2015-05-15T12:33:29-05:00 2014-06-30 GRANT THORNTON LLP 757 THIRD AVE 4TH FLOOR NEW YORK NY 100172013 990 2013-07-01 136162659 AMERICAN MUSEUM OF NATURAL HISTORY % CAROL BURNS AMER 2127695130 CENTRAL PARK WEST AT 79TH ST Suite New York NY 10024 ellen gallagher senior vp and cfo 2127695053 2015-05-14 true Daniel Romano P00504182 2127695053 2013 2016-03-07 17:11:31Z ELLEN V FUTTER CENTRAL PARK WEST AT 79TH ST NEW YORK NY 10024 431084396 false X www.amnh.org X 1869 NY NAT HISTORY MUSEUM, EXHIBITIONS, LIBRARY, COLLECTIONS, CONSERVATION, RESEARCH INSTITUTE, PLANETARIUM, GRADUATE SCHOOL WITH PH.D. IN COMP BIOLOGY & MASTER'S IN EDUCATION (SCH O). 55 53 1531 1192 594693 -79987 142407616 117380680 25698871 29449093 16363553 19964942 12803072 13540292 197273112 180335007 3305404 2719332 0 0 99361971 102813118 500417 469084 6302380 86126488 92532691 189294280 198534225 7978832 -18199218 1186287115 1253291976 396664724 414855137 789622391 838436839 X THE MUSEUM'S MISSION STATEMENT IS: "TO DISCOVER, INTERPRET, AND DISSEMINATE - THROUGH SCIENTIFIC RESEARCH AND EDUCATION - KNOWLEDGE ABOUT HUMAN CULTURES, THE NATURAL WORLD, AND THE UNIVERSE." false false 70346967 1617019 718926 SCIENCE-Since its founding, the Museum has pursued a scientific research program to advance understanding of the biological, physical, and cultural world. The Museums curators, faculty and post docs number over 200 scientists who do research in THE BIOLOGICAL SCIENCES, astrophysics, paleontology, earth and planetary sciences, and anthropology and publish in peer-reviewed journals. Through OVER 100 field expedition projects each year, the Museum expands its robust collections of over 33 million specimens and artifacts. The Museum continues its Ph.D. and master's in teaching programs THROUGH ITS Richard Gilder Graduate School, THE ONLY PH.D. GRANTING PROGRAM OF ANY MUSEUM IN THE U.S. 43274331 1102313 34975543 EDUCATION AND OTHER PUBLIC PROGRAMS-The Museums professional development program serves approximately 4,000 teachers each year, while the Museums signature science education program, Urban Advantage, has grown to reach ONE-THIRD OF nEW yORK CITY MIDDLE SCHOOLS. The Museums Master of Arts in Teaching program helps to ameliorate the critical shortage of qualified science teachers in new york state, placing graduates in high needs sChools. APPROXIMATELY five million on-site visitors INCLUDING APPROXIMATELY 500,000 school and camp groupS experience the Museum education and public programs annually, including its early childhood programs that offer hands-on science exploration. 51215077 EXHIBITION-THE MUSEUM IS OPEN TO THE PUBLIC 363 DAYS A YEAR WITH 45 PERMANENT EXHIBITION HALLS, SPECIAL EXHIBITIONS, AND PLANETARIUM SHOWS. THE MUSEUM RECENTLY COMPLETED EXTENSIVE RESTORATION AND CONSERVATION OF THE ICONIC DIORAMAS IN ITS BERNARD FAMILY HALL OF NORTH AMERICAN MAMMALS AS WELL AS FULL SCALE RESTORATION OF THE THEODORE ROOSEVELT MEMORIAL HALL EXHIBITIONS. THE MUSEUM HAS A ROBUST SCHEDULE OF SPECIAL EXHIBITIONS AND PLANETARIUM SHOWS IT DESIGNS AND PRODUCES, AND THAT, AFTER OPENING IN NEW YORK CITY, TRAVEL TO VENUES AROUND THE U.S. AND INTERNATIONALLY, SUPPLEMENTED WITH EDUCATIONAL CONTENT AND APPS AND OTHER WEB-BASED RESOURCES FOR LEARNING. 164836375 true true false true false false false true false true true true false false true true false true false false true true false true true false false true true true true false false false false false false false false false true true true false false false true true true false false true 610 0 true 1531 true true true false false false false true true false false false false X 55 53 true false false false false false false true true false false true true true true true true true true false AL AZ AR CA CT IL KS KY MD MI MN NH NJ NC OH OK OR PA RI SC TN UT VA WA WV WI X CAROL BURNS 2127695132 CENTRAL PARK WEST AT 79TH STREET NEW YORK NY 10024 Roger C Altman Vice Chairman 3.0 X X 0 0 0 Stephanie Bell-Rose TRUSTEE 2.0 X 0 0 0 Lewis W Bernard Chairman 10.0 X X 0 0 Jackie Bezos TRUSTEE 2.0 X 0 0 Scott L Bok TRUSTEE 2.0 X 0 0 Tom Brokaw TRUSTEE 3.0 X 0 0 Archibald Cox Jr TRUSTEE 2.0 X 0 0 Christopher C Davis TRUSTEE 3.0 X 0 0 Vivian H Donnelley TRUSTEE 2.0 X 0 0 Fiona Druckenmiller Vice Chairman 2.0 X X 0 0 Nancy B Fessenden TRUSTEE 3.0 X 0 0 Tina Fey TRUSTEE 1.0 X 0 0 Helene D Gayle TRUSTEE 2.0 X Louis V Gerstner Jr Vice Chairman 3.0 X X Richard Gilder TRUSTEE 1.0 X Joseph H Gleberman TRUSTEE 3.0 X Sibyl R Golden Secretary 3.0 X X David S Gottesman Vice Chairman 2.0 X Marlene Hess TRUSTEE 1.0 X Richard E Jaffe TRUSTEE 2.0 X Helene L Kaplan TRUSTEE 3.0 X Katheryn P Kempner