2015-05-12T11:11:14-05:00 2014-06-30 GRANT THORNTON LLP 175 W JACKSON BLVD STE 2000 CHICAGO IL 60604 990 2013-07-01 131632524 American Lung Association % LAURA SCOTT AMER 2177875864 55 W Wacker Drive Suite 1150 Chicago IL 60601 LAURA SCOTT Chief Financial Officer 2177875864 2015-05-06 true Bridget T Roche P00666837 2177875864 2013 2016-03-07 17:11:31Z Harold Wimmer 55 W Wacker Drive Chicago IL 60601 76307271 false X www.lung.org X 1918 ME The mission of the American Lung Association (ALA) is to save lives by improving lung health and preventing lung disease. 23 23 98 175692 0 8618848 6082938 32040360 38549037 1077406 819330 1071621 2050217 42808235 47501522 8046311 8932506 0 0 8433387 5738754 0 2206462 242645 28649992 27126245 45129690 44003967 -2321455 3497555 27830675 35148082 19392037 22709085 8438638 12438997 X THE AMERICAN LUNG ASSOCIATION'S MISSION IS TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE, WITH THE ULTIMATE VISION OF A WORLD FREE OF LUNG DISEASE. THE NATIONAL HEADQUARTERS OF THE AMERICAN LUNG ASSOCIATION FIGHTS LUNG DISEASE THROUGH ITS OWN ACTIVITIES AND BY SERVICING, SUPPORTING, AND LEADING ITS LOCAL LUNG ASSOCIATIONS. AMONG ITS VARIED RESPONSIBILITIES, THE NATIONAL HEADQUARTERS - FUNDS RESEARCH INTO THE CAUSES, PREVENTION, AND CURES OF LUNG DISEASE. - ADVOCATES FOR POLICIES THAT PROTECT LUNG HEALTH, INCLUDING FIGHTING FOR HEALTHY AIR. - PROVIDES A BROAD ARRAY OF HEALTH EDUCATIONAL PROGRAMS AND SERVICES TO SUPPORT SMOKING CESSATION, HELP PREVENT LUNG DISEASE AND TO ASSIST PEOPLE WITH LUNG DISEASE IN BETTER MANAGING THEIR CONDITION. - SUPPORTS LOCAL LUNG ASSOCIATIONS' IMPLEMENTATION OF HEALTH EDUCATIONAL PROGRAMS AND DISSEMINATION OF EDUCATIONAL MATERIAL. - PROVIDES AN ARRAY OF LEARNING OPPORTUNITIES AND TOOLS TO DEVELOP NATIONWIDE VOLUNTEER AND STAFF LEADERS. - false false 19222891 265323 17765714 Lung Cancer, Asthma, Lung Disease, and Tobacco Control: Lung Cancer is an urgent health crisis in America, killing more people than any other cancer. The American Lung Association is dedicated to reducing lung cancer's terrible toll. We launched LUNG FORCE to make lung cancer a national priority. We've significantly increased our lung cancer research funding, and we are continually developing and improving support resources for lung cancer patients and their caregivers. We are facing a crisis in women's health. Every five minutes, a woman in the U.S. is diagnosed with lung cancer, and every eight minutes, a woman dies from lung cancer. In the last 27 years, the lung cancer death rate has risen 98 percent among women, while falling 28 percent among men. The American Lung Association asked women across the country about their perceptions around lung cancer and the results were published in the Women's Lung Health Barometer. Only one percent of women knew that lung cancer was the #1 cancer killer of both women and men. In the upcoming year, LUNG FORCE expos will offer education and support for lung disease patients, caregivers and healthcare providers. LUNG FORCE walks will bring together those fighting for lung health to raise money to support the LUNG FORCE goals. Through LUNG FORCE, we have committed to: 1) invest $10 million in lung cancer research and $5 million increasing public health promotion; 2) provide patients with information about clinical trials and biomarker testing; 3) advocate for increasing federal funding for lung cancer research from $213 million today to $300 million by 2020. Every year the American Lung Association helps people manage their lung disease, overcome their nicotine addiction and live healthier lives. Last year we expanded our suite of education and support tools for patients with lung disease and their caregivers. We provided educational and lung helpline support to more than 220,000 people. Nationwide, we provided educational support to more than 100,000 people, helping smokers quit and supporting those impacted by lung disease. During COPD Awareness Month (November) we hosted a nationwide public webinar that helped COPD patients connect with social support, like our Lung Connection Community and Better Breathers Clubs. With support from the U.S. Centers for Disease Control and Prevention (CDC) we worked to help students with asthma have improved access to their asthma medication in schools. We continued to reach adults with asthma and caregivers with the necessary steps to improve their asthma management through our Asthma Basics online course. 2014 saw a 150 percent increase in course completions. The American Lung Association continues to work aggressively on tobacco control efforts around the country. 2014 marked the 50th anniversary of the Surgeon General's landmark 1964 report on smoking and health. We joined other health partners to recognize 50 years of progress and laid out three bold goals: 1) reduce smoking rates, currently at about 18 percent, to less than 10 percent within 10 years; 2) protect all Americans from secondhand smoke within five years; and 3) ultimately eliminate the death and disease caused by tobacco use. Our State of Tobacco Control 2014 report highlighted the urgent need for our nation to renew its commitment to eliminate tobacco-caused death and disease. Thanks to a Community Transformation Grant from CDC, we worked with 11 communities over the last three years to reduce tobacco use and exposure, with an emphasis on reducing tobacco-related health disparities. The Quitter in You campaign targeted tobacco users in 15 markets across the country and let them know that it's not unusual to try several times before quitting for good and that the American Lung Association is here to help. Our Freedom From Smoking and Not-On-Tobacco programs continue to help thousands of teen and adult smokers quit. Because not everyone quits smoking the same way, we also offered Freedom From Smoking Online and one-on-one cessation counseling through the Lung HelpLine. 