACKAGE CONSISTING OF FEDERAL GRANTS, FEDERAL AND UNIVERSITY LOANS, FEDERAL WORK-STUDY AND UNIVERSITY SCHOLARSHIPS. IN ALL CASES, THOSE WHO RECEIVE LOANS HAVE DEMONSTRATED FINANCIAL NEED AND HAVE COMPLETED A FEDERAL FINANCIAL AID APPLICATION FORM. THE AMOUNTS RECEIVED ARE ADDED TO THE STUDENT'S ACCOUNT TO OFFSET THE COST OF TUITION AND FEES. X X X X X X X 1 IGNATIAN CONSULTING 5518 S GARFIELD SPOKANE WA 99223 GIF/MARKETING CONSULTING SERVICE 0 0 33625 -33625 BENTZ WHALEY FLESSNER 7251 OHMS LANE MINNEAPOLIS MN 55439 CAMPAIGN CONSULTING 0 0 8030 -8030 41655 -41655 AK AL AR CA CO CT DE FL GA HI IA ID IL IN KS KY ME MI MN MS MT NC NE NH NJ NY OH OR PA RI SC SD TX UT VA VT WA WI AZ DC LA MD MO ND NM NV OK TN GOLF TOURNAMENT 67110 1800 65310 2920 1028 12132 10489 2868 ANTHONY'S SCHOLARSHIP DINNER & AUCT 59700 20451 39249 2860 3530 1 53437 3493 49944 33665 14672 180247 25744 154503 2920 1028 12132 47014 21070 84164 70339 1 AMERICAN CANCER SOCIETY 920 N WASHINGTON ST STE 200 SPOKANE WA 992012229 841316555 501(C)(3) 15000 COACHES VS CANCER SPONSORSHIP CATHOLIC CHARITIES OF SPOKANE PO BOX 2253 SPOKANE WA 992102253 910569880 501(C)(3) 6000 GENERAL SUPPORT OF PROGRAMS SEEL-SPOKANE 330 E BOONE AVE SPOKANE WA 992021710 912010814 501(C)(3) 6825 GENERAL SUPPORT OF PROGRAM, SCHOLARSHIP SPOKANE ISLAMIC CENTER PO BOX 9698 SPOKANE WA 992060698 911580585 501(C)(3) 15000 HELP IN THE CONSTRUCTION OF A MOSQUE DOWNTOWN SPOKANE VENTURES ASSOCIATION 211 N WALL ST STE 300 SPOKANE WA 99201 911973749 501(C)(3) 7500 SUPPORT OF PROJECTS TO IMPROVE THE UNIVERSITY DISTRICT FULCRUM FOUNDATION 710 9TH AVE SEATTLE WA 981042017 161616262 501(C)(3) 6500 CELEBRATION OF LIGHT BANQUET TRANSITIONAL PROGRAMS FOR WOMEN 3104 W FORT GEORGE WRIGHT DRIVE SPOKANE WA 99224 911307272 501(C)(3) 13796 SUPPORT OF CENTER FOR WOMEN AND CHILDREN 7 0 COLLEGE WORK STUDY 336 249233 SCHOLARSHIPS FOR TUITION 6825 44193366 GRANTS-IN-AID FOR TUITION 3685 26243091 WAIVERS FOR TUITION 528 5826977 DISCOUNTS FOR TUITION 269 696475 PART I, LINE 2: STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BY THE INSTITUTION'S ASSESSMENT THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY DETERMINES WHO QUALIFIES FOR LOANS BASED ON ANALYSIS BY THE FINANCIAL AID OFFICE. LOANS ARE AWARDED AS PART OF A PACKAGE CONSISTING OF FEDERAL GRANTS, FEDERAL AND UNIVERSITY LOANS, FEDERAL WORK-STUDY AND UNIVERSITY SCHOLARSHIPS. IN ALL CASES, THOSE WHO RECEIVE LOANS HAVE DEMONSTRATED FINANCIAL NEED AND HAVE COMPLETED A FEDERAL FINANCIAL AID APPLICATION FORM. THE AMOUNTS RECEIVED ARE ADDED TO THE STUDENT'S ACCOUNT TO OFFSET THE COST OF TUITION AND FEES. X X X 1 1 X X X 0 1 0 0 0 0 0 1 0 MCCULLOH THAYNE PRESIDENT 302312 0 78563 0 28160 0 21675 0 21691 0 452401 0 0 0 MARTIN EARL EXECUTIVE VICE PRESIDENT 230093 0 