TRUSTEE 2.0 X Frederick A Klingenstein TRUSTEE 2.0 X David H Koch TRUSTEE 2.0 X Ilene Sackler Lefcourt TRUSTEE 2.0 X Richard S LeFrak TRUSTEE 2.0 X Linda R Macaulay TRUSTEE 3.0 X Victor Marrero TRUSTEE 2.0 X Theodore A Mathas TRUSTEE 2.0 X Rebekah Mercer TRUSTEE 2.0 X Lorne Michaels TRUSTEE 2.0 X Roberto A Mignone TRUSTEE 3.0 X Irma Milstein TRUSTEE 1.0 X Edwin H Morgens TRUSTEE 2.0 X Charles H Mott Treasurer 3.0 X X Richard D Parsons TRUSTEE 2.0 X Valerie S Peltier TRUSTEE 3.0 X Charles E Phillips Jr TRUSTEE 2.0 X Virginia Hearst Randt TRUSTEE 2.0 X Alan Rappaport TRUSTEE 2.0 X Richard L Revesz TRUSTEE 2.0 X Shaiza Rizavi TRUSTEE 2.0 X Theodore Roosevelt IV TRUSTEE 2.0 X Walter V Shipley TRUSTEE 2.0 X Frank V Sica TRUSTEE 2.0 X Laura Baudo Sillerman TRUSTEE 3.0 X Anna Deavere Smith TRUSTEE 1.0 X Mary C Solomon TRUSTEE 2.0 X Peter J Solomon TRUSTEE 3.0 X Christine A Varney TRUSTEE 3.0 X Kenneth L Wallach TRUSTEE 2.0 X Tamsen Ann Ziff TRUSTEE 2.0 X Hon Bill de Blasio EX OFFICIO TRUSTEE 1.0 X Hon Melissa Mark-Viverito EX OFFICIO TRUSTEE 1.0 X Hon Scott Stringer EX OFFICIO TRUSTEE 1.0 X Hon Gale Brewer EX OFFICIO TRUSTEE 1.0 X Hon Mitchell Silver EX OFFICIO TRUSTEE 1.0 X Hon Tom Finkelpearl EX OFFICIO TRUSTEE 1.0 X Hon Carmen Faria EX OFFICIO TRUSTEE 1.0 X Hon Michael R Bloomberg EX OFFICIO TRUSTEE 1.0 X Hon Christine C Quinn EX OFFICIO TRUSTEE 1.0 X Hon John C Liu EX OFFICIO TRUSTEE 1.0 X Hon Veronica White EX OFFICIO TRUSTEE 1.0 X Hon Kate D Levin EX OFFICIO TRUSTEE 1.0 X Hon Dennis M Walcott EX OFFICIO TRUSTEE 1.0 X Hon Adrian Benepe EX OFFICIO TRUSTEE 1.0 X Ellen V Futter President 55.0 X X 814344 429640 Michael Novacek SR VP AND PROVOST 45.0 X 409209 155313 Lisa Gugenheim SR VP INST ADVA/STRAT PLAN/EDU 45.0 X 374432 107138 Gerald Singer SR VP AND GENERAL COUNSEL 45.0 X 363091 111379 Ellen Gallagher SR VP AND CFO 45.0 X 339960 60942 David Harvey SR VP EXHIBITION 45.0 X 276718 95740 Anne Canty SR VP COMMUNICATIONS, MARKETIN 45.0 X 272525 47717 Ann Siegel SR VP OPERATIONS & CAPITAL PRG 45.0 X 270363 93036 Jackie Hoffman Special Assistant to President 45.0 X 169356 44461 Daniel Stoddard VP AND CHF INVEST OFFICER 40.0 X 337371 71819 David H Thomas CURATOR 35.0 X 330078 66050 John Flynn DEAN OF GRADUATE SCHOOL AND CU 35.0 X 311186 86423 Michael Shara CURATOR 35.0 X 299454 94751 Mark Norell CURATOR 35.0 X 290555 80548 4858642 0 1544957 143 false true false RESTAURANT ASSOCIATES 36 West 44th Street NEW YORK NY 10036 Restaurant Mgt 9839887 EVENT NETWORK INC 9606 Aero Drive Suite 1000 SAN DIEGO CA 92123 Management Fee 2597423 ARTS AND CULTURE NETWORK INC PO Box 3534 NEW YORK NY 10163 Advertising 1752813 DOOR3 BUSINESS APPLICATIONS INC 22 Cortlandt Street 11th Floor NEW YORK NY 10163 DESIGN AND IMPLEMENT 1108130 STANDARD PARKING 60 EAST 43RD STREET NEW YORK NY 10165 Parking Manager 1100948 53 6429926 4662598 27807985 78480171 3996191 117380680 SALE OF EDUC MAT 611600 5387900 5387900 SPECIAL EVENTS 900099 5674816 5674816 TICKET SALES 900099 12643226 12643226 SPONSORSHIPS 900099 320000 320000 TOURING 900099 5342859 5342859 80292 80292 29449093 3340832 167900 3172932 0 106859 106859 0 0 0 220094665 42777826 210391735 35856646 9702930 6921180 16624110 16624110 541020 4662598 935331 -394311 -394311 0 10237846 3565677 6672169 6245376 426793 FOOD SALES 900099 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0 1198523 1422649 20316323 19890019 830277483 398246522 452074386 432030961 222401544 247940163 375381611 421534146 0 0 0 0 9280510 9885234 1186287115 1253291976 34574027 37694106 0 0 5091237 14212905 269270225 268696789 0 0 0 0 0 0 6600000 6150000 81129235 88101337 396664724 414855137 X 335957802 330824393 277597339 319737742 176067250 187874704 789622391 838436839 1186287115 1253291976 X -18199218 76285396 -9126730 X false true X true true true X 89771910 94787044 113792146 122106098 107059761 527516959 0 8008848 28190897 14528184 20936048 10320919 81984896 97780758 122977941 128320330 143042146 117380680 609501855 0 609501855 4047779 4255261 3895491 3302174 3462209 18962914 0 0 628464769 230565254 0.96983 0.96640 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 369174 369174 196026737 196395911 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 467438 418411 423112 369174 1678135 250000 250000 250000 250000 1000000 1500000 X X X X false 587828476 8936171 92954092 32561484 657157255 546019744 7844856 65374220 31410344 587828476 575407836 9819110 -8556400 30650802 546019744 507265128 7609386 91411956 30878634 575407836 468192359 12790102 57099806 30817138 507265129 0.34000 0.26000 0.40000 false false 4052059 1824873 2227186 745596341 330649317 414947024 73116850 65772332 