9011898 8299275 8971794 RESEARCH: Funding research has been a cornerstone of the Lung Association's fight against lung disease for more than a century. In 2013 - 2014, our donors again made it possible to fund close to $9 million for exceptional researchers seeking treatments and cures lung diseases, including asthma, COPD, and lung cancer. The American Lung Association nationwide research program consists of two programs: the Awards and Grants Program and the Asthma Clinical Research Centers. The Awards and Grants Program fosters laboratory and patient-centered and social behavior research to prevent, treat and hopefully find a cure for all lung diseases. Nearly 70 grants funded through the Awards and Grants program included projects on asthma, COPD, lung cancer, lung infections and rare lung disorders, as well as research on important risk factors such as smoking and air quality. The Asthma Clinical Research Centers (ACRC) is the nation's largest network conducting asthma clinical trials outside the pharmaceutical industry. In FY14, ACRC programs funded nearly 90 scientists. The ACRC has recently expanded its research portfolio to include COPD. Now known as the Airways Clinical Research Centers, it will remain the nation's largest not-for-profit network of clinical research centers with an enhanced mission of improving asthma and COPD care through clinical research in diverse populations. ACRC also published results of the Study of Nasal Steroids in Asthma trail in the Journal of Allergy and Clinical Immunology. The trial found that treatment of chronic sinusitis with nasal corticosteroids did not improve asthma control. Our Lung Cancer Discovery Award was expanded to fund early detection projects in addition to treatment proposals. In FY14 we increased funding for lung cancer research projects by 17 percent over the year before. The Lung Cancer Expert Medical Advisory Panel was formed to assist in the examination of lung cancer and provide strategic advice on lung cancer. 9377823 9075806 FIELD PROGRAM DEVELOPMENT & SUPPORT OF AMERICAN LUNG ASSOCIATION CHARTERED ASSOCIATIONS: The American Lung Association national headquarters supports its nine chartered associations through coaching, training, consultation and technical assistance. American Lung Association staff and volunteers throughout the country are provided skill-building and other learning opportunities to help them successfully deliver the American Lung Association's mission. Through implementation of these staff learning and volunteer development offerings, chartered associations are kept current on best practices in lung health programs and delivery, advocacy, financial management, fundraising, leadership development and volunteer management. One-on-one coaching and consultation by national headquarters staff is offered as needed or requested. Individual discipline groups (e.g. chief executive officers, chief financial officers, chief development officers, program managers, etc.) meet regularly with national headquarters peers to share ideas, problem-solve, and network. The American Lung Association conducts a nationwide volunteer and staff recognition program. Volunteers and staff are recognized on an ongoing basis for outstanding performance. An annual recognition ceremony is held at a meeting of the American Lung Association Board of Directors where awards for highest achievement are given in specific categories. The American Lung Association Board of Directors provides strategic direction for the national headquarters and its chartered associations. Coordination and monitoring of national and chartered association strategic alignment is provided through a Board-approved metric-based performance management system. The American Lung Association Board of Directors is responsible for oversight of chartered association compliance to policies and performance standards. Assistance is provided by the national headquarters to those chartered associations that do not meet requirements and/or standards. A variety of National staff provide Special Events support to the chartered associations. This support is designed to assist in the development, marketing and implementation of events and promotions strategies. Among the assistance provided are: - planning (goal setting, strategic review, development of template material, feasibility studies) - training (monthly conference calls, best practice staff training, listserv based materials, staff training webinars, etc.) - implementation (sponsorship calls, recruitment, event attendance/participation) - coaching (staff, leadership, volunteers) - coordination of