2025-11-17T19:07:32-06:00 2024-12-31 130436940 ANCHIN BLOCK & ANCHIN LLP 3 TIMES SQUARE NEW YORK NY 10036 990PF 2024-01-01 133318620 ROYCE FAMILY FUND INC C/O ROYCE & ASSOCIATES ROYC 2038693541 8 SOUND SHORE DRIVE GREENWICH CT 06830 CHARLES M ROYCE PRESIDENT 2038693541 2025-11-17 1 0 BARRY LIEBERMAN P01264445 2128403456 2025-11-17 2024 2025-03-06 01:10:19Z X 85549283 X X 2924307 2924307 2748723 2786690 2752834 -1042327 -1122478 4630703 4554663 0 0 0 6825 1706 5119 108333 0 108333 44397 44397 0 465066 190 464876 624621 46293 578328 5890470 5890470 6515091 46293 6468798 -1884388 4508370 715747 1289589 1289589 75540934 73147858 61340741 22841560 22918953 22918953 99098241 97356400 85549283 41872 41872 41872 41872 X 12188889 12188889 0 0 86867480 85125639 99056369 97314528 99098241 97356400 99056369 -1884388 142547 97314528 0 97314528 TOTAL SHORT-TERM COMMON TRUST FUND AND PARTNERSHIP P 2024-01-01 2024-12-31 58708 58708 58708 LT CAPITAL GAIN DISTRIBUTIONS P 2023-01-01 2024-12-31 846796 846796 846796 PUBLICLY TRADED SECURITIES P 2023-01-01 2024-12-31 351193 351193 351193 TOTAL LONG-TERM COMMON TRUST FUND AND PARTNERSHIP P 2023-01-01 2024-12-31 1528804 1528804 1528804 LOSS ON DISPOSITION T ROWE PRICE MUTUAL FUNDS P 2023-01-01 2024-12-31 1189 1189 0 0 PUBLICLY TRADED SECURITIES P 2024-01-01 2024-12-31 32667 -32667 -32667 2752834 62666 0 62666 0 62666 122545 0 0 0 122545 0 59879 59879 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CT 1 0 0 0 1 1 N/A ROYCE FAMILY FOUNDATION INC 2038693541 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CHARLES M ROYCE C/O ROYCE ASSOC 8 SOUND SHORE DR GREENWICH CT 06830 PRESIDENT AND TREASURER 2.00 0 0 0 NICHOLAS MOORE C/O ROYCE ASSOC 8 SOUND SHORE DR GREENWICH CT 06830 SECRETARY 2.00 0 0 0 NONE 0 NICHOLAS C MOORE 8 SOUND SHORE DRIVE STE 140 GREENWHICH CT 06830 CONSULTING SERVICES 108333 0 THE PURPOSE OF BUILDING AT TOWN CENTER STREET TO BENEFIT THE COMMUNITY. 377609 THE PURPOSE OF PUBLIC RADIO STATION IS TO BENEFIT THE COMMUNITY. 72466 LOANS MADE TO HUNTER MOUNTAIN FOUNDATION INCONNECTION WITH CHARITABLE PURPOSE. 