2015-01-29T17:05:48-07:00 2014-06-30 990 2013-07-01 911148123 MERCY CORPS MERC 5038965000 45 SW ANKENY STREET PORTLAND OR 97204 Beth deHamel Chief Financial Officer 5038965000 2015-01-30 2013 2016-02-25 16:41:14Z Beth deHamel 45 SW Ankeny Street Portland OR 97204 277250446 0 X WWW.MERCYCORPS.ORG X 1981 WA Mercy Corps helps families meet urgent needs after disasters, then quickly helps them move from relief to recovery, and ultimately resilience. 19 18 472 129 0 0 235483191 274851012 320906 320228 257621 -41722 205425 322134 236267143 275451652 69513590 66576409 0 0 73307541 83180640 347325 691595 14791448 97761161 128070496 240929617 278519140 -4662474 -3067488 130391939 135921181 62184856 69089198 68207083 66831983 When a natural disaster strikes, an economy collapses or conflict erupts, Mercy Corps quickly meets families' urgent needs for food water, and shelter. We stay beyond the emergency, connecting families with the resources they need to move toward resilience. We improved 42.5 million lives in Africa, SE Asia, the Middle East, Eastern Europe, and Central America. 0 0 86328866 14185932 -7163 Humanitarian assistance-relief: Mercy Corps met urgent, daily needs of millions of people affected by natural and man-made emergencies in Iraq, Gaza, the Philippines, South Sudan, Central African Republic and China. Mercy Corps also provided lifesaving assistance to 2.5 million people affected by the Syrian conflict, including refugee and host families in Jordan, Lebanon and Turkey. Mercy Corps focused our efforts on communities that received little or no aid and hired locals to help us reach people in remote areas with the most urgent, life-saving supplies. We delivered healthy food and clean water, shelter and clothing, and safe spaces for children. When possible, we provided emergency cash vouchers so families could purchase essential goods from local markets. 49048842 13997898 262740 Livelihood/economic development: Mercy Corps protected livelihoods and increased incomes for millions of poor people around the world so they can better support themselves, their families and communities. We helped remote farmers grow more and better food by training them in better methods of preparing and maintaining land during flooding and drought, improving crop storage, and vaccinating animal herds. Mercy Corps' seven microfinance institutions provided loans and business expertise to more than 260,000 entrepreneurs to start or expand small businesses or farming activities so they can earn more income to better support their families. Our work with informal village savings and loan groups boosted the incomes, financial skills and perceived role of women in thousands of communities. 46484830 19047778 59338 Civil society & Education: To strengthen civil society and promote good local governance, Mercy Corps focused efforts on the next generation of leaders. We prepared nearly 3 million young people in tough, transitional environments with job and life skills so they can choose and build a productive future for themselves and their communities. We helped youth stay in school or catch up with their peers; learn leadership and financial literacy skills; get support to start small businesses; and discover alternatives to violent groups. We paid particular attention to girls, helping them gain the skills and community support to earn income that they can reinvest in their families and communities. 15822428 5556713 -22260 Humanitarian assistance-recovery: Mercy Corps stayed beyond disasters to help people survive, recover and ultimately thrive. We strengthened local communities' ability to peacefully resolve conflicts that arise over scarce resources such as water, housing, jobs and basic social services to avoid future crises. We built and reinforced local markets to connect families with the food, goods and services they need, and to increase local incomes. We also protected families against the next disaster by building preparedness plans for flooding and other natural disasters; training community volunteers in preparation and response; and built early warning systems in partnership with farmers, village councils and local business. 33678154 13788088 -13862 Health: Mercy Corps improved the health of 1.3 million people worldwide through public health programs, including vaccinations, immunizations, training videos, support groups, maternal care, infectious disease prevention and treatment, and extensive training in vital community health care services such as nutrition, midwifery, hygiene and child care. Mercy Corps increased access to safe water around the world by trucking in emergency water during droughts, rebuilt wells in remote villages, and built large water infrastructure so clean water will flow for years to come. We also helped people learn proper sanitation, improved water distribution and irrigation, and strengthened communities' ability to protect themselves against flooding. 