7344518 7512233 7512233 432030961 MARKETABLE ALT. INVESTMENTS 307139901 F NONMARKETABLE ALT. INVESTMENTS 102056411 F OPERATING INVESTMENTS 12337834 F 421534146 0 INTEREST RATE EXCHG/CAP AGREEMENTS 34996921 ACC. POSTRETIREMENT & OTHER BENEFIT 50183678 ACCRUED INTEREST PAYABLE 2920738 88101337 X Part III, Line 1A, PART III Line 4 The Museum has extensive collections of specimens and artifacts that constitute a record of life on Earth. These valuable, and sometimes irreplaceable, collections have been acquired through field expeditions, contributions and purchases since the Museum's inception and represent one of the largest and most important natural history collections in the world. New collection areas include the Museum's frozen tissue collection of DNA and tissue samples as well as large scientific databases of genomic and astrophysical data. The collections provide a resource for scientists around the world, and grow significantly each year. In conformity with accounting policies generally followed by museums, the value of the Museum's collections is not reflected in the consolidated statement of financial position. The Museum's collections policy requires that the proceeds from the sale of collection items be used for acquisitions to the collections. If the assets used to purchase the collection items are from restricted funds, proceeds from the sale of those items are recorded as increases in temporarily restricted net assets in that fund until an acquisition is made. Part V, LINE 4 THE MUSEUM'S ENDOWMENT FUNDS INCLUDE BOTH DONOR-RESTRICTED AND BOARD OF TRUSTEES' DESIGNATED FUNDS. THESE FUNDS ARE INVESTED UNDER THE OVERSIGHT OF THE BOARD'S INVESTMENT COMMITTEE AND ARE USED TO SUPPORT OPERATING, CAPITAL AND OTHER ACTIVITIES PURSUANT TO APPROPRIATION RECOMMENDED BY THE BOARD'S BUDGET AND FINANCE COMMITTEE AND APPROVED BY THE BOARD OF TRUSTEES. PART X FIN 48 (ASC 740) U.S. GAAP requires that a tax position be recognized or derecognized based on a "more likely than not" threshold. This applies to positions taken or expected to be taken in a tax return. The Museum does not believe its consolidated financial statements include any uncertain tax positions for the open tax years of 2014, 2013, 2012 and 2011 that would have a materially adverse effect on its financial condition. true Central America and the Caribbean Program Services Exhibition 14123 East Asia and the Pacific Program Services Exhibition 124378 East Asia and the Pacific Program Services Scientific Research 420610 East Asia and the Pacific Program Services Education 3947 Europe (Including Iceland and Greenland) Program Services Exhibition 213400 Europe (Including Iceland and Greenland) Program Services Scientific Research 212964 Europe (Including Iceland and Greenland) Program Services Education 14290 Middle East and North Africa Program Services Exhibition 66888 Middle East and North Africa Program Services Scientific Research 9342 North America Program Services Exhibition 171198 North America Program Services Scientific Research 179206 North America Program Services Education 208103 Russia and the Newly Independent States Program Services Exhibition 5000 South America Program Services Exhibition 37937 South America Program Services Scientific Research 90051 South America Program Services Education 3392 South Asia Program Services Scientific Research 5491 Sub-Saharan Africa Program Services Scientific Research 101970 Central America and the Caribbean Investments 107606005 Europe (Including Iceland and Greenland) Investments 23073370 East Asia and the Pacific Grantmaking SCIENTIFIC RESEARCH 97000 1780320 130878345 132658665 East Asia and the Pacific 97000 WIRE 1 true false true true true false PART I, LINE 2 THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES IS MONITORED IN ACCORDANCE WITH THE AMNH SUB-AWARD ADMINISTRATION AND MONITORING POLICY, THE AMNH GRANTS MANUAL AND FEDERAL OMB A-133 REQUIREMENTS. THE MUSEUM PERFORMS AN ASSESMENT OF THE GRANTEE'S ABILITY TO PERFORM THE WORK REQUIRED PRIOR TO GRANTING AN AWARD. POST-AWARD RISK BASED MONITORING IS ACCOMPLISHED THROUGH PERIODIC REPORTING FROM GRANTEES REGARDING THE USE OF GRANT FUNDS, FIELD INVESTIGATIONS AND SITE VISITS CONDUCTED BY AMNH STAFF, AND REGULAR CONTACT WITH THE GRANTEE. BECAUSE FOREIGN GRANTEES ARE NOT SUBJECT TO FEDERAL OMB A-133 AUDIT, IN ACCORDANCE WITH OMB A-133 AMNH UTILIZES ADDITIONAL METHODS OF MONITORING IN THE FORM OF MORE FREQUENT AND EXTENSIVE REPORTING AND REVIEW BY AMNH. X X X X X X X true Community Counseling Ser Co 461 FIFTH AVENUE 3RD FLOOR NEW YORK NY 10017 FUNDRAISING COUNSEL false 296250 -296250 COMNET MARKETING