2015-05-15T09:26:52-05:00 2014-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2013-07-01 135562191 THE CHILDREN'S AID SOCIETY CHIL 2129494800 105 EAST 22ND STREET NEW YORK NY 10010 DANIEL LEHMAN VP & CFO 2129494800 2015-05-15 1 ROBERT R LYONS CPA P00227472 2125038800 2013 2016-03-07 17:11:31Z DANIEL LEHMAN 105 EAST 22ND STREET NEW YORK NY 10010 251693814 0 X WWW.CHILDRENSAIDSOCIETY.ORG X 1855 NY THE CHILDREN'S AID SOCIETY HELPS NEW YORK CITY CHILDREN IN POVERTY TO SUCCEED AND THRIVE. 31 31 2749 865 13837 0 31966571 32087427 65750966 70059085 19165220 16584689 271697 1038797 117154454 119769998 6365867 5132292 0 0 79934530 82600854 69381 140358 2788334 35322782 36547534 121692560 124421038 -4538106 -4651040 326166823 343343364 48443863 49360427 277722960 293982937 X THE CHILDREN'S AID SOCIETY HELPS NEW YORK CITY CHILDREN IN POVERTY TO SUCCEED AND THRIVE. WE DO THIS BY PROVIDING COMPREHENSIVE SUPPORTS TO CHILDREN AND THEIR FAMILIES IN TARGETED HIGH-NEEDS NEW YORK CITY NEIGHBORHOODS. 0 0 13215888 16027 10921778 EARLY CHILDHOODTHE EARLY CHILDHOOD DIVISION PREPARES YOUNG CHILDREN FOR SCHOOL SUCCESS THROUGH PHYSICAL, SOCIAL, EMOTIONAL, AND COGNITIVE DEVELOPMENT. CORE SERVICES INCLUDE EARLY HEAD START (AGES 0-3) AND HEAD START AND EARLY LEARN DAY CARE (AGES 3-5). 18899474 636289 4363040 SCHOOL AGE THE SCHOOL AGE DIVISION FOCUSES ON AGES 5-13 (KINDERGARTEN THROUGH 8TH GRADE), AND PROMOTES PHYSICAL, SOCIAL AND EMOTIONAL WELL-BEING AS KEY FACTORS FOR HIGH SCHOOL GRADUATION AND COLLEGE SUCCESS. SCHOOL AGE PROGRAMS OPERATE IN CHILDREN'S AID LOCATIONS AND IN FULL-SERVICE COMMUNITY SCHOOL PARTNERSHIPS, AND ENGAGE CHILDREN, FAMILIES, SCHOOLS AND COMMUNITIES THROUGH AN INTEGRATED FOCUS ON ACADEMICS, SERVICES, SUPPORTS, AND OPPORTUNITIES. CORE SERVICES INCLUDE OUT-OF-SCHOOL TIME PROGRAMS IN CHILDREN'S AID COMMUNITY CENTERS AND SCHOOLS; SUMMER CAMPS; ATHLETIC PROGRAMMING; AND THE NATIONAL CENTER FOR COMMUNITY SCHOOLS, WHICH PROVIDES TECHNICAL ASSISTANCE TO DEVELOP THE COMMUNITY SCHOOL MODEL NATIONALLY AND INTERNATIONALLY. 15560207 555204 2830543 ADOLESCENCE THE ADOLESCENCE DIVISION WORKS WITH ADOLESCENTS AND YOUNG ADULTS TO ENHANCE YOUNG PEOPLE'S PHYSICAL, SOCIAL, AND EMOTIONAL COMPETENCIES, IMPROVE THEIR ACADEMIC PERFORMANCE, AND PREPARE THEM FOR SUCCESSFUL CAREERS AND FINANCIAL INDEPENDENCE. CORE SERVICES INCLUDE THE CARRERA-ADOLESCENT PREGNANCY PREVENTION PROGRAM, WHICH MEETS THE TOP TIER EVIDENCE OF EFFECTIVENESS STANDARDS BY THE COALITION FOR EVIDENCE-BASED POLICY; THE EXCEL COLLEGE SUPPORT PROGRAM PROVIDING ASSISTANCE TO HELP YOUNG PEOPLE ENTER AND COMPLETE COLLEGE; THE HOPE LEADERSHIP ACADEMY, WHICH PROVIDES WRAP-AROUND SUPPORTS AND DEVELOPS LEADERSHIP THROUGH A PEER EDUCATION MODEL; AND TEEN EMPLOYMENT SERVICES SUCH AS AMERICORPS INTERNSHIPS, SUMMER YOUTH EMPLOYMENT PROGRAM, AND THE NEW YORK TIMES EMPLOYMENT PROGRAM. 