2015-07-10T08:35:17-05:00 2014-08-31 131655065 LUTZ AND CARR CPAS LLP 300 EAST 42ND STREET NEW YORK NY 10017 990 2013-09-01 131844852 NEW YORK SHAKESPEARE FESTIVAL NEWY 2125398500 425 LAFAYETTE STREET NEW YORK NY 10003 RACHEL PIVNICK CHIEF FINANCIAL OFFICER 2125398500 2015-07-09 1 MICHAEL WALLACE P00881958 2126972299 2013 2016-02-25 16:41:14Z THE PUBLIC THEATER JOE'S PUB PATRICK WILLINGHAM 425 LAFAYETTE STREET NEW YORK NY 10003 39636788 0 X WWW.PUBLICTHEATER.ORG X 1954 NY THROUGH THE PUBLIC THEATER, SHAKESPEARE IN THE PARK AND JOE'S PUB, NYSF IS DEDICATED TO DEVELOPING AN AMERICAN THEATER THAT IS ACCESSIBLE AND RELEVANT TO ALL PEOPLE. 37 35 997 38 3558 2221 17031807 23983629 7121247 8639145 1368370 1313076 938412 1222661 26459836 35158511 0 0 0 0 15171841 17823299 241655 347141 2746595 12003881 12593562 27417377 30764002 -957541 4394509 44086829 47442978 7271029 5517330 36815800 41925648 X AS THE NATION'S FOREMOST PRODUCER OF SHAKESPEARE AND NEW WORK, THE PUBLIC THEATER IS DEDICATED TO ACHIEVING ARTISTIC EXCELLENCE WHILE DEVELOPING AN AMERICAN THEATER THAT IS ACCESSIBLE AND RELEVANT TO ALL PEOPLE THROUGH PRODUCTIONS OF CHALLENGING NEW PLAYS, MUSICALS AND INNOVATIVE STAGINGS OF THE CLASSICS. 0 0 15045448 5405013 DOWNTOWN SEASON:THE PUBLIC THEATER'S 2013-2014 SEASON INCLUDED OVER 400 PERFORMANCES IN ALL FIVE THEATERS. FIVE PLAYS RECEIVED THEIR WORLD PREMIERE -- MIKE DAISY'S "ALL THE FACES OF THE MOON"; ELEVATOR REPAIR SERVICE'S "ARGUENDO"; JEANINE TESORI AND LISA KRON'S "FUN HOME" AND SCOTT Z. BURNS' "THE LIBRARY." WITH TFANA, THE PUBLIC REVIVED WALLACE SHAWN'S "GRASSES OF A THOUSAND COLORS", DIRECTED BY ANDRE GREGORY.(CONTINUED ON SCHEDULE O)OTHER SHOWS INCLUDED THE FOUNDRY THEATRE'S CO-PRODUCTION OF BRECHT'S "GOOD PERSON OF SZECHWAN", THE CIVILIANS' "THE GREAT IMMENSITY"; WILLIAM SHAKESPEARE'S "ANTONY AND CLEOPATRA" AND TED SHEN'S "A SECOND CHANCE." THE FOURTH PLAY IN RICHARD NELSON'S "THE APPLE FAMILY PLAYS" WAS PREMIERED, CULMINATING IN A FOUR-PLAY ROTATION. MASTER WRITER CHAIR SUZAN-LORI PARKS' "FATHER COMES HOME FROM THE WARS" (PARTS 1, 2 & 3) WAS PRODUCED IN A LAB SETTING. WE CELEBRATED THE TENTH ANNIVERSARY OF THE UNDER THE RADAR FESTIVAL, A PLATFORM FOR US-BASED AND INTERNATIONAL DEVISED THEATER GROUPS.FUN HOME WAS CELEBRATED WITH NUMEROUS THEATRICAL AWARDS. 4604232 0 SHAKESPEARE IN THE PARK:THE 2014 FREE SHAKESPEARE IN THE PARK SEASON PRESENTED TWO PRODUCTIONS OVER NINE WEEKS OF PERFORMANCES, REACHING AN AUDIENCE OF APPROXIMATELY 100,000. "MUCH ADO ABOUT NOTHING" WAS DIRECTED BY JACK O'BRIEN IN HIS DELACORTE DEBUT AND FEATURED LILY RABE AND HAMISH LINKLATER AND "KING LEAR" WAS DIRECTED BY DANIEL SULLIVAN AND FEATURED JOHN LITHGOW.CONTINUING OUR LONG-HELD TRADITION, ALL SHAKESPEARE IN THE PARK TICKETS WERE FREE OF CHARGE AND DISTRIBUTED IN THE FIVE BOROUGHS. 