49500582 19344801 -36122 231363120 1 1 0 1 0 0 0 0 1 0 1 0 1 1 1 1 0 1 0 1 1 1 1 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 0 1 X 170 0 0 472 1 0 1 AF BM CE CG CH CO CT EG ET GG GT HA ID IN IZ JO KE KG KN KU KV LE LI LY MG ML MO NG NI NP OD PK RP SO SU SY TI TS TT TU UG YM ZI 0 0 0 1 1 0 0 0 0 X 19 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NY OH OK OR PA RI SC TN UT VA WA WI WV X X Mercy Corps Attn Donna Rocco 5038965000 45 SW Ankeny Street Portland OR 97204 Scott Brown Board Member 3 0 X 0 0 0 Ryan Clark Crocker Board Member 2 0 X 0 0 0 He Daofeng Board Member 1 0 X 0 0 0 Gun Denhart Board Member 5 0 X 0 0 0 Jock Encombe Board Member 10 0 X 0 0 0 Mark Gordon Board Member 3 0 X 0 0 0 Allen Grossman Chair 5 0 X X 0 0 0 Lucy Helm Board Member 1 0 X 0 0 0 Gisel Kordestani Board Member 2 0 X 0 0 0 Ned Lamont Board Member 1 0 X 0 0 0 Gayle Lemmon Board Member 1 0 X 0 0 0 Rick Little Board Member 1 0 X 0 0 0 Mike Maerz Board Member 12 0 X 0 0 0 David Mahoney Board Member 4 0 X 0 0 0 Linda Mason Board Member 2 0 X 0 0 0 Robert D Newell Treasurer 10 0 X X 0 0 0 Hank Vigil Board Member 1 0 X 0 0 0 Melissa Waggener-Zorkin Board Member 3 0 X 0 0 0 Neal Keny-Guyer Chief Executive Officer 40 1 X X 392316 0 47668 Beth deHamel Chief Financial Officer 40 1 X 180599 0 34562 Barnes Ellis Corp Secretary & Gen Counsel 40 1 X 106544 0 30181 Craig Redmond Senior Vice President - Programs 40 0 X 196904 0 44115 Jeremy Barnicle Chief Development & Communications Officer 40 0 X 176193 0 43235 Paul Hart SVP for Global Partnerships and Alliances 40 0 X 161805 0 34040 Steve Zimmerman VP Social Innovation 40 0 X 147707 0 12240 Andrea Koppel-Pollack VP Global Engagement and Policy 40 0 X 179328 0 43509 Sarah Mignon Mazique Executive Counselor 40 2 X 159103 0 33846 Jeremiah Centrella Assistant Corp. Secretary 40 1 X 104665 0 30373 Josh Drake Assistant Corp. Secretary (through July 31, 2013) 40 0 X 50546 0 6758 Wasana Punyasena Assistant Corp. Secretary 40 0 X 14479 0 5524 Randolph Martin Director of Partnership Developmet-East Asia 40 0 X 235886 0 18881 Robert Maroni Country Director 40 0 X 194516 0 16730 Stuart Willcuts Chief of Party-PCAP 40 0 X 179557 0 11951 Stephen Mitchell Vice President-Financial Services 40 1 X 175571 0 31602 Joshua DeWald Regional Program Director 40 0 X 172983 0 17019 2828702 0 462234 62 1 1 0 Thompson Habib & Denison Inc 80 Hayden Avenue Suite 300 Lexington MA 02421 Consulting direct marketing 533500 Kimetrica LLC 2020 Pennsylvania Ave NW Suite 715 Washington DC 20006 Monitoring and evaluation 532582 Siegelvision Corporation Penthouse 9 East 40th Street New York NY 10016 Brand Consulting 423750 Dayspring Technologies 1224 Fairfax Avenue San Francisco CA 94124 Platform design 352493 KPMG LLP Dept 0771 PO Box 120001 Dalla TX 75312 Audit Services 269868 9 0 0 232000 0 193439725 81179287 13865603 274851012 Program Activity Revenue 900000 169667 169667 0 0 Loan Interest and Fees 525990 150561 150561 0 0 0 0 0 0 320228 147085 0 0 147085 0 0 0 0 0 0 0 0 136857 0 0 0 136857 0 136857 50524 0 86333 1487725 36013 1459676 252869 28049 -216856 -188807 -205311 0 16504 33900 232000 86249 -52349 0 -52349 0 0 0 0 0 0 16655 0 16655 16655 0 0 Settlement and write off 900099 96697 96697 0 0 124274 0 0 124274 220971 275451652 278793 0 321847 0 0 0 0 66576409 66576409 0 0 2004030 0 1749577 254453 0 0 0 0 55744676 38863995 13090069 3790612 2042209 1185882 663492 192835 19928704 14402325 4361842 1164537 3461021 2009766 1124450 326805 0 0 0 0 278990 208754 54717 15519 353606 108426 245180 0 0 0 0 0 691595 691595 0 0 0 0 6258047 3364251 1592114 1301682 0 0 0 0 11187989 5800659 1638046 3749284 0 0 0 0 0 0 0 0 6205688 3742869 2042452 420367 15814045 11031747 4215531 566767 0 0 0 0 0 0 0 0 1768 1121 567 80 0 0 0 0 2523832 2060505 427432 35895 0 0 0 0 Consumable supplies 47900845 47889307 11538 0 Construction 12110383 12110383 0 0 Training, Monitoring and Evaluation 11896794 11581071 231331 84392 Other Contractual Services 8061917 8015154 44932 1831 5476592 2410496 871302 2194794 278519140 231363120 32364572 14791448 19292131 16235696 34716202 38820002 14525399 20641678 0 0 0 0 0 0 0 400000 7502579 5832948 4439940 5640858 19771005 12277717 8376168 7493288 3871453 4621201 4213732 4213732 18921711 18869818 0 0 14532624 13151960 130391939 135921181 24062849 31038260 0 0 37388196 37384521 0 0 13665 13952 0 0 323826 306311 0 0 396320 346154 62184856 69089198 X 47993146 45832392 20213937 20999591 0 0 68207083 66831983 130391939 135921181 -3067488 1692388 0 0 0 0 X 0 1 X 1 1 1 X 237872770 266415064 231572182 235483191 274851012 1246194219 0 0 0 0 0 0 0 0 0 0 0 0 237872770 266415064 231572182 235483191 274851012 1246194219 7011281 1239182938 73396 231231 312929 305268 233418 1156242 20714 1008 0 0 0 21722 4767011 477992 47275 124433 124274 5540985 1252913168 4856250 0.98904 0.99370 X Schedule A, Part II, Line 10 PART II, Line 10: Year 2009 From Part VIII, Line 11A $2,301 Portion Not UBI, 11B Deferred Developer Fee $3,610,000, LINE 11C Miscellaneous $210,595, Line 11D Other $944,115; Year 2010 From Part VIII, Line 11A $1,008 Microvest LLP, Line 11B $277,159 Currency Exchange Gain, Line 11C Miscellaneous $200,833; Year 2011 From Part VIII, Line 11C $1,423 Microvest LLP, 11D (Column D) Other $45,852; Year 2012 Line 11D Other $124,433; Year 2013 Line 11D (Column D) Other $124,274 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4901 20921 25822 278579567 278605389 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 1700 13775 30319 25822 71616 250000 250000 250000 250000 1000000 1500000 0 1826 430 4901 7157 0 1 X 0 1252906 1252906 0 3000176 1221580 1778596 0 0 0 0 0 0 0 0 0 15517923 11056137 4461786 7493288 MicroFinance activity 18327017 C Other investments 542801 C 18869818 Due to affiliates 13151960 13151960 0 Charitable Gift Annuities 346154 346154 X 277532155 1692388 438640 0 0 2131028 275401127 0 50525 50525 275451652 278907255 438640 0 0 -50525 388115 278519140 0 0 0 278519140 Schedule D, Part IV, Line 2b Mercy Corps is a custodial agent of donations received by Mercy Corps on behalf of a trust created for the benefit of a woman in Pakistan. The funds received are for her use and recorded as a liability on Mercy Corps book. Schedule D, Part X, Line 2 Schedule D, Part X- FIN 48 Disclosure: Mercy Corps has been granted tax-exempt status under Section 501(c)(3) of the Internal Revenue Code and corresponding sections of the State of Washington provisions as a publicly supported Organization, which is not a private foundation. Accounting principles generally accepted in the United Sates of America require Mercy Corps' management to evaluate tax positions taken by Mercy Corps and recognize a tax liability (or asset) if Mercy Corps has taken uncertain position that more likely than not would not be sustained upon examination by the IRS. Management has analyzed tax positions taken by Mercy Corps and has concluded that as of June 30, 2014, there are no uncertain positions taken or expected to be taken that would require recognition of liability (or asset) disclosure in the financial statements. Mercy Corps is subject to routine audits by taxing jurisdiction; however, there are currently no audits for any tax periods in progress. Mercy Corps' management believes it is no longer subject to income tax examinations for years prior to 2011. Schedule D, Part XI, Line 4b Reclassification of rent receipts from subsidiary out of expense $50,525. Schedule D, Part XII, Line 2d Reclassification of rent receipts from subsidiary out of expense to revenue $50,525. 1 Central America and the Caribbean 10 353 Program Services Help individuals to organize, receive specialized training & services, become aware of market opportunities, and overcome other development challenges and obstacles. Empower communities to create their own wealth and use it to achieve secure, just and productive communities. 13182171 East Asia and the Pacific 29 466 Program Services Pilot, inform and influence innovative local solutions to mitigate economic and social disparity with local partners. Support rural communities to mobilize resources to meet their economic and social needs. 16459057 Europe (including Iceland and Greenland) 4 97 Program Services Support local institutions (governmental and non-governmental) capacity to better serve multi-ethnic communities economically and socially. Provide programs focused on innovative economic development, sustainable resource management and citizen empowerment. 43486136 Middle East and North Africa 18 706 Program Services Strengthen community level mechanisms and capacity for citizen participation in local decision making, humanitarian interventions and sustainable development. Support society capacity to respond to humanitarian needs and contribute to regional stability and inclusive, sustainable economic growth. 72115695 Russia and the newly independent States 12 224 Program Services Nurture economic and civil society development at the community level while checking and/or reversing a slide toward more autocratic system of business and government. 4478116 South America 1 22 Program Services Consolidate the advances that have been made attending to the needs of the displaced population for emergency humanitarian assistance (1st phase), socio-economic stabilization (2nd phase) and expand these gains to include sustainable socio-economic development (3rd phase) in current geographical areas and new priority regions. 4427119 South Asia 13 426 Program Services Enable communities to improve their quality of life through strengthened sustainable livelihoods, improved public health knowledge, attitudes and behavior; increased responsive institutions and improved access to services. 6135431 Sub-Saharan Africa 50 1254 Program Services Facilitate and enhance the economic and social reintegration of displaced and returnee population through (A) teaching basic livelihoods, (B) promoting the adoption of alternative livelihoods in zones where traditional system are no longer viable, and (C) promoting inter/intra-clan/ethnic conflict mitigation, the continuing development of a civil society, and state building. 