collateral; solicit national sponsors/teams - build, facilitate and integrate e-commerce platforms - and evaluation of new events. The primary focus is to increase the Chartered Associations net revenue and fully integrate best practice strategies into the overall work plan. Marketing and Communications team members from National provide support and template materials to chartered association to locally promote signature reports, conduct social media, media monitoring/analysis and conduct media response to news items and events. The Direct Response team develops and implements campaign plans for all direct mail appeals, telemarketing campaigns and the residential program in conjunction with our direct response consulting agency. All funds generated are deposited directly into local association accounts on a regular (weekly or bi-weekly) basis with detailed reports by campaign for the current period and year-to-date. Local associations are billed monthly for direct response expenses and quarterly for a 30% share of the net income generated by the programs. Associations are provided with a budget for each program along with cash flow and billing schedules, as well as quarterly updates on actual performance. Billed expenses are reconciled to actual costs at the end of the fiscal year. Images of all rollout mailing packages are available for reference by local associations. Direct response calls or meetings are conducted to which all local CEOs are invited to participate for updates on the program and any issues or questions that arise. Form 990, Part III, Line 4d OTHER PROGRAM SERVICES Advocacy and Environmental: In 2013 - 2014 we made significant headway it the fight for healthy air. We successfully pushed the U.S. Environmental Protection Agency (EPA) to adopt new standards for cleaner gasoline and cleaner vehicles that will reduce air pollution across the nation. Our leadership resulted in American Lung Association President and CEO, Harold Wimmer, joining EPA Administrator Gina McCarthy for that announcement, to underscore the importance of reducing air pollution to protect lung health. Our 15th annual State of the Air report received wide media coverage throughout the year. The report shows that nearly 1 in 2 Americans still live in areas where the pollution levels earn them a grade of "F". We won several court cases in the fight for healthy air, including a Supreme Court decision that upheld the protections from the pollution blown across state lines. President Obama joined a nation-wide conference call with the American Lung Association to highlight importance of reducing carbon pollution from power plants. President Obama highlighted the need to protect people with asthma and other vulnerable populations. More than 22,000 people participated in the call. In the past year, the American Lung Association's Healthy Air Campaign successfully secured significant victories in the fight for healthy air, ensuring that the EPA advanced strong federal policies to reduce pollution from tailpipes and smokestacks across the nation. When fully implemented, these healthy air safeguards will result in thousands of lives saved, tens of thousands of asthma attacks and heart attacks avoided, and will help prevent millions of missed school or work days due to illness. The campaign's strategic approach including building a strong coalition of health and medical leaders, sharing the powerful stories of volunteer advocates, and highlighting the heath burdens of air pollution in the media proved to be a highly effective way to neutralize those opposed to healthy air safeguards and advance our policy goals. We have advocated aggressively to ensure that the U.S. Food and Drug Administration (FDA) extends its oversight to previously unregulated tobacco products including e-cigarettes, cigars and other products. The American Lung Association testified at a hearing to urge Medicare to cover low-dose CT scans for lung cancer and submitted detailed recommendations to the Centers for Medicare and Medicaid Services (CMS). We also launched an online petition where 17,000 people took action to urge CMS to cover this life-saving early detection. The American Lung Association advocates for increased federal funding in lung health research at the National Institutes of Health for better diagnoses, treatments, prevention, cures, and detection of lung diseases including asthma, COPD, lung cancer and tuberculosis. We led the campaign to save the Centers for Disease Control and Prevention's National Asthma Control Program from elimination. We now continue our leadership in working with champions on Capitol Hill to increase funding for state programs to reduce the terrible burden of asthma in our communities. to reduce the terrible burden of asthma in our communities. 