593202 LOANS MADE TO ANCHOR HEALTH INITIATIVE CORP INCONNECTION WITH CHARITABLE PURPOSE 50000 643202 63161710 674236 0 63835946 0 0 63835946 957539 62878407 3143920 3143920 62666 15711 78377 3065543 718363 3783906 0 3783906 6468798 643202 146903 7258903 3783906 0 0 120890 2322145 1465876 3908911 7258903 0 0 0 3783906 3474997 0 0 7383908 0 0 0 0 0 0 0 7383908 120890 2322145 1465876 3474997 CHARLES M ROYCE X ALLIANCE FRANCAISE OF GREENWICH 299 GREENWICH AVENUE GREENWHICH CT 06830 NONE PC GENERAL PURPOSES 1000 ALZHEIMER'S ASSOCIATION 225 N MICHIGAN AVE 17TH FLOOR CHICAGO IL 60601 NONE PC GENERAL PURPOSES 1046 AMERICAN FILM INSTITUTE 2021 NORTH WESTERN AVENUE LOS ANGELES CA 900271657 NONE PC GENERAL PURPOSES 25000 AMERICAN FRIENDS OF THE ARCHBISHOP OF CANTERBURY'S ACF INC C/O MARION CARR 21 INDIAN CHASE DR GREENWICH CT 06830 NONE PC GENERAL PURPOSES 20000 AMERICAN PROMISE EDUCATION FUND 33 BRADFORD STREET CONCORD MA 01742 NONE PC GENERAL PURPOSES 5000 AMERICAN RED CROSS 431 18TH STREET NW WASHINGTON DC 20006 NONE PC GENERAL PURPOSES 10000 ASPCA 520 8TH AVENUE 7TH FLOOR NEW YORK NY 10018 NONE PC GENERAL PURPOSES 1000 AVON THEATER FILM CENTER INC 8 SOUND SHORE DRIVE GREENWHICH CT 06830 NONE PC GENERAL PURPOSES 276423 BERKELEY DIVINITY SCHOOL 409 PROSPECT STREET NEW HAVEN CT 06511 NONE PC GENERAL PURPOSES 65000 BREAKTHROUGH T1D 200 VESEY STREET 28TH FLOOR NEW YORK NY 10281 NONE PC GENERAL PURPOSES 5000 BREAST CANCER RESEARCH FOUNDATION 28 W 44TH STREET SUITE 609 NEW YORK NY 10036 NONE PC GENERAL PURPOSES 1000 BROWN UNIVERSITY BOX 1822 69 BROWN STREET PROVIDENCE RI 02912 NONE PC GENERAL PURPOSES 495000 BRUCE MUSEUM ONE MUSEUM DRIVE GREENWICH CT 06830 NONE PC GENERAL PURPOSES 225000 CAF AMERICA 225 REINEKERS LANE 375 ALEXANDRIA VA 22314 NONE PC GENERAL PURPOSES 500 CAPTIVATED INTERNATIONAL 702 E SIMPSON STREET UNIT 214 MECHANICSBURG PA 17055 NONE PC GENERAL PURPOSES 10000 CATHEDRAL OF ST JOHN THE DIVINE 1047 AMSTERDAM AVE NEW YORK NY 10025 NONE PC GENERAL PURPOSES 60000 CENTER FOR INVESTIGATIVE REPORTING PO BOX 8307 EMERYVILLE CA 94662 NONE PC GENERAL PURPOSES 1000 CENTRAL PARK CONSERVANCY 14 E 60TH STREET NEW YORK NY 10022 NONE PC GENERAL PURPOSES 2000 CHRIST CHURCH GREENWICH 254 E PUTNAME AVENUE GREENWICH CT 06830 NONE PC GENERAL PURPOSES 111000 COLONIAL THEATRE WILCOX PARK WESTERLY RI 02891 NONE PC GENERAL PURPOSES 50000 COMPASS ROSE SOCIETY 1225 TEXAS AVENUE HOUSTON TX 77002 NONE PC GENERAL PURPOSES 115000 CORAL REEF ALLIANCE 548 MARKET STREET 29802 SAN FRANCISCO CA 94104 NONE PC GENERAL PURPOSES 500 COTA 2501 WEST COTA DRIVE BLOOMINGTON IN 47403 NONE PC GENERAL PURPOSES 10000 EAST BEACH ASSOCIATION PO BOX 1055 WESTERLY RI 02891 NONE PC GENERAL PURPOSES 1000 EPISCOPAL CHURCH OF CT 290 PRATT STREET MERIDEN CT 06450 