2015-05-13T19:20:23-05:00 2014-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2014-01-01 132867881 LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE INC LITT 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 TRACI LESTER EXECUTIVE DIRECTOR 6466725200 2015-05-13 1 ROBERT LYONS P00227472 2125038800 2014 2016-02-25 16:41:14Z TRACI LESTER 333 EAST 115TH STREET NEW YORK NY 100292210 6449809 0 0928 X WWW.LITTLESISTERSFAMILY.ORG X 1958 NY THE ORGANIZATION IS A NONPROFIT COMMUNITY-BASED ORGANIZATION THAT WORKS WITH THE PEOPLE OF EAST HARLEM TO ADDRESS THE PHYSICAL, EMOTIONAL, EDUCATIONAL, AND SPIRITUAL DIMENSIONS OF FAMILY HEALTH. ITS HOME-BASED AND CENTER-BASED PROGRAMS ARE DESIGNED TO EMPOWER THOSE WHO ARE MOST VULNERABLE AND WHO HAVE LEAST ACCESS TO THE BASIC NECESSITIES OF LIFE, IN THE CONVICTION THAT THE ENTIRE COMMUNITY GROWS WHEN INDIVIDUALS AND FAMILIES ARE AFFIRMED IN THEIR OWN DIGNITY. 18 18 71 97 0 0 3191004 3773695 821486 579735 190810 301105 398761 435150 4602061 5089685 161208 214270 0 0 3041608 3007655 0 0 624576 1624926 2114390 4827742 5336315 -225681 -246630 7797885 7331578 282048 182046 7515837 7149532 X THE LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE, FOUNDED IN 1958, IS A NONPROFIT COMMUNITY-BASED ORGANIZATION THAT WORKS WITH THE PEOPLE OF EAST HARLEM TO ADDRESS THE PHYSICAL, EMOTIONAL, EDUCATIONAL, AND SPIRITUAL DIMENSIONS OF FAMILY HEALTH.ITS HOME-BASED AND CENTER-BASED PROGRAMS ARE DESIGNED TO EMPOWER THOSE WHO ARE MOST VULNERABLE AND WHO HAVE LEAST ACCESS TO THE BASIC NECESSITIES OF LIFE, IN THE CONVICTION THAT THE ENTIRE COMMUNITY GROWS WHEN INDIVIDUALS AND FAMILIES ARE AFFIRMED IN THEIR OWN DIGNITY. 0 0 770264 1825 THE HOME BASED WITH SOCIALIZATION PROGRAM (RECENTLY RENAMED PARENTING AND CHILD DEVELOPMENT), WORKS WITH PARENTS TO KEEP VERY YOUNG CHILDREN (UP TO AGE THREE) DEVELOPMENTALLY ON-TRACK THROUGH HOME VISITS AND ON-SITE SOCIALIZATION GROUPS. THE FIVE FOCUS AREAS OF THE PROGRAM ARE: ATTACHMENT AND HEALTHY SEPARATION; LANGUAGE AND LITERACY; EXPLORATION AND LEARNING; SELF-REGULATION AND EMOTIONAL DEVELOPMENT; AND CONNECTIONS TO OUTSIDE RESOURCES. NUTRITION INFORMATION AND MENTAL HEALTH COUNSELING ARE ALSO PROVIDED. IN 2014, THE PROGRAM SERVED 165 FAMILIES WITH 172 CHILDREN AMONG THEM. THE ROBIN HOOD FOUNDATION IS THE PRIMARY FUNDER OF THIS PROGRAM. 621968 455080 THE EARLY INTERVENTION PROGRAM OFFERS EVALUATION AND TREATMENT FOR INFANTS AND TODDLERS WITH SPECIAL NEEDS. THE PROGRAM IS APPROVED BY NEW YORK STATE TO PROVIDE MULTIDISCIPLINARY EVALUATION, PSYCHOLOGICAL EVALUATIONS, SERVICE COORDINATION, SPECIAL INSTRUCTION, SPEECH AND LANGUAGE THERAPY, PHYSICAL THERAPY, OCCUPATIONAL THERAPY AND SOCIAL WORK SERVICES. IN 2014, 130 FAMILIES WERE SERVED. THE PROGRAM IS FEE-FOR-SERVICE, PRIMARILY MEDICAID AND THIRD PARTY HMOS. 688325 17325 PREVENTIVE SERVICES IS A FAMILY SUPPORT PROGRAM THAT