3763141 367500 2735723 ADVOCACY AND ENVIRONMENT 3763141 367500 2735723 41375753 true true false true false false false false true true true false false true true true true false false false false false false true false false false true false true false false false false false false false false false false false false false false false false false true 67 0 true 98 true false false false false false true true false false false false X 23 23 false false false false false false false true true false true true true true true true true true true true false AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN VA WA WV WI X X LAURA SCOTT 2177875684 3000 KELLY LANE Springfield IL 62711 Linn P Billingsley BSN Board Member 2.0 X 0 0 0 Michael V Carstens Board Member 2.0 X 0 0 0 Mario Castro MD MPH Board Member 2.0 X 0 0 0 Arthur A Cerullo JD Board Member 2.0 X 0 0 0 John F Emanuel JD Secretary/Treasurer 2.0 X X 0 0 0 Kathryn A Forbes CPA Vice Chair 2.0 X X 0 0 0 Pauline Grant MS MBA FACHE Board Member 2.0 X 0 0 0 Susan S Griffin RPA CPM CCIM Board Member 2.0 X 0 0 0 Virginia L Hall Board Member 2.0 X 0 0 0 Darius A Joseph Board Member 2.0 X 0 0 0 Venkatarama R Koppaka MD PhD Board Member 2.0 X 0 0 0 Ross P Lanzafame Esq Board Chair 2.0 X X 0 0 0 Angela V Mastrofrancesco Board Member 2.0 X 0 0 0 Stephen J Nolan Esq Board Member 2.0 X 0 0 0 Stephen R O'Kane Board Member 2.0 X 0 0 0 Harry Perlstadt PhD MPH Board Member 2.0 X 0 0 0 Austin K Pugh Board Member 2.0 X 0 0 0 Jane Z Reardon MSN APRN CS AE- Board Member 2.0 X 0 0 0 Albert A Rizzo MD Past Chair 2.0 X X 0 0 0 Jonathon K Rosen Board Member 2.0 X 0 0 0 Penny J Siewert Board Member 2.0 X 0 0 0 Jeffrey T Stein CFP Board Member 2.0 X 0 0 0 Robert G Tweel JD Board Member 2.0 X 0 0 0 Harold Wimmer President & CEO 40.0 X 320175 0 43198 Adrienne Glasgow thru 12014 Chief Financial Officer 40.0 X 208361 0 29352 Laura Scott As of 2114 Chief Financial Officer 40.0 X 0 0 0 Paul Billings VP National Policy & Advocacy 40.0 X 187796 0 20042 Susan Rappaport VP Research & Program 40.0 X 171811 0 51495 Russell Burwell VP Governance 40.0 X 144343 0 17512 Karen Engstron VP CRM 40.0 X 125736 0 19676 Craig Finstad AVP, Direct Response Operation 40.0 X 133466 0 23979 Peter Iwanowicz AVP, Healthy Air Campaign 40.0 X 112369 9417 Katherine Pruitt AVP, Health Education 40.0 X 109964 8439 1514021 0 223110 12 false true false Alaniz Metrogroup 425 N Iris Street MT PLEASANT IA 52641 MARKETING 4501489 RR Donnelley 1333 Scheuring Road DE PERE WI 54115 SUPPLY CHAIN MGMT 4693242 Brickmill Marketing Services 24 Mill Brook Road WILTON NJ 03086 MARKETING 2463675 Daniel Edelman Inc 200 E Randolph St Flr 63 CHICAGO IL 60601 Public Relations 1546617 Infocision Management Corp 325 Springside Drive AKRON OH 44333 MARKETING 1364003 21 1331126 4751812 6082938 REIMBURSEMENTS FROM CHARTERED ASSN 900099 21080383 21080383 PROGRAM SERVICE CONTRACTS 900099 6496661 6496661 CHARTER ASSOCIATION ASSESSMENTS 900099 4675015 4675015 STRATEGIC CAUSE SUPPORT 900099 3957738 3957738 DIRECT RESPONSE ACTIVITY-CHARTER ASSN 900099 2291310 2291310 47930 47930 38549037 466951 466951 0 705933 705933 5250 5250 0 5250 5250 29158128 28805749 352379 352379 352379 0 0 0 RESEARCH GRANT SERVICE FEE 900099 474070 474070 TRUST INCOME 900099 17000 17000 PROGRAM PARTICIPANT FEES 900099 76622 76622 771342 771342 1339034 47501522 38549037 2869547 8932506 8932506 0 0 0 980175 547507 335329 97339 0 3537666 3373745 139758 24163 0 904702 796273 83489 24940 316211 278313 29181 8717 0 117639 68282 33310 16047 196414 196414 52414 52414 2206462 2206462 49510 49510 4894719 4922569 -55698 27848 16412574 15475982 934516 2076 290753 252513 37058 1182 0 0 910850 677976 226140 6734 324690 281164 34861 8665 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RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true true 0 true 20160 true 35087 true 4000 true 164752 true 1057 true 7994 233050 false SCHEDULE C, PART II-B, LINE 1(I) The American Lung Association volunteers and staff engage in a wide range of advocacy activities to further our mission to save lives by improving lung health and preventing lung disease. Our work includes efforts to educate members of congress, their staff and the public on lung health issues and access to healthcare. We advocate for clean, healthy air to reduce the health impacts of air pollution. We focus on supporting the implementation and strengthening of the nations clean air laws. We strongly support the public health infrastructure and lung health research funding including funding for lung cancer, chronic obstructive pulmonary disease (COPD), asthma, tuberculosis and other lung diseases. Furthermore, the American Lung Association volunteers and staff actively advocate in Washington, D.C. and in the states for tobacco control laws, including efforts to regulate tobacco products, promote tobacco cessation and eliminate exposure to second hand smoke. false true 1201259 304334 95089 5451 1405053 1030809 259407 77218 11739 1201259 1099684 -23972 34318 10585 1030809 980525 201713 72000 10554 1099684 950135 97595 56728 10477 980525 0.35590 0.64410 false false 0 0 0 180602 121477 59125 0 447418 376833 70585 0 653516 567421 86095 215805 IN PERPETUAL TRUSTS 3915341 OF OTHERS 1822800 5738141 0 PENSION AND LIFE INSURANCE BENEFITS 4089366 DUE TO CHARTERED ASSOC. 