2015-03-26T09:44:27-05:00 2014-06-30 420714325 MCGLADREY LLP 7351 OFFICE PARK PLACE MELBOURNE FL 32940 990 2013-07-01 590974739 THE UNIVERSITY OF FLORIDA FOUNDATION INC UNIV 3523925475 PO BOX 14425 GAINESVILLE FL 32604 DAVID CHRISTIE INTERIM CFO 3523925475 2015-03-20 1 THERESA A BURDINE CPA P00362629 3217516200 2013 2016-02-25 16:41:14Z TOM MITCHELL PO BOX 14425 GAINESVILLE FL 32604 213512963 0 X WWW.UFF.UFL.EDU X 1964 FL THE UNIVERSITY OF FLORIDA FOUNDATION, INC. IS A NOT-FOR-PROFIT ORGANIZATION WHOSE PURPOSE IS TO RAISE, INVEST, AND MANAGE FUNDS WHICH ARE USED TO ASSIST WITH THE TEACHING, RESEARCH, AND SERVICE MISSION OF THE UNIVERSITY OF FLORIDA. 99 91 69 500 -3958322 -4390032 109923483 112526206 0 0 54064232 7690693 8691691 7148877 172679406 127365776 96646728 115126870 0 0 6942745 10986075 587384 608032 11178145 23267649 14757065 127444506 141478042 45234900 -14112266 1807778950 1971849920 75487868 68776253 1732291082 1903073667 X THE MISSION OF THE UNIVERSITY OF FLORIDA FOUNDATION, INC. IS TO SUPPORT AND ENHANCE THE UNIVERSITY OF FLORIDA BY ENCOURAGING ALUMNI AND FRIENDS TO PROVIDE PRIVATE FUNDS AND OTHER RESOURCES FOR THE UNIVERSITY'S BENEFIT, TO MANAGE THOSE ASSETS, TO PROVIDE VOLUNTEER LEADERSHIP IN SUPPORT OF THE UNIVERSITY'S OBJECTIVES, AND TO PERFORM ALL BUSINESS-RELATED MATTERS TO ACCOMPLISH THESE PURPOSES. 0 0 65632723 62571891 THE UNIVERSITY OF FLORIDA FOUNDATION, INC. RECEIVES AND ADMINISTERS PRIVATE SUPPORT, IN ACCORDANCE WITH DONOR RESTRICTIONS, TO THE MANY COLLEGES, UNITS, AND PROGRAMS OF THE UNIVERSITY OF FLORIDA. 17223190 13544687 THE FOUNDATION RECEIVES AND ADMINISTERS PRIVATE SUPPORT FOR THE UNIVERSITY OF FLORIDA TO CONSTRUCT NEW BUILDINGS AND RENOVATE EXISTING FACILITIES TO ENHANCE THE EDUCATION EXPERIENCE OF ALL STUDENTS. 10261821 10261821 THE FOUNDATION RECEIVES AND ADMINISTERS PRIVATE SUPPORT FOR FACULTY AND STAFF OF THE MANY COLLEGES AND UNITS OF THE UNIVERSITY OF FLORIDA INCLUDING, BUT NOT LIMITED TO, ENDOWED CHAIRS AND PROFESSORSHIPS. 29079728 28748471 THE FOUNDATION RECEIVES AND ADMINISTERS PRIVATE SUPPORT FOR THE UNIVERSITY OF FLORIDA IN OTHER WAYS, INCLUDING, BUT NOT LIMITED TO RESEARCH FUNDING AND DONOR PROVIDED FINANCIAL AID TO QUALIFIED STUDENTS. 29079728 28748471 122197462 1 1 0 1 0 1 1 1 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 127 0 1 69 1 1 1 0 0 0 1 1 1 1 1 9 0 0 1 0 0 0 0 X 99 91 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CA KY MD MI MN NH NJ NY OH OR SC UT WA WI MA X X DAVID CHRISTIE 3523925475 1938 W UNIVERSITY AVENUE GAINSVILLE FL 32603 REBECCA S ALLEN DIRECTOR 1.00 X 0 0 0 WILLIAM P BATTAGLIA DIRECTOR 1.00 X 0 0 0 SUSAN M CAMERON DIRECTOR 1.00 X 0 