2015-02-16T11:10:18-06:00 2014-06-30 910189318 MOSS ADAMS LLP PO BOX 22650 YAKIMA WA 989072650 990 2013-07-01 911160585 HERITAGE UNIVERSITY HERI 5098658663 3240 FORT ROAD TOPPENISH WA 989489599 SIRI STROM VP SUPPORT SERVICE/CFO 5098658663 2015-02-05 1 PAM CLEAVER P00022310 5092487750 2013 2016-03-07 17:11:31Z SIRI J STROM 3240 FORT ROAD TOPPENISH WA 989489599 39604716 0 X WWW.HERITAGE.EDU X 1981 WA HERITAGE UNIVERSITY IS A NON-PROFIT, INDEPENDANT, NON-DENOMINATIONAL ACCREDITED INSTITUTION OF HIGHER EDUCATION OFFERING UNDERGRADUATE AND GRADUATE EDUCATION. ITS MISSION IS TO PROVIDE QUALITY, ACCESSIBLE HIGHER EDUCATION TO MULTICULTURAL POPULATIONS, WHICH HAVE BEEN UNDERSERVED IN THE YAKIMA VALLEY. 24 24 574 30 0 0 1253414 3627871 23890127 24842172 2824142 3844057 360825 515990 28328508 32830090 2578981 3063997 0 0 15853354 17227197 0 0 837652 7992845 9590136 26425180 29881330 1903328 2948760 42100263 52379960 5200296 11134471 36899967 41245489 X HERITAGE UNIVERSITY IS A NON-PROFIT, INDEPENDENT, NON-DENOMINATIONAL ACCREDITED INSTITUTION OF HIGHER EDUCATION OFFERING UNDERGRADUATE AND GRADUATE EDUCATION. ITS MISSION IS TO PROVIDE QUALITY, ACCESSIBLE HIGHER EDUCATION TO MULTICULTURAL POPULATIONS WHICH HAVE BEEN UNDERSERVED IN THE YAKIMA VALLEY. WITHIN ITS LIBERAL ARTS CURRICULUM, HERITAGE OFFERS STRONG PROFESSIONAL AND CAREER-ORIENTED PROGRAMS DESIGNED TO ENRICH THE QUALITY OF LIFE FOR STUDENTS AND THEIR COMMUNITIES. 0 0 4912488 2206223 3179641 TO PROVIDE STUDENTS WITH SERVICES INCLUDING FINANCIAL AID ASSISTANCE, COUNSELING, INTERNSHIPS, JOB PLACEMENT, SCHOLARSHIPS AND GRANTS. 2481208 422551 1112645 TO PROVIDE STUDENTS WITH ACADEMIC SUPPORT INCLUDING COMMUNITY ACCESS TO LEARNING RESOURCES, PLACEMENT TESTING AND RECORD MAINTENANCE. 11975602 435223 19299261 TO PROVIDE SERVICES TO PREDOMINANTLY MINORITY UNDERGRADUATE & GRADUATE STUDENTS WHO ARE LIVING IN AN ISOLATED LOCATION AT OR BELOW THE FEDERAL POVERTY GUIDELINES. 3185301 0 1250625 GENERAL INSTITUTION AND OPERATING EXPENSES AND INCOME, ALONG WITH AUXILARY ENTERPRISES. 3185301 0 1250625 22554599 1 1 0 1 0 0 0 1 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 2439 0 1 574 1 0 0 0 0 0 1 1 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 WA AK AZ CT KY MD NY OH OR AR MA MN X SIRI STROM VP FOR SUPPORT SERVICES 5098658500 3240 FORT ROAD TOPPENISH WA 989489599 ARMENDARIZ GEORGE BOARD MEMBER 1.00 X 0 0 0 BOUCHEY RENEE BOARD MEMBER 1.00 X 0 0 0 DODGE SONJA BOARD MEMBER 1.00 X 0 0 0 GAMACHE RONALD F BOARD MEMBER 1.00 X 0 0 0 GATES MIMI BOARD MEMBER 1.00 X 0 0 0 GOLDE HELLMUT BOARD MEMBER 1.00 X 0 0 0 GUIDON MICHAEL BOARD MEMBER 1.00 X 0 0 0 HILTON KATHLEEN SNJM BOARD MEMBER 1.00 X 0 0 0 LINNEN PAULA BOARD MEMBER 1.00 X 0 0 0 MCGREE ELIZABETH M BOARD MEMBER 1.00 X 0 0 0 MCMURRAY LAURA SECOND VICE CHAIR 1.00 X X 0 0 0 MEARS THOMAS BOARD MEMBER 1.00 X 0 0 0 MONAHAN BRENDAN BOARD MEMBER 1.00 X 0 0 0 MOULTON PAUL G BOARD MEMBER 1.00 X 0 0 0 OSHIE PATRICK BOARD MEMBER 1.00 X 0 0 0 