20000 0 31414 0 21675 0 21628 0 324810 0 0 0 KILLEN PATRICIA ACADEMIC VICE PRESIDENT 225291 0 20000 0 36220 0 21675 0 11099 0 314285 0 0 0 MURPHY CHARLES VICE PRESIDENT FOR FINANCE 215662 0 0 0 14914 0 19753 0 15838 0 266167 0 0 0 STANFIELD MARGOT SENIOR VP FOR PRINCIPAL GIFTS 193776 0 0 0 39259 0 19621 0 9475 0 262131 0 0 0 WEITZ SUSAN VP FOR STUDENT DEVELOPMENT 116580 0 0 0 33850 0 13256 0 21178 0 184864 0 0 0 POSS JOSEPH VP FOR UNIVERSITY ADVANCEMENT 164941 0 30000 0 10891 0 17950 0 18502 0 242284 0 0 0 MCGUIRE MAUREEN CORPORATION COUNSEL 153727 0 0 0 2133 0 0 0 6461 0 162321 0 0 0 ROTH MICHAEL ATHLETIC DIRECTOR 266286 0 80000 0 52471 0 21675 0 7959 0 428391 0 0 0 FEW MARK MEN'S BASKETBALL HEAD COACH 1037896 0 215764 0 79844 0 21675 0 19632 0 1374811 0 0 0 GRAVES KELLY COACH 347143 0 16539 0 36393 0 21675 0 19691 0 441441 0 0 0 KORN JANE DEAN, LAW SCHOOL 240579 0 0 0 16422 0 21675 0 12416 0 291092 0 0 0 BARNES CLARANCE DEAN, SCHOOL OF BUSINESS 185967 0 0 0 38301 0 18924 0 9053 0 252245 0 0 0 SILLIMAN STEVEN DEAN, SCHOOL OF ENGINEERING AND APPL 212085 0 20 0 7301 0 8877 0 21330 0 249613 0 0 0 PART I, LINE 1A CHARTER AIR TRAVEL IS PROVIDED TO THE MEN'S AND WOMEN'S BASKETBALL TEAMS. COACHES AND ATHLETIC ADMINISTRATORS ARE ALLOWED TO FLY WITH THE TEAM FOR OUT OF TOWN GAMES. LISTED PEOPLE ARE THAYNE MCCULLOH, MICHAEL ROTH, MARK FEW, AND KELLY GRAVES. THIS BENEFIT IS NOT TAXABLE COMPENSATION. MEMBERSHIP DUES TO SOCIAL CLUBS ARE PAID BY THE UNIVERSITY WITH THE PERSONAL USE OF THE MEMBERSHIP PLACED ON THE W-2 WITH APPROPRIATE TAXES WITHHELD. LISTED PEOPLE ARE MICHAEL ROTH, MARK FEW, AND KELLY GRAVES. HOUSING FACILITIES AT JESUIT HOUSE ARE PROVIDED TO ALL JESUITS AT GONZAGA UNIVERSITY (RENT FREE) INCLUDING THOSE THAT ARE OFFICERS AND TRUSTEES. LISTED PEOPLE ARE FR. TIM CLANCY, FR. STEPHEN KUDER, AND FR. FRANK CASE. PART I, LINE 4B MARK FEW - PAYMENT OF $100,000 TOTAL BENEFIT - $1,000,000, PAID IN THE FORM OF CASH ACCORDING TO THE SCHEDULE BELOW: VESTING DATE AMOUNT VESTED PAYMENT DATE 5/31/10 $500,000 6/15/10 5/31/11 $100,000 6/15/11 5/31/12 $100,000 6/15/12 5/31/13 $100,000 6/15/13 5/31/14 $100,000 6/15/14 5/31/15 $100,000 6/15/15 FORFEITURE - UNVESTED AMOUNTS SHALL BE FORFEITED UPON EITHER A) FOR CAUSE TERMINATION FOR FEW BY GONZAGA OR B) VOLUNTARY TERMINATION BY FEW. PART I, LINE 7 THAYNE MCCULLOH, EARL MARTIN, PATRICIA KILLEN, JOSEPH POSS, MARK FEW, MICHAEL ROTH, AND KELLY GRAVES RECEIVED BONUS PAYMENTS THAT CAN BE DEFINED AS NON-FIXED PAYMENTS. IT IS AT THE DISCRETION OF THE PRESIDENT OR THE TRUSTEES THAT THESE ARE AWARDED AND ARE BASED UPON ACCOMPLISHMENT OF KEY DEPARTMENTAL OBJECTIVES. ADDITIONAL INFORMATION THE JESUITS LISTED ON FORM 990 PART VII ARE MEMBERS OF A RELIGIOUS CONGREGATION AND ARE SUBJECT TO A VOW OF