66225124 Central America and the Caribbean 0 0 Investments 210967 East Asia and the Pacific 0 0 Investments 5008275 Middle East and North Africa 0 0 Investments 43566 Russia and the newly independent States 0 0 Investments 13348742 South Asia 0 0 Investments 212693 137 3548 245333092 South America Reducing deforestation through environmental management and municipal engagement 852352 wire Sub-Saharan Africa Judicial assistance to victims 27431 Check Sub-Saharan Africa Access to clean water 42427 Check East Asia and the Pacific Local Partner Capacity Building and Population Study 45529 wire East Asia and the Pacific Health Education and Disaster Preparedness 38040 wire East Asia and the Pacific Accelerating economic recovery in disaster affected area 926473 wire East Asia and the Pacific Ensure affordable access to eye glasses everywhere 165073 wire South America Purchase of Seeds and Tools 194631 wire South America Stipends for Food, Hygiene Kits, kitchen kits and Bedroom kits 718231 wire Sub-Saharan Africa Support agricultural sector, social behavior change and nutrition 2585459 Wire Sub-Saharan Africa Agricultural section capacity nutrition, civil participation water supply and sanitation 42658 Wire Sub-Saharan Africa Economic recovery activities 26285 Wire Sub-Saharan Africa Water, Sanitation and Hygiene(WASH) 261003 Wire Sub-Saharan Africa hygiene promotion and integrated awareness IDP camps 12000 Wire Sub-Saharan Africa Capacity building training on natural resource Rehabilitation, training in food utilization, TOT training for health workers 188970 wire Sub-Saharan Africa Training of trainers on basic business skill and disability awareness and inclusion training 21310 wire Sub-Saharan Africa Policy and other research on pastoralists issues 300177 wire Sub-Saharan Africa Multi-stakeholders dialogues on land management and productivity, Build capacity on the sustainable application of improved practices on land management 93477 wire Sub-Saharan Africa Insurance Education and Sales Channel Strengthening 22319 wire Sub-Saharan Africa Assessment on climate change adaptation 83193 wire Sub-Saharan Africa Capacity building on climate change adaptation 106711 wire Sub-Saharan Africa training on food utilization, behavioral change communication through education about nutrition 78578 wire Sub-Saharan Africa Increasing Household Incomes And Enhancing Resilience To Climate Change Through Market Linkages 2345044 wire Central America and the Caribbean Land Conflict Resolution 19007 Check Central America and the Caribbean Improve the health and nutritional status for pregnant women, lactating mothers, children under two years of age, those vulnerable to food insecurity. 220198 Check Central America and the Caribbean The purpose is to help small producers to incorporate technology in the production of Coffee. 241899 Check Central America and the Caribbean Women's empowerment for equity in integrated rural development 6232 Check Central America and the Caribbean Support small businesses grow and succeed utilizing new market technologies 87225 Wire Central America and the Caribbean Apply market approach to change systemic market changes to improve social-economic changes in households 244179 Wire Central America and the Caribbean Assist agriculture producers brings products to market 96894 Check South Asia Emergency Relief 186727 wire South Asia Livelihoods 263111 wire South Asia Women's Literacy 82077 wire Middle East and North Africa PCs and electoral programs adopt citizens' priority needs 35980 Wire Middle East and North Africa Iraqi civilian victims of conflict (individuals, families and communities) are being provided with sustainable interdisciplinary rehabilitation services, medical assistance, sustainable income generation projects and community projects. 519970 Wire Middle East and North Africa sustainable interdisciplinary rehabilitation services, medical assistance, sustainable income generation 51133 Wire Middle East and North Africa Advocacy for Improved Public Services 157474 Wire Middle East and North Africa Identifying public service priorities and monitoring performance 41555 Wire Middle East and North Africa Enhancing citizen participation to decision making processes 57864 Wire Middle East and North Africa Implement activities in four governorates 888126 Wire Middle East and North Africa Elections monitoring, Media monitoring 522096 Wire Middle East and North Africa Policy Reform Advocacy, Awareness 45855 Wire Middle East and North Africa Program partner working in civil society, organizational development, advocacy 9135507 Wire Middle East and North Africa Awareness campaign for schools 35311 Wire Middle East and North Africa Training of CBOS 28249 Wire Middle East and North Africa NFI Distribution Partner 16952 Wire Middle East and North Africa CBIWDM - water harvesting, solar heating & construction of cistern 1517217 Wire Europe (including Iceland and Greenland) Support civil society component through capacity building activities 207276 Wire Europe (including Iceland and Greenland) Improving the quality of life for children with speech, language disorders 26240 Wire Europe (including Iceland and Greenland) Establishing of the counseling service for women with breast cancer 25857 Wire Europe (including Iceland and Greenland) Empowering youth and women entrepreneurship 22562 Wire Europe (including Iceland and Greenland) Gender equality and mainstreaming principles in decision making processes 17232 Wire Sub-Saharan Africa To provide support in organizational capacity building for youth partner, youth leadership, life skills & economic development training and income generating activities. 