908856 AMOUNTS HELD ON BEHALF OF OTHERS 1822800 ANNUITY FUND INVESTMENTS 158911 OTHER LIABILITIES 2022511 9002444 X 56137745 1137536 8133419 -634732 8636223 47501522 47501522 52137386 8133419 8133419 44003967 44003967 Schedule D, Part V, Line 4 INTENDED USE OF ENDOWMENT FUNDS Permanently restricted net assets are primarily dedicated to supporting research scholars in interstitial related lung diseases. Dalsemer endowment: In 1983, Leonard Dalsemer, the John A. Hartford Foundation, and the Wheelabrator Foundation endowed the national office with $500,000 (the corpus) to fund research to find a cure for interstitial lung disease. The earnings from the corpus are to fund an annual research award in a minimal amount of $30,000. The term of each award is three years. Annual expenditures are limited to 6% of the fair market value of the endowment. The American Lung Association is to strive to grow the endowment by soliciting additional donor contributions. The award is only to be conferred when the review committee deems the proposed research meritorious. Mary Fuller Russell Research Fund: In a settlement entered by American Lung Association of New Hampshire ("ALANH") and National Office ("ALA") on July 9, 2003, ALANH agreed to set aside, as a segregated fund, within its endowment fund, the sum of $1,297,643 representing ALA's 10% share, and to maintain such segregated fund intact for the purpose of paying to and allowing ALA to use all the income and the annual net appreciation, if any, in the fair value of the segregated fund for research purposes determined by ALA. Under the settlement, such segregated fund is to be held for ALA's benefit in perpetuity. ALANH and ALA agreed that distributions from the Mary Fuller Russell Research Fund shall be used to support research into lung health issues, and that research grants to recipients shall be made under the name Mary Fuller Russell Research Fund. Schedule D, Part X, Line 2 FIN 48 Footnote Guidance in the area of Accounting for Uncertainty in Income Taxes under the Financial Accounting Standards Board (FASB) Accounting Standards Codification clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This standard provides that the tax effects from an uncertain tax position can be recognized in the financial statements only if the position is more-likely-than-not to be sustained, if the position were to be challenged by a taxing authority. The standard also provides guidance on measurement, classification, interest and penalties, and disclosure. The fiscal years ended 2011, 2012, 2013 and 2014 are still open to audit for both federal and state purposes. National Office has processes presently in place to ensure the maintenance of its tax-exempt status; to identify and report unrelated income; to determine its filing and tax obligations in jurisdictions for which it has nexus; and, to identify and evaluate other matters that may be considered tax positions. National Office incurred no interest or penalties related to tax liabilities for the years ended June 30, 2014 and 2013. Schedule D, Part XI, Line 2d Other Revenue Reconciling Items Loss on sublease (716,563) Change in fair value of beneficial interest in trusts 435,256 Change in value of split-interest agreements 4,851 Benefit-related Changes (358,276) ----------- Total $(634,732) X X X true Infocision Management Corp 325 Springside Drive Akron OH 44333 Resident false 1907226 1403716 503511 Thompson Habib Denison I 80 Hayden Avenue Lexington MA 02421 Mail false 23966293 300000 23666293 SFI Nonprofit 7800 3rd St North Ste 900 St Paul MN 55128 Tele-mktg false 670834 502746 168088 26544353 2206462 24337892 AL AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Schedule G, Part I, Line 1 FUNDRAISING ACTIVITIES The American Lung Association's National office provides support for Chartered American Lung Associations' direct mail, residential campaigns, and telemarketing. As part of this support, the American Lung Association (National) contracts with professional fundraisers to develop fundraising strategies on these initiatives. Revenues from direct response, residential campaign and telemarketing campaigns are distributed to the Chartered American Lung Associations, and each respective Charter reimburses National for their allocable portion of expenses related to each fundraising campaign. true ALA of Mid-Atlantic 3001 Old Gettyburg Road Camp Hill PA 17011 251825116 501(c)(3) 75000 fed & prog grants ALA of Midland States 1950 Arlingate Lane Columbus OH 43228 314379531 501(c)(3) 130665 fed & prog grants ALA of Mountain Pacific 7420 SW Bridgeport Rd Ste 200 Tigard OR 97224 930386887 501(c)(3) 56250 fed & prog grants ALA of the Northeast 21 West 38th Street New York NY 10018 930386887 501(c)(3) 127164 fed & prog grants ALA of the Plains Gulf Region 2325 Severn Avenue Suite 8 Metairie LA 70001 630320189 501(c)(3) 44238 fed & prog grants ALA of the Southeast 6852 Belfort Oaks Place Jacksonville FL 32216 590662271 501(c)(3) 46033 fed & prog grants ALA of the Southwest 5600 Greenwood Plaza Blvd 100 Greenwood Village CO 80111 860111676 501(c)(3) 62111 fed & prog grants ALA of the Upper Midwest 3000 Kelly Lane Springfield IL 62707 204392201 501(c)(3) 83950 fed & prog grants Albany Medical College 47 New Scotland Avenue Albany NY 12208 141338310 501(c)(3) 32500 fed & prog grants ATS Foundation 25 Broadway 18th Floor New York NY 10004 202138855 501(c)(3) 20000 Research Baylor College of Medicine One Baylor Plaza Houston TX 770303411 741613878 501(c)(3) 245077 Research Biomed Research Inst of NM 1501 San Pedro Drive Building 14 Albuquerque NM 87108 850374063 501(c)(3) 40000 Research Brigham & Women's Hospital 75 Francis Street Boston MA 02115 042312909 