3258781 2091823 JOE'S PUB:JOE'S PUB CONTINUES TO BE ONE OF NEW YORK CITY'S MOST CELEBRATED VENUES FOR EMERGING AND ESTABLISHED PERFORMANCE ARTISTS, PLAYING A VITAL ROLE IN OUR MISSION OF SUPPORTING YOUNG ARTISTS WHILE PROVIDING ESTABLISHED ARTISTS WITH AN INTIMATE SPACE TO PERFORM AND DEVELOP NEW WORK. THE DIVERSE ROSTER OF PROGRAMMING AT JOE'S PUB THROUGHOUT OUR 2013-14 SEASON INCLUDED TOP PERFORMERS FROM EVERY DISCIPLINE. THE SEASON, WHICH INCLUDED APPROXIMATELY 800 PERFORMANCES FOR OVER 100,000 AUDIENCE MEMBERS, ALSO MARKED THE SECOND YEAR OF NEW YORK VOICES, A NEW COMMISSIONED PERFORMANCE SERIES AT JOE'S PUB. 3733519 1378209 NEW WORK DEVELOPMENT AND ANCILLARY PROGRAMS-$2,273,403COMMUNITY PROGRAMS-1,460,116 3733519 1378209 26641980 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 561 0 997 1 1 1 0 0 0 0 1 1 0 0 0 0 X 37 35 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 NY CT NJ PA CA X DANIEL WILLIAMS DIRECTOR OF FINANCE 2125398500 425 LAFAYETTE STREET NEW YORK NY 10003 ARIELLE TEPPER MADOVER CHAIR 15.00 X X 0 0 0 PAT FILI-KRUSHEL VICE CHAIR 2.00 X X 0 0 0 JIM STEINBERG TREASURER 2.00 X X 0 0 0 GAIL MERRIFIELD PAPP SECRETARY 1.00 X X 0 0 0 PAUL J EUSTIS ARTISTIC DIRECTOR 40.00 X X 324866 0 52165 PATRICK WILLINGHAM EXECUTIVE DIRECTOR 40.00 X X 297775 0 28348 RENEE BEAUMONT BOARD MEMBER 1.00 X 0 0 0 ANDREA E BERNSTEIN BOARD MEMBER 1.00 X 0 0 0 ZACH BUCHWALD BOARD MEMBER 1.00 X 0 0 0 MARY SCHMIDT CAMPBELL BOARD MEMBER 1.00 X 0 0 0 GORDON J DAVIS ESQ BOARD MEMBER 1.00 X 0 0 0 ERIC ELLENBOGEN BOARD MEMBER 1.00 X 0 0 0 STEPHEN FEINBERG BOARD MEMBER 1.00 X 0 0 0 HILARY C FESHBACH BOARD MEMBER 1.00 X 0 0 0 TOM FINKELPEARL BOARD MEMBER 1.00 X 0 0 0 CANDIA FISHER BOARD MEMBER 1.00 X 0 0 0 FAITH GAY BOARD MEMBER 1.00 X 0 0 0 ANNE HATHAWAY BOARD MEMBER 1.00 X 0 0 0 KEVIN KLINE BOARD MEMBER 1.00 X 0 0 0 DEBBY LANDESMAN BOARD MEMBER 1.00 X 0 0 0 GRACE LYU-VOLCKHAUSEN BOARD MEMBER 1.00 X 0 0 0 BARBARA MANOCHERIAN BOARD MEMBER 1.00 X 0 0 0 HENRY MCGEE BOARD MEMBER 1.00 X 0 0 0 LISA GARCIA QUIROZ BOARD MEMBER 1.00 X 0 0 0 CHARLOTTE RELYEA BOARD MEMBER 1.00 X 0 0 0 WENDI ROSE BOARD MEMBER 1.00 X 0 0 0 LIZANNE ROSENSTEIN BOARD MEMBER 1.00 X 0 0 0 MARK ROSENTHAL BOARD MEMBER 1.00 X 0 0 0 LIEV SCHREIBER BOARD MEMBER 1.00 X 0 0 0 ALEXANDRA SHIVA BOARD MEMBER 1.00 X 0 0 0 ANDREW SHIVA BOARD MEMBER 1.00 X 0 0 0 TOM SLAUGHTER BOARD MEMBER 1.00 X 0 0 0 WARREN SPECTOR BOARD MEMBER 1.00 X 0 0 0 STEVEN TAUB BOARD MEMBER 1.00 X 0 0 0 TERESA TSAI BOARD MEMBER 1.00 X 0 0 0 ROBIN WAGNER BOARD MEMBER 1.00 X 0 0 0 SAM WATERSTON BOARD MEMBER 1.00 X 0 0 0 AUDREY WILF BOARD MEMBER 1.00 X 0 0 0 FRANCES WILKINSON BOARD MEMBER 1.00 X 0 0 0 ANNE CLARKE WOLFF BOARD MEMBER 1.00 X 0 0 0 RACHEL PIVNICK CHIEF