62626 Wire Sub-Saharan Africa Empower the youths economically, through education forums, youth trainings and showing them the importance of savings 442548 Wire Sub-Saharan Africa CFW activities aimed to improve community Environment by Recycling Waste Materials 18000 Check East Asia and the Pacific Development of SMP 81047 Wire East Asia and the Pacific Good Governance Trainers 32372 Wire East Asia and the Pacific Economic Development-post Tsunami 1218927 Wire East Asia and the Pacific Provision of Natural Resource Management Training, Coordination meeting 209009 Check Sub-Saharan Africa Improving food securities activities, livestock productions 917555 Wire South Asia Conflict Resolution and inclusive natural resource management 100964 Wire South Asia Disaster Risk Reduction & Economic Development 181518 Wire South Asia To support the program of Saving Mothers and Newborns in communities 52493 Wire South Asia To reduce TB burden in Pakistan 1610378 Wire East Asia and the Pacific Financial Literacy Training 76235 Wire Middle East and North Africa Economic Recovery Strengthened In Gaza By Creation Of Income Generation And Business Development Opportunities and Humanitarian Assistant 4895714 Wire Middle East and North Africa Early childhood development and community support for pre-school children and mothers in and around areas access restricted areas. 1089262 Wire Middle East and North Africa Employability training program 143833 Wire Sub-Saharan Africa Emergency Recovery-Water, Sanitation and hygiene activities in Banadir region 54918 Wire Sub-Saharan Africa Youth Education Initiative 2723472 Wire East Asia and the Pacific Cash for Work- livelihood supporting mitigation activities 20020 Wire East Asia and the Pacific Community Mobilization and Post harvest training 58879 Wire East Asia and the Pacific Payment for salaries, fringe benefit, travel, supplies, construction and other expenses 356761 Wire Sub-Saharan Africa To address the conflict dynamics and to address conflict related causes of food insecurity. 78064 Wire Sub-Saharan Africa To unlock the potential of small and medium enterprises through the development and rollout of a CREDIT fund tailored to their needs and constraints 10000 Wire Sub-Saharan Africa Increasing Agribusiness and Market Development 664763 Wire Sub-Saharan Africa For impact and learning wealth distribution and livelihood Resilience and Contribution to Gender Assistance. 57688 Wire Sub-Saharan Africa Strengthen livelihood, Improve nutrition among children under two years, Improve on Governance and build Local capacity for conflict mitigation. 1932400 Wire Middle East and North Africa implement Child friendly spaces in school. 430346 Wire Middle East and North Africa Form and coordinate Parents & Student Councils at schools 53080 Wire Middle East and North Africa Emergency Food items & Community Resilience activities 407188 Wire Sub-Saharan Africa Youth peacebuilding activities 115828 wire Sub-Saharan Africa Community based support to Vulnerable Urban Populations 649977 wire 170 80 Provide assistance to IDPs for food and shelter and economic livelihood Sub-Saharan Africa 87188 241969 Cash Assistance for livelihood Sub-Saharan Africa 3227 148647 Cash Stipends for experience sharing trip Sub-Saharan Africa 26 8713 Cash Support of livelihood and health activities Sub-Saharan Africa 840 32897 Cash Support for livelihood, livestock, and NRM activities Sub-Saharan Africa 6300 314896 Cash Cash for work Sub-Saharan Africa 240 5914 Cash School scholarships East Asia and the Pacific 12598 730997 EFT Training DRR South Asia 6174 19210 Cash Assistance to Iraq IDP's, returnees and vulernable host community members to re-enter formal education Middle East and North Africa 2565 1000000 EFT Assistance to Iraq IDP's, returnees and vulernable host community members to re-enter formal education and supporting girls education Middle East and North Africa 1308 777086 EFT Training for youth in Iraq lead the way to building safer, healthier and stronger communities. Middle East and North Africa 65 338373 EFT Transport Allowance Middle East and North Africa 1611 28099 Cash Training allowance Middle East and North Africa 5 6638 Cash Cash for work Middle East and North Africa 2486 359777 Cash Emergency cash assistance Middle East and North Africa 200 13983 Cash Training on market strategy Europe (including Iceland and Greenland) 55 8405 Cash Training on community mobilization Europe (including Iceland and Greenland) 186 12275 Cash Vocational training for elderly care and nursing Europe (including Iceland and Greenland) 10 8802 Cash Participants support costs and transport Sub-Saharan Africa 9448 166727 Cash Cash for Work -animal