GROUP INC 1214 STOWE AVENUE MEDFORD OR 97501 PHONE SOLICITATIO false 125705 38585 87120 EDGE DIRECT 3030 WATERVIEW AVENUE BALTIMORE MD 21230 DIRECT MAILING false 169045 129249 39796 DANILLER COMPANY 3724 JEFFERSON SUITE 302 AUSTIN TX 78731 DIRECT MAILING false 126965 5000 121965 421715 469084 -47369 AL AZ AR CA CT IL KS KY MD MA MI MN NH NJ NY NC OH OK OR PA RI SC TN UT VA WA WV WI MUSEUM GALA 2685073 2532473 152600 343118 DINNER 1170475 1134075 36400 97685 4 1348070 996050 352020 494528 5203618 4662598 541020 935331 935331 -394311 PART I, COLUMN (V) Amount paid to Community Counseling Service Co. ($296,250) is only for fees for professional fundraising consulting services per our agreement. Amount paid to Comnet ($38,585) includes both payment of fees for professional fundraising services and also payment of fundraising expenses. Amount paid to Edge Direct ($129,249) includes both payment of fees for professional fundraising services and also payment of fundraising expenses. Amount paid to Daniller + Company ($5,000) is only for fees for professional fundraising services per our agreement. The amount of $111,200 representing fundraising expenses was also paid to Daniller + Company. true Bishop Museum 1525 Bernice Street Honolulu HI 96817 990161980 501(C)3 46533 Collaborative Research Brooklyn Botanic Garden Corp 1000 Washington Avenue Brooklyn NY 11225 112417338 501(C)3 10717 Urban Advantage Carnegie Institute 4400 Forbes Avenue Pittsburgh PA 15213 250965280 501(C)3 19129 Collaborative Research Cary Institue of Ecosystem Studies Box AB Millbrook NY 12545 223232968 501(C)3 6973 Urban Advantage Cornell University 341 Pine Tree Road Ithaca NY 14850 150532082 501(C)3 21487 Biodiversity Conservation DSF Consulting LLC 11468 Meath Dr Fairfax VA 22030 275548844 5625 MAT Program Michigan State University 2727 Alliance Dr Lansing MI 48910 237326030 501(C)3 68752 Urban Advantage Mississippi State University 449 Hardy Rd Mississippi State MS 39762 646000819 501(C)3 22122 Collaborative Research National Audubon Society 225 Vanck Street New York NY 10014 131624102 501(C)3 5209 Biodiversity Conservation New York Botanical Garden 200th St Southeren Boulevard Bronx NY 10458 131693134 501(C)3 11315 Urban Advantage New York Hall of Science 47-01 111th Street Corona NY 11368 112104059 501(C)3 53176 Urban Advantage New York University 105 E 17th Street 4th Fl New York NY 10003 135562308 501(C)3 5605 Collaborative Research Oregon State University B308 KERR ADMIN BLDG Corvallis OR 97331 481278540 501(C)3 31011 Collaborative Research Queens Botanical Garden Society Inc 43-50 Main Street Flushing NY 11355 111635083 501(C)3 5141 Urban Advantage Southern Illnois University 900 Normal Avenue Carbondale IL 62901 376005961 115(1) 13996 Collaborative Research Staten Island Zoological Society 614 Broadway Staten Island NY 10310 135680691 501(C)3 25378 Urban Advantage The College Board 45 Columbus Avenue New York NY 10023 131623965 501(C)3 5384 MAT Program The Polistes Foundation 133 Washington St Belmont MA 02478 020567125 501(C)3 13125 Collaborative Research United States Department of Agriculture 2150 Centre Ave Fort Collins CO 80526 720564834 Gov't 23903 Collaborative Research University of Kansas 102 Anderson Hall Manhattan KS 66506 480771751 501(C)3 16375 Collaborative Research University of North Carolina at Charlotte 9201 University Blvd Charlotte NC 28223 560791228 501(C)3 70397 Collaborative Research University of Southern Maine 16 Central St Bangor ME 04401 016000769 501(C)3 124125 MAT Program Wildlife Conservation Society-Bronx Zoo 2300 Southern Blvd Bronx NY 10460 131740011 501(C)3 134151 Urban Advantage American Museum of Natural History PA CPW at 79th street New York NY 10024 131628143 501(C)3 219593 cost maintenance support maintain planetarium 23 1 Research 166 576019 Scholarship 78 1078809 Part I, Line 2 THE USE OF GRANT FUNDS IN THE UNITED STATES IS MONITORED IN ACCORDANCE WITH THE AMNH SUB-AWARD ADMINISTRATION AND MONITORING POLICY, THE AMNH GRANTS MANUAL, AND FEDERAL OMB A-133 REQUIREMENTS. THE MUSEUM PERFORMS AN ASSESSMENT ON THE CANDIDATE'S ABILITY TO PERFORM THE WORK REQUIRED PRIOR TO GRANTING AN AWARD. POST-AWARD RISK BASED MONITORING IS ACCOMPLISHED THROUGH PERIODIC REPORTING FROM GRANTEES REGARDING THE USE OF GRANT FUNDS, FIELD INVESTIGATIONS AND SITE VISITS CONDUCTED BY AMNH STAFF, AND REGULAR CONTACT WITH THE GRANTEE. X X true true X X X X X X false true false false false false false false false Ellen V Futter President 811419 2925 271816 157824 1243984 Michael Novacek SR VP AND PROVOST 409209 146401 8912 564522 Lisa Gugenheim SR VP INST ADVA/STRAT PLAN/EDU 374432 