60283105 3924772 51943724 60283105 3924772 51943724 107958674 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 319 0 2749 1 1 1 1 CJ 0 0 0 0 0 0 0 0 X 31 31 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AZ CA CO CT DC FL GA HI IL KS KY MD ME MI MN MT NC NE NH NJ NM NV NY OH OK OR PA PR RI SC TN TX UT WA AR DE ID IA IN MA MO AE WI WY VT VA LA X NANCY SANTIAGO 6464598412 105 EAST 22ND STREET NEW YORK NY 10010 MARK M EDMISTON CHAIR 5.00 X X 0 0 0 IRIS ABRONS VICE CHAIR 5.00 X X 0 0 0 OLIVIER BRANDICOURT VICE CHAIR 5.00 X X 0 0 0 ANNE JEFFRIES CITRIN VICE CHAIR 5.00 X X 0 0 0 URSULA G LAMOTTE VICE CHAIR 5.00 X X 0 0 0 KEVIN J WATSON TREASURER 5.00 X X 0 0 0 MARTHA BICKNELL KELLNER SECRETARY 5.00 X X 0 0 0 CAROLYN BRODY TRUSTEE (FORMER) 5.00 X 0 0 0 SUSAN S BROWN TRUSTEE 5.00 X 0 0 0 ELLY CHRISTOPHERSEN TRUSTEE 5.00 X 0 0 0 SAMUEL M CONVISSOR TRUSTEE 5.00 X 0 0 0 JAN CORREA TRUSTEE 5.00 X 0 0 0 SUSAN COUPEY MD TRUSTEE 5.00 X 0 0 0 GLORIA M DABIRI TRUSTEE 5.00 X 0 0 0 RUSSEL DIAMOND TRUSTEE 5.00 X 0 0 0 DONALD DUNN TRUSTEE 5.00 X 0 0 0 BART J EAGLE TRUSTEE 5.00 X 0 0 0 RICHARD EDELMAN TRUSTEE 5.00 X 0 0 0 DESMOND G FITZGERALD TRUSTEE 5.00 X 0 0 0 MRS ROBERT M GARDINER TRUSTEE 5.00 X 0 0 0 LOLITA K JACKSON TRUSTEE 5.00 X 0 0 0 LANE H KATZ TRUSTEE 5.00 X 0 0 0 CHRISTOPHER LAWRENCE TRUSTEE 5.00 X 0 0 0 BETH LEVENTHAL TRUSTEE 5.00 X 0 0 0 JANINE E LUKE TRUSTEE 5.00 X 0 0 0 SHARON MADISON TRUSTEE 5.00 X 0 0 0 DORIS MEISTER TRUSTEE (FORMER) 5.00 X 0 0 0 FELIX A ORBE TRUSTEE 5.00 X 0 0 0 CHARLES PENNER TRUSTEE 5.00 X 0 0 0 CALVIN RAMSEY TRUSTEE 5.00 X 0 0 0 DAVID N ROBERTS TRUSTEE 5.00 X 0 0 0 TIMOTHY F RYAN TRUSTEE 5.00 X 0 0 0 AMY E SCHARF TRUSTEE 5.00 X 0 0 0 ROB SPEYER TRUSTEE (FORMER) 5.00 X 0 0 0 RICHARD R BUERY JR PRES. & CEO, ASST SEC/TR (FORMER) 40.00 X 425428 0 14415 WILLIAM WEISBERG EXEC. V.P. & COO 40.00 X 236818 0 42538 DANIEL LEHMAN V.P. & CFO 40.00 X 227587 0 9299 JANE M QUINN V.P. & DIR OF NATIONAL CEN 40.00 X 224463 0 47918 JANE GOLDEN V.P. OF CHILD WELFARE AND FAMILY SERVICES 40.00 X 198933 0 24322 VALERIE RUSSO V.P. FOR STRATEGY & EXCELLENCE 40.00 X 189995 0 42644 BEVERLY COLON V.P. OF HEALTH & WELLNESS 40.00 X 175695 0 32984 DREMA L BROWN V.P. FOR SCHOOL AGE PROGRAMS 40.00 X 166893 0 30496 MICHAEL CARRERA V.P. FOR ADOLESCENCE AND TEEN PREGNANCY PREVENTION 40.00 X 153000 0 0 LISA HANDWERKER MEDICAL DIRECTOR 40.00 X 185655 0 46055 WAYNE HUGO GREEN MD CHIEF PHSYCHIATRIST 40.00 X 182776 0 18354 ANGELIQUE C PANNELL V.P. & GENERAL COUNSEL 40.00 X 176265 0 34719 WARREN PETTY DIRECTOR FOR TALENT MANAGEMENT 40.00 X 163608 0 10320 KATHLEEN DE MEIJ INTERIM V.P. OF DEVELOPMENT 40.00 X 156795 0 36685 2863911 0 390749 14 0 1 0 COMMUNITY SERVICE COUNCIL OF GREATER TUL 16 E 16 STREET SUITE 202 TULSA OK 74119 ADOLESCENCE PREGNANCY PREVENTION PROGRAM 1117844 ROSIN STEINHAGEN MENDEL 801 SECOND AVE 7TH FL NEW YORK NY 10017 LEGAL SERVICES 727103 PHILLIBER RESEARCH ASSOCIATES 16 MAIN STREET ACCORD NY 12404 RESEARCH AND EVALUATION 355371 MICHAEL A CARRERA LTD 444 EAST 82ND ST NEW YORK NY 10028 ADOLESCENCE PREGNANCY PREVENTION PROGRAM 210000 THE SHERIDAN GROUP 1224 M STREET NW SUITE 300 WASHINGTON DC 20005 PUBLIC ADVOCACY 196092 11 919789 12639482 18528156 189169 32087427 GOV'T FEES & CONTRACTS 