2015-04-20T15:19:38-05:00 2014-06-30 731413977 HOGANTAYLOR LLP 688 MILLSAP SUITE 203 FAYETTEVILLE AR 727034095 990 2013-07-01 716056774 UNIVERSITY OF ARKANSAS FOUNDATION INC UNIV 4795755581 535 RESEARCH CENTER BOULEVARD NO 120 FAYETTEVILLE AR 72701 DIANNA LEE CFO 4795755581 2015-04-01 1 TONY UTH P00446737 4795219191 2013 2016-02-25 16:41:14Z X X DIANNA LEE 535 RESEARCH CENTER BOULEVARD SUITE 120 FAYETTEVILLE AR 72701 377069131 0 X WWW.UARKFOUNDATION.ORG X 1956 AR PROVIDE SUPPORT FOR THE UNIVERSITY OF ARKANSAS SYSTEM 22 22 9 0 -35227 -35227 50234702 58454772 99896 95692 65033961 96962792 0 0 115368559 155513256 68695019 60731076 0 0 1413030 1454619 0 0 0 421173 479686 70529222 62665381 44839337 92847875 788082802 883370491 23256041 21707553 764826761 861662938 PROVIDE SUPPORT FOR THE UNIVERSITY OF ARKANSAS SYSTEM 0 0 7116696 7116696 FUNDS ALLOCATED TO SUPPORTED ORGANIZATIONS FOR CONSTRUCTION & EQUIPMENT. 38360523 38360523 FUNDS ALLOCATED TO SUPPORTED ORGANIZATIONS FOR RESEARCH, FACULTY/STAFF SUPPORT AND SCHOLARSHIPS & AWARDS. 15253857 15253857 FUNDS ALLOCATED TO SUPPORTED ORGANIZATION FOR ALL OTHER PROGRAM EXPENSES. 60731076 1 1 0 0 0 0 1 0 0 1 1 1 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 135 0 9 1 0 1 SN 0 0 0 1 1 0 0 0 0 X 22 22 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X X DIANNA LEE 4795755581 535 RESEARCH CENTER BOULEVARD SUITE FAYETTEVILLE AR 727016832 MR CHARLES SCHARLAU BOARD MEMBER 0.00 X 0 0 0 MR LEWIS E EPLEY JR BOARD MEMBER 0.00 X 0 0 0 MR MIKE AKIN BOARD MEMBER 0.00 X 0 0 0 MR MARK WALDRIP BOARD MEMBER 0.00 X 0 0 0 MR JULIAN C STEWART BOARD MEMBER/CHAIR 0.00 X X 0 0 0 DR MARY ANN GREENWOOD BOARD MEMBER 0.00 X 0 0 0 MR LEE RONNEL BOARD MEMBER 0.00 X 0 0 0 MR DICK TRAMMEL BOARD MEMBER 0.00 X 0 0 0 MR PETER G KUMPE BOARD MEMBER 0.00 X 0 0 0 MS CYNTHIA CONGER BOARD MEMBER 0.00 X 0 0 0 DR SEAN ROCHELLE BOARD MEMBER 0.00 X 0 0 0 MR SCOTT SAFFOLD BOARD MEMBER 0.00 X 0 0 0 MR LARRY COOPER BOARD MEMBER 0.00 X 0 0 0 DR DIANE S GILLELAND BOARD MEMBER 0.00 X 0 0 0 MR ROGER GRAVIS BOARD MEMBER 0.00 X 0 0 0 MR ARCHIE SCHAFFER BOARD MEMBER 0.00 X 0 0 0 MR FREDDIE BLACK BOARD MEMBER 0.00 X 0 0 0 MR JAMES H FAULKNER BOARD MEMBER 0.00 X 0 0 0 MR ED COPELAND BOARD MEMBER 0.00 X 0 0 0 MR RICK CHAPMAN BOARD MEMBER 0.00 X 0 0 0 MR DON L GIBSONVICE CHAIR BOARD MEMBER 0.00 X X 0 0 0 MS CHERYL F SHUFFIELD BOARD MEMBER 0.00 X 0 0 0 MR CLAY H DAVIS EXEC DIR/TREASURER 40.00 X 281723 0 41151 MS DIANNA LEE CFO/ASST TREASURER 40.00 X 207694 0 32835 MS VICKIE FERGUSON DIR OF INV/ASST TREAS 40.00 X 164397 0 15155 MR FRED HARRISON SECRETARY 0.00 X 0 0 0 MR ROBERT KOSTER CONTROLLER/ASST SECRETARY 40.00 X 146198 0 30328 800012 0 119469 4 0 1 0 CAMBRIDGE ASSOCIATES LLC 110 SUMMER BOSTON MA 021102112 INVESTMENT MANAGEMENT SERVICES 2705633 ADAGE CAPITAL MANAGEMENT LP 