POVERTY. COMPENSATION FOR THEIR SERVICES ARE PAID TO THE RELIGIOUS CONGREGATION OF WHICH THEY ARE MEMBERS. A WA HIGHER EDUCATION FACILITIES AUTHORITY 911306482 939781H78 2010-01-07 43655830 SEE BELOW 0 0 0 B WA HIGHER EDUCATION FACILITIES AUTHORITY 911306482 939781E71 2009-10-01 56059066 SEE BELOW 0 0 0 C WA HIGHER EDUCATION FACILITIES AUTHORITY 911306482 939781C73 2009-03-30 39276504 SEE BELOW 0 0 0 D WA HIGHER EDUCATION FACILITIES AUTHORITY 911306482 2012-08-07 10625000 SEE BELOW 0 0 0 A 11975000 43668545 3578521 510608 39579416 2010 1 0 1 1 B 1600000 56064514 5645171 843199 49575144 2009 1 0 1 1 C 4300000 39435989 3954669 1121533 785572 21951536 11622680 2011 1 0 1 1 D 190000 10625000 212500 10412500 2013 0 0 1 1 A 0 0 1 1 0 0.00400 0.00000 0.00400 0 0 1 B 0 0 1 1 0 0.00550 0.00000 0.00550 0 0 1 C 0 1 1 1 0 0.00100 0.00000 0.00100 0 0 1 D 0 0 1 1 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 1 0 0 1 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: WA HIGHER EDUCATION FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 04/23/2014 SCHEDULE K, PART II, LINE 3 THE DIFFERENCE BETWEEN THE LISTED ISSUE PRICES ON PART I, COLUMN (E) AND THE TOTAL PROCEEDS OF ISSUE LISTED ON PART II, LINE 3 ARE DUE TO INVESTMENT EARNINGS. PART I COLUMN (F) BOND A - REFUND BONDS ISSUED 5/31/2007 AND OTHER DEBT, SWAP TERMINATION BOND B - REFUND BONDS ISSUED 9/10/2008 AND SWAP TERMINATION PAYMENT BOND C - REFUND BONDS ISSUED 7/17/2007,CONSTRUCT BUILDINGS & STRUCTURES BOND D - CONSTRUCT BUILDINGS & STRUCTURES BOND E - CONSTRUCT BUILDINGS & STRUCTURES A WA HIGHER EDUCATION FACILITIES AUTHORITY 911306482 939781R77 2013-12-20 32607960 SEE BELOW 0 0 0 A 32583865 2153791 486063 342509 6784068 22817435 0 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 22521 ATHLETIC SCHOLARSHIPS STUDENT AID 15500 NEED-BASED SCHOLARSHIPS STUDENT AID 31980 NEED-BASED GRANTS STUDENT AID 159750 MERIT SCHOLARSHIPS STUDENT AID 10371 TUITION DISCOUNTS STUDENT AID JULIE MCCULLOH SPOUSE OF THAYNE MCCULLOH, OFFICER 122280 COMPENSATION 0 ROBERT TOMLINSON JR CHILD OF ROBERT TOMLINSON, TRUSTEE 70963 COMPENSATION 0 AVISTA CORPORATION SCOTT MORRIS, TRUSTEE, IS AN OFFICER OF AVISTA CORPORATION 2542914 UTILITIES FOR GONZAGA UNIVERSITY 0 WASHINGTON TRUST BANK PETER STANTON, TRUSTEE, IS AN OFFICER OF WASHINGTON TRUST BANK 136970 BANK AND CREDIT CARD PROCESSING FEES 0 MICHAEL POUTIATINE BROTHER-IN-LAW OF PETER STANTON, TRUSTEE 20988 COMPENSATION 0 JOHN BARNARD CHILD OF TIMOTHY BARNARD, TRUSTEE 40770 COMPENSATION 0 X 5 203649 APPRAISAL X 119 COST OF SIMILAR ITEMS X 49 2979283 SELLING PRICE X 2 142500 OPINION OF EXPERT X 1 173500 APPRAISAL X 8 21509 COST OF SIMILAR ITEMS X BUSINESS EQUI 23 213406 APPRAISAL & COST OF 2 0 1 0 PART I, COLUMN (B): THE UNIVERSITY HAS REPORTED ON THE