83121 24017 481570 Gerald Singer SR VP AND GENERAL COUNSEL 363091 109674 1705 474470 Ellen Gallagher SR VP AND CFO 338702 1258 60353 589 400902 David Harvey SR VP EXHIBITION 276718 71723 24017 372458 Anne Canty SR VP COMMUNICATIONS, MARKETIN 271047 1478 47128 589 320242 Ann Siegel SR VP OPERATIONS & CAPITAL PRG 270363 69019 24017 363399 Jackie Hoffman Special Assistant to President 169356 20582 23879 213817 Daniel Stoddard VP AND CHF INVEST OFFICER 337371 62907 8912 409190 David H Thomas CURATOR 276394 53684 64345 1705 396128 John Flynn DEAN OF GRADUATE SCHOOL AND CU 309186 2000 62406 24017 397609 Michael Shara CURATOR 271308 28146 70734 24017 394205 Mark Norell CURATOR 288755 1800 56531 24017 371103 PART II COLUMN (B) (III) FOR E. FUTTER THIS IS THE PAYMENT OF LIFE INSURANCE PREMIUMS. FOR E. GALLAGHER THIS IS THE PAYMENT OF LIFE INSURANCE PREMIUMS AND PAYMENT FOR WAIVING MEDICAL INSURANCE COVERAGE. FOR A. CANTY THIS IS THE PAYMENT OF LIFE INSURANCE PREMIUMS AND PAYMENT FOR WAIVING MEDICAL INSURANCE COVERAGE. FOR D. THOMAS THIS IS THE PAYMENT OF SUMMER SALARY. FOR J. FLYNN THIS IS A PAYMENT FOR INSTRUCTING A COURSE. FOR M. SHARA THIS IS THE PAYMENT OF SUMMER SALARY. FOR M. NORELL THIS IS A PAYMENT FOR INSTRUCTING A COURSE. PART II COLUMN c THIS IS THE SUM OF CONTRIBUTIONS TO RETIREMENT PLANS. IT ALSO INCLUDES CURRENT YEAR ACCRUALS FOR DEFERRED COMPENSATION WHICH IS CONTINGENT UPON MEETING SPECIFIED REQUIREMENTS, AND COULD BE PAYABLE IN THE FUTURE. (SEE PART I, 4B. FOR E. FUTTER, $200,000; FOR M. NOVACEK, $76,347; FOR L. GUGENHEIM, $41,132; FOR G. SINGER, $48,093; FOR E. GALLAGHER $16,797.) PART II COLUMN D ALL AMOUNTS ARE FOR EITHER INDIVIDUAL OR FAMILY MEDICAL BENEFITS AND OTHER INSURANCE BENEFITS. FOR E. FUTTER IT ALSO INCLUDES THE VALUE OF MUSEUM OWNED HOUSING WHERE THE PRESIDENT IS REQUIRED TO RESIDE FOR THE CONVENIENCE OF THE MUSEUM (SEE PART 1, 1A). PART I, QUESTION 1A THE MUSEUM PAID FOR INTERNATIONAL AIRFARE AT FIRST CLASS FOR ONE GROUP TRIP BY THREE STAFF MEMBERS AND TWO TRIPS BY SCIENTISTS. A TRUST FOR CULTURAL RESOURCES SERIES 2004A 911882413 649717NA9 2004-06-03 49250000 REFUND ISSUES 1999A false false false B TRUST FOR CULTURAL RESOURCES SERIES 2008A1 911882413 649717NR2 2008-06-24 39290000 REFUND ISSUES 2004B, 2004C & 2007A false false false C TRUST FOR CULTURAL RESOURCES SERIES 2008A2 911882413 649717NS0 2008-06-24 39290000 REFUND ISSUES 2004B, 2004C & 2007A false false false D TRUST FOR CULTURAL RESOURCES SERIES 2008B3 911882413 649717NV3 2008-06-24 21335000 REFUND ISSUES 2004B, 2004C & 2007A false false false A 49145000 0 48831579 0 0 0 349973 546119 0 0 47935487 0 2004 false true true true B 0 0 39290000 0 0 0 291986 1394 0 0 38996620 0 2008 true false true true C 0 0 39290000 0 0 0 291986 1394 0 0 38996620 0 2008 true false true true D 4755000 0 21335000 0 0 0 158552 757 0 0 21175691 0 2008 true false true true A 0 true B 0 true C 0 true D 0 true A false true false false 0 false 0 false true B false true true true BANK OF AMERICA 12.75 false false false 0 false true C false true true true BANK OF AMERICA 12.75 false false false 0 false true D false true true true MORGAN STANLEY 30. false false false 0 false true A true B true C true D true Part III Section is left blank as all of these bonds were used to refund bonds issued before January 1, 2003. Part IV, 2C Series 2004A rebate computation was performed on August 31,2009. A TRUST FOR CULTURAL RESOURCES SERIES 2009A 911882413 649717QD0 2009-07-10 17940000 REFUND ISSUES 1993A false false false B TRUST FOR CULTURAL RESOURCES SERIES 2014A 911882413 649717SW6 2014-06-05 49775000 REFUND ISSUES 2004A, 2008B1 & 2008 false false false C TRUST FOR CULTURAL RESOURCES SERIES 2014B1 911882413 649717SX4 2014-06-05 50225000 REFUND ISSUES 2004A, 2008B1 & 2008 false false false D TRUST FOR CULTURAL RESOURCES SERIES 2014B2 911882413 649717SQ9 2014-06-05 49490000 REFUND ISSUES 2004A, 2008B1 & 2008 false false false A 1200000 0 19638830 0 0 0 391163 0 0 0 19247667 0 2009 true false true true B 0 0 56304278 0 0 0 1172 0 0 0 56303106 0 2014 true false true true C 0 0 50225000 0 0 0 1046 0 0 0 50223954 0 2014 true false true true D 0 0 49490000 0 0 0 1030 0 0 0 49488970 0 2014 true false true true A 0 true B 0 true C 0 true D 0 true A false true false false 0 false 0 false true B false false false 0 false 0 false true C false true true SMBC CAPITAL MARKETS 10. false false false 0 false true D false false false 0 false 0 false true A true B true C true D true SERIES 2009A REBATE COMPUTATION WAS PERFORMED ON SEPTEMBER 02, 2014. DAVIDSON KEMPNER SEE SUPPLEMENTAL INFO 704536 MANAGEMENT FEE true JP MORGAN CHASE CO SEE