STRENGTHENS FAMILY FUNCTIONING TO AVOID PLACEMENT OF CHILDREN IN FOSTER CARE. KEY PROGRAM COMPONENTS INCLUDE COUNSELING, REFERRALS FOR SPECIALIZED TREATMENT, HELP WITH PARENTING AND DAILY LIFE MANAGEMENT SKILLS, AND FOLLOW-UP WITH EDUCATION, HEALTH CARE, HOUSING, ENTITLEMENTS AND MORE, BASED ON THE NEEDS OF THE FAMILY. IN 2014, 60 FAMILIES WERE SERVED WITH 257 CHILDREN AMONG THEM. THE PROGRAM IS FULLY FUNDED BY THE NEW YORK CITY ADMINISTRATION FOR CHILDREN'S SERVICES. 2010526 195120 124655 THE ENVIRONMENTAL PROGRAM WHICH PROVIDES ASSISTANCE TO FAMILIES IN ADDRESSING ENVIRONMENTAL CONDITIONS THAT AFFECT THEIR HEALTH AND PARTICULARLY ASTHMA TRIGGERS; EDUCATION AND YOUTH SERVICES OFFERING AFTER SCHOOL PROGRAM, FREE ARTS, SUMMER READING PROGRAM, GIRLS MENTORING EDUCATION AND ADVOCACY ON SCHOOL ADMISSIONS AND OTHER RELATED ISSUES; ADVOCACY PROGRAM WHICH HELPS CLIENTS WITH A WIDE RANGE OF SOCIAL SERVICES INCLUDING AN EMERGENCY FOOD PANTRY AND EDUCATION ADVOCACY; A THRIFT SHOP STORE WHICH PROVIDES USED CLOTHING AT AFFORDABLE PRICES TO THE RESIDENTS OF EAST HARLEM. 2010526 195120 124655 4091083 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 74 0 71 1 0 0 0 0 0 1 1 0 0 0 0 X 18 18 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY CA CT FL MA PA WI X CATHERINE FLORES 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 SCOTT DEPETRIS DIRECTOR & CHAIRPERSON 5.00 X X 0 0 0 BARBARA BRENNER DIRECTOR & SECRETARY 1.00 X X 0 0 0 RALPH A SICILIANO DIRECTOR 5.00 X 0 0 0 SUSAN MCINERNEY DIRECTOR 1.00 X 0 0 0 MARK J MORAN DIRECTOR 1.00 X 0 0 0 RICHARD J BONFORTE MD DIRECTOR 1.00 X 0 0 0 MARGARET DUFFY DIRECTOR 2.00 X 0 0 0 WILLIAM A GOODLOE DIRECTOR 1.00 X 0 0 0 ELIZABETH KING DIRECTOR 1.00 X 0 0 0 GLENN R SARNO DIRECTOR 1.00 X 0 0 0 MARGARET LEONARD DIRECTOR 1.00 X 0 0 0 MS ASSUNTA GAGLIONE-AUSTIN DIRECTOR 1.00 X 0 0 0 PAULA G MCINERNEY DIRECTOR 1.00 X 0 0 0 AUDRA TINER DIRECTOR 1.00 X 0 0 0 ROBERT SWANTON DIRECTOR 1.00 X 0 0 0 DARREN WILSON DIRECTOR 1.00 X 0 0 0 PATRICIA BARRY FORMER DIRECTOR 1.00 X 0 0 0 STACY LOUIZOS DIRECTOR 1.00 X 0 0 0 CECILIA SERRANO VONDERHEIDE DIRECTOR 1.00 X 0 0 0 GEORGE H BOYD III FORMER DIRECTOR 1.00 X 0 0 0 JAMES W JOHNSTON FORMER DIRECTOR 1.00 X 0 0 0 SUSANNE LACHAPELLE FORMER DIRECTOR 1.00 X 0 0 0 WENDY LEE FORMER DIRECTOR 1.00 X 0 0 0 JOSEPH TUCKER FORMER DIRECTOR 1.00 X 0 0 0 TRACI LESTER EXECUTIVE DIRECTOR 40.00 X 48053 0 4249 NICOLE METER FORMER DIRECTOR OF FINANCE & ADMI 40.00 X 68760 0 3244 ROXANNE GREENSTEIN FORMER DIRECTOR OF DEVELOPMENT 40.00 X 0 0 0 JOHN CORWIN FORMER EXECUTIVE DIRECTOR 40.00 X 0 0 0 116813 0 7493 0 0 0 0 CORWIN CONSULTING 303 MERCER STREET SUITE A-202 NEW YORK NY 10003 INTERIM EXECUTIVE DIRECTOR 250480 COOPERATIVA DE SERVICIOS ARCOIRIS 416 EAST 115TH STREET NEW YORK NY 10029 SERVICES FOR WAREHOUSE OPERATIONS 142950 INSPERITY 1251 AVE OF THE AMERICAS NEW YORK NY 10020 HR SERVICES 141891 