0 0 WILLIAM P CIRIOLI DIRECTOR 1.00 X 0 0 0 EARL COTMAN DIRECTOR 1.00 X 0 0 0 MARSHALL M CRISER III DIRECTOR 1.00 X 0 0 0 TROY M DAVIS DIRECTOR 1.00 X 0 0 0 DAVID DIZNEY DIRECTOR 1.00 X 0 0 0 THOMAS M DONAHOO DIRECTOR 1.00 X 0 0 0 MARTIN L FACKLER DIRECTOR 1.00 X 0 0 0 LADD H FASSETT DIRECTOR 1.00 X 0 0 0 JOHN W FROST II DIRECTOR 1.00 X 0 0 0 THOMAS E GIBBS DIRECTOR 1.00 X 0 0 0 JAMES W HEAVENER DIRECTOR 1.00 X 0 0 0 RHONDA D HOLT DIRECTOR 1.00 X 0 0 0 LINDA P HUDSON DIRECTOR 1.00 X 0 0 0 DAVID H HUGHES DIRECTOR 1.00 X 0 0 0 GALE V KING DIRECTOR 1.00 X 0 0 0 MARY LANE DIRECTOR 1.00 X 0 0 0 DELORES T LASTINGER DIRECTOR 1.00 X 0 0 0 TERI LEVIN DIRECTOR 1.00 X 0 0 0 CARLOS E MARTINEZ DIRECTOR 1.00 X 0 0 0 JOELEN K MERKEL DIRECTOR 1.00 X 0 0 0 MICHAEL D MINTON DIRECTOR 1.00 X 0 0 0 JEROME H MODELL DIRECTOR 1.00 1.00 X 0 12866 0 ERIC NICKELSEN DIRECTOR 1.00 X 0 0 0 LOUIS H OBERNDORF DIRECTOR 1.00 X 0 0 0 KATHRYN S PRESSLY DIRECTOR 1.00 X 0 0 0 JON PRITCHETT DIRECTOR 1.00 X 0 0 0 ALEXIS C PUGH DIRECTOR 1.00 X 0 0 0 JAMES H PUGH JR DIRECTOR 1.00 X 0 0 0 DAVIS M REMBERT JR DIRECTOR 1.00 X 0 0 0 GARRISON A ROLLE DIRECTOR 1.00 X 0 0 0 BOB ROTHMAN DIRECTOR 1.00 X 0 0 0 JOSE M SANCHEZ DIRECTOR 1.00 X 0 0 0 THOMAS J SHANNON JR DIRECTOR 1.00 X 0 0 0 RICHARD A STAAB DIRECTOR 1.00 X 0 0 0 CHARLES P STEINMETZ DIRECTOR 1.00 X 0 0 0 HANS G TANZLER III DIRECTOR 1.00 X 0 0 0 WARREN L TEDDER JR DIRECTOR 1.00 X 0 0 0 JOHN K VREELAND DIRECTOR 1.00 X 0 0 0 MARY JO WALKER DIRECTOR 1.00 X 0 0 0 GWYNNE A YOUNG DIRECTOR 1.00 X 0 0 0 WILLIAM J ALCORN LIFE MEMBER 1.00 X 0 0 0 NATHAN S COLLIER LIFE MEMBER 1.00 X 0 0 0 JOHN H DASBURG LIFE MEMBER 1.00 X 0 0 0 SNEAD Y DAVIS LIFE MEMBER 1.00 X 0 0 0 WILLIAM E DUDZIAK LIFE MEMBER 1.00 X 0 0 0 WILLIAM A EMERSON LIFE MEMBER 1.00 X 0 0 0 FREDERICK E FISHER LIFE MEMBER 1.00 X 0 0 0 DON FUQUA LIFE MEMBER 1.00 X 0 0 0 GARY R GERSON LIFE MEMBER 1.00 X 0 0 0 ROBERT H GIDEL LIFE MEMBER 1.00 X 0 0 0 PEDRO J GREER JR LIFE MEMBER 1.00 X 0 0 0 BEN HILL GRIFFIN III LIFE MEMBER 1.00 X 0 0 0 JOHN B HIGDON JR LIFE MEMBER 1.00 X 0 0 0 ANDREW H HINES JR LIFE MEMBER 1.00 X 0 0 0 WILLIAM R HOUGH LIFE MEMBER 1.00 X 0 0 0 KEITH T KOENIG LIFE MEMBER 1.00 X 0 0 0 ROBERT F LANZILLOTTI LIFE MEMBER 1.00 X 0 0 0 ALLEN L LASTINGER JR LIFE MEMBER 1.00 X 0 0 0 DAVID LAWRENCE JR LIFE MEMBER 1.00 X 0 0 0 ROBERT C MAGOON LIFE MEMBER 1.00 X 0 0 0 WAYNE K MASUR LIFE MEMBER 1.00 X 0 0 0 J WAYNE MIXSON LIFE MEMBER 1.00 X 0 0 0 CORNEAL B MYERS JR LIFE MEMBER 1.00 X 0 0 0 AL O'NEILL LIFE MEMBER 1.00 X 0 0 0 NELL W POTTER LIFE MEMBER 1.00 X 0 0 0 EARL W POWELL LIFE MEMBER 1.00 X 0 0 0 JUDY LYNN PRINCE LIFE MEMBER 1.00 X 0 0 0 LEWIS M SCHOTT