NUMBER OF DONOR CONTRIBUTIONS, NOT THE NUMBER OF EACH ITEM RECEIVED. FORM 990; PART III LINE 1 GONZAGA UNIVERSITY IS AN EXEMPLARY LEARNING COMMUNITY THAT EDUCATES STUDENTS FOR LIVES OF LEADERSHIP AND SERVICE FOR THE COMMON GOOD. IN KEEPING WITH ITS CATHOLIC, JESUIT, AND HUMANISTIC HERITAGE AND IDENTITY, GONZAGA MODELS AND EXPECTS EXCELLENCE IN ACADEMIC AND PROFESSIONAL PURSUITS AND INTENTIONALLY DEVELOPS THE WHOLE PERSON - INTELLECTUALLY, SPIRITUALLY, PHYSICALLY, AND EMOTIONALLY. THROUGH ENGAGEMENT WITH KNOWLEDGE, WISDOM, AND QUESTIONS INFORMED BY CLASSICAL AND CONTEMPORARY PERSPECTIVES, GONZAGA CULTIVATES IN ITS STUDENTS THE CAPACITIES AND DISPOSITIONS FOR REFLECTIVE AND CRITICAL THOUGHT, LIFELONG LEARNING, SPIRITUAL GROWTH, ETHICAL DISCERNMENT, CREATIVITY, AND INNOVATION. THE GONZAGA EXPERIENCE FOSTERS A MATURE COMMITMENT TO DIGNITY OF THE HUMAN PERSON, SOCIAL JUSTICE, DIVERSITY, INTERCULTURAL COMPETENCE, GLOBAL ENGAGEMENT, SOLIDARITY WITH THE POOR AND VULNERABLE, AND CARE FOR THE PLANET. GRATEFUL TO GOD, THE GONZAGA COMMUNITY CARRIES OUT THIS MISSION WITH RESPONSIBLE STEWARDSHIP OF OUR PHYSICAL, FINANCIAL, AND HUMAN RESOURCES. FORM 990, PART VI, SECTION A, LINE 2 - PETER STANTON, JOHN LUGER AND JOHN HEMMINGSON HAVE A BUSINESS RELATIONSHIP. - FRED BROWN, JOHN LUGER, JAMES POWERS, JOHN MCCANN, CARL GRETHER, PHILIP MCCARTHY, AND DON NELLES HAVE A BUSINESS RELATIONSHIP. - ROBERT TOMLINSON AND JOHN HEMMINGSON HAVE A BUSINESS RELATIONSHIP. - CARL GRETHER AND FRED BROWN HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 THERE SHALL BE SEVEN TO NINE MEMBERS OF THE CORPORATION. THE RECTOR OF THE JESUIT COMMUNITY AT GONZAGA UNIVERSITY SHALL BE AN EX OFFICIO MEMBER OF THE CORPORATION. THREE OTHER MEMBERS SHALL BE ELECTED BY MAJORITY VOTE OF THE MEMBERS OF THE JESUIT COMMUNITY ACTIVE IN THE UNIVERSITY. THESE MEMBERS SHALL SERVE STAGGERED THREE YEAR TERMS AND SHALL BE ELIGIBLE FOR RE-ELECTION. THE BOARD OF MEMBERS WILL ELECT THREE TO FIVE ADDITIONAL MEMBERS AS THEY JUDGE NECESSARY FOR RENEWABLE THREE YEAR TERMS. FORM 990, PART VI, SECTION A, LINE 7A EACH MEMBER SHALL BE ENTITLED TO ONE VOTE ON EACH MATTER SUBMTTED TO A VOTE OF THE MEMBERS. THREE OF THE TRUSTEES SHALL BE JESUITS ELECTED BY THE MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS MUST GIVE CONSENT TO SPECIFIC ACTIONS OF THE BOARD OF TRUSTEES SUCH AS AUTHORIZING PURCHASE OF CORPORATE ASSETS GREATER THAN $3,000,000, OR TRANSFERS OF ASSETS WITHIN THE CORPORATION FROM ONE FUND TO ANOTHER WHEN THE VALUE IS IN EXCESS OF $3,000,000. FORM 990, PART VI, SECTION B, LINE 11 THE INITIAL DRAFT OF THE 990 IS REVIEWED BY THE STAFF OF THE CONTROLLER'S OFFICE AS WELL AS THE VICE PRESIDENT FOR FINANCE AND THE ASSOCIATE VICE PRESIDENT FOR FINANCE. THE SUBSEQUENT DRAFT OF THE 990 IS