PADILLA FRANK BOARD MEMBER 1.00 X 0 0 0 PINNELL RICK CHAIR 1.00 X X 0 0 0 RAMSEY KIP SECRETARY 1.00 X X 0 0 0 RICH BILL FIRST VICE CHAIR 1.00 X X 0 0 0 RIGDON PHIL BOARD MEMBER 1.00 X 0 0 0 SMITH KEN BOARD MEMBER 1.00 X 0 0 0 TWISS RICHARD DR BOARD MEMBER 1.00 X 0 0 0 VILLANUEVA JANE BOARD MEMBER 1.00 X 0 0 0 WARNER BARRY BOARD MEMBER 1.00 X 0 0 0 WEAVER GAIL BOARD MEMBER 1.00 X 0 0 0 BASSETT JOHN E UNIVERSITY PRESIDENT 40.00 X 252382 0 24765 FILKOWSKI MELISSA B VP/ STUDENT AFFAIRS 40.00 X 126236 0 25078 GAGNIER RICK FORMER VP/SUPPORT SERVICES/CFO 40.00 X 166359 0 20354 GUAGLIANONE CURTIS L VP/PROVOST 40.00 X 187200 0 32766 MOORE MICHAEL VP/ADVANCEMENT 40.00 X 146105 0 36630 STROM SIRI J VP/SUPPORT SERVICES/CFO 40.00 X 140762 0 18580 WISE DAVID VP/MARKETING 40.00 X 73607 0 4788 BUSH JIM IT DIRECTOR 40.00 X 102505 0 15865 DALE LINDA MAY NURSING DIRECTOR 40.00 X 101792 0 12356 MCGUIGAN CORRINE HU 105 PROJECT DIRECTOR 40.00 X 113433 0 16607 SCHMIDT LOREN PROFESSOR 40.00 X 105554 0 16008 VALDEZ-ZONTEK PATRICIA J PROFESSOR, ELL DIRECTOR 40.00 X 119774 0 16965 1635709 0 240762 13 0 1 0 EDUCATIONAL SERVICES DISTRICT #105 33 S 2ND AVENUE YAKIMA WA 98902 EDUCATIONAL SERVICES 753703 HANNA & ASSOCIATES INC PO BOX 2025 COEUR DALENE ID 838162025 MARKETING 223769 JENZABAR INC PO BOX 55018 BOSTON MA 022055018 SOFTWARE SYSTEM 217979 YAKIMA VALLEY COMMUNITY COLLEGE PO BOX 22520 YAKIMA WA 989072520 EDUCATIONAL SERVICES 215801 UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DRIVE CHICAGO IL 60693 EDUCATIONAL SERVICES 114264 5 30000 3597871 1652516 3627871 TUITION AND FEES 900099 18397446 18397446 FEDERAL GRANTS 900099 5708952 5708952 STUDENT FEE REVENUE 611710 441311 441311 STATE & LOCAL GRANTS 900099 294463 294463 24842172 274003 274003 6621861 3222921 6203494 71234 418367 3151687 3570054 3570054 185410 30000 60940 124470 124470 606657 438958 167699 167699 CHILDCARE 624410 154616 154616 EXCHANGE CONTRACTS 900099 69205 69205 223821 32830090 24842172 0 4360047 3063997 3063997 1272590 1089645 182945 12451473 10765283 1443862 242328 558493 439276 104491 14726 2104945 1560417 499437 45091 839696 440506 371815 27375 52528 5100 47428 62281 62281 90838 90838 2791651 2217122 480925 93604 204829 79434 122974 2421 2720608 1704924 809107 206577 377485 61621 304385 11479 693969 486486 207483 628032 558061 61240 8731 97616 80053 16397 1166 132005 101541 30464 1330360 767770 562590 119006 3268 115738 BAD DEBTS 288928 165482 122237 1209 TRANSFERS 0 54258 -54258 29881330 22554599 6489079 837652 7146211 5854928 861384 390398 294326 1156136 928947 902814 44185 57390 3261 20726 36631714 8261733 19377138 28369981 12732890 14892907 516410 528076 195511 206604 42100263 52379960 2158297 3886484 517611 476213 824590 802579 1699798 5969195 5200296 11134471 X 31052292 35031244 2820930 3187500 3026745 3026745 36899967 41245489 42100263 52379960 2948760 1396762 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 3805 3805 0 PART II-B, LINE 1: NATIONAL ASSOCIATES OF INDEPENDENT COLLEGES (ICW) MEMBERSHIPS DUES WHICH A PORTION MAY GO TO LOBBYING FOR INDEPENDENT COLLEGES. ICW USED 5.6% OF THEIR DUES ON LOBBYING. 