LIFE MEMBER 1.00 X 0 0 0 STEPHEN SHEY LIFE MEMBER 1.00 X 0 0 0 RICHARD T SMITH LIFE MEMBER 1.00 X 0 0 0 JOEL D WAHLBERG LIFE MEMBER 1.00 X 0 0 0 ALFRED C WARRINGTON IV LIFE MEMBER 1.00 X 0 0 0 B JOE WILDER LIFE MEMBER 1.00 X 0 0 0 CHRISTINA A BONARRIGO EX-OFFICIO 1.00 X 0 0 0 C DAVID BROWN II EX-OFFICIO 1.00 X 0 0 0 ROBERT A BRYAN EX-OFFICIO 1.00 X 0 0 0 MARSHALL M CRISER JR EX-OFFICIO 1.00 X 0 0 0 J REX FARRIOR III EX-OFFICIO 1.00 X 0 0 0 JUAN A GALAN JR EX-OFFICIO 1.00 X 0 0 0 JOSEPH GLOVER EX-OFFICIO 1.00 40.00 X 0 375019 31823 WENDY D GRAHAM EX-OFFICIO 1.00 40.00 X 0 213041 31189 DAVID S GUZICK EX-OFFICIO 1.00 40.00 X 0 1256835 35675 JULIE A JOHNSON EX-OFFICIO 1.00 40.00 X 0 0 0 JOHN V LOMBARDI EX-OFFICIO 1.00 X 0 0 0 J BERNARD MACHEN EX-OFFICIO 1.00 40.00 X 0 721995 40465 W A MCGRIFF III EX-OFFICIO 1.00 X 0 0 0 LINDA C MCGURN EX-OFFICIO 1.00 X 0 0 0 CYNTHIA F O'CONNELL EX-OFFICIO 1.00 X 0 0 0 PAUL OKUNIEFF EX-OFFICIO 1.00 40.00 X 0 771846 33078 WHITFIELD M PALMER JR EX-OFFICIO 1.00 X 0 0 0 RAHUL PATEL EX-OFFICIO 1.00 X 0 0 0 JACK M PAYNE EX-OFFICIO 1.00 40.00 X 0 305556 38124 WINFRED M PHILLIPS EX-OFFICIO 1.00 40.00 X 0 792541 55562 DOYLE ROGERS EX-OFFICIO 1.00 X 0 0 0 JOAN D RUFFIER EX-OFFICIO 1.00 X 0 0 0 A WARD WAGNER JR EX-OFFICIO 1.00 X 0 0 0 KELLEY A BERGSTROM CHAIR 1.00 X 0 0 0 SCOTT G HAWKINS VICE CHAIR 1.00 X 0 0 0 THOMAS J MITCHELL EXECUTIVE VICE PRESIDENT 40.00 1.00 X 369705 0 36996 MATTHEW M FAJACK TREASURER 1.00 40.00 X 0 265316 35536 DAVID CHRISTIE ASSISTANT TREASURER 40.00 X 97102 0 22435 ALAN M WEST THRU 0913 ASSISTANT TREASURER 40.00 40.00 X 95308 30360 35750 SUSAN G GOFFMAN SECRETARY 40.00 X 128129 0 26023 L CARTER BOYDSTUN SENIOR ASSOCIATE VP 40.00 X 202043 0 51927 CYNTHIA F BUTLER ASSISTANT VICE PRESIDENT 40.00 X 178042 0 29557 TARA BLYTHE ASSOCIATE VICE PRESIDENT 40.00 X 171692 0 33903 MATT HODGE SENIOR ASSISTANT VP 40.00 X 159740 0 18227 RYAN MARSH ASSISTANT VICE PRESIDENT 40.00 X 147412 0 27741 CHRIS NEEDLES SENIOR ASSISTANT VP 40.00 X 145012 0 26643 1694185 4745375 610654 8 0 1 0 UNIVERSITY OF FLORIDA INVESTMENT CORP 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 INVESTMENT MANAGEMENT 2192435 RUFFALOCODY PO BOX 3018 CEDAR RAPIDS IA 52406 PROFESSIONAL FUNDRAISERS 590333 COMMUNITY COUNSELLING SERVICE CO LLC 461 FIFTH AVE 3RD FLOOR NEW YORK NY 10017 CONSULTING SERVICES 575005 MARKETING COMMUNICATION RESOURCE 731 BETA DR MAYFIELD VILLAGE OH 44143 PRINTING AND PUBLICATIONS 493139 GRENZEBACK GLIER & ASSOCIATES INC 401 N MICHIGAN AVE SUITE 2800 CHICAGO IL 60611 CONSULTING SERVICES 226262 8 574406 230911 111720889 29099254 112526206 -340234 -3958322 3618088 2529206 2529206 589019 471580 