NONE PC GENERAL PURPOSES 20000 FAMILY CENTERS 40 ARCH STREET GREENWICH CT 06830 NONE PC GENERAL PURPOSES 2000 FERNANDO PULLMAN COMMUNITY ARTS CENTER 3551 W 43RD STREET LOS ANGELES CA 90008 NONE PC GENERAL PURPOSES 5000 FIDELITY INVESTMENTS CHARITABLE GIFT FUND 245 SUMMER STREET MZ NM43A BOSTON MA 02210 NONE PC GENERAL PURPOSES 1000000 FILMMAKERS 28 GREEN STREET NEW YORK NY 10013 NONE PC GENERAL PURPOSES 126000 FOOD RESCUE US 1127 HIGH RIDGE ROAD SUITE 338 STAMFORD CT 06905 NONE PC GENERAL PURPOSES 25000 FOREIGN POLICY ASSOCIATION 551 FIFTH AVENUE 3000 NEW YORK NY 10176 NONE PC GENERAL PURPOSES 3000 FRICK COLLECTION 1 E 70TH STREET NEW YORK NY 10021 NONE PC GENERAL PURPOSES 538400 FUTURE CHAMPIONS FOUNDATION 4421 CREEKSIDE DRIVE WHITEHALL MI 49461 NONE PC GENERAL PURPOSES 4000 GARDEN CONSERVANCY PO BOX 608 GARRISON NY 10524 NONE PC GENERAL PURPOSES 36200 GIRLS WITH IMPACT 15 E PUTNAM AVE SUITE 276 GREEWICH CT 06830 NONE PC GENERAL PURPOSES 10000 GREENWHICH HISTORICAL SOCIETY 47 STRICKLAND ROAD COS COB CT 06807 NONE PC GENERAL PURPOSES 7500 GREENWICH DECORATIVE ARTS SOCIETY PO BOX 5095 GREENWICH CT 06831 NONE PC GENERAL PURPOSES 215 GREENWICH HOSPITAL 5 PERRYRIDGE ROAD GREENWICH CT 06830 NONE PC GENERAL PURPOSES 19400 GREENWICH LIBRARY 101 W PUTNAM AVENUE GREENWICH CT 06830 NONE PC GENERAL PURPOSES 30000 GREENWICH RIDING & TRAILS ASSOCIATION INC 1 BROOK CROSSWAY GREENWICH CT 06830 NONE PC GENERAL PURPOSES 22000 GREENWICH TOWN PARTY PO BOX 59 OLD GREENWICH CT 06870 NONE PC GENERAL PURPOSES 12000 GREENWICH UNITED WAY 500 WEST PUTNAM AVENUE GREENWICH CT 06830 NONE PC GENERAL PURPOSES 500 HEART CARE INTERNATIONAL INC 139 EAST PUTNAM AVENUE GREENWICH CT 06830 NONE PC GENERAL PURPOSES 5000 HENRI NOUWEN SOCIETY PO BOX 220522 ST LOUIS MO 63122 NONE PC GENERAL PURPOSES 7500 HILL HOUSE 101 RIVERSIDE AVENUE RIVERSIDE CT 06878 NONE PC GENERAL PURPOSES 2500 HOLY TRINITY EPISCOPAL CHURCH 211 TRINITY PLACE WEST PALM BEACH FL 33401 NONE PC GENERAL PURPOSES 15000 HUNTER FOUNDATION 5994 MAIN STREET TANNERSVILLE NY 12485 NONE PC GENERAL PURPOSES 834127 INTERNATIONAL FRIENDS OF THE LONDON LIBRARY 515 MADISON AVENUE SUITE 725 NEW YORK NY 10022 NONE PC GENERAL PURPOSES 10000 INTERNATIONAL GENEROSITY FOUNDATION 1901 ULMERTON ROAD STE 400 CLEARWATER FL 33762 NONE PC GENERAL PURPOSES 25000 JANE GOODALL INSTITUTE USA 1120 20TH ST NW 520S WASHINGTON DC 20036 NONE PC GENERAL PURPOSES 2000 JOAN CHITTISTER