SUPPLEMENTAL INFO 470826 CUSTODIAL, REMARKETING, CREDIT false PART IV THOMAS KEMPNER IS THE EXECUTIVE MANAGING MEMBER AND CO-FOUNDER OF DAVIDSON KEMPNER. THOMAS KEMPNER IS MARRIED TO A CURRENT TRUSTEE, KATHERYN KEMPNER. ELLEN V. FUTTER WAS A DIRECTOR OF J.P. MORGAN CHASE & CO. DURING FY2014. X 26 3996191 see supplemental inf X 120 X 3 false true false Part I Line 9 The revenue is valued based on the average of the market sale prices on the date of the contribution. Part I Line 23 The Museum received 120 contributions of scientific specimens, consisting of 514,501 items. Part I Line 24 The Museum received 3 contributions of archeological artifacts, consisting of 29 items. Part I Line 33 The Museum has extensive collections of specimens and artifacts that constitute a record of life on Earth. These valuable, and sometimes irreplaceable, collections have been acquired through field expeditions, contributions and purchases since the Museum's inception and represent one of the largest and most important natural history collections in the world. New collection areas include the Museum's frozen tissue collection of DNA and tissue samples as well as large scientific databases of genomic and astrophysical data. The collections provide a resource for scientists around the world, and grow significantly each year. In conformity with accounting policies generally followed by museums, the value of the Museum's collections is not reflected in the consolidated statement of financial position. The Museum's collections policy requires that the proceeds from the sale of collection items be used for acquisitions to the collections. If the assets used to purchase the collection items are from restricted funds, proceeds from the sale of those items are recorded as increases in temporarily restricted net assets in that fund until an acquisition is made. Part I, Question 1 The American Museum of Natural History (AMNH) is one of the world's preeminent scientific, educational, and cultural institutions. It is a complex and diverse organization that is renowned for its exhibitions and scientific collections of more than 33 million specimens and artifacts, which serve as a field guide to life on Earth and present a panorama of the world's cultures. Its 18 acre campus bordering Central Park, New York is a complex of 27 buildings that house 45 exhibition halls; a Planetarium; a Graduate School conferring the Ph.D. in comparative biology, the only U.S. museum authorized to do so; a specialized natural history library; an institute of scientific research in comparative genomics; a center for conservation training; and education facilities that offer the Master of Arts in teaching and professional development for some 4,000 teachers annually. It is also one of the largest and most visited museums in New York with approximately 5 million visitors annually. The Museum was founded as a nonprofit, educational corporation in 1869 by a special act of the Legislature of the State of New York. It is located in the Theodore Roosevelt Park in the Manhattan borough of New York City, the largest city in the United States with a growing and diverse population of 8.4 million and the highest tourism of any city in the United States. Since its founding in 1869, the Museum has advanced its global mission to discover, interpret, and disseminate information about human cultures, the natural world, and the universe through a wide-ranging program of scientific research, education, and exhibition. The Museum's scientific research, educational programs and exhibitions operate under the auspices of the Board of Regents of the State of New York. AMNH has a staff of approximately 200 full-time curators, faculty and post-docs who conduct research in cutting edge facilities on-site from over 100 global field expeditions a year and publish their research in peer-reviewed journals. The research is supported by several federal agencies including the National Science Foundation and the National Aeronautics and Space Administration among others. AMNH education programs deliver professional development programs to over 4,000 K-12 science teachers each year and its new massive open on-line courses for teacher education have enrolled over 50,000 U.S. and international students. After-hours public programs provide the community with access to scientists from research institutes and universities located in the United States and around the world who present their current work and discuss new discoveries and emerging issues in their fields. Early childhood programs are offered to families and provide hands-on experiences in science