117439 117439 117439 91510573 2195961 84422448 1253159 7088125 942802 8030927 8030927 MISCELLANEOUS 900099 2959802 2959802 TRANSFERS FROM COMPONE 900099 1128520 1128520 REUNIONS AND OTHER EVE 900099 409910 409910 4000 4000 4502232 127365776 7031438 -3958322 11766454 115126870 115126870 799249 439587 359662 7873894 2441821 5432073 903602 903602 1148492 219558 928934 260838 143976 116862 52555 52555 200355 200355 2550 2550 608032 608032 1969429 1969429 2502465 843300 400887 1258278 6647 3535 2085 1027 2454776 1433290 169590 851896 304228 33219 211350 59659 150439 101451 21655 27333 722480 7007 24277 691196 605668 19225 171122 415321 398537 398537 437130 193750 223601 19779 243716 22557 222668 -1509 BAD DEBT EXPENSE 3596514 3596480 34 TAXES ON UNRELATED BUSI 1934123 1934123 ENTERTAINMENT 445268 9507 17737 418024 REPAIRS & MAINTENANCE 322542 321799 743 -1592357 -1525389 -2698 -64270 141478042 122197462 8102435 11178145 13514638 12501703 75169020 40137634 87296670 83120382 787444 767817 244844 280074 49241069 5821751 44394780 43419318 1243804 623045 1527889656 1731158579 57238094 59841368 1807778950 1971849920 9106802 9346115 1642000 1237410 14610358 14323036 1686154 1579132 48442554 42290560 75487868 68776253 X 10065267 15545661 559017096 691283755 1163208719 1196244251 1732291082 1903073667 1807778950 1971849920 X -14112266 181600441 3294410 X X 0 1 X 1 0 X 115410384 118905765 112642549 109923483 112526206 569408387 1458225 1392924 1343369 1256705 1256706 6707929 116868609 120298689 113985918 111180188 113782912 576116316 1541604 574574712 12865141 -184881 -187330 1621736 2777991 16892657 3675082 4971325 5993785 6172708 4502230 25315130 618324103 0.92920 0.86060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 0 0 0 1 2550 0 0 2550 0 PART II-B, LINE 1: ALL LOBBYING EXPENDITURES ARE INCURRED IN SUPPORT OF THE UNIVERSITY OF FLORIDA. LOBBYING EXPENDITURES INCLUDE PAYMENTS TO LOBBYISTS AND LOBBYING ORGANIZATIONS. THESE PAYMENTS CONSIST OF MEMBERSHIP DUES AS APPROVED BY THE UNIVERSITY OF FLORIDA. 3 432997 8205 437703 1 1 X X 1 0.25 0 0 1 1 4.00 375 2219704 37743374 X X X X 1 1359642610 36853138 185443842 12549814 35438039 14429318 1519522419 1263277378 41170114 113672364 11520485 33433560 13523201 1359642610 1295313181 25532457 500314 11249015 32545590 14273969 1263277378 1104572604 56022039 187399473 10172881 29460172 13047882 1295313181 1055987256 34051730 103431556 9388443 27518658 12224932 1144338509 0.00000 1.00000 0.00000 0 0 40642715 40642715 6743155 4131780 2611375 1855199 1689971 165228 43419318 COMMINGLED FUNDS 36071182 F HEDGE STRATEGIES 1947645 F PRIVATE EQUITY 1693139752 F 1731158579 TRUST LIABILITY 14057040 