GIVEN TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW AND COMMENT. AFTER THIS REVIEW, ALL BOARD MEMBERS RECEIVE THE FINAL DRAFT OF THE FORM 990 FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST QUESTIONNAIRE MUST BE COMPLETED ANNUALLY AND MUST BE KEPT CURRENT. THE QUESTIONNAIRES ARE SUBMITTED TO THE UNIVERSITY'S COUNSEL. ANY CONFLICTS OR POTENTIAL CONFLICTS ARE SHARED WITH THE CHAIR OF THE AUDIT COMMITTEE AND THE VICE PRESIDENT FOR FINANCE. THE CHAIR OF THE AUDIT COMMITTEE DETERMINES WHETHER THE INFORMATION SO DISCLOSED WILL BE REVIEWED BY THE AUDIT COMMITTEE OR, IF NECESSARY, REVIEWED BY THE CHAIR OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 EACH FISCAL YEAR, THE SALARIES OF THE PRESIDENT AND OFFICERS OR KEY EMPLOYEES OF THE UNIVERSITY ARE REVIEWED. THIS REVIEW INCLUDES A SALARY BENCHMARKING PROCESS CONDUCTED BY YAFFE & COMPANY, REVIEW AND APPROVAL BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES, AND (IN THE CASE OF THE PRESIDENT) REVIEW AND APPROVAL BY THE BOARD OF TRUSTEES. YAFFE & COMPANY USE THE COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION ANNUAL SALARY SURVEY AND/OR SIMILAR SURVEYS IN COMPARISON WITH PEER INSTITUTIONS TO BENCHMARK THE SALARIES OF THESE INDIVIDUALS. THE POSITIONS FOR WHICH THIS PROCESS WAS USED ARE AS FOLLOWS: A) PRESIDENT, B) CHANCELLOR, C) EXECUTIVE VICE PRESIDENT, D) ACADEMIC VICE PRESIDENT, E) VICE PRESIDENT FOR FINANCE, F) VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, G) VICE PRESIDENT FOR MISSION, H) SENIOR VICE PRESIDENT FOR PRINCIPAL GIFTS, I)VICE PRESIDENT FOR STUDENT DEVELOPMENT, J) CORPORATION COUNSEL, AND K) ATHLETIC DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 GONZAGA UNIVERSITY MAKES THEIR GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INTEREST RATE SWAP -129,611. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 1,160,976. GONZAGA LAW SCHOOL FOUNDATION PO BOX 3528 SPOKANE WA 992203528 237052227 PROVIDE REVENUE TO THE LAW SCHOOL WA 501(C)(3) LINE 11C, III-FI N/A 1 GONZAGA UNIVERSITY TELECOMMUNICATIONS ASSOCIATION C/O ROBERT LYONS SJ 502 E BOONE AVE SPOKANE WA 99258 911709892 EDUCATION ITFS TELEVISION & FM RADIO BROADCASTING WA 501(C)(3) LINE 11A, I N/A 1 CHARITABLE REMAINDER TRUST (9) 502 E BOONE SPOKANE WA 99258 CHARITABLE TRUST WA N/A T 0 GONZAGA IMMOBILIARE SRL VIA G LA PIRA 11/13 FIRENZA IT 50121 LEASING EDUCATION BUILDING IT GONZAGA UNIVERSITY C 357435 5313813 1.00000 1 CHARITABLE LEAD TRUST (1) 502 E BOONE SPOKANE WA 99258 CHARITABLE TRUST WA N/A T 0 POOLED CHARITABLE ANNUITY TRUST (2) 502 E BOONE SPOKANE WA 99258 CHARITABLE TRUST WA N/A T 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 1 0 1 0 0 LAW SCHOOL FOUNDATION Q 222943 FMV LAW SCHOOL FOUNDATION L 468657 FMV IMMOBILIARE GONZAGA SRL K 293625 FMV