624100 62393109 62393109 PROGRAM FEES 624100 7665976 7665976 70059085 2306439 -16240 2322679 1136024 627992 508032 508032 30077 477955 145288913 131010663 14278250 14278250 14278250 815926 919789 285161 530765 530765 119769998 70059085 13837 17609649 5132292 5132292 2325657 1235185 1090472 61139014 54796244 4815728 1527042 3414408 2876612 457397 80399 9842268 8584845 988978 268445 5879507 5195706 542076 141725 813043 711981 63782 37280 190875 190875 163946 163946 140358 140358 7868457 5404267 2332003 132187 4347594 3846720 355332 145542 1357704 746778 565286 45640 5552027 4821990 650924 79113 1264748 1151990 104189 8569 179939 179939 1737986 1182473 541013 14500 788408 677764 94458 16186 FOSTER BOARDING HOME 8523982 8523982 TRAINING AND CONFERENCE 1403416 1211441 176805 15170 FOOD 1333157 1192553 93850 46754 PRINTING AND PROMOTION 305110 175091 68738 61281 717142 490760 198239 28143 124421038 107958674 13674030 2788334 2988464 4530754 13064529 4586490 2856904 2870981 16614893 19960086 1172741 1182196 47704267 23123661 20988063 24580606 228513083 242595498 38783708 41951730 1184438 1085023 326166823 343343364 39452497 41493782 1160130 380794 7000000 7000000 831236 485851 48443863 49360427 X 258063545 277965523 13848823 10206822 5810592 5810592 277722960 293982937 326166823 343343364 X -4651040 20872017 39000 X X 0 1 X 1 1 1 X 29591350 84730195 86518944 90344464 95011301 386196254 29591350 84730195 86518944 90344464 95011301 386196254 929819 385266435 4591685 3917058 4505072 3782529 2816471 19612815 405809069 100060416 0.94940 0.94320 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 163946 0 0 163946 0 1 35024 11 35035 0 22220000 1931000 2570000 2794000 23927000 19345000 3528000 2162000 2815000 22220000 21521000 7867463 229601 10273064 19345000 18749000 1683091 3669551 2580642 21521000 17017329 1867000 2639000 2282000 492329 18749000 0.72900 0.24290 0.02810 0 0 5875846 5875846 28964009 16394720 12569289 4100286 2458646 1641640 7195551 4270295 2925256 1568575 1568575 24580606 LONE PINON, LTD. 12778646 F LONE CASCADE, L.P. 20831844 F JUBILEE TAX EXEMPT PARTNERS L.P. 8214513 F MILLENIUM PARTNERSHIP 89686 F CAMPBELL DEVON 37041 F 41951730 DEFERRED INCOME - COMPREHENSIVE OUT-PATIENT SERVICES 485851 485851 X PART IV, LINE 1B: IN MARCH 2010 CAS BECAME THE ADMINISTRATOR FOR ONE OF OUR BEQUESTS. PART V, LINE 4: THE ENDOWMENTS CONSIST OF DONOR-RESTRICTED ENDOWMENT FUNDS AND BOARD DESIGNATED SPECIAL PURPOSE FUNDS. CHILDREN'S AID RECOGNIZES THAT NEW YORK STATE ADOPTED AS LAW THE NEW YORK PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT ("NYPMIFA") ON SEPTEMBER 17, 2010. NYPMIFA REPLACES THE PRIOR LAW WHICH WAS THE UNIFORM MANAGEMENT OF INSTITUTIONAL FUNDS ACT ("UMIFA"). NYPMIFA CREATES A REBUTTABLE PRESUMPTION OF IMPRUDENCE IF AN ORGANIZATION APPROPRIATES MORE THAN 7% OF A DONOR-RESTRICTED PERMANENT ENDOWMENT FUND'S FAIR VALUE (AVERAGED OVER A PERIOD OF NOT LESS THAN THE PRECEDING FIVE YEARS) IN ANY YEAR. ANY UNAPPROPRIATED EARNINGS THAT WOULD OTHERWISE BE CONSIDERED UNRESTRICTED BY THE DONOR WILL