delivery Sub-Saharan Africa 132 9310 Check Cash For Work - internship, technical training Sub-Saharan Africa 146 34372 EFT Participant support cost and transportation - APPEAL East Asia and the Pacific 860 5258 Cash Participation support cost and transportation -LTS East Asia and the Pacific 110 6779 Cash Training workshop East Asia and the Pacific 60 6790 Cash Cash for work training East Asia and the Pacific 7 15097 Cash ENA training for mother leaders Sub-Saharan Africa 94 7675 Cash Cash for work, disaster and conflict mitigation Sub-Saharan Africa 510 47595 Cash Training for Micro-Entrepreneurs Sub-Saharan Africa 2084 80265 Cash Subsidies for seed multipliers Sub-Saharan Africa 42 17008 Cash Cash transfer for families in need stricken by Typhoon Haiyan East Asia and the Pacific 25789 1110974 EFT Transport reimbursements, business grants Sub-Saharan Africa 30129 588606 Check CFW- Canals & Irrigation, business groups Sub-Saharan Africa 4518 313583 Check IDPs Return Sub-Saharan Africa 1864 44600 Cash Unconditional cash transfers Sub-Saharan Africa 40800 562500 Check Cash for Work Sub-Saharan Africa 1827 161923 Cash Trader grants Sub-Saharan Africa 15 21933 Cash Cash transfers Sub-Saharan Africa 3215 170852 Cash Beneficiary participant costs Sub-Saharan Africa 468 6172 Cash Cash for Work Sub-Saharan Africa 760 103008 Cash Cash transfers Sub-Saharan Africa 997 39880 Cash Cash for work construction East Asia and the Pacific 4885 97690 Cash Cash for work construction Sub-Saharan Africa 7282 159168 Cash Participant support cost Middle East and North Africa 25860 934277 Check Hygiene Promoter Stipends Middle East and North Africa 126 40315 Cash Cash for work Middle East and North Africa 278 281362 Cash Stipend for CHV Middle East and North Africa 166 114206 Cash TOT & other Traning of teachers Middle East and North Africa 107 108594 Cash Student Council training Middle East and North Africa 36 21558 Cash Training of Adolescent spaces Middle East and North Africa 407 168015 Cash Coordination meetings Middle East and North Africa 52 47343 Cash Parent council meetings Middle East and North Africa 48 18097 Cash Capacity building workshop Middle East and North Africa 48 31911 Cash Life skills training Middle East and North Africa 349 113119 Cash Establish health Club in schools Middle East and North Africa 2500 28503 Cash Busfare reimbursement for Participants Sub-Saharan Africa 3298 16898 Cash Cash Transfer in Support of Children with disabilities Sub-Saharan Africa 1364 64240 Cash Community sports centre renovation support Sub-Saharan Africa 462 5776 Cash Participant support cost Sub-Saharan Africa 1203 5597 Cash Provision of assistive devices Sub-Saharan Africa 299 49121 Cash Provision of fees for students (scholarship) Sub-Saharan Africa 15 5960 Cash Material Aid Sub-Saharan Africa 43833 2918961 Food Commodities USAID Material Aid Sub-Saharan Africa 26645 3417969 Food Commodities USAID Material Aid Sub-Saharan Africa 12297 618398 Food Commodities USAID Material Aid Russia and the newly independent States 9019 1358676 Food Commodities USAID Material Aid Central America and the Caribbean 24935 4041874 Food Commodities USAID 1 0 1 0 0 1 Schedule F, Part I, Line 2 Sub-grantees are selected either through a request for application process or included in program proposal designed based on the sub-grantees technical merits and cost criteria included in the program description. All sub-recipients are issued a sub-grant agreement which outlines the approved program description, approved budget, reporting requirements and relevant regulations. Prior to issuing a sub-grant agreement, the frequency of financial and programmatic reporting and level of supporting documentation to submit is determined, depending on the size and sophistication of the sub-grant/sub-recipient and their experience with prime donor funding. The finance department will review the financial reports against the approved budget and regulation to confirm that expenditures are allowable. Generally, for smaller, first time recipients, copies or originals of supporting documentation are submitted and reviewed in-country by the finance department. For mid-size sub-grants familiar with MC and donor requirements, managers will do periodic site visit to audit the supporting documents against the financial reports. For larger sub-grants, mostly other US-based organizations, finance managers review their A-133 audits and retain the right to access their financial records. The financial report must then be reviewed by the department responsible for the programmatic aspects of the sub-recipient to ensure that the sub-recipient is performing the activities per the sub-grant agreement. X X X X X X X 1 MDS Communication Corporation 545 W Juanita Ave Mesa AZ 85210 Telefundraising 0 539054 191485 347569 Donor Services Group 6715 Sunset Blvd Los Angeles CA 90028 Telefundraising 0 382016 126610 255406 Thompson Habib & Denison Inc 80 Hayden Ave Suite 300 Lexington MA 02421 Consulting direct marketing 0 0 373500 -373500 921070 691595 229475 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MS