AMOUNTS INVESTED ON BEHALF OF UF EN 21405116 PRESENT VALUE OF FUTURE ANNUITY 6653927 DEFERRED MANAGEMENT FEES 174477 42290560 X 321732153 181600441 9507106 2787250 193894797 127837356 -471580 -471580 127365776 151098883 9507106 4714983 14222089 136876794 4601248 4601248 141478042 PART II, LINE 9: CONTRIBUTIONS TO THE LAND PRESERVE ARE GENERALLY RECORDED AT THEIR APPRAISED VALUE AT THE DATE OF THE GIFT, AND ARE CONSIDERED BY MANAGEMENT TO BE NON-REVENUE PRODUCING ASSETS. THE VALUE OF THE CONTRIBUTED NON-REVENUE PRODUCING ASSETS IS INCLUDED IN THE STATEMENT OF ACTIVITIES. PART III, LINE 4: THE ORGANIZATION RECEIVES AND MAY HOLD ART OBJECTS AND OTHER COLLECTIONS, INCLUDING ARTIFACTS, BOOKS, MANUSCRIPTS, AND DOCUMENTS, EITHER GIFTED TO THE ORGANIZATION FOR THE BENEFIT OF THE UNIVERSITY OF FLORIDA OR ACQUIRED WITH FUNDS GIFTED FOR THAT PURPOSE. THESE OBJECTS ARE HELD FOR USE BY THE UNIVERSITY'S MUSEUMS AND LIBRARIES IN FURTHERANCE OF THE UNIVERSITY'S EDUCATIONAL MISSION. PART V, LINE 4: ENDOWMENT FUNDS ARE ESTABLISHED FOR A MULTITUDE OF REASONS TO BENEFIT THE UNIVERSITY OF FLORIDA. THE REASONS INCLUDE, BUT ARE NOT LIMITED TO, PROFESSORSHIPS, SCHOLARSHIPS, RESEARCH, FACILITIES AND GENERAL COLLEGE SUPPORT. PART X, LINE 2: FIN 48 STATEMENT: THE FOUNDATION HAS REVIEWED AND EVALUATED THE RELEVANT TECHNICAL MERITS OF EACH OF ITS TAX POSITIONS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AND DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT WOULD HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS OF THE FOUNDATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: UF ALUMNI ASSOCIATION ACTIVITY REPORTED ON SEPARATE RETURN 2,787,250. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES NETTED AGAINST RENTAL REVENUE ON PART VIII -471,580. PART XII, LINE 2D - OTHER ADJUSTMENTS: UF ALUMNI ASSOCIATION ACTIVITY REPORTED ON SEPARATE RETURN 4,243,403. RENTAL EXPENSES NETTED AGAINST RENTAL REVENUE ON PART VIII 471,580. PART XII, LINE 4B - OTHER ADJUSTMENTS: PENSION CHANGES SHOWN AS "OTHER" ON THE FINANCIAL STATEMENTS -486,419. PROVISION FOR DOUBTFUL PLEDGES SHOWN AS "OTHER" ON FINANCIAL STATEMENTS 3,596,514. TRANSFERS TO THE UF ALUMNI ASSOCIATION NOT SHOWN FOR BOOK PURPOSES 1,491,153. PART XI, LINE 2B - DONATED SERVICES AND USE OF FACILITIES IN-KIND OCCUPANCY RENT 1,256,706. CONTRACTUAL SERVICES - GENERAL 68,443. ADVERTISING / MARKETING 54,860. REUNIONS & EVENTS 771 FUNDRAISERS' SALARIES AND EXPENSES PAID BY VARIOUS COLLEGES AND UNIVERSITIES 8,126,326. TOTAL TO SCHEDULE D, PART XI, LINE 2B 9,507,106. X X X X X X 1 RUFFALOCODY 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52404 PHONE PROGRAM 0 1231499 591612 