BE REFLECTED AS TEMPORARILY RESTRICTED UNTIL APPROPRIATED. CHILDREN'S AID'S BOARD HAS INTERPRETED NYPMIFA AS ALLOWING CHILDREN'S AID TO APPROPRIATE FOR EXPENDITURE OR ACCUMULATE SO MUCH OF AN ENDOWMENT FUND AS CHILDREN'S AID DETERMINES IS PRUDENT FOR THE USES, BENEFITS, PURPOSES AND DURATION FOR WHICH THE ENDOWMENT FUND WAS ESTABLISHED, SUBJECT TO THE INTENT OF THE DONOR AS EXPRESSED IN THE GIFT INSTRUMENT. CHILDREN'S AID'S POLICY IS THAT ENDOWMENT EARNINGS WILL BE APPROPRIATED FOR EXPENDITURES IN ACCORDANCE WITH THE DONOR'S STIPULATIONS. IN THE ABSENCE OF DONOR STIPULATIONS, ENDOWMENT EARNINGS ARE CLASSIFIED AS TEMPORARILY RESTRICTED UNTIL APPROPRIATED FOR OPERATIONS BY THE BOARD OF TRUSTEES. PART X, LINE 2: CHILDREN'S AID HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2014 AND 2013 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. CHILDREN'S AID IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR THE YEAR ENDED JUNE 30, 2011 AND PRIOR YEARS. X X X X X X X 1 RESOURCE & EVENT MANAGEMENT LTD 232 MADISON AVENUE SUITE 1107 NEW YORK NY 10016 ANNUAL GALA FUNDRAISER 0 1554785 140358 1414427 1554785 140358 1414427 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI ANNUAL GALA 1554785 758359 796426 25658 113753 23735 25279 BALTUSROL GOLF CLASSIC 180930 161430 19500 18404 76834 1498 1735715 919789 815926 44062 190587 23735 26777 285161 530765 SCHEDULE G, PART I, LINE 2B, COLUMN (V) RESOURCE & EVENT MANAGEMENT, LTD. ("REM") SHALL RECEIVE A FIXED FEE OF $100,000 WHICH INCLUDES THE SERVICES OF MS. SUZANNE M. HANDAL AND THE COORDINATOR; ALL DAY-TO-DAY SERVICES OF AN EXPERIENCED ACCOUNT EXECUTIVE AND ALL NORMAL OFFICE BACK UP; THE USE OF OUR EXTENSIVE LISTS; ON-SITE MANAGEMENT AT THE DATE OF THE EVENT; AND THE USE OF OUR OFFICE AS THE CHILDREN'S AID SOCIETY BENEFIT OFFICE. PAYMENTS WILL BE SCHEDULED AS FOLLOWS: $40,000 UPON SIGNING THIS CONTRACT; $15,000 ON JULY 22, 2013; $15,000 ON AUGUST 26, 2013; $15,000 ON SEPTEMBER 23, 2013 ; AND $15,000 ON OCTOBER 21, 2013. IF GROSS PROCEEDS FROM THE GALA REACH $1.3 MILLION, REM WILL RECEIVE AN ADDITIONAL PAYMENT OF $10,000 AND $10,000 FOR EACH ADDITIONAL $100,000. ADDITIONAL EXPENSES REIMBURSED TO REM FOR CERTAIN DIRECT OFFICE EXPENSES, NOT EXPECTED TO EXCEED $5,000. EXPENSES INCLUDE TRANSPORTATION, PHOTOCOPYING, EXPRESS MAIL, MESSENGER, AND MISCELLANEOUS SUPPLIES. ALL EXPENSES IN EXCESS OF $5,000 ARE SUBJECT TO PRIOR WRITTEN APPROVAL FROM MS. KATHY GALLAGHER DE MEIJ OR HER DESIGNEE. THESE EXPENSES WILL BE BILLED TO THE CHILDREN'S AID SOCIETY WITH AN ITEMIZED STATEMENT AND SUITABLE BACK UP. 1 SPECIFIC ASSISTANCE: GIVEN TO LOW-INCOME FAMILIES SUCH AS RENT ARREARS, FUNERAL EXPENSES, FURNITURE, BEDBUG EXTERMINATION, TRANSPORTATION, SCHOOL SUPPLIES, GRADUATION EXPENSES, AND OTHER BASIC NECESSITIES. 1365 771423 BABY SITTING SERVICE: FAMILIES ARE ASSISTED WITH BABY-SITTING SERVICES SO THAT PARENTS CAN ATTEND AGENCY MEETINGS AND THERAPY SESSIONS. MEETINGS COULD, FOR EXAMPLE, REVOLVE AROUND PERMANENCY PLANNING FOR FOSTER CARE CHILDREN. 