501(c)(3) 100000 Research Children's Hospital Boston PO 414413 Boston MA 02241 042774441 501(c)(3) 107500 Research Children's Hospital Med Ctr Childrens Hospital Medical Center Cincinnati OH 45229 310833936 501(c)(3) 40000 Research Clean Air Watch 1250 Connecticut Avenue Washington DC 20036 342025788 501(c)(3) 30000 asthma Columbia University 722 West 168th Street 4th Fl New York NY 10032 155598093 501(c)(3) 136068 Research Duke University Box 104132 Durham NC 27708 560532129 501(c)(3) 223614 Research Farmingdale State University 35 State Street Albany NY 12207 237046497 501(c)(3) 33380 Research H Lee Moffitt Cancer Center 12902 Magnolia Drive Tampa Tampa FL 33612 592451713 501(c)(3) 100000 Research Johns Hopkins University 1101 E33rd Street Suite D200 Baltimore MD 21218 520595110 501(c)(3) 706000 Research LA State Univ Health Sci Ctr 433 Bolivar Street New Orleans LA 70112 726087770 501(a) 158472 Research MA General Hospital 55 Fruit Street Boston MA 02114 041564655 501(c)(3) 72195 Research McLean Hospital 115 Mill Street 228 Belmont MA 02478 043362620 501(c)(3) 39932 Research Natl Jewish Med & Research Ctr 1400 Jackson Street Denver CO 80206 742044647 501(c)(3) 276631 Research Nemours Children Clinic 10140 Centurion Parkway North Jacksonville FL 32256 590634433 501(c)(3) 235940 Research NY Medical College Women's & Children Ctr 40 Sunshine Cottage Road Valhalla NY 10595 131099420 501(c)(3) 263255 North Shore Long Island Jewish 300 Community Drive Manhasset NY 11030 111562701 501(c)(3) 332507 Research Northwestern University 619 Clark Street Evanston IL 60208 362167817 501(c)(3) 404976 Research NYU School of Medicine 545 First Avenue New York NY 10016 135562308 501(c)(3) 73900 Research Oregon Health & Sci Univ 3181 SW Sam Jackson Park Rd Portland OR 97239 931176109 501(c)(3) 32500 Research Regents of the Univ of CA-San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501(c)(3) 288964 Research Regents of the Univ of CA-Irvine 1400 Biological Sciences III Irvine CA 92697 952226406 501(c)(3) 100000 Research Regents of the Univ of CA-SF 3333 California St Ste 315 0962 San Francisco CA 94118 946036493 501(c)(3) 172500 Research Regents of Univ of Michigan 3003 S State Street Ann Arbor MI 48109 386006309 501(c)(3) 52500 Research Rhode Island Hospital 593 Eddy Street Providence RI 02903 050258954 501(c)(3) 38723 Research Rutgers Univ School of Public Health 7 College Avenue Winant Hall New Brunswick NJ 08901 226001086 501(a) 40000 Research Sanford-Burnham Med Research Inst 10901 North Torrey Pines Road La Jolla CA 92037 510197108 501(c)(3) 32500 Research Seattle Biomed Research Inst 307 Westlake Ave N Suite 500 Seattle WA 98109 910961784 501(c)(3) 16250 Research St Joseph's Hospital & Med Ctr 700 Rosedale Avenue St Louis MO 63112 951643359 501(c)(3) 39829 Research St Vincent of Indiana 1 Hospital Drive Indianapolis IN 46260 350869066 501(c)(3) 210522 Research Stanford University Corte Madera Creek Bldg Ste 142 Palo Alto CA 94304 941156365 501(c)(3) 112500 Research SUNY - Stony Brook PO 9 Albany NY 12201 131099420 501(a) 40000 Research Children's Hospital of Seattle PO 50020 Seattle WA 98145 231352166 501(c)(3) 32500 Research Ohio State Univ Research Fndn 1960 Kenny Road Columbus OH 43210 316401599 501(c)(3) 281286 Research Trustees of the Univ of PA BRBII/III 438 421 Curie Blvd Philadelphia PA 19104 231352685 501(c)(3) 40000 Research Univ of NC-Chapel Hill 104 Airport Dr Ste 2200 1350 Chapel Hill NC 27599 591711424 501(c)(3) 38869 Research Univ of TX MD Anderson Cancer Ctr 1515 Holcombe Blvd Houston TX 77030 746001118 501(a) 100000 Research Univ of Wisconsin 600 Highland Ave Madison WI 53792 390743975 501(c)(3) 80000 Research Trustees of Boston Univ-BU Med Campus 72 East Concord St R304 Boston MA 02118 042103547 501(c)(3) 165000 Research Uniformed Svcs Univ of Health Sci 6720-A Rockledge Drive Bethesda MD 20817 521317896 501(a) 10465 Research Univ Med of South FL-Miami PO 025405 Miami FL 33102 590624458 501(c)(3) 196361 Research Univ Med of South FL-Tampa 3802 Spectrum Blvd Tampa FL 33612 592959590 501(c)(3) 65625 Research Univ of AL-Birmingham University Station Birmingham AL 35294 636005396 501(c)(3) 65000 Research University of Arizona PO Box 3308 Tucson AZ 85722 742652689 501(c)(3) 170834 Research University of Chicago 5801 South Ellis Avenue Chicago IL 60637 362177139 501(c)(3) 40000 Research University of Illinois 601 S Mathews Avenue Urbana IL 61801 376000511 501(a) 180000 Research University of Iowa B5 Jessup Hall Iowa City IA 52242 426004603 501(a) 93673 Research Univ of Lousiville Research Fndn Stevenson Hall 520 Louisville KY 40290 611029626 501(c)(3) 40000 Research Univ of MO-Kansas City 5100 Rockhill Road AC202 Kansas City MO 641102499 436003859 501(a) 161531 Research University of Montana 32 Campus Drive Missoula MT 59812 426004813 501(a) 40000 Research University of New Mexico 1 University Drive Albuquerque NM 87131 850275408 501(a) 40000 Research University of Pittsburgh Office of Financial Information Pittsburgh PA 15260 250965591 501(c)(3) 240000 Research University of Rochester 910 Genesee Street 200 Rochester NY 14611 160743209 501(c)(3) 40000 Research University of Tampa 401 West Kennedy Blvd Box M Tampa FL 33606 590624459 501(c)(3) 40000 Research Univ of TN Health Sci Ctr 62 S