639887 SCOTT I PEEK 2629 SILVERMOSS DRIVE WESLEY CHAPEL FL 33544 FUNDRAISING 0 0 16420 16420 1231499 608032 656307 AK AZ AL AR CA CO FL GA HI IL KS KY MD MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CT MA DC 1 UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 13274251 APPRAISAL, FMV NON-CASH DONATIONS OF TANGIBLE PERSONAL ALLOCATION UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 10331053 SCHOLARSHIPS UF ALUMNI ASSOCATION PO BOX 14425 GAINESVILLE FL 32604 592911059 501C3 1491152 ALLOCATION UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 90030414 ALLOCATION 1 1 PART I, LINE 2: THE UF FOUNDATION TRANSFERS SCHOLARSHIP MONIES TO THE UNIVERSITY OF FLORIDA FINANCIAL AID OFFICE. MONITORING OF THESE FUNDS IS DONE BY THE UNIVERSITY'S FINANCIAL AID OFFICE. THE UF ALUMNI ASSOCIATION (UFAA) OPERATES AS A UNIT WITHIN THE UNIVERSITY OF FLORIDA FOUNDATION. THEREFORE, ALL CASH DISBURSEMENTS FOR THE UFAA ARE SUBJECT TO THE SAME CONTROLS AS THE UF FOUNDATION. THE UF FOUNDATION TRANSFERS BOTH CASH AND NON-CASH CONTRIBUTIONS TO SUPPORT THE UNIVERSITY OF FLORIDA, AN AFFILIATED ENTITY. ALL CONTRIBUTIONS RECEIVED ARE SUBJECT TO THE POLICIES AND PROCEDURES OF THE UF FOUNDATION AND ARE DEEMED ADEQUATE. X X 1 1 0 0 0 0 0 0 0 0 0 JOSEPH GLOVER EX-OFFICIO 0 362218 0 0 0 12801 0 24859 0 6964 0 406842 0 0 WENDY D GRAHAM EX-OFFICIO 0 213041 0 0 0 0 0 17688 0 13501 0 244230 0 0 DAVID S GUZICK EX-OFFICIO 0 832495 0 359232 0 65108 0 19761 0 15914 0 1292510 0 0 J BERNARD MACHEN EX-OFFICIO 0 497562 0 0 0 224433 0 25056 0 15409 0 762460 0 0 PAUL OKUNIEFF EX-OFFICIO 0 596518 0 10496 0 164832 0 14365 0 18713 0 804924 0 0 JACK M PAYNE EX-OFFICIO 0 291685 0 0 0 13871 0 22715 0 15409 0 343680 0 0 WINFRED M PHILLIPS EX-OFFICIO 0 386039 0 0 0 406502 0 48598 0 6964 0 848103 0 0 THOMAS J MITCHELL EXECUTIVE VICE PRESIDENT 326189 0 0 0 43516 0 21587 0 15409 0 406701 0 0 0 MATTHEW M FAJACK TREASURER 0 253292 0 0 0 12024 0 20132 0 15404 0 300852 0 0 ALAN M WEST THRU 0913 ASSISTANT TREASURER 95308 30360 0 0 0 0 9019 2768 19357 4606 123684 37734 0 0 SUSAN G GOFFMAN SECRETARY 128129 0 0 0 0 0 0 0 26023 0 154152 0 0 0 L CARTER BOYDSTUN SENIOR ASSOCIATE VP 166743 0 0 0 35300 0 38408 0 13519 0 253970 0 0 0 CYNTHIA F BUTLER ASSISTANT VICE PRESIDENT 166569 0 0 0 11473 0 16056 0 13501 0 207599 0 0 0 TARA BLYTHE ASSOCIATE VICE PRESIDENT 166804 0 0 0 4888 0 20402 0 13501 0 205595 0 0 0 MATT HODGE SENIOR ASSISTANT VP 158372 0 0 0 1368 0 10549 0 7678 0 177967 0 0 0 RYAN MARSH ASSISTANT VICE PRESIDENT 146222 0 0 0 1190 0 14240 0 13501 0 175153 0 0 0 CHRIS NEEDLES SENIOR ASSISTANT VP 143787 0 0 0 1225 0 13142 0 13501 0 171655 0 0 0 PART I, LINE 1A PRIVATE