33 21826 SCHOLARSHIPS: LOW-INCOME WORKING FAMILIES SELDOM HAVE THE EXTRA INCOME TO SUPERVISE THEIR CHILDREN AFTER SCHOOL AND DURING SUMMER VACATIONS. WE PROVIDE FREE AND LOW-COST AFTER-SCHOOL, WEEKEND AND SUMMER PROGRAMS, USING THAT TIME TO BUILD AN ADVANTAGE FOR CHILDREN'S FUTURE. WE OFFER RECREATION, TUTORING, MENTORING, TECHNOLOGY, AND VIOLENCE PREVENTION TO FAMILIES AND CHILDREN THROUGHOUT MANHATTAN, THE BRONX, AND STATEN ISLAND. IN ADDITION, WE ALSO OFFER SCHOOL AND COLLEGE SCHOLARSHIPS TO LOW-INCOME CHILDREN. 679 522429 STIPENDS: YOUTH ENGAGED IN THE AGENCY'S JOB READINESS, EMPLOYMENT PROGRAMS AND LIFE SKILLS CLASSES RECEIVE STIPENDS FOR THEIR WORK. 3882 517637 SCHEDULE I, PART I, LINE 2 THE USE OF GRANT FUNDS ARE MONITORED CLOSELY DURING THE YEAR BY THE DEPARTMENT ADMINISTERING THE ASSISTANCE. MONITORING CAN INCLUDE, AMONG OTHER THINGS: REGULAR HOME VISITS TO FAMILIES WHO MIGHT RECEIVE MONTHLY ASSISTANCE FOR FOSTER CARE CHILDREN, DIRECT PURCHASES OF MATERIALS SUCH AS BEDS, LINENS, TEXT BOOKS, CLOTHES OR FOOD, UTILITY PAYMENTS, RATHER THAN CASH ASSISTANCE TO FAMILIES, AND MONITORING OF CLASSES OR PROGRAMS WHEN SCHOLARSHIPS ARE PROVIDED. X X X X X X 0 0 0 0 0 0 0 0 0 RICHARD R BUERY JR PRES. & CEO, ASST SEC/TR (FORMER) 402313 0 0 0 23115 0 8727 0 5688 0 439843 0 0 0 WILLIAM WEISBERG EXEC. V.P. & COO 235910 0 0 0 908 0 16820 0 25718 0 279356 0 0 0 DANIEL LEHMAN V.P. & CFO 227441 0 0 0 146 0 8051 0 1248 0 236886 0 0 0 JANE M QUINN V.P. & DIR OF NATIONAL CEN 224463 0 0 0 0 0 24673 0 23245 0 272381 0 0 0 JANE GOLDEN V.P. OF CHILD WELFARE AND FAMILY SER 198472 0 0 0 461 0 12020 0 12302 0 223255 0 0 0 VALERIE RUSSO V.P. FOR STRATEGY & EXCELLENCE 189808 0 0 0 187 0 8703 0 33941 0 232639 0 0 0 BEVERLY COLON V.P. OF HEALTH & WELLNESS 174683 0 0 0 1012 0 21391 0 11593 0 208679 0 0 0 DREMA L BROWN V.P. FOR SCHOOL AGE PROGRAMS 166792 0 0 0 101 0 5751 0 24745 0 197389 0 0 0 MICHAEL CARRERA V.P. FOR ADOLESCENCE AND TEEN PREGNA 153000 0 0 0 0 0 0 0 0 0 153000 0 0 0 LISA HANDWERKER MEDICAL DIRECTOR 184569 0 0 0 1086 0 19903 0 26152 0 231710 0 0 0 WAYNE HUGO GREEN MD CHIEF PHSYCHIATRIST 182776 0 0 0 0 0 17934 0 420 0 201130 0 0 0 ANGELIQUE C PANNELL V.P. & GENERAL COUNSEL 176097 0 0 0 168 0 6354 0 28365 0 210984 0 0 0 WARREN PETTY DIRECTOR FOR TALENT MANAGEMENT 163426 0 0 0 182 0 0 0 10320 0 173928 0 0 0 KATHLEEN DE MEIJ INTERIM V.P. OF DEVELOPMENT 156459 0 0 0 336 0 10404 0 26281 0 193480 0 0 0 X 24 189169 FMV AT DATE OF GIFT 0 0 1 PART I, LINE 32B: THE CHILDREN'S AID SOCIETY HIRES BANK OF NEW YORK (BNY) MELLON CAPITAL MANAGEMENT TO SELL THE CONTRIBUTIONS THAT ARE RECEIVED IN THE FORM OF PUBLICLY TRADED SECURITIES. THE PROCESS BEGINS WITH THE DONOR INFORMING THEIR BROKER TO TRANSFER THEIR STOCK SHARES TO BNY MELLON USING THE INSTRUCTIONS THAT ARE MADE AVAILABLE ON THE CHILDREN'S AID PUBLIC WEBSITE. BNY MELLON, UNDER THE INSTRUCTION OF CAS, WILL SELL THE SHARES UPON RECEIVING THE STOCK TRANSFER. THE CHILDREN'S AID IS THEN NOTIFIED OF THE DATE OF RECEIPT, FAIR MARKET VALUE AT THE DATE OF RECEIPT, SALE DATE AND PROCEEDS FROM SALE OF EACH