Dunlap Suite 300 Memphis TN 381630001 626001636 501(c)(3) 40000 Research Univ of TX Med Branch-Galveston PO Box 4786-750 Houston TX 772104786 746000949 501(c)(3) 40000 Research University of Vermont 85 South Prospect Street Burlington VT 05405 030179440 501(c)(3) 137259 Research University of Virginia PO Box 400202 Charlottesville VA 22904 546001796 501(c)(3) 123609 Research Wake Forest Univ of Health Studies Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) 32500 Research Washington Univ School of Med 660 S Euclid Ave St Louis MO 63110 430653611 501(c)(3) 422003 Research Wayne State University 5057 Woodward Avenue 13th Fl Detroit MI 48202 383555142 501(c)(3) 40000 Research Yale University 2 Whitney Avenue 6th Fl New Haven CT 06510 060646973 501(c)(3) 32500 Fed & Prog Grants 73 Schedule I, Part I, Line 2 PROCEDURE FOR MONITORING GRANTS IN THE US Award recipients are required to submit a renewal application after their first Year of funding. Renewal applications are then reviewed by our Research Committee Chairs for approval of second year funding. At the time of termination (after the second year of funding), award recipients are required to submit a summary of their activities, copies of presentations and/or publications, and a cash disbursement report for the entire grant time. X X X X X false true false false false false false false false Harold Wimmer President & CEO 320175 0 0 0 0 0 19496 0 23702 0 363373 0 0 0 Adrienne Glasgow thru 12014 Chief Financial Officer 208361 0 0 0 0 0 16201 0 13151 0 237713 0 0 0 Paul Billings VP National Policy & Advocacy 187796 0 0 0 0 0 18976 0 1066 0 207838 0 0 0 Susan Rappaport VP Research & Program 171811 0 0 0 0 0 18483 0 33012 0 223306 0 0 0 Russell Burwell VP Governance 144343 0 0 0 0 0 14815 0 2697 0 161855 0 0 0 Craig Finstad AVP, Direct Response Operation 133466 0 0 0 0 0 13208 0 10771 0 157445 0 0 0 Schedule J, Part I, Line 4b ALA has a 457(b) supplemental non-qualified retirement plan. Adrienne Glasgow participated in the 457(b) plan. The amount accrued in calendar year 2013 is included on Schedule J as deferred compensation (i.e., Schedule J, Part II, column (c)). Form 990, Part VIII, Line 2 REIMBURSEMENT FROM CHARTER ASSOCIATION At June 30, 2014, there were nine Chartered Associations that have jurisdiction over specific geographical areas. However, one of the Chartered Associations legally dissolved with an effective date of June 30, 2014. The geographical area was absorbed by three of the remaining Chartered Associations, effective July 1, 2014. Each Chartered Association is required to remit a monthly bundled billing amount, which includes a fee for some services or contracts held by National Office. Part of these fees pertain to National Office Direct Marketing and the ROI Data Program which provides information on donors and fundraising events conducted by and for the benefit of Chartered Associations. Donations resulting from the direct mail campaign and revenue raised by the Direct Marketing Program are remitted to the Chartered Associations based on the zip code of the donor. The Chartered Associations reimburse National Office for costs required to operate this program. These reimbursements are shown as program reimbursement revenue from Chartered Associations on the accompanying statements of activities. This revenue is recognized as expenses are incurred. For the years ended June 30, 2014 and 2013, program reimbursements approximated $21,100,000 and $23,400,000, respectively. Each Chartered Association is also required to remit a monthly assessment, which National Office uses in a variety of ways including, but not limited to, providing national leadership, assistance and guidance in the areas of Field Program Development, Field Fundraising and Field Management Advisory and other activities. This revenue is recognized over the assessment period. For the years ended June 30, 2014 and 2013, Chartered Associations' assessments revenue approximated $4,700,000 and $4,800,000, respectively. Additionally, per National Office's agreement with each Chartered Association, National Office receives 30% of direct response revenues, less direct response expenses and 13% of all unrestricted bequests in those instances when the donor died prior to July 1, 2009. This revenue is recognized in the period when contributions are collected. For the years ended June 30, 2014 and 2013, the allocable share of direct response activities and bequest share revenue from Chartered Associations approximated $2,300,000 and $2,400,000, respectively. Form 990, Part VI, Line 1A EXECUTIVE COMMITTEE The Executive Committee shall act in place of and with the full authority of the Board of Directors when the Board of Directors is not in session, subject to the Board's power to amend or change those actions which have not been implemented prior to the Board meeting or meetings following the Executive Committee meeting at which such action was taken. The Board of Directors has the power to authorize and delegate to the Executive Committee to the extent permitted by the Association's Bylaws and applicable law. The Executive Committee shall not have the authority to appoint officers except on an interim basis to fill a vacancy, enter into or amend contracts with officers, amend