200 CLARENDON STREET BOSTON MA 02116 INVESTMENT MANAGEMENT SERVICES 486567 WALTER SCOTT & PARTNERS LIMITED ONE CHARLOTTE SQUARE EDINBURGH UK EH2 4DR INVESTMENT MANAGEMENT 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-193833 62665381 PART II, LINE 9: CONSERVATION EASEMENTS ARE RECORDED AS REVENUE AT FAIR MARKET VALUE ON THE DATE OF THE RECEIPT. THEY ARE CARRIED ON THE BALANCE SHEET AT THIS VALUE AND ARE SUBJECT TO IMPAIRMENT ANALYSIS. PART V, LINE 4: TO PROVIDE SUPPORT FOR THE UNIVERSITY OF ARKANSAS SYSTEM. PART XI, LINE 4B - OTHER ADJUSTMENTS: PROVISION FOR LOSS ON UNCOLLECTIBLE PLEDGES 303,945. INCOME FROM PARTNERSHIPS NOT INCLUDED IN AUDITED FINANCIAL STATEMENTS 64,095,069. PART XII, LINE 2D - OTHER ADJUSTMENTS: PROVISION FOR LOSS ON UNCOLLECTIBLE PLEDGES -303,945. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT -193,833. NOT APPLICABLE 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 1 UNIVERSITY OF ARKANSAS SYSTEM 2404 NORTH UNIVERSITY AVENUE LITTLE ROCK AR 72207 716003252 UA - SYSTEM 2139685 EDUCATIONAL/RESEARCH UNIVERSITY OF ARKANSAS FAYETTEVILLE UNIVERSITY OF ARKANSAS FAYETTEVILLE AR 72701 716003252 UA - SYSTEM 29722676 EDUCATIONAL/RESEARCH DIVISION OF AGRICULTURE 2301 SOUTH UNIVERSITY AVENUE LITTLE ROCK AR 72204 716003252 UA - SYSTEM 2931696 EDUCATIONAL/RESEARCH UNIVERSITY OF ARKANSAS AT LITTLE ROCK 2801 S UNIVERSITY AVENUE LITTLE ROCK AR 72204 710236904 UA - SYSTEM 4633634 EDUCATIONAL/RESEARCH UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES 4301 W MARKHAM ST LITTLE ROCK AR 72205 716046242 UA - SYSTEM 11583448 EDUCATIONAL/RESEARCH UNIVERSITY OF ARKANSAS AT MONTICELLO UNIVERSITY OF MONTICELLO MONTICELLO AR 71656 716008509 UA - SYSTEM 1210986 EDUCATIONAL/RESEARCH UNIVERSITY OF ARKANSAS AT PINE BLUFF 1200 N UNIVERSITY DRIVE PINE BLUFF AR 71601 716010030 UA - SYSTEM 503669 EDUCATIONAL/RESEARCH ARKANSAS CANCER RESEARCH CENTER 4301 W MARKHAM ST 721 LITTLE ROCK AR 72205 716046242 UA - SYSTEM 7892951 EDUCATIONAL/RESEARCH UNIVERSITY OF ARKANSAS COMMUNITY COLLEGE AT BATESVILLE PO BOX 3350 BATESVILLE AR 72503 710445264 UA - SYSTEM 112331 EDUCATIONAL/RESEARCH PART I, LINE 2: THE USE OF FUNDS IS MONITORED VIA THE ACCOUNTS PAYABLE PROCESS. ALL FUNDS DISBURSED ARE REVIEWED FOR COMPLIANCE WITH DONOR INTENT. X X X X 0 0 0 0 0 0 0 0 0 MR CLAY H DAVIS EXEC DIR/TREASURER 267644 0 0 0 14079 0 26958 0 14193 0 322874 0 0 0 MS DIANNA LEE CFO/ASST TREASURER 189294 0 0 0 18400 0 17500 0 15335 0 240529 0 0 0 MS VICKIE FERGUSON DIR OF INV/ASST TREAS 149428 0 0 0 14969 0 14969 0 186 0 179552 0 0 0 MR ROBERT KOSTER CONTROLLER/ASST SECRETARY 131905 0 0 0 14293 0 13493 0 16835 0 176526 0 0 0 X 72 4186186 AVG. HIGH/LOW SELLING PR 0 1 1 PART I, LINE 32B: THE FOUNDATION DOES UTILIZE THIRD PARTY REAL ESTATE FIRMS, AGENTS AND STOCK BROKERS TO LIQUIDATE GIFTS OF