STOCK CONTRIBUTION. FORM 990, PART VI, SECTION A, LINE 6 CHILDREN'S AID SOCIETY (CAS) IS A NEW YORK NOT-FOR-PROFIT CORPORATION WITH MEMBERS. CAS HAS ONE CLASS OF MEMBERS AND EACH MEMBER HAS ONE VOTE. MEMBERS OF CAS HAVE THE RIGHT TO VOTE ON CANDIDATES FOR THE BOARD OF TRUSTEES AND ON SUCH OTHER MATTERS AS REQUIRED BY NEW YORK LAW. MEMBERS OF CAS DO NOT HAVE THE RIGHT TO RECEIVE A SHARE OF CAS' PROFITS OR A SHARE OF CAS' NET ASSETS UPON DISSOLUTION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF CAS VOTE TO ELECT MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 BEFORE THE FORM 990 IS FILED, THE FULL BOARD OF TRUSTEES IS PROVIDED NOTICE AND AN OPPORTUNITY TO REVIEW A DRAFT VIA AN ON-LINE SECURE WEBSITE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C CAS' CONFLICT OF INTEREST POLICY APPLIES TO TRUSTEES, OFFICERS, EMPLOYEES AND ANY OTHER PERSON WHO WAS IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF CAS DURING THE PRIOR FIVE YEARS. ON AN ANNUAL BASIS, CONFLICT OF INTEREST QUESTIONNAIRES ARE DISTRIBUTED TO TRUSTEES, OFFICERS AND KEY EMPLOYEES. POTENTIAL CONFLICTS OF INTEREST INVOLVING TRUSTEES, OFFICERS AND KEY EMPLOYEES ARE REPORTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE DETERMINES WHETHER A CONFLICT OF INTEREST EXISTS AND EVALUATES CONFLICT OF INTEREST TRANSACTIONS. THE EXECUTIVE COMMITTEE ALSO REVIEWS EXISTING CONFLICTS OF INTEREST ON AN ANNUAL BASIS. AN INDIVIDUAL INVOLVED, DIRECTLY OR INDIRECTLY, IN AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST TRANSACTION MAY NOT PARTICIPATE IN ANY DISCUSSION OF THE RELEVANT TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 IN APRIL 2014, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWED THE COMPENSATION OF CAS' FIVE HIGHEST PAID EMPLOYEES, NAMELY, THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VICE PRESIDENT AND DIRECTOR OF NATIONAL CENTER FOR COMMUNITY SCHOOLS, AND VICE PRESIDENT FOR DEVELOPMENT. FORM 990, PART VI, SECTION C, LINE 19 THE CHILDREN'S AID MAKES AVAILABLE TO THE PUBLIC THROUGH THE PUBLIC WEBSITE THE FORM 990, ANNUAL REPORT, YEAR-END FINANCIAL STATEMENTS, ORGANIZATION'S MISSION STATEMENT AND THE MOST RECENT BOARD OF TRUSTEES AND OFFICERS. THE ABOVE DOCUMENTS ALONG WITH GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. THE ANNUAL REPORT IS WIDELY DISTRIBUTED UPON ISSUANCE. FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COSTS 39,000. FORM 990, PART XI, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANTHAS NOT BEEN CHANGED FROM PRIOR YEAR. FORM 990, PART I, LINE 1: THE ORGANIZATION'S MISSION OR MOST SIGNIFICANT ACTIVITIES: THE CHILDREN'S AID SOCIETY HELPS CHILDREN IN POVERTY TO SUCCEED AND THRIVE. WE HAVE BEEN SERVING CHILDREN FOR OVER 160 YEARS, A LONGEVITY THAT IS A TESTAMENT TO OUR ABILITY TO ADAPT TO THE EVER-CHANGING NEEDS OF TODAY'S YOUTH. AFTER ALL, YOU DON'T SUCCEED FOR 160 YEARS BY BEING OLD-FASHIONED. TODAY, CHILDREN'S AID SERVES NEW YORK'S NEEDIEST CHILDREN AND THEIR FAMILIES AT MORE THAN 50 LOCATIONS IN THE FIVE BOROUGHS AND WESTCHESTER COUNTY. OUR CARING