FUND FOR THE PRISONERS 355 EAST NINTH STREET ERIE PA 16503 NONE PC GENERAL PURPOSES 10000 KNICKERBOCKER MUSIC CENTER INC 35 RAILROAD AVENUE WESTERLY RI 02891 NONE PC GENERAL PURPOSES 283425 LIVING CHURCH PO BOX 84 CONGERS NY 10920 NONE PC GENERAL PURPOSES 25000 MARLEY'S MUTTS DOG RESCUE 785 TUCKER RD THACHAPI CA 93561 NONE PC GENERAL PURPOSES 500 MEMORIAL SLOAN KETTERING CANCER CENTER 885 2ND AVENUE 7TH FLOOR NEW YORK NY 10017 NONE PC GENERAL PURPOSES 2000 METROPOLITAN MUSEUM OF ART 100 5TH AVENUE NEW YORK NY 10028 NONE PC GENERAL PURPOSES 5000 MOUNTAIN TOP LIBRARY 6093 MAIN STREET TANNERSVILLE NY 12485 NONE PC GENERAL PURPOSES 40000 MUSEUM OF AMERICAN FINANCE 222 BROADWAY 19TH SL NEW YORK NY 10038 NONE PC GENERAL PURPOSES 41600 MY CHI & ME 42 W DER RIVER CIRCLE SPRING TX 77389 NONE PC GENERAL PURPOSES 1000 MYSTIC SEAPORT MUSEUM 75 GREENMANVILLE AVENUE MYSTIC CT 06355 NONE PC GENERAL PURPOSES 10000 NEW ENGLAND SCIENCE & SAILING FOUNDATION PO BOX 733 STONINGTON CT 06378 NONE PC GENERAL PURPOSES 30170 NEW YORK BOTANICAL GARDEN 2900 SOUTHERN BLVD BRONX NY 10458 NONE PC GENERAL PURPOSES 130000 NEW YORK PUBLIC LIBRARY 445 FIFTH AVENUE NEW YORK NY 10016 NONE PC GENERAL PURPOSES 58800 NEW YORK YACHT CLUB FOUNDATION 37 WEST 44TH STREET NEW YORK NY 10036 NONE PC GENERAL PURPOSES 5000 NYC AUX POLICE FOUNDATION THE BRONX NEW YORK NY 10451 NONE PC GENERAL PURPOSES 1000 OCEAN COMMUNITY UNITED THEATER 5 CANAL STREET WESTERLY RI 02891 NONE PC GENERAL PURPOSES 386000 OCEAN COMMUNITY YMCA 95 HIGH STREET WESTERLY RI 02891 NONE PC GENERAL PURPOSES 15000 ORDER OF ST JOHN 1850 M STREET NW SUITE 1070 WASHINGTON DC 20036 NONE PC GENERAL PURPOSES 1000 PARTNERSHIP SCHOOLS 1011 FIRST AVENUE 1856 NEW YORK NY 10022 NONE PC GENERAL PURPOSES 25000 PINE POINT SCHOOL 89 BARNES ROAD STONINGTON CT 06378 NONE PC GENERAL PURPOSES 500 PRASAD PO BOX 576 FERNDALE NY 12734 NONE PC GENERAL PURPOSES 25000 PRESERVATION FOUNDATION OF PALM BEACH 311 PERUVIAN AVENUE PALM BEACH FL 33480 NONE PC GENERAL PURPOSES 89700 PRESERVATION LEAGUE OF NYS 44 CENTRAL AVENUE ALBANY NY 12206 NONE PC GENERAL PURPOSES 2500 PRESERVATION SOCIETY OF NEWPORT COUNTY 423 BELLEVUE AVENUE NEWPORT RI 02840 NONE PC GENERAL PURPOSES 13500 PRINCESS GRACE FOUNDATION-USA 888-C 8TH AVE 318 NEW YORK NY 10019 NONE PC GENERAL PURPOSES 19834 ROTARY CLUB OF WESTERLY FOUNDATION PO BOX 407 WESTERLY RI 02891 NONE PC GENERAL PURPOSES 5000 ROYAL OAK FOUNDATION 20 W 