GREENSTEIN CONSULTING INC 380 LENOX AVENUE APT 6D NEW YORK NY 10027 INTERIM DIRECTOR OF DEVELOPMENT 112750 4 1168018 906880 1698797 88156 3773695 OTHER THIRD PARTIES 621610 519273 519273 MEDICAID 621610 51973 51973 MEDICARE 621610 8489 8489 579735 35289 35289 1486807 1220991 265816 265816 265816 139133 1168018 139133 0 THRIFT STORE 453310 429454 429454 OTHER INCOME 900099 5696 5696 435150 5089685 579735 0 736255 X 214270 214270 124942 36897 88045 2285902 2136405 22061 127436 413340 381215 14659 17466 183471 165683 8060 9728 43500 43500 9899 9899 1246657 611518 380107 255032 48753 43449 2901 2403 6498 5139 704 655 39761 31665 6005 2091 166463 142262 19777 4424 67899 60964 3943 2992 CLIENT EVENTS 138525 49028 754 88743 SUPPLIES 121183 101087 1714 18382 SPECIAL EVENTS EXPENSES 52397 52397 PRINTING AND PUB 45161 10065 2969 32127 127694 101436 15558 10700 5336315 4091083 620656 624576 255984 76701 232590 208306 350004 374171 139134 75666 30264 19318 6430140 1837855 4725804 4592285 2064105 1985131 7797885 7331578 250290 148524 31758 33522 282048 182046 X 6686569 6158807 636968 798425 192300 192300 7515837 7149532 7797885 7331578 -246630 -119675 0 X X 0 1 X 1 0 X 2578043 3985861 3522640 3191004 3773695 17051243 2578043 3985861 3522640 3191004 3773695 17051243 17051243 30308 25158 30622 34000 35289 155377 382176 422295 408605 398761 435150 2046987 19253607 4538888 0.88560 0.87840 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 211313 20672 11766 220219 192300 32474 13461 211313 192300 34974 34974 192300 192300 13297 13297 192300 192300 45686 45686 192300 0.87000 0.13000 0 0 572119 572119 5357002 1502581 3854421 458314 308775 149539 42705 26499 16206 4592285 GOVERNMENT ADVANCES 33522 33522 X 5197008 -119675 236897 117222 5079786 9899 9899 5089685 5563313 236897 236897 5326416 9899 9899 5336315 PART V, LINE 4: GENERAL OPERATING SUPPORT PART X, LINE 2: THE AGENCY HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2014 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION "ASC" TOPIC 740 "INCOME TAXES", WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. THE AGENCY IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL TAX EXAMINATIONS BY TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2011. FALL GALA 1300795 1163100 137695 109538 28157 NEW FRIENDS EVENT 6356 4918 1438 1438 1 1307151 1168018 139133 109538 29595 139133 0 1 EMERGENCY AND FAMILY ASSISTANCE 4210 214270 COST FOOD, ETC. PART I, LINE 2: FOOD GRANT BENEFICIARIES RECEIVE ASSISTANCE IN THE FORM OF ACTUAL FOOD, NOT CASH OR CREDIT. ELIGIBILITY IS DETERMINED BASED ON ZIP CODE OF RESIDENCE. RECORDS ARE KEPT AS TO HOW MANY TIMES A FAMILY HAS COME IN FOR FOOD, AND THE LIMIT IS ONCE PER MONTH. THIS COMPRISED OVER 80% OF THE ASSISTANCE. THE OTHER 20% ARE MISCELLANEOUS TYPES OF EMERGENCY ASSISTANCE SUCH AS ASSISTANCE WITH RENT, FURNITURE, TRANSPORTATION ETC., AND ARE WORKED