exploration. AMNH also produces and distributes educational resource materials for use in classrooms, libraries and community organizations to support science teaching and learning in New York City and State and throughout the United States and internationally via digital media. AMNH has 45 permanent exhibition halls that are open to the public 363 days a year with attendance of about 5 million annually, including approximately 500,000 students and teachers. Many millions more visit on-line. AMNH maintains a robust schedule of special exhibitions and planetarium shows that open in New York and then travel to other U.S. and international venues. OVERVIEW AND FY2014 HIGHLIGHTS SCIENCE The Museum's science and research endeavors remain at the core of the Museum's work, and Museum scientific staff continued to make important new discoveries in FY2014 in fields such as anthropology, vertebrate zoology, invertebrate zoology, paleontology, physical sciences (including Earth and planetary sciences and astrophysics), genomics, and conservation biology. Scientific Research and Scholarship Since its founding, the Museum has pursued a comprehensive scientific research program to explore and advance understanding of the biological, physical, and cultural world. This scientific enterprise also provides a foundation for the Museum's work in education and exhibitions. Together, these efforts help ensure that the Museum remains a world premier institution for 21st century discovery. The Museum's scientific staff, including tenured and tenure-track curators, conduct research in genomics, astrophysics, zoology, paleontology, earth and planetary sciences, and anthropology; publish their work in peer-reviewed journals; and obtain funding from various federal agencies, including the National Science Foundation, NASA, and the National Institutes of Health. The Museum's scientific work spans the globe, with researchers engaging in over 100 interdisciplinary expeditions for research and specimen/artifact collection in a variety of countries. This year saw the launch of the Museum's inaugural Explore 21 Expedition to the Solomon Islands, which took place in September 2013. This expedition was led by Curator Dr. John Sparks along with Assistant Curator Dr. Eunsoo Kim and Research Scientist Dr. Chris Filardi. The expedition was made possible with the generous support of the Dalio Foundation, which also provided the opportunity to use the Research Vessel Alucia. In keeping with the objectives of Explore 21, the Solomon Islands Expedition was an example of 21st Century cutting-edge exploration, equipped with some of the most advanced of today's technology for marine exploration, including submersibles outfitted with new high definition color cameras and specialized lighting. The team discovered new "creatures of light"-namely, biofluorescent and bioluminescent species-and thus achieved a better understanding of these luminous ecosystems, not only for fishes, but also marine invertebrates, such as the corals. Dr. Kim was also able to identify many new microbial species, some of which doubtless are key to the nutrient balance and sustainability of these marine ecosystems. Certain microbial species may also prove to exhibit chemical and metabolic pathways of great interest to studies in biomedicine, as in the case of naturally-occurring bioluminescence. The Solomons proved to be ideal for these prospects as virtually no one has explored their deep reefs and open-water. On-site, the Museum continues to develop large-scale databases housing detailed information on scientific collections and studies. These databases and the results contained therein provide new platforms for interactive research and support the Museum's ongoing efforts to further enhance its capacity to analyze complex biological systems. These discoveries and other Museum research continued to be conducted on-site and off-site at the New York Genome Center. The Museum maintains three molecular biological laboratories that provide workbenches and facilities on-site for more than 40 scientists and students conducting genomic research. For example, its Microscopy and Imaging Facility (MIF) provides research staff with time and training on advanced imaging technology, including a computed tomography scanner, two scanning electron microscopes, a laser scanning confocal microscope, specimen preparation instrumentation, and a digital image processing suite. The Museum's cross-disciplinary research centers include the Sackler Institute for Comparative Genomics (SICG), which employs molecular technology to extend the Museum's longstanding leadership