AIRCRAFT ARE USED, AS APPROPRIATE, WHEN UNIVERSITY OF FLORIDA FOUNDATION (UFF) DIRECTORS OR OFFICERS NEED TO MAKE A BUSINESS TRIP WHEN THE TIMING OR LOCATION NECESSITATES THE USE OF SUCH PLANES. TRAVEL IS PROVIDED, ON FUNDRAISING TRIPS, FOR COMPANIONS OF UFF DIRECTORS OR OFFICERS WHEN A BONA FIDE BUSINESS PURPOSE EXISTS. THESE BENEFITS ARE NOT TAXABLE INCOME TO THE RECIPIENTS ON SCHEDULE J, PART II. PART I, LINE 3 THE UNIVERSITY OF FLORIDA, A RELATED ORGANIZATION, USES THE FOLLOWING METHODS TO ESTABLISH THE COMPENSATION FOR THE ORGANIZATION'S CEO/EXECUTIVE DIRECTOR: * INDEPENDENT COMPENSATION CONSULTANT * WRITTEN EMPLOYMENT CONTRACT * COMPENSATION SURVEY OR STUDY A UNIVERSITY OF FLORIDA FOUNDATION INC 590974739 NONEAVAIL 2009-01-28 15450000 EDUCATION 0 1 0 A 1126964 15450000 44950 450000 14955050 2010 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0 0 0 A 0 0 0 0 0 0 0 0 0 A 0 X 68 2757253 FAIR MARKET VALUE X 864607 FAIR MARKET VALUE X 3 3966 FAIR MARKET VALUE X 219 11378253 FAIR MARKET VALUE X 7 983500 FAIR MARKET VALUE X 65 5798224 FAIR MARKET VALUE X EQUIPMENT AND 150 7242032 FAIR MARKET VALUE X AUCTION ITEMS 227 57118 FAIR MARKET VALUE X LIVESTOCK 5 13601 FAIR MARKET VALUE X SPONSORSHIP T 2 700 FAIR MARKET VALUE 65 0 1 1 PART I, LINE 32B: THE FOUNDATION USES AUCTION HOUSES AND THIRD-PARTY BROKERS TO SELL DONATED PROPERTY. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING INDIVIDUALS HAD A FAMILY RELATIONSHIP AS SELF-DISCLOSED ANNUALLY: -ALLEN LASTINGER AND DELORES LASTINGER HAVE A FAMILY RELATIONSHIP. -MARSHALL CRISER, JR AND MARSHALL CRISER, III HAVE A FAMILY RELATIONSHIP. -JIM PUGH AND ALEXIS PUGH HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE UNIVERSITY PRESIDENT SELECTS TWO DEANS AND TWO FACULTY MEMBERS TO SERVE ON THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B ALL AMENDMENTS TO THE BYLAWS AND ARTICLES ARE SUBJECT TO APPROVAL BY THE UNIVERSITY OF FLORIDA PRESIDENT. FORM 990, PART VI, SECTION B, LINE 11 AS BEST PRACTICES DICTATES, THE IRS FORM 990 WAS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE PRIOR TO ITS FILING. THE BOARD OF DIRECTORS OFFICIALLY DELEGATED THE RESPONSIBILITY FOR REVIEWING THE FORM 990 TO THE AUDIT COMMITTEE BY MOTION ADOPTED BY THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST PROVISION OF THE FOUNDATION'S BYLAWS REQUIRES DISCLOSURE OF CONFLICTS. AT THE BEGINNING OF EACH FISCAL YEAR, DISCLOSURE FORMS ARE SENT TO EACH DIRECTOR AND OFFICER. ANY RESPONSES INDICATING A POSSIBLE CONFLICT ARE REVIEWED BY LEGAL COUNSEL AND THE ASSOCIATE VICE PRESIDENT/COO TO DETERMINE WHETHER FURTHER ACTION IS NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR MANAGEMENT IS REVIEWED AND SET BY THE PRESIDENT OF THE UNIVERSITY OF FLORIDA, OR HIS DESIGNEE, IN ACCORDANCE WITH THE UNIVERSITY'S POLICIES. THESE POLICIES REQUIRE THAT COMPARABLE DATA BE USED TO DETERMINE THAT MANAGMENT IS COMPENSATED FAIRLY AND COMPETITIVELY WHEN COMPARED TO SIMILAR ROLES IN OTHER UNIVERSITY FOUNDATIONS NATIONALLY. FORM 990, PART VI, SECTION C, LINE 19 ALL ARE AVAILABLE ON THE UNIVERSITY OF FLORIDA FOUNDATION'S WEBSITE AND UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN IRC SECTION 6104(D). FORM 990, PART XI, LINE 9: INCREASE IN SPLIT VALUE AGREEMENT 3,259,410. RECOGNIZED DEFERRED REVENUE PREVIOUSLY RECORDED FOR TAX PURPOSES 35,000. FORM 990, PART XII, LINE 2C: THE PROCESS FOR SELECTING THE INDEPENDENT AUDITOR HAS REMAINED CONSISTENT WITH THE PRIOR YEAR. FORM 990, PART IX, LINE 9 FRINGE BENEFIT POOL THE ORGANIZATION PAYS A FRINGE BENEFIT POOL RATE ON ALL SALARIES FOR BENEFITS AND PAYROLL TAXES. THIS FULL AMOUNT IS BEING REPORTED ON LINE 9 FOR OTHER EMPLOYEE BENEFITS. FORM 990, PART IX, LINE 9 PENSION CHANGES INCLUDED IN THE $3,732,678 OF OTHER BENEFITS REPORTED ON LINE 9 ARE DECREASES ON EXPENSE OF $188,380 FOR PROGRAM SERVICES AND $290,285 FOR MANAGEMENT AND GENERAL DUE TO THE PENSION CHANGES AND OTHER NET PENSION COSTS. UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 UNIVERSITY FL N/A 0 UNIVERSITY OF FLORIDA ALUMNI ASSOCIATION 2012 W UNIVERSITY AVE GAINESVILLE FL 32603 592911059 DIRECT SUPPORT ORGANIZATION FL 501(C)3 LINE 7 N/A 0 FLORIDA PRIVATE INVESTMENTS FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277240 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 0 0 FLORIDA LONG TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277090 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 185755903 0 0 FLORIDA SHORT-TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276790 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 1480550 0 0 FLORIDA GLOBAL EQUITY FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276884 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 450124 0 0 FLORIDA GLOBAL FIXED INCOME FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277004 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 25099 0 0 FLORIDA HEDGED STRATEGIES FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277727 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 285814 0 0 0 1 1 0 1 0 0 0 0 1 1 1 0 1 1 0 1 1 0 UNIVERSITY OF FLORIDA C 169793 FMV UNIVERSITY OF FLORIDA E -294344 FMV UNIVERSITY OF FLORIDA J 308648 FMV UNIVERSITY OF FLORIDA K 1256706 FMV UNIVERSITY OF FLORIDA O 6435500 FMV UNIVERSITY OF FLORIDA Q 1878694 FMV UNIVERSITY OF FLORIDA R 115126870 FMV