NC ND NH NJ NY OH OK OR PA RI SC TN UT VA WA WI WV Board dinner 265900 232000 33900 0 0 46018 33900 0 6331 0 0 265900 232000 33900 0 0 46018 33900 0 6331 86249 -52349 X X X 0 1 X X X 0 0 0 0 0 0 0 1 0 Neal Keny-Guyer Chief Executive Officer 337316 0 55000 0 0 0 15300 0 32368 0 439984 0 0 0 Beth deHamel Chief Financial Officer 180599 0 0 0 0 0 2250 0 32312 0 215161 0 0 0 Craig Redmond Senior Vice President - Programs 190904 0 6000 0 0 0 11805 0 32310 0 241019 0 0 0 Jeremy Barnicle Chief Development & Communications Officer 175193 0 1000 0 0 0 10925 0 32310 0 219428 0 0 0 Paul Hart SVP for Global Partnerships and Alliances 155805 0 6000 0 0 0 9930 0 24110 0 195845 0 0 0 Steve Zimmerman VP Social Innovation 147707 0 0 0 0 0 7570 0 4670 0 159947 0 0 0 Andrea Koppel-Pollack VP Global Engagement and Policy 178328 0 1000 0 0 0 11198 0 32311 0 222837 0 0 0 Sarah Mignon Mazique Executive Counselor 155103 0 4000 0 0 0 9735 0 24111 0 192949 0 0 0 Randolph Martin Director of Partnership Developmet-East Asia 148469 0 0 0 87417 0 8882 0 9999 0 254767 0 0 0 Robert Maroni Country Director 112537 0 0 0 81979 0 6746 0 9984 0 211246 0 0 0 Stuart Willcuts Chief of Party-PCAP 136077 0 0 0 43480 0 8112 0 3839 0 191508 0 0 0 Stephen Mitchell Vice President-Financial Services 171571 0 4000 0 0 0 10609 0 20994 0 207174 0 0 0 Joshua DeWald Regional Program Director 117062 0 0 0 55922 0 7020 0 9999 0 190003 0 0 0 Schedule J, Part I, Line 1a Schedule J, Part I, Line 1a - First Class - Executives may fly first class on international flights when Business Class is not available: Keny-Guyer, N $15,974; Hart, P $6,725; Redmond, C $15,344; Tax Indemnification/Gross up: Keny-Guyer, N $4,638; Housing Allowance for residence for personal use - per policy expats living overseas are provided housing allowance: Martin, R $68,628, Maroni, R $47,373, Willcuts, S $36,500, DeWald, J $4,455. Schedule J, Part I, Line 1b Schedule J, Part I, Line 1b - Mercy Corps does not have a stated policy on first class travel as it is only available to executives as an option if business class is not available. Tax indemnification and housing allowance are per policy. Schedule J, Part I, Line 7 Schedule J, Part I, Line 7 - Non fixed payment of a bonus was provided to few employees of the organization based on compensation and performance reviewed. The bonus was determined based on performance in comparison to peer organizations and in context of the challenges faced by the organization during the year. Neal Keny-Guyer, $55,000, Craig Redmond, $6,000, Jeremy Barnicle, $1,000, Paul D Hart, $6,000, Andrea Koppel-Pollack, $1,000, Sarah Mignon Mazique, $4,000, Stephen Mitchell, $4,000. X 303 1459676 Value of Stock X Software 50 50000 Market price X Government Food 10416 12355927 Selling Price 0 0 1 0 Schedule M, Part I, Line 33 Non-cash donated items listed in Schedule M, Part I Line 9 Column B are based on number of contributions received. Schedule M, Part I, Lines 25-26 - Non-cash items listed in Schedule M, Part I Line 25-26 Column B are based on number of contributed items received. Form 990, Part V, Line 2a Notes 472 Employees. These are for domestic and expats working internationally. Globally, Mercy Corps employees over 4,000 Employees world wide. Form 990, Part VI, Section B, Line 11b The process for approving the form 990 is as follows: The Chief Financial Officer (CFO) will review the form 990 to be presented to the Audit Committee. The Audit Committee will vote on a resolution approving or disapproving the form 990. After the Audit Committee approves the 990, the 990 is emailed to all voting members of the Board of Directors. The approved form 990 will be signed by the CFO and submitted to the IRS. At the regularly scheduled Board of Directors meeting following the submission, the Audit Committee, the CEO or the CFO presents the highlights of the 990 to the board and the board votes on a resolution ratifying the Audit Committee's approval of the 990. If Issues are identified at any point, the 990 is sent back to the previous step to ensure the issues are resolved and appropriate changes are made. For example, if the Audit Committee finds an unresolved issue during its review, the Audit Committee will request that the CFO resolve the issue before the Audit Committee will vote on a resolution approving the 990. Form 990, Part VI, Section B, Line 12c Mercy Corps distributes a Conflict of Interest Questionnaire (COI) to all officers, directors or trustee, and key employees of Mercy Corps on an annual basis and requires signatures that they abide by the terms of the conflict of interest policy. Returned COIs are reviewed by the legal department to identify any conflicts of interest. If a conflict of interest is identified, the Controller will be notified for reporting purposes and the board will vote on the conflict of interest. During the year, the board member(s) with a conflict will recuse themselves from discussion and voting on the conflicted matters. Form 990, Part VI, Section B, Line 15 Officer compensation at Mercy Corps is determined based on Human