12000 85983 X 0 11659514 377976 1851043 598692 13289841 10530861 340684 1159987 372018 11659514 10475380 365750 21876 332145 10530861 9022005 218318 1496205 261148 10475380 7888413 399258 858775 124441 9022005 0.69000 0.23000 0.08000 0 0 307913 307913 32534937 6601211 25933726 2981163 953784 2027379 807701 706738 100963 28369981 X 31733987 1396762 571132 1967894 29766093 3063997 3063997 32830090 27388465 571132 571132 26817333 3063997 3063997 29881330 PART III, LINE 4: LOCAL HISTORICAL ARTWORK OF THE COWICHE CANYON OUTSIDE YAKIMA, WA. THE COLLECTION OF ART HELPS SUPPORT THE UNIVERSITY'S ART DEPARTMENT/PROGRAM, ALONG WITH THE ART WING IN THE NEW BUILDING. THE ART WING DISPLAYS VARIOUS PIECES OF ART, INCLUDING THE DONATED PIECES. PART V, LINE 4: ENDOWMENTS ARE USED TO FUND SCHOLARSHIPS AND ACADEMIC PROGRAMS. PART X, LINE 2: THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION QUALIFYING UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE UNIVERSITYS TAX-EXEMPT PURPOSE WOULD BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. THE UNIVERSITY DID NOT ENGAGE IN AN ACTIVITY UNRELATED TO ITS TAX-EXEMPT PURPOSE; ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. MANAGEMENT ADOPTED THE PROVISIONS RELATED TO ACCOUNTING FOR UNCERTAINTIES IN INCOME TAXES AND HAS DETERMINED THEY HAVE NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2014 AND 2013. THE FORM 990 FILED BY THE UNIVERSITY IS SUBJECT TO EXAMINATIONS BY THE INTERNAL REVENUE SERVICE (IRS) UP TO THREE YEARS FROM THE EXTENDED DUE DATE OF EACH RETURN. GENERALLY, THE FORM 990 FILED BY THE UNIVERSITY IS NO LONGER SUBJECT TO EXAMINATION FOR FISCAL YEARS ENDED PRIOR TO JUNE 30, 2011. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD RECLASSIFIED FROM EXPENSES 438,958. FUNDRAISING EXPENSE RECLASSIFIED FROM EXPENSES 60,940. LOSS ON SALE OF PROPERTY, PLANT AND EQUIPMENT 71,234. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID AND SCHOLARSHIPS RECLASSIFIED TO EXPENSES 3,063,997. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD RECLASSIFIED TO REVENUES 438,958. FUNDRAISING EXPENSE RECLASSIFIED TO REVENUES 60,940. LOSS ON SALE OF PROPERTY, PLANT AND EQUIPMENT 71,234. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID AND SCHOLARSHIPS RECLASSIFIED FROM REVENUES 3,063,997. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLISHES ITS NONDISCRIMINATORY POLICY IN THE OFFICIAL COURSE CATALOG. THIS INFORMATION IS ALSO FOUND ON THE HERITAGE WEB SITE. THE MISSION OF THE UNIVERSITY IS TO SERVE MULTI-CULTURAL POPULATIONS AND IS WIDELY ADVERTISED AND COMMUNICATED AS SUCH. SCHEDULE E, PART I, LINE 6 HERITAGE UNIVERSITY RECEIVES VARIOUS GRANTS FROM GOVERNMENTAL AGENCIES SUCH AS; PELL GRANTS, DEPARTMENT OF EDUCATION GRANTS, EQUAL OPPORTUNITY GRANTS, AND OTHER GRANTS. SCHOLARSHIP DINNER 215410 30000 185410 6921 28339 970 