44TH STREET SUITE 606 NEW YORK NY 10036 NONE PC GENERAL PURPOSES 5730 ROYCE KITTLE FAMILY FUND C/O ROYCE ASSOCIATES GREENWHICH CT 06830 NONE PC GENERAL PURPOSES 25000 SCHOOL OF ST JUDE 1696 CANARSIE RD BROOKLYN NY 11236 NONE PC GENERAL PURPOSES 1000 SIMON WIESENTHAL 1399 SOUTH ROXBURY DRIVE LOS ANGELES CA 90035 NONE PC GENERAL PURPOSES 900 SMILOW CANCER CENTER 35 PARK STREET NEW HAVEN CT 06519 NONE PC GENERAL PURPOSES 2500 SOCIETY OF THE FOUR ARTS 100 FOUR ARTS PLAZA PALM BEACH FL 33480 NONE PC GENERAL PURPOSES 25000 ST BARNABAS EPSICOPAL CHURCH 954 LAKE AVENUE GREENWICH CT 06831 NONE PC GENERAL PURPOSES 75000 ST GEORGE'S SCHOOL 372 PURGATORY ROAD MIDDLETOWN RI 02842 NONE PC GENERAL PURPOSES 5000 ST PAUL'S EPISCOPAL CHURCH 200 RIVERSIDE AVENUE RIVERSIDE CT 06878 NONE PC GENERAL PURPOSES 5000 STANWICH CHURCH 888 NORTH STREET GREENWICH CT 06831 NONE PC GENERAL PURPOSES 50000 SYDA FOUNDATION PO BOX 600 SO FALLSBURG NY 12779 NONE PC GENERAL PURPOSES 25000 TELEMACHUS 21 DEMPSEY LANE GREENWICH CT 06830 NONE PC GENERAL PURPOSES 15000 THE PUBLIC RADIO 160 VARICK ST NEW YORK NY 10013 NONE PC GENERAL PURPOSES 65000 TRINITY FORUM 1015 18TH STREET NW SUITE 201 WASHINGTON DC DC 20036 NONE PC GENERAL PURPOSES 5000 TRINITY REPERTORY COMPANY 201 WASHINGTON STREET PROVIDENCE RI 02903 NONE PC GENERAL PURPOSES 15000 TRUE AND FAITHFUL PET RESCUE MISSION 266 JACKSON RD VANICE FL 34292 NONE PC GENERAL PURPOSES 1000 UNITED THEATER EDUCATION CENTER PO BOX 384 WESTERLY RI 02891 NONE PC GENERAL PURPOSES 25000 URBAN RESOURCE INSTITUTE 205 EAST 42 STREET 13TH FLOOR NEW YORK NY 10017 NONE PC GENERAL PURPOSES 11000 USS GROTON SAIL FOUNDATION 64 PLEASANT ST GROTON CT 06340 NONE PC GENERAL PURPOSES 25000 WARM CENTER 55 SPRUCE STREET WESTERLY CT 02891 NONE PC GENERAL PURPOSES 1000 WATCH HILL CONSERVANCY 1 BAY STREET WESTERLY RI 02891 NONE PC GENERAL PURPOSES 5000 WESTERLY ARMORY PO BOX 614 WESTERLY RI 02891 NONE PC GENERAL PURPOSES 1000 WYCLIFFE COLLEGE 58 WEST84TH STREET 2F NEW YORK NY 10024 NONE PC GENERAL PURPOSES 20000 YMCA GREENWICH 50 EAST PUTNAM AVE GREENWICH CT 06830 NONE PC GENERAL PURPOSES 1000 5890470 0 14 2924307 900001 -4111 18 2752834 LOSS ON INVESTMENT IN LTD PARTNERSHIP 523000 80151 18 -1122478 76040 4554663 0 4630703 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND TAX RETURN PREPARATION FEES 6825 1706 5119 ROYCE FAMILY INVESTMENTS LLC 27410948 26303220 TICC MANAGEMENT 10698627 339826 