FINANCIAL OFFICER 40.00 X 97708 0 8043 JILL GARLAND SENIOR DIRECTOR OF DEVELOPMENT 40.00 X 171672 0 32244 RUTH STERNBERG PRODUCTION EXECUTIVE 40.00 X 163136 0 42232 THOMAS MCCANN SENIOR DIRECTOR OF MARKETING 40.00 X 148955 0 13228 MANDY HACKETT ASSOCIATE ARTISTIC DIRECTOR 40.00 X 141125 0 31239 MARIA GOYANES ASSOCIATE PRODUCER 40.00 X 123775 0 14867 SUZAN-LORI PARKS MASTER WRITER CHAIR 40.00 X 113497 0 26727 DAVID WHARTON DIRECTOR OF I.T. 40.00 X 102446 0 407 1684955 0 249500 9 0 1 0 WESTERMAN CONSTRUCTION CO INC 80 8TH AVE NEW YORK NY 10011 CONSTRUCTION GENERAL CONTRACTOR 3670930 STEERPIKE PRODUCTIONS LLC 250 WEST 57TH STREET NEW YORK NY 10107 ARTIST PERFORMANCE FEE 900000 PRODUCTION RESOURCE GROUP LLC PO BOX 5115 NEW YORK NY 10087 THEATRICAL EQUIPMENT RENTALS AND PURCHAS 609111 MASQUE SOUND & RECORDING CORP 21 EAST UNION AVE EAST RUTHERFORD NJ 07073 THEATRICAL EQUIPMENT RENTALS AND PURCHAS 488136 THE FOUNDRY THEATRE INC 140-142 SECOND AVE STE 405 NEW YORK NY 10003 THEATER COMPANY 251626 18 3208994 1478561 19296074 148213 23983629 BOX OFFICE INCOME 711110 7035658 7035658 CO-PRODUCTION FEES, ENHANCEMENT I 900099 1426005 1426005 WORKSHOPS/EVENTS 900099 127907 127907 TUITION INCOME 611710 49575 49575 8639145 216114 3558 212556 252488 252488 687405 0 687405 687405 687405 4446130 3349168 1096962 1096962 1096962 1129109 3208994 1129109 0 46868 0 46868 46868 MISCELLANEOUS INCOME 900099 235900 235900 235900 35158511 8875045 3558 2296279 X 1312954 599827 497957 215170 12975917 11692871 266052 1016994 736087 651661 31308 53118 1199652 1085961 18929 94762 1598689 1382475 80232 135982 19229 19229 85328 68480 16848 79000 79000 347141 347141 3386875 3386875 720232 588039 132193 1111385 837426 155022 118937 257630 256984 646 705774 701814 861 3099 703467 638267 9393 55807 47936 28748 6568 12620 803380 696568 37739 69073 163420 66790 45274 51356 PRODUCTION COSTS 3400357 3338405 5599 56353 MISCELLANEOUS 1109549 620789 124645 364115 30764002 26641980 1375427 2746595 1784115 1239907 260204 261492 6362308 8661734 815673 600763 819823 649321 18088392 4505162 13313321 13583230 9470833 12508103 9078423 7571393 2182129 2367035 44086829 47442978 1388045 1727124 2190663 990729 3000000 1930000 692321 869477 7271029 5517330 X 1800630 2166140 19593525 24337863 15421645 15421645 36815800 41925648 44086829 47442978 X 4394509 1066866 -351527 X 0 1 X 1 0 X 13509910 17433746 20043794 17031807 23983629 92002886 13509910 17433746 20043794 17031807 23983629 92002886 4379019 87623867 775547 1034530 785319 975357 1152449 4723202 1444 1529 1488 2221 6682 262369 118558 104887 561303 282768 1329885 98062655 34254702 0.89350 0.88370 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 18509281 2346098 -848341 20007038 17233026 2175086 -898831 18509281 17302565 836157 -905696 17233026 17173342 1291633 -1162410 17302565 16296557 1809950 -933165 17173342 0.00000 0.77080 0.22920 0 0 14896525 2479306 12417219 1079024 887074 191950 2112843 1138782 974061 13583230 CANYON VALUE REALIZATION FUND (CAYMAN) LTD. 2166000 F TACONIC OPPORTUNITY OFFSHORE FUND 2106525 F HCP PRIVATE EQUITY FUND III (CAYMAN), L.P. 365927 F HCP REAL ASSETS FUND II, L.P. 251433 F HCP VARDE FUND IX INVESTORS, L.P. 665854 F WATERSHED CAPITAL INSTITUTIONAL PARTNERS, L.P. 94797 F FIR TREE INTERNATIONAL 1920857 F 7571393 ACCRUED PENSION LIABILITY 869477 869477 X PART V, LINE 4: INCOME FROM THE ENDOWMENTS IS USED TO SUPPORT THE ARTISTIC AND OPERATIONAL ACTIVITIES OF THE ORGANIZATION. PART X, LINE 2: MANAGEMENT HAS EVALUATED ALL INCOME TAX POSITIONS AND CONCLUDED THAT NO DISCLOSURES RELATING TO UNCERTAIN TAX POSITIONS WERE REQUIRED IN THE FINANCIAL STATEMENTS. X X X X X X X 1 ROSE POLIDORO ENTERPRISES INC 215 EAST 68TH STREET - SUITE 6J NEW YORK NY 10021 CORPORATE FUNDRAISING CONSULTING 0 570000 114750 455250 SD&A TELESERVICES INC 5757 W CENTURY BLVD STE 300 LOS ANGELES CA 90045 TELEFUNDRAISING 0 325295 77391 247904 GURA ASSOCIATES LTD 505 WEST END AVENUE NEW YORK NY 10024 MAJOR GIFT CONSULTING 0 0 155000 0 895295 347141 703154 NY CT NJ PA CA ANNUAL GALA 2203863 2001265 202598 41436 154521 6641 BENEFIT CONCERT 2134240 1207729 926511 926511 4338103 3208994 1129109 41436 154521 933152 1129109 0 X X X X X 0 0 0 0 0 0 0 0 0 PAUL J EUSTIS ARTISTIC DIRECTOR 323526 0 0 0 1340 0 17181 0 34984 0 377031 0 0 0 PATRICK WILLINGHAM EXECUTIVE DIRECTOR 297308 0 0 0 467 0 6177 0 22171 0 326123 0 0 0 JILL GARLAND SENIOR DIRECTOR OF DEVELOPMENT 170995 0 0 0 677 0 9580 0 22664 0 203916 0 0 0 RUTH STERNBERG PRODUCTION EXECUTIVE 162446 0 0 0 690 0 21861 0 20371 0 205368 0 0 0 THOMAS MCCANN SENIOR DIRECTOR OF MARKETING 148655 0 0 0 300 0 2492 0 10736 0 162183 0 0 0 MANDY HACKETT ASSOCIATE ARTISTIC DIRECTOR 140840 0 0 0 285 0 5076 0 26163 0 172364 0 0 0 X 16 148213 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 THE ORGANIZATION HAS AN EXECUTIVE COMMITTEE CONSISTING OF THE CHAIR, OTHER OFFICERS OF THE BOARD, THE CHAIRS OF THE AUDIT, FINANCE AND NOMINATING COMMITTEES, AND SUCH ADDITIONAL TRUSTEES AS MAY BE ELECTED BY THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL THE POWERS OF THE BOARD PERMITTED BY LAW WHEN THE BOARD IS NOT IN SESSION, EXCEPT FOR CERTAIN SPECIFIC MATTERS PURSUANT TO THE ORGANZIATION'S BY-LAWS. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES ALEXANDRA SHIVA AND ANDREW SHIVA - FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 MANAGEMENT (INCLUDING BUT NOT LIMITED TO THE EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER) REVIEWS THE FORM 990 WITH THE CHAIR, TREASURER AND AUDIT COMMITTEE BEFORE SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C THE AUDIT COMMITTEE OR ITS CHAIR EVALUATES THE DISCLOSURES TO DETERMINE WHETHER THEY INVOLVE MATERIAL CONFLICTS AND MAKES A RECOMMENDATION. INTERESTED BOARD MEMBERS RECUSE THEMSELVES FROM DISCUSSION AND VOTING RELATING TO ANY CONFLICTED MATTER. HOWEVER, AS A MEMBER OF THE BOARD OR COMMITTEE, THE INTERESTED BOARD MEMBER MAY BE COUNTED IN DETERMINING THE ESTABLISHMENT OF THE QUORUM AT SUCH A MEETING. AT THIS TIME, ONLY THE TRUSTEES ARE REQUIRED TO DISCLOSE. A POLICY IS BEING DRAFTED TO REQUIRE THE SAME OF OFFICERS AND KEY EMPLOYEES. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE CONTRACTS WERE NOT UP FOR RENEWAL DURING THIS FISCAL YEAR. THE ARTISTIC DIRECTOR'S CONTRACT WAS RENEWED IN JULY 2012 AND RUNS THROUGH 2015 AND THE EXECUTIVE DIRECTOR WAS HIRED IN NOVEMBER 2011 WITH A THREE-YEAR-CONTRACT. THE EXECUTIVE COMMITTEE INITIATES THE PROCESS FOR SALARY REVIEW BY ASKING FOR A REPORT FROM AN INDEPENDENT CONSULTANT WITH COMPARATIVE DATA FROM PEER CULTURAL INSTITUTIONS IN BUDGET AND PROGRAM SIZE IN NEW YORK CITY AND ACROSS THE COUNTRY. USING THIS DATA, THE COMMITTEE DETERMINES A COMPARABLE COMPENSATION LEVEL. FOR THE KEY POSITIONS OF PRODUCTION EXECUTIVE, SENIOR DIRECTOR OF DEVELOPMENT, CHIEF FINANCIAL OFFICER AND SENIOR DIRECTOR OF MARKETING, THE HUMAN RESOURCES DIRECTOR GARNERS INFORMATION USING COMPARATIVE DATA FROM SIMILARLY-SIZED, NONPROFIT ARTS INSTITUTIONS. THE INFORMATION IS CULLED FROM FORM 990S AND FROM INDUSTRY SURVEYS. USING THIS DATA, THE EXECUTIVE DIRECTOR AND HR DIRECTOR DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G ARTISTIC AND CONSULTING FEES: PROGRAM SERVICE EXPENSES 3,386,875. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,386,875. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN PERIODIC PENSION COST -351,527. FORM 990, PART VI, LINE 16A-JOINT VENTURE THE ORGANIZATION'S WHOLLY-OWNED SUBSIDIARY, PUBLIC THEATER PRODUCTIONS, INC., PARTICIPATED IN CO-PRODUCTIONS AS A MANAGING MEMBER OF TWO ENTITIES TAXABLE AS PARTNERSHIPS (SEE SCHEDULE R, PART III) FORMED TO UNDERTAKE COMMERICAL THEATRICAL PRODUCTIONS OF SHOWS ORIGINALLY PRODUCED BY THE NEW YORK SHAKESPEARE FESTIVAL. AQUARIUS BROADWAY LLC 234 WEST 44TH STREET 800 NEW YORK NY 10036 264049932 THEATRICAL PRODUCTION NY PUBLIC THEATER PRODUCTIONS UNRELATED 16798 38570 0 1 0.15860 POPULISM YEA YEA LLC 234 WEST 44TH STREET 800 NEW YORK NY 10036 134078712 THEATRICAL PRODUCTION NY PUBLIC THEATER PRODUCTIONS UNRELATED 2175 8427 0 1 0.12850 PUBLIC THEATER PRODUCTIONS 425 LAFAYETTE STREET NEW YORK NY 10003 263803813 COMMERCIAL THEATER CO-PRODUCTIONS NY N/A C 24932 2800 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 PUBLIC THEATER PRODUCTIONS INC - SEE SCHEDULE O A 3558 AMOUNT OF CASH TRANSFERRED