BEGINS EVEN BEFORE BIRTH, THROUGH PRENATAL COUNSELING AND ASSISTANCE, AND CONTINUES THROUGH THE HIGH SCHOOL YEARS WITH COLLEGE AND JOB PREPARATORY TRAINING PROGRAMS. ALL ASPECTS OF A CHILD'S DEVELOPMENT ARE ADDRESSED AS HE OR SHE GROWS, FROM HEALTH CARE TO ACADEMICS TO SPORTS AND THE ARTS. AND BECAUSE STABLE CHILDREN LIVE IN STABLE FAMILIES, A HOST OF SERVICES ARE AVAILABLE TO PARENTS, INCLUDING HOUSING ASSISTANCE, DOMESTIC VIOLENCE COUNSELING AND HEALTH CARE ACCESS. THROUGHOUT CHILDREN'S AID'S HISTORY, PROGRAMMING HAS BEEN DRIVEN BY THE NEEDS OF THE CHILDREN WE SERVE. THIS PROACTIVE APPROACH STARTED IN 1853, WHEN CHILDREN'S AID FOUNDER CHARLES LORING BRACE ESTABLISHED THE ORPHAN TRAIN MOVEMENT IN RESPONSE TO AN EPIDEMIC OF HOMELESS CHILDREN. THIS APPROACH, WHICH MOVED CHILDREN FROM NEW YORK CITY STREETS TO THE HOMES OF FARM FAMILIES OUT WEST, HAS BEEN DEEMED THE BEGINNING OF THE MODERN FOSTER CARE SYSTEM. CHILDREN'S AID HAS CONTINUOUSLY BEEN AT THE FOREFRONT OF CHILDREN'S SERVICES. THE FIRST FREE SCHOOL LUNCH PROGRAM, THE FIRST INDUSTRIAL SCHOOL FOR POOR CHILDREN, THE FIRST DAY CARE PROGRAM FOR WORKING MOTHERS AND THE FIRST VISITING NURSE SERVICE WERE ALL CHILDREN'S AID INITIATIVES. EVEN TODAY, CHILDREN'S AID REMAINS ON THE CUTTING EDGE OF CHILDREN'S SERVICES. THE CARRERA ADOLESCENT SEXUALITY AND PREGNANCY PREVENTION PROGRAM HAS BEEN REPLICATED OR ADAPTED AT OVER 50 LOCATIONS IN 21 DIFFERENT STATES. THE COMMUNITY SCHOOL MODEL HAS BEEN ADAPTED BY PUBLIC SCHOOLS THROUGHOUT THE U.S. AND AS FAR AWAY AS VIETNAM. CHILDREN'S AID'S CONCURRENT PLANNING APPROACH TO FOSTER CARE BECAME THE BASIS FOR THE FEDERAL 1996 ADOPTION AND SAFE FAMILIES ACT, WHICH DEFINES TODAY'S MODERN FOSTER CARE SYSTEM. CHILDREN'S AID ACCOMPLISHES ALL THIS WHILE MAINTAINING A COMMITMENT TO FISCAL INTEGRITY. CHILDREN'S AID COMMITS AN ADMIRABLE 91 CENTS OF EVERY DOLLAR DONATED DIRECTLY TO CHILDREN'S SERVICES. THIS HAS EARNED CHILDREN'S AID A FOUR-STAR "EXCEPTIONAL" RATING FOR THIRTEEN CONSECUTIVE YEARS FROM CHARITY NAVIGATOR, WHICH RATES THE FINANCIAL RESPONSIBILITY OF NON-PROFIT ORGANIZATIONS. CHILDREN'S AID'S ABILITY TO ADAPT TO THE CHANGING NEEDS OF CHILDREN AND THEIR FAMILIES HAS KEPT US A RELEVANT AND VITAL COMPONENT IN THE LIVES OF NEW YORK CITY'S CHILDREN FOR OVER 160 YEARS. OUR FUTURE, AND THE OPPORTUNITIES WE WILL PROVIDE, ARE TRULY LIMITLESS. FORM 990, PART VI, SECTION A, QUESTION 1: THE EXECUTIVE COMMITTEE'S PRINCIPAL ROLE IS TO ACT FOR THE BOARD WHEN THE BOARD ITSELF IS UNABLE TO ACT. THIS COMMITTEE ALSO SHALL NOMINATE THE CHAIR OF THE GOVERNANCE & NOMINATING COMMITTEE AND MAKE RECOMMENDATIONS TO THE BOARD AS TO EXECUTIVE COMPENSATION. ANY DECISION MADE BY THE EXECUTIVE COMMITTEE SHALL BE REPORTED TO THE BOARD AS SOON AS PRACTICAL. THE EXECUTIVE COMMITTEE SHALL CONSIST OF ALL OFFICERS, THE CHAIR OF THE FINANCE & INVESTMENT COMMITTEE AND THE CHAIR OF THE GOVERNANCE & NOMINATING COMMITTEE, AND FIVE (5) TO SEVEN (7) TRUSTEES WHO ARE NOT CHAIRS OF ANY STANDING COMMITTEE. THE EXECUTIVE COMMITTEE SHALL BE CHAIRED BY THE CHAIR OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL OF THE POWERS OF THE BOARD OF TRUSTEES BETWEEN MEETINGS OF THE BOARD; EXCEPT THAT THE EXECUTIVE COMMITTEE SHALL NOT HAVE THE POWER TO APPOINT OR ENTER INTO A CONTRACTUAL AGREEMENT REGARDING A NEWLY APPOINTED CHIEF EXECUTIVE OFFICER WITHOUT THE VOTE OF THE BOARD; SUBMIT ANY ACTION TO THE MEMBERS OF THE CORPORATION FOR THEIR APPROVAL; FILL ANY VACANCIES ON THE BOARD OF TRUSTEES OR ANY COMMITTEE; AMEND, REPEAL OR ADOPT BYLAWS; AMEND OR REPEAL ANY RESOLUTION OF THE BOARD OF TRUSTEES WHICH IS NOT BY ITS TERMS SO AMENDABLE OR REPEALABLE; MAKE DECISIONS REGARDING THE PURCHASE OR LEASING OF REAL ESTATE; OR MAKE DECISIONS REGARDING THE FIXING OF COMPENSATION, IF ANY, OF TRUSTEES. IN ADDITION, THE EXECUTIVE COMMITTEE SHALL BE RESPONSIBLE FOR: WORKING WITH THE GOVERNANCE & NOMINATING COMMITTEE TO RECOMMEND POLICIES AND PROCEDURES FOR DETERMINING EXECUTIVE COMPENSATION AND FOR SUCCESSION PLANNING; RETAINING COMPENSATION CONSULTANTS; CONDUCTING DUE DILIGENCE REGARDING COMPENSATION; AND MAKING RECOMMENDATIONS AS TO COMPENSATION TO THE BOARD. FORM 990, PART VI, LINE 8A: MINUTES FROM THE FISCAL YEAR 2014 ANNUAL MEETING OF THE BOARD OF TRUSTEES WERE DOCUMENTED SOON AFTER THE MEETING BUT WERE NOT OFFICIALLY APPROVED UNTIL THE FOLLOWING YEAR'S ANNUAL MEETING. MINUTES FROM ALL OTHER BOARD OF TRUSTEE MEETINGS ARE APPROVED ON A CONTEMPORANEOUS BASIS OR BY THE NEXT REGULAR COMMITTEE MEETING. 910 EAST 172ND STREET LLC 105 EAST 22ND STREET NEW YORK NY 10010 271491886 REAL ESTATE RENTAL SERVICES NY N/A 1218 SOUTHERN BLVD LLC 105 EAST 22ND STREET NEW YORK NY 10010 465337940 REAL ESTATE RENTAL SERVICES NY N/A 1232 SOUTHERN BLVD LLC 105 EAST 22ND STREET NEW YORK NY 10010 465333550 REAL ESTATE RENTAL SERVICES NY N/A MADISON AVENUE FUND FOR CHILDREN INC 105 EAST 22ND ST NEW YORK NY 10010 133433266 TO RAISE FUNDS FOR CAS THROUGH AN ANNUAL EVENT NY 501(C)(3) LINE 8 N/A 0 MILBANK HOUSING DEVELOPMENT FUND CORP 105 EAST 22ND ST NEW YORK NY 10010 133421433 PROVIDES HOUSING AND COUNSELING FOR HOMELESS FAMILIES NY 501(C)(3) 509(A)(2) N/A 0 THE UNITED CHARITIES 105 EAST 22ND ST NEW YORK NY 10010 135562368 PROVIDES OFFICES FOR CHARITABLE ORGANIZATIONS NY 501(C)(3) 509(A)(1) N/A 0 CHILDREN'S AID COLLEGE PREP CHARTER SCHOOL 1919 PROSPECT AVENUE 3RD FLOOR BRONX NY 10460 900763840 TO PREPARE ELEMENTARY STUDENTS TO SUCCEED IN FUTURE YEARS, COLLEGE AND LIFE. NY 501(C)(3) 170(B)(1)(A)(II) N/A 0 CAMPBELL DEVON PRODUCTIONS INC 105 EAST 22ND ST NEW YORK NY 10010 132567508 COLLECT ROYALTIES AND DISTRIBUTE PROCEEDS TO CHARITABLE DE S 0.33330 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 0 0 1 0 0 THE UNITED CHARITIES K 504450 ACCORDING TO LEASE AGREEMENT MILBANK HOUSING DEVELOPMENT FUND CORP Q 249801 DIRECT BILLING MILBANK HOUSING DEVELOPMENT FUND CORP D 2108573 AMOUNTS DUE UNDER CONTRACT MILBANK HOUSING DEVELOPMENT FUND CORP D 1780545 DIRECT EXPENSE CHILDREN'S AID PREP CHARTER SCHOOL B 251750 CONTRIBUTIONS GRANTED TO AFFILIAT CHILDREN'S AID PREP CHARTER SCHOOL E 317016 AMOUNTS DUE UNDER CONTRACT