PROPERTY. FORM 990, PART VI, SECTION A, LINE 7A THE 22 MEMBERS OF THE GOVERNING BODY ARE APPOINTED AS FOLLOWS: -4 MEMBERS BY THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ARKANSAS -2 MEMBERS BY THE VOLUNTEER ADVANCEMENT ORGANIZATION OF THE FAYETTEVILLE CAMPUS OF THE UNIVERSITY OF ARKANSAS -2 MEMBERS BY THE VOLUNTEER ADVANCEMENT ORGANIZATION OF THE MEDICAL SCIENCES CAMPUS OF THE UNIVERSITY OF ARKANSAS -2 MEMBERS BY THE VOLUNTEER ADVANCEMENT ORGANIZATION OF THE LITTLE ROCK CAMPUS OF THE UNIVERSITY OF ARKANSAS -2 MEMBERS BY THE VOLUNTEER ADVANCEMENT ORGANIZATION OF THE MONTICELLO CAMPUS OF THE UNIVERSITY OF ARKANSAS -2 MEMBERS BY THE VOLUNTEER ADVANCEMENT ORGANIZATION OF THE PINE BLUFF CAMPUS OF THE UNIVERSITY OF ARKANSAS -2 MEMBERS BY THE VOLUNTEER ADVANCEMENT ORGANIZATION OF THE AGRICULTURAL DEVELOPMENT COUNCIL OF THE UNIVERSITY OF ARKANSAS -4 MEMBERS BY THE FOUNDATION'S BOARD OF DIRECTORS -2 MEMBERS BY THE VOLUNTEER ADVANCEMENT ORGANIZATION OF THE WINTHROP ROCKEFELLER CANCER INSTITUTE OF THE UNIVERSITY OF ARKANSAS FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE IN CONSULTATION WITH MANAGEMENT AND INDEPENDENT TAX ACCOUNTANT FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE FORM ON AN ANNUAL BASIS DISCLOSING ACTUAL OR POTENTIAL CONFLICTS OF INTEREST OR AFFIRMATIVELY STATING THAT NO ACTUAL OR POTENTIAL CONFLICT EXISTS. IN ADDITION, BOARD MEMBERS RESPONSIBLE FOR INVESTMENT DECISIONS ARE PROVIDED A LIST OF ENTITIES PROVIDING SERVICES TO THE ENDOWMENT AND EACH MEMBER IS REQUIRED TO DISCLOSE IN WRITING ANY RELATIONSHIP WITH SUCH ENTITIES. THE EXECUTIVE DIRECTOR REVIEWS ALL BOARD CONFLICT OF INTEREST DISCLOSURE FORMS AND COUNTERSIGNS EACH AS PROOF OF REVIEW. ANY POTENTIAL CONFLICT OF INTEREST IS REPORTED TO THE EXECUTIVE COMMITTEE WHICH MUST APPROVE THE ARRANGEMENT BY A MAJORITY OF MEMBERS WITH THE BOARD MEMBER IN QUESTION ABSTAINING FROM SUCH VOTE. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR EXECUTIVE DIRECTOR, OTHER OFFICERS AND KEY EMPLOYEES INCLUDES REVIEW AND APPROVAL BY BOTH A COMPENSATION COMMITTEE AND THE EXECUTIVE COMMITTEE. AN INDEPENDENT COMPENSATION CONSULTANT PROVIDES COMPARABLE COMPENSATION DATA TO THE COMPENSATION COMMITTEE. CONTEMPORANEOUS DOCUMENTATION WITH RESPECT TO DELIBERATIONS AND DECISIONS IS MAINTAINED. THE PROCESS IS UNDERTAKEN ANNUALLY AND WAS LAST UNDERTAKEN FOR THE TAX YEAR BEING REPORTED. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS AVAILABLE ON OUR WEBSITE. FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, & GOVERNING DOCS WILL BE SUPPLIED TO ANYONE WHO REQUESTS. (WITHIN TIME-FRAME DESIGNATED BY IRS) FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -193,833. INCOME FROM PARTNERSHIPS NOT INCLUDED IN AUDITED FINANCIAL STATEMENTS -64,095,069. 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