INTO PROGRAM BUDGETS AND APPROVED BY ALL THE APPROPRIATE PARTIES DURING THE BUDGETING AND FUNDING PROCESS. JOHN CORWIN OFFICER 250480 EMPLOYMENT 0 ROXXANE GREENSTEIN OFFICER 112759 EMPLOYMENT 0 X EVENT TICKETS 1 88156 FAIR MARKET VALUE 0 0 0 PART I, COLUMN (B): THE AMOUNT REPORTED FOR SPORTING EVENT TICKETS FOR KIDS IS BASED ON THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. FORM 990, PART VI, SECTION A, LINE 2 A MEMBER OF THE BOARD OF DIRECTORS IS RELATED TO ANOTHER MEMBER OF THE BOARD OF DIRECTORS. A MEMBER OF THE BOARD OF DIRECTORS HAS A BUSINESS RELATIONSHIP WITH ANOTHER BOARD MEMBER. FORM 990, PART VI, SECTION A, LINE 3 CORWIN CONSULTING PROVIDES MANAGEMENT AND ACCOUNTING SERVICES TO THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S BOARD OF DIRECTORS HAS DELEGATED TO THE AUDIT COMMITTEE THE AUTHORITY TO REVIEW THE ORGANIZATION'S FORM 990 PRIOR TO FILING. PURSUANT TO THAT AUTHORITY, AFTER REVIEW BY THE ORGANIZATION'S TAX ADVISORS, A DRAFT OF THE FORM 990 WAS SENT TO THE FULL AUDIT COMMITTEE FOR THE COMMITTEE'S REVIEW AND COMMENT. A COPY OF THE FORM 990 WAS PROVIDED TO EACH MEMBER OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD REQUIRES THAT ITS MEMBERS ANNUALLY SIGN A CONFLICT OF INTEREST STATEMENT. THE EXECUTIVE DIRECTOR IS RESPONSIBLE TO SEE THAT EACH BOARD MEMBER COMPLIES AND FOLLOWS UP WITH BOARD MEMBERS THAT HAVE NOT RESPONDED. IF THERE IS EVER AN OCCASION WHEN A BOARD MEMBER'S BUSINESS IS BEING CONSIDERED FOR A CONTRACT WITH THE AGENCY, COMPETITIVE BIDS ARE REQUIRED, AND THE DISCUSSION AMONG THE BOARD TAKES PLACE WITHOUT THE PRESENCE OF THE PARTICULAR BOARD MEMBER, AND MINUTES OF THE BOARD RECORD THE RESULTING DECISION WITH REASONS GIVEN. FORM 990, PART VI, SECTION B, LINE 15A A COMMITTEE OF THE BOARD EXAMINED COMPARATIVE COMPENSATION DATA FROM THE NONPROFIT COORDINATING COMMITTEE OF NEW YORK. THE COMMITTEE UTILIZED THE DATA PERTAINING TO ORGANIZATIONS PROVIDING SIMILIAR SERVICES AND HAVING BUDGETS AND STAFF LEVELS COMPARABLE TO LSA. A WRITTEN REPORT OF THE COMMITTEE, EXPLAINING THE DATA AND DESCRIBING THE PROCESS WAS SUBMITTED TO THE FULL BOARD PRIOR TO THE MEETING AT WHICH THE BOARD ACTED UPON THE COMMITTEE'S RECOMMENDATION. FORM 990, PART VI, SECTION C, LINE 19 IN THE ANNUAL REPORT, IT IS STATED "A COPY OF THE MOST RECENT AUDITED FINANCIAL STATEMENTS OF LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE IS AVAILABLE UPON REQUEST FROM THE FINANCE OFFICE." THE 990 CAN BE FOUND ON THE GUIDESTAR WEBSITE. THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 185,951. MANAGEMENT AND GENERAL EXPENSES 364,357. FUNDRAISING EXPENSES 254,549. TOTAL EXPENSES 804,857. OTHER INDEPENDENT CONTRACTORS AND CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 425,567. MANAGEMENT AND GENERAL EXPENSES 15,750. FUNDRAISING EXPENSES 483. TOTAL EXPENSES 441,800. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.