in comparative biology to the genomic arena, and the Center for Biodiversity and Conservation (CBC), which uses applied science to help address the loss of biodiversity worldwide. The Museum continues its comparative genomics work with the New York Genome Center. The Center is a major metropolitan resource for the most advanced research in next-generation gene sequencing and serves the Museum as well as the city's most prominent universities and biomedical centers. In collaboration with other Genome Center institutions, the Museum is now doing whole genome sequencing of other key species. The scientific staff also continues to publish its work in peer-reviewed journals, with approximately 250 articles published in FY2014. The Museum continued to expand its research staff in FY2014 as well. In January 2014 the Museum was joined by two new Assistant Curators. Dr. Brian Smith is now working in the Department of Ornithology, Division of Vertebrate Zoology. His already substantial number of publications disclose his studies of the evolutionary origins, speciational history, and biogeography of birds. His research is also rooted in Next-Generation Gene Sequencing, and advancement integral to our Architecture of Life (ArcLife) initiative. Dr. Melanie Hopkins joined the Division of Paleontology. Her research, represented by a substantial number of publications, centers on examining rates of evolutionary change in the fossil record, with particular focus on trilobites, the fossil sea creatures with hard segments, many appendages and head shields. In the Fall PART VI, SECTION A, QUESTION 2 TRUSTEE RICHARD GILDER AND TRUSTEE SHAIZA RIZAVI - BUSINESS RELATIONSHIP FORMER EX OFFICIO TRUSTEE VERONICA WHITE AND TRUSTEE VICTOR MARERRO - FAMILY RELATIONSHIP PART VI, SECTION B, QUESTION 11A THE RETURN IS INITIATED BY THE MUSEUM'S OFFICE OF THE CONTROLLER AND REVIEWED BY RELEVANT OFFICERS OF THE MUSEUM, INCLUDING ITS CHIEF FINANCIAL OFFICER AND ITS LEGAL COUNSEL, AND THEN PREPARED AND FILED BY GRANT THORNTON, AN INDEPENDENT ACCOUNTING FIRM. THE RETURN IS MADE AVAILABLE TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. PART VI, SECTION B, QUESTION 12C THE MUSEUM ANNUALLY DISTRIBUTES TO ITS TRUSTEES THE MUSEUM'S CODE OF ETHICAL PRACTICES AS WELL AS THE MUSEUM'S CONFLICT OF INTEREST POLICY, WHICH IS LOCATED IN ITS GOVERNANCE POLICY. THE MUSEUM HAS SPECIFIC CONFLICTS POLICIES IN ITS INVESTMENT POLICY, AS WELL AS ITS PURCHASING MANUAL AND NOTIFIES ALL SUPPLIERS OF THE CONFLICT OF INTEREST POLICIES IN ITS SUPPLIER AUTHORIZATION SUBMITTAL AND IN STANDARD SUPPLIER AGREEMENTS. THE MUSEUM'S EMPLOYEE HANDBOOK AND CODE OF ETHICAL PRACTICES INCLUDE THE CONFLICTS POLICY FOR EMPLOYEES AND APPOINTS AN ETHICS OFFICER TO ADVISE AND CONSULT WITH EMPLOYEES WHO HAVE ANY RELATED ETHICS QUESTIONS. ON AN ANNUAL BASIS, THE MUSEUM REQUIRES ITS TRUSTEES, OFFICERS AND KEY EMPLOYEES TO DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT OF INTEREST. THESE INDIVIDUALS ARE ADVISED TO BRING ANY AND ALL DUALITY OF INTERESTS TO THE ATTENTION OF THE GENERAL COUNSEL OR THE ASSISTANT SECRETARY, WHO IN TURN BRING THEM TO THE ATTENTION OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, IF NECESSARY. PART VI, SECTION B, QUESTION 15 THE MUSEUM'S PROCESS FOR DETERMINING COMPENSATION OF THE PRESIDENT AND OFFICERS OF THE MUSEUM INCLUDES 1) GUIDANCE BY INDEPENDENT OUTSIDE LEGAL COUNSEL, 2) PRESENTATION OF COMPARABILITY DATA BY AN INDEPENDENT OUTSIDE COMPENSATION CONSULTANT, UPDATED EVERY OTHER YEAR, AND 3) CONSIDERATION AND APPROVAL BY THE INDEPENDENT EXECUTIVE COMPENSATION COMMITTEE AND THE INDEPENDENT OFFICERS COMMITTEE OF THE BOARD OF TRUSTEES. PART VI, SECTION C, QUESTION 19 THE MUSEUM MAKES ITS GOVERNANCE POLICY, WHICH INCLUDES A CONFLICT OF INTEREST POLICY, AS WELL AS THE MUSEUM'S AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE MUSEUM'S WEBSITE, LOCATED AT WWW.AMNH.ORG/ABOUT. PART XI, QUESTION 9 CHANGE IN VALUE OF INTEREST RATE EXCHANGE AND CAP AGREEMENTS OF $512,004, less OTHER PENSION RELATED ACTIVITIES OF $7,692,662 and less THE WRITE-OFF OF BOND ISSUANCE COSTS of $1,946,072 EQUALS $9,126,730. AMER MUS NATL HIST PLANETARIUM AUTHORITY CENTRAL PARK WEST AT 79TH STREET NEW YORK NY 10024 131628143 SEE PART VII NY 501(C)3 9 NA true false true false false false false false false false false true true false false false false false false false AMER MUS NATL HIST PLANETARIUM AUTHORITY B, K, 1407088 COST SCH R, PART II AMERICAN MUSEUM OF NATURAL HISTORY PLANETARIUM AUTHORITY'S PRIMARY ACTIVITY IS TO ENCOURAGE AND DEVELOP THE STUDY OF ASTRONOMICAL SCIENCE AND TO ADVANCE THE KNOWLEDGE OF KINDRED SUBJECTS.