the policies manual, or borrow money in excess of the amounts expressly authorized by the Board. The Executive Committee shall have no authority to amend the Articles of Incorporation, adopt a plan of merger or consolidation, authorize the sale or other disposition of all or substantially all of the property and assets of the Association, authorize the voluntary dissolution of the Association or revocation of such dissolution, or amend the Bylaws of the Association. The Executive Committee may establish a leadership subcommittee consisting of the Chair, Vice-Chair, and Past-Chair, which shall serve as the Executive Committee's liaison to the President and CEO. FORM 990 PART VI, LINE 11B FORM 990 REVIEW PROCESS ALA has establised the following review process to ensure that the information reported is complete and accurate. Form 990 is prepared by an outside accounting firm and reviewed by CFO. Pror to electronic submission, it is reviewed by the organization's delegated responsible body, the Audit and Risk Oversight Committee, for approval. After approval by the AROC Committee, the members of the governing body review the form prior to submission. All comments are documented, addressed and finalized before the submission. Form 990, Part VI, Line 12c WRITTEN CONFLICT OF INTEREST POLICY ALA currently has in place a conflict of interest policy which it monitors and enforces annually and has a standing governance committee that oversees its execution. The organization currently mandates that all members of the governing body, committee members and all staff annually sign a conflict of interest policy and disclose any potential or actual conflicts that may exist. The signed conflict of interest policy statements are submitted to the governance committee. These statements are reviewed for potential or actual conflicts. If a potential or actual conflict of interest exists, the governance committee will notify members of management and/or the governing body about such conflict and investigate the conflict and its possible effect. If the governance committee determines that an actual or apparent conflict exists, it will inform the governing body and/or management of its decision. The conflicted individual will not be allowed to vote or be part of any decisions about any such transactions that have to do with the conflict until such time as the governance committee determines there is no longer a conflict. Form 990, Part VI, Line 15 PROCESS FOR DETERMINING COMPENSATION The American Lung Association has established a compensation policy for its leadership committee to follow in establishing the compensation for its CEO, top management official, other officers or key employees. The policy mandates that executive compensation be periodically reviewed by the committee and that the committee should be free of conflicts of interest. In addition, the approving committee needs to review appropriate and adequate data to determine the reasonableness of the compensation being considered. The committee may use a variety of information and studies that are available to determine that the appropriate level of compensation is being paid to its executives. The committees decision on the amount of compensation paid is documented in a contemporaneously written format and documents the date of the decision, the members present during the meeting and those who voted on it, the details of the transaction that was approved and the comparability data used and relied upon to make the decision. ALA did a compensation review for the CEO when he was hired in January 2013. The most recent compensation review process for all other officers and key employees was done in December 2010. Form 990, Part VI, Line 19 MAKING CERTAIN DOCUMENTS PUBLIC The three most recent years of Form 990 and annual reports are available on American Lung Associations website www.lung.org. Governing documents and conflict of interest policy are available to the public upon request. Our website also provides the names of our board of directors and our ethics policy. Form 990, Part XI, Line 9 Loss on sublease ($716,563) Change in fair value of beneficial interest in trusts 435,256 Change in value of split-interest agreements 4,851 Benefit-related Changes (358,276) ----------- Total ($634,732) Form 990, Part XII, Line 2c AUDIT COMMITTEE The audit committee of the board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the Association and the final audit review and package that is accepted by the board. The committee meets with the audit firm independently from staff during the audit review process and recommends to the board the acceptance of the audit and its findings. Form 990, Part VI, Line 1 EXECUTIVE COMMITTEE THE GOVERNANCE COMMITTEE, TAKING INTO ACCOUNT GEOGRAPHY, EXPERTISE, RACE, ETHNICITY, GENDER, AGE AND OTHER DIVERSITY FACTORS, SHALL PRESENT ANNUALLY TO THE BOARD OF DIRECTORS ITS RECOMMENDED NOMINEES FOR MEMBERS OF THE BOARD OF DIRECTORS, MEMBERS OF THE GOVERNANCE COMMITTEE AND OFFICERS (OTHER THAN THE PRESIDENT AND CHIEF EXECUTIVE OFFICER) OF THE ASSOCIATION (INCLUDING A RECOMMENDATION, WHERE APPROPRIATE, FOR THE DESIGNATION OF THE VICE-CHAIR AS CHAIR-ELECT). OTHER NOMINATIONS MAY NOT BE MADE AT THE MEETING OF THE BOARD OF DIRECTORS FROM THE FLOOR.