EVERSIDE FOUNDERS FUND 2583528 2878833 EVERSIDE FUND II 1817699 2042943 HELIOS STRATEGIC FUND LLC 4256208 4424242 FOURTH SAIL LONG OFFSHORE 1750000 2967313 GREENHAVEN ROAD CAPITAL 873469 1143850 MARBLEGATE SPECIAL OPPORTUNITIES FUND 1166815 2386272 ROYCE PREMIER FUND 548947 492937 INTERNATIONAL FINE FOODS 276200 0 ROYCE GLOBAL VALUE TRUST 854567 984265 ROYCE SMALL CAP TRUST INC COM (FKA ROYCE VALUE TRUST INC) 1853869 1869619 OXFORD SQUARE CAP CORP (THRU UBS) 2743420 1260721 OXFORD LANE CAP CORP 5302868 3251148 EVERSIDE FUND III 1656459 1581636 VANTAGEROCKCAPITAL OFFSHORE FUND LTD. 1233073 1278894 EVERSIDE FUND IV LP 179631 277109 ARTISAN INTL VALUE FUND INV CL 341586 599972 DFA EMERGING MARKETS PORTFOLIO 191955 157554 DRIEHAUS INTERNAT'L SMALL CAP GROWTH FD 333842 256496 MATTHEWS ASIAN INNOVATORS FD INVST 97449 267159 ROYCE INTRNL PREMIER FD INVESTMENT CLASS 516563 583427 ROYCE SMALL CAP INVESTMENT CLASS SHS (FKA PENNSYLVANIA MUTUAL FUND INV CL) 393795 360346 ROYCE SMALL-CAP TOT RETURN INVESTMENT CL 428209 256558 WASATCH EMERGING INDIA FUND 91975 237840 OXFORD SQUARE CAP CORP COM (THRU ROCKEFELLER) 1515178 838035 ROYCE MICRO-CAP TRUST INC 69018 94055 SPROTT FOCUS TRUST INC (FKA ROYCE FOCUS TRUST INC) 496014 524695 LEGG MASON ETF INVT ROYCE QUANT SML 562729 769256 SPDR GOLD TR GOLD SHS GLD 296015 935348 ROYCE VALUE GLOBAL TRUST (THRU UBS) 2607202 1977172 WESTERLY HIGHER EDUCATION CENTER - PRI 2504569 2511315 2511315 35 RAILROAD LLC - PRI 2699552 2745782 2745782 WESTERLY NOTE - WESTERLY LAND TRUST FOUNDATION - PRI 5670048 5670049 5670049 HUNTER MOUNTAIN FOUNDATION - PRI 9489206 9493472 9493472 OCEAN COMMUNITY UNITED THEATRE - PRI 1241669 1241669 1241669 WESTERLY HIGHER EDUCATION - LAND - PRI 446319 446319 446319 PROMISSORY NOTE - ANCHOR HEALTH INITIATIVE - PRI 175000 175000 175000 RECEIVABLE - STORAGE 9235 4885 4885 23 ELM STREET LLC 605962 620462 620462 LOANS AND EXCHANGE 0 10000 10000 DIRECT CHARITABLE EXPENSES - SEE PART IX-A 450075 0 450075 INVESTMENT EXPENSES 190 190 0 MISCELLANEOUS EXPENSES 14801 0 14801 LOSS ON INVESTMENT IN LTD PARTNERSHIP -1042327 -1122478 -1042327 NET UNREALIZED APPRECIATION ON PASS-THROUGH ENTITIES AND INVESTMENTS 33881 COST BASIS ADJUSTMENT 108666 OTHER PAYABLES 41872 41872 CONSULTING FEES IN CONNECTION WITH FOUNDATION MATTERS 108333 0 108333 FOREIGN WITHOLDING TAXES THROUGH BROKERAGE 9923 9923 0 FOREIGN WITHOLDING TAXES THROUGH PARTNERSHIPS 34474 34474 0