Resource assessment gathered from objective comparison of compensation paid for similar positions by other non-profits of similar size compiled on an annual basis which is reviewed by the Compensation Committee and recommended for Board approval in June. The Board reviews the assessment to determine reasonableness within the market and approves the compensation for the CEO. The Board per the recommendation of the Compensation Committee provides a range to the CEO for officer compensation on an annual basis. Compensation at Mercy Corps is considered mid-market and reasonable and increases occur based on merit, market condition and promotion. Form 990, Part VI, Section C, Line 19 Upon request, Mercy Corps will provide a copy of its Governance Documents, Conflict of Interest Policy, and Audited Financial Statements. Mercy Corps Headquarter Master Tenant Manager LLC 45 SW Ankeny Street Portland OR 97204 261939917 Manager for Headquarter Building OR 0 0 MERCY CORPS BA Holdings LLC 1209 Orange Street Wilmington DE 19801 Holding Company DE 0 0 Mercy Corps Mercy Corps Development Holdings LLC 1209 Orange Street Wilmington DE 19801 454481022 Holding Company DE 0 0 MERCY CORPS MERCY CORPS LTD GTE 7TH FLOOR NIGERIA REINSURANCE BLDG 784A HERBERT MACAULAY WY NORTH CDB ABUJA NI FIELD OFFICE LTD GUARANTEE NI 0 0 MERCY CORPS Mercy Corps China Holdings LLC 1209 Orange Street Wilmington DE 19801 463342076 Holding Company DE -540 29710 Mercy Corps Mercy Enterprise Corporation 43 SW NAITO PORTLAND OR 97204 931315010 Economic Development OR 501 (C)(3) 170(B)(1)(A)(VI) Mercy Corps 1 Mercy Corps Condominiums Unit Owners Association 45 SW ANKENY PORTLAND OR 97204 271113758 Provide Management Services to Headquarter Building OR IRC 528 NA Mercy Corps 1 Mercy Corps Foundation 45 SW ANKENY PORTLAND OR 97204 911352257 Operate exclusively for the benefit of Mercy Corps to carry out its purpose. WA 501(C)(3) 509(A)(3) Type I Mercy Corps 1 Asian Credit Fund PF 410 SEIFULLIN STREET 3RD FLOOR ALMATY KZ ECONOMIC DEVELOPMENT KZ Foreign Non Profit Mercy Corps 1 Kompanion Development TOGOLOK MOLDO 10 BISHKEK KYRGYZ REPUBLIC KG Microfinance Activity KG Foreign Non Profit Mercy Corps 1 Patra Hunchun 15 ZU CHUNCHENGWEI XINANJIE HUNCHUN CH Economic Development CH Foreign Non Profit Mercy Corps 1 Patra Tumen River 1 HAO JIANKANG LU YANJI CH Economic Development CH Foreign Non Profit Mercy Corps 1 Yayasan Microfinance Innovation And Resource Center Foundation HI KEMANG TIMUR RAYA NO 69E KEL BANKGKA KEC MAMPANG PRAPATAN ID TECHNICAL SUPPORT TO MFIs ID Foreign Non Profit Mercy Corps 1 Yayasan Mercy Corps Indonesia JALAN TAMAN MARGASATWA NO 3 RUKUN TETANGGA 001 SOUTH JAKARTA ID Economic Development ID Foreign Non Profit Mercy Corps 1 MC HDQ Building LLC 45 SW Ankeny Street Portland OR 97204 261939880 BLD Financing OR MC HQ Mgnr Inc 26-1939806 Excluded -82374 4009883 1 0 1 0.55 Kompanion Financial Group Microfinance Closed Joint Stock Company TOGOLOK MOLDO 10 BISHKEK KYRGYZ REPUBLIC KG Microfinance Activity KG Mercy Corps C 53142 99337248 1 1 MC HDQ Manager Inc 45 SW ANKENY STREET PORTLAND OR 97204 261939806 BLD FINANCING OR Mercy Corps C -82374 4009883 1 1 Tahidi Youth Fund Trust PO BOX 10643 NAIROBI KE Economic Development KE Mercy Corps T 0 0 1 1 Mercy Corps India SHOP NO 3 VASANT KUNJ NEW DELHI IN 1110070 Economic Development IN Mercy Corps C 4689 28563 1 1 Mercy Corps International Jordan QUEEN NOUR STREET AMMAN JO Economic Development JO Mercy Corps C -3153 23772 1 1 MC Egypt LLC 2 AL MALAK AL AFDAL STREET ZEMALEK CAIRO EG Economic Development EG Mercy Corps C -19126 108370 1 1 Tahidi Youth Fund Limited PO BOX 10643 NAIROBI KE Economic Development KE Mercy Corps C 0 0 1 1 Kompanion Invest TOGOLOK MOLDO 10 BISHKEK KG Microfinance Activity KG Mercy Corps C 0 0 1 1 Custom Cloud Public Benefit Corporation 3500 S Dupont Hwy Suite 400 Dover DE 19901 464547232 Economic Development DE Mercy Corps C -190992 234344 1 1 Asian Credit Fund MCO LLC 36 DZHANDOSOV STR Almaty KZ Economic Development KZ Mercy Corps C 144671 6439703 0.59 1 PT Kedai Balitaku Jl Kemang Raya No 69 Kel Bangka Jakarta ID Dairy Manufacturing ID Mercy Corps C 0 0 0.79 1 Mercy Corps Limited 12 Harcourt Hong Kong HK Dormant HK Mercy Corps C 0 0 1 1 MiCRO Insurance Catastrophe Risk Organization SCC Chancery House House Street Bridgetown BB Exempt Insurance BB Mercy Corps C 0 0 0.625 1 1 1 0 1 0 1 0 0 0 1 1 1 0 1 1 1 1 1 1 Kompanion Financial Group Microfinance Closed Joint Stock Company f 229231 Cash Value Kompanion Financial Group Microfinance Closed Joint Stock Company k 56234 Cash Value MC Egypt LLC b 221143 Cash Value Yayasan Mercy Corps Indonesia b 101046 Cash Value Mercy Corps Foundation s 474904 Cash Value Custom Cloud Public Benefit Corporation d 400000 Cash Value Mercy Corps Condominiums Unit Owners Association p 471203 Cash Value Mercy Enterprise Corporation n 50525 Shared space based on square footage. Mercy Enterprise Corporation q 1173567 Cash Value Mercy Enterprise Corporation r 253003 Cash Value Mercy Enterprise Corporation a-iv 43404 Cash Value Form 990 to be filed prior to May 15 deadline.