2015-03-02T14:59:16-06:00 2014-06-30 ERNST & YOUNG US LLP TWO NORTH CENTRAL AVENUE STE 2300 PHOENIX AZ 85004 990 2013-07-01 866050388 UNIVERSITY OF ARIZONA FOUNDATION % RITA WILLIAMS UNIV 5206213340 1111 NORTH CHERRY AVENUE Suite TUCSON AZ 85721 CRAIG BARKER SVP FINANCIAL SERVICES / CFO 2015-03-02 STEVEN T RUTTI P00775456 2013 2016-03-07 17:11:31Z JAMES H MOORE 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 265947711 false X WWW.UAFOUNDATION.ORG X 1958 AZ THE UNIV. OF AZ FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIV. 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1000000 1000000 4000000 6000000 120149 70743 71930 63727 326549 250000 250000 250000 250000 1000000 1500000 0 0 0 0 SCHEDULE C, PART II-A THE FOUNDATION ENGAGED DURING FISCAL 2014 THREE PROFESSIONAL SERVICES FIRMS TO REPRESENT THE UNIVERSITY OF ARIZONA IN FEDERAL, STATE, AND LOCAL GOVERNMENT AREAS. A PORTION OF THESE SERVICES CONSTITUTE LOBBYING EXPENSES UNDER SECTION 501(H). 1027480 X X X X true 575005169 30782929 79143715 3812764 15719545 665399504 527654091 17566320 48140330 4023531 14332041 575005169 532961836 11482426 1184018 3257292 14716897 527654091 316128420 183347072 50120288 4860592 11773352 532961836 285750130 19100362 23317513 3587679 8451906 316128420 0.03240 0.96760 false false 2725244 2725244 10859483 1236616 9622867 1211474 1144743 66731 12414842 ABSOLUTE RETURN LP AND FUNDS 213643825 F PRIV CAPITAL/COMMODITY LP 60055003 F REIT FUND REAL ESTATE PTSH 56714764 F COMMODITIES/NATURAL RES LP 45354861 F 375768453 0 TRUST LIABILITIES 20141475 FMV OF ENDOWMENT MANAGED FOR UNIV. 193969382 214110857 X 179877689 43642020 43642020 136235669 7508152 1112091 8620243 144855912 100734449 100734449 7508152 7508152 108242601 SCHEDULE D, PART III, LINE 1B DONATED COLLECTIONS, PRINCIPALLY PHOTOGRAPHS, PRINTS AND NEGATIVES TO BENEFIT THE UNIVERSITY OF ARIZONA'S CENTER FOR CREATIVE PHOTOGRAPHY. SCHEDULE D, PART III, LINE 4 THE CENTER FOR CREATIVE PHOTOGRAPHY IS AN ARCHIVE AND RESEARCH CENTER LOCATED ON THE UNIVERSITY OF ARIZONA CAMPUS. THE CENTER PROMOTES RESEARCH INTO AND APPRECIATION OF THE PHOTOGRAPHIC MEDIUM WHILE SAFEGUARDING ORIGINAL OBJECTS FOR POSTERITY. SCHEDULE D, PART V, LINE 4 THE PAYOUT FROM THE FOUNDATION ENDOWMENT PROVIDES SCHOLARSHIP, RESEARCH, PROGRAM AND OTHER SUPPORT TO THE UNIVERSITY OF ARIZONA. SCHEDULE D, PART X, LINE 2 ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740, INCOME TAXES, ADDRESSES HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, PRESENTED, AND DISCLOSED IN THE FINANCIAL STATEMENTS. THE GUIDANCE REQUIRES THE ACCOUNTING AND DISCLOSURE OF TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN THE COURSE OF PREPARING THE FOUNDATION'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE-LIKELY-THAN-NOT OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. MANAGEMENT OF THE FOUNDATION IS REQUIRED TO ANALYZE ALL OPEN TAX YEARS, AS DEFINED BY THE STATUE OF LIMITATIONS, FOR ALL MAJOR JURISDICTIONS, WHICH INCLUDE FEDERAL AND CERTAIN STATES. THE FOUNDATION HAS NO EXAMINATIONS IN PROGRESS AND NONE ARE EXPECTED AT THIS TIME. AS OF JUNE 30, 2014, MANAGEMENT OF THE FOUNDATION HAS REVIEWED ALL OPEN TAX YEARS AND MAJOR JURISDICTIONS AND CONCLUDED THERE IS NO TAX LIABILITY RESULTING FROM UNRECOGNIZED TAX BENEFITS RELATING TO UNCERTAIN INCOME TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN FUTURE TAX RETURNS. SCHEDULE D, PART XI, LINE 4B CONTRIBUTIONS OF PHOTOGRAPHS, PRINTS AND NEGATIVES $ 1,027,840 K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME $ 84,251 ------------- $ 1,112,091 ============= Central America and the Caribbean 0 0 Investments 186851014 Europe (Including Iceland and Greenland) 0 0 Investments 13267974 0 0 0 0 200118988 200118988 true false true false true false true UNIVERSITY OF ARIZONA 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 742652689 GOVERNMENT 82877265 0 UNIV. SUPPORT 1 SCHEDULE I, PART I, LINE 2 FUNDS ARE DEPOSITED IN PURPOSE SPECIFIC ACCOUNTS. WE RELY ON THE EXTENSIVE INTERNAL CONTROL SYSTEM OF THE UNIVERSITY OF ARIZONA FINANCIAL SERVICES OFFICE TO ENSURE CORRECT APPLICATION OF FUNDS ONCE TRANSFERRED TO THE UNIVERSITY. X true true X X X X X false false false false false false false false false JAMES H MOORE JR PRESIDENT & CEO 398219 0 0 0 10440 0 12750 0 23084 0 444493 0 0 0 J CRAIG BARKER SR VP, FINANCIAL SERVICES 246130 0 0 0 1440 0 12530 0 15238 0 275338 0 0 0 BRIAN C KISH SR VP, CENTRAL DEVELOPMENT 176012 0 0 0 1440 0 8880 0 24459 0 210791 0 0 0 SHAUN O SOMMERER VP, ARIZONA HEALTH SCIENCES 166374 0 0 0 1440 0 8353 0 16565 0 192732 0 0 0 JOHN-PAUL ROCZNIAK VP, PRINCIPAL GIFTS OFFICE 161838 0 0 0 1440 0 8239 0 16565 0 188082 0 0 0 RITA M WILLIAMS VP, FINANCIAL SERVICES 156489 0 0 0 4440 0 7939 0 23084 0 191952 0 0 0 LINDA S SEITZ VP, UNIVERSITY PROGRAMS 156133 0 0 0 1440 0 7814 0 8540 0 173927 0 0 0 KEN R DILDINE VP, FIDUCIARY COMPLIANCE 154840 0 0 0 1440 0 7894 0 23084 0 187258 0 0 0 JOHN L CAVANAUGH VP, REGIONAL DEVELOPMENT 129839 0 0 0 4652 0 6581 0 23084 0 164156 0 0 0 JOHN C WOODS ASSOCIATE VP, GIFT PLANNING 130303 0 0 0 2160 0 6708 0 23084 0 162255 0 0 0 SCHEDULE J, PART I, LINE 1A MEMBERSHIP AT A LOCAL COUNTRY CLUB PROVIDES IMPORTANT INTERACTION WITH DONORS AND KEY CONSTITUENTS. AS A RESULT, THE FOUNDATION PAYS FOR DUES AND BUSINESS-RELATED EXPENSES FOR THE FOLLOWING OFFICER: JAMES H. MOORE JR. X 27 1027840 FMV X 154 22992520 FMV X 2 220284 FMV false true false SCHEDULE M, PART I, COLUMN (B) COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION A, LINE 1A THE BOARD OF TRUSTEES HAS APPOINTED AN EXECUTIVE COMMITTEE WHICH IS COMPRISED OF THE CHAIR OF THE BOARD, THE VICE CHAIR, THE PRESIDENT OF THE CORPORATION AND THE UNIVERSITY OF ARIZONA, THE SENIOR VICE PRESIDENT OF FINANCE OF THE CORPORATION AND THE UNIVERSITY OF ARIZONA, THE SECRETARY AND THE TREASURER. IN ADDITION, THE BOARD OF TRUSTEES MAY DESIGNATE ONE OR MORE AT-LARGE EXECUTIVE COMMITTEE MEMBERS. TO THE EXTENT PROVIDED IN THE EXECUTIVE COMMITTEE CHARTER, THE EXECUTIVE COMMITTEE SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE REPORTS TO THE BOARD OF TRUSTEES AT EACH OF ITS MEETINGS ON ACTIONS TAKEN SINCE THE LAST MEETING OF THE BOARD OF TRUSTEES AND PROVIDES THE BOARD OF TRUSTEES WITH ALL INFORMATION NECESSARY FOR THE BOARD OF TRUSTEES TO CARRY OUT ITS GENERAL DUTY OF OVERSIGHT. FORM 990, PART VI, SECTION A, LINE 11B MANAGEMENT PREPARED THE FORM 990. WE ENGAGED AN INTERNATIONAL PUBLIC ACCOUNTING FIRM TO REVIEW OUR INTERNALLY PREPARED FORM 990. AFTER THE INTERNATIONAL PUBLIC ACCOUNTING FIRM COMPLETED THEIR REVIEW, MANAGEMENT REVIEWED THE FINAL DRAFT, WHICH WAS THEN SUBMITTED FOR REVIEW BY OUR AUDIT COMMITTEE BEFORE THE FORM WAS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE BOARD OF TRUSTEES AND EACH OFFICER-EMPLOYEE OF THE FOUNDATION IS ANNUALLY PROVIDED WITH A CONFLICT OF INTEREST ACKNOWLEDGMENT AND DISCLOSURE STATEMENT. SUCH INDIVIDUALS ARE REQUIRED TO REVIEW THESE DOCUMENTS, COMPLETE THEM, AND RETURN THEM TO OUR OFFICE OF FIDUCIARY COMPLIANCE FOR REVIEW. ANY CONFLICTS WHICH PRESENT THEMSELVES DURING THE YEAR ARE REVIEWED BY MANAGEMENT AND SUBMITTED TO THE BOARD FOR RESOLUTION. FORM 990, PART VI, SECTION B, LINES 15A & 15B THE FOUNDATION HAS A COMPENSATION COMMITTEE COMPRISED ONLY OF INDEPENDENT TRUSTEES; CONTEMPORANEOUS MINUTES ARE KEPT OF THEIR MEETINGS AND DECISIONS. THE COMMITTEE REVIEWS AND APPROVES THE SALARIES OF ALL OFFICERS AND KEY EMPLOYEES. THE COMMITTEE ENGAGES A COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA AND OTHER GUIDANCE. THE PROCESS WAS LAST COMPLETED NOVEMBER 10, 2014. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR AUDITED FINANCIAL STATEMENTS PUBLICLY AVAILABLE. FORM 990, PART XI, LINE 9 CONTRIBUTIONS OF PHOTOGRAPHS, PRINTS AND NEGATIVES $ (1,027,840) K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME $ (84,251) -------------- $ (1,112,091) ============== UAF REALTY LLC 1111 N CHERRY AVE TUCSON AZ 85721 866050388 REAL ESTATE AZ 99066 1009653 U OF A FDN FOUNDATION OF ARIZONA UNIVERSITIES 1111 N CHERRY AVE TUCSON AZ 85721 260077306 SUPPORT AZ 501(C)(3) 11A, TYPE I NA false CHARITABLE REMAINDER TRUSTS (81) TRUST AZ U OF A FDN true false false false false false false false false false false false false false false false false false false false