24710 215410 30000 185410 6921 28339 970 24710 60940 124470 1 SCHOLARSHIPS 947 931888 2132109 FAIR MARKET VALUE TUITION DISCOUNTS, EMPLOYEE TUITION WAIVERS PART I, LINE 2: HERITAGE UNIVERSITY PARTICIPATES IN FEDERAL GRANTS AND LOAN PROGRAMS. ALL OF THE STUDENT AWARDING PROCESS IS DOCUMENTED IN THE SOFTWARE USED TO DETERMINE ELIGIBILITY AND TRACK STUDENT AWARDS. FOR THOSE AWARDS WITH SUBJECTIVE SELECTION CRITERIA, THE DOCUMENTATION IS MAINTAINED BY THE PERSON RESPONSIBLE FOR SUCH AWARDS OR GRANTS. HERITAGE UNIVERSITY UNDERGOES A YEARLY AUDIT OF THE GRANTS AND OTHER FEDERAL FUNDS IN ACCORDANCE WITH A-133; A-87; AND OTHERS. X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 BASSETT JOHN E UNIVERSITY PRESIDENT 229463 0 0 0 22919 0 16062 0 8703 0 277147 0 0 0 FILKOWSKI MELISSA B VP/ STUDENT AFFAIRS 126236 0 0 0 0 0 8837 0 16241 0 151314 0 0 0 GAGNIER RICK FORMER VP/SUPPORT SERVICES/CFO 166359 0 0 0 0 0 11633 0 8721 0 186713 0 0 0 GUAGLIANONE CURTIS L VP/PROVOST 187200 0 0 0 0 0 6363 0 26403 0 219966 0 0 0 MOORE MICHAEL VP/ADVANCEMENT 146105 0 0 0 0 0 10227 0 26403 0 182735 0 0 0 STROM SIRI J VP/SUPPORT SERVICES/CFO 140762 0 0 0 0 0 9828 0 8752 0 159342 0 0 0 PART I, LINE 1A HERITAGE UNIVERSITY PURCHASED A HOUSE ON 7/1/2011 FOR USE BY THE PRESIDENT AS A PERSONAL RESIDENCE AND OTHER UNIVERSITY FUNCTIONS. THE PERSONAL USE OF THE HOUSE IS TREATED AS TAXABLE COMPENSATION TO DR. BASSETT. TAXABLE GROSS UP PAYMENTS ARE MADE TO THE PRESIDENT RELATING TO CERTAIN TAXABLE BENEFITS. A WASHINGTON HIGHER EDUCATION FACILITIES AUTHORITY 911306482 2013-10-28 9000000 REFUND 2007 BOND AND FUND BUILDING CONSTRUCTION 0 0 0 A 1537249 9000000 145709 7349847 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 0 0 0 0 1 0 0 0 0 A 0 X 1 12000 MARKET VALUE X 2246 MARKET VALUE X 10 1628085 MARKET VALUE X MISC 6 8685 MARKET VALUE X GIFT CARDS 1 1500 CASH VALUE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE ASSISTANT CONTROLLER GENERATES THE RETURN INFORMATION, WHICH IS REVIEWED BY THE VICE PRESIDENT FOR SUPPORT SERVICES & CHIEF FINANCIAL OFFICER. THE RETURN IS THEN REVIEWED BY THE PRESIDENT AND THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C TOP MANAGEMENT (PRES. & VP'S) MONITOR EACH OTHER AND THE BOARD ON AN ANNUAL BASIS BY DIRECT DISCUSSION, FINANCIAL TRANSACTION REVIEW, AND PUBLIC INVOLVEMENT REVIEWS. IF THERE IS A CONFLICT OF INTEREST, THE BOARD MEMBER WOULD ABSTAIN FROM ANY DECISION OR VOTE. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR, COMPENSATION FOR TOP MANAGEMENT IS DONE BY USING COMPARATIVE DATA PROVIDED BY CUPA. THE DATA IS REVIEWED BY THE COMPENSATION COMMITTEE OF THE BOARD WHICH IS COMPRISED OF THE BOARD CHAIR, FINANCE COMMITTEE CHAIR, PRESIDENT OF THE UNIVERSITY AND THE CFO. THE RESULTS OF THE REVIEW ARE NOTED IN THE MEETING MINUTES FILED WITH THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS ARE AVAILABLE TO ANYONE UPON REQUEST. CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT AVAILABLE TO THE PUBLIC.