2015-05-14T13:40:16-05:00 2014-06-30 050409384 KAHN LITWIN RENZA & CO LTD 951 NORTH MAIN STREET PROVIDENCE RI 02904 990 2013-07-01 056014351 UNIVERSITY OF RHODE ISLAND FOUNDATION UNIV 4018747900 79 UPPER COLLEGE ROAD KINGSTON RI 02881 ADAM QUINLAN CURRENT CFO 4018744490 2015-05-12 1 DEBORAH A HOPKINS P00167843 4012742001 2013 2016-02-25 16:41:14Z ADAM QUINLAN 79 UPPER COLLEGE ROAD KINGSTON RI 02881 60965710 0 X WWW.URIFOUNDATION.ORG X 1957 RI TO INSPIRE AND STEWARD PHILANTHROPIC SUPPORT BENEFITTING THE UNIVERSITY OF RHODE ISLAND. 149 148 43 130 0 0 13252614 30041089 2974000 3159520 2047439 4963664 0 0 18274053 38164273 12791916 12814983 0 0 3823356 4088836 0 0 4244733 1782597 1786363 18397869 18690182 -123816 19474091 135974992 164436007 2834528 1476568 133140464 162959439 X TO INSPIRE AND STEWARD PHILANTHROPIC SUPPORT BENEFITTING THE UNIVERSITY OF RHODE ISLAND. 0 0 3134352 3134352 772771 BUILDING AND EQUIPMENT, THE UNIVERSITY OF RHODE ISLAND FOUNDATION RECEIVES GIFTS ON BEHALF OF DONORS RESTRICTED TO SUPPORT BUILDING AND EQUIPMENT INITIATIVES THROUGH THE UNIVERSITY CAMPUS. 2923785 2923785 720856 PROGRAM SERVICES, THE UNIVERSITY OF RHODE ISLAND FOUNDATION RECEIVES GIFTS ON BEHALF OF DONORS RESTRICTED TO SUPPORT ACADEMIC PROGRAMS THROUGH THE UNIVERSITY. GENERALLY, THE EXPENDITURE IS MADE TO THE VENDOR DIRECTLY BY THE UNIVERSITY WITH THE FOUNDATION THEN PROVIDING A GRANT TO THE UNIVERSITY TO FUND THE EXPENDITURES AFTER RECEIVING APPROPRIATE DOCUMENTATION. OCCASIONALLY THE FOUNDATION WILL PAY THE VENDOR DIRECTLY. 1603686 1603686 395387 SCHOLARSHIPS, AWARDS AND FELLOWSHIPS, THE UNIVERSITY OF RHODE ISLAND FOUNDATION RECEIVES GIFTS ON BEHALF OF DONORS RESTRICTED TO THE SUPPORT OF FINANCIAL AID UNIVERSITY STUDENTS. TO ENSURE COMPLIANCE WITH ALL UNIVERSITY, FEDERAL AND STATE FINANCIAL AID REQUIREMENTS THE UNIVERSITY SELECTS THE STUDENT RECIPIENT AND MAKES THE AWARDS DIRECTLY TO STUDENTS. THE FOUNDATION PROVIDES THE GRANTS TO THE UNIVERSITY TO FUND THE FINANCIAL AID EXPENDITURES. 4690835 4658628 1148580 OTHER PROGRAM SERVICES, THE UNIVERSITY OF RHODE ISLAND FOUNDATION RECEIVES GIFTS ON BEHALF OF DONORS RESTRICTED TO SUPPORT NUMEROUS PROGRAMS SUCH AS OUTREACH PROGRAMS, RESEARCH, ATHLETIC, BOAT PROGRAM, VISITING LECTURERS, FACULTY CHAIRS, LIBRARY AND ADMINISTRATIVE SUPPORT. 494532 494532 121926 ALUMNI PROGRAMS, THE UNIVERSITY OF RHODES ISLAND FOUNDATION PROVIDES ANNUAL SUPPORT TO THE UNIVERSITY OF RHODE ISLAND ALUMNI ASSOCIATION TO FUND ALUMNI PROGRAMS AND SUPPORT ORGANIZATIONAL NEEDS. 5185367 5153160 1270506 12847190 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 11 0 43 1 0 0 0 0 0 0 1 36 0 0 1 0 X 149 148 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 RI X X ADAM QUINLAN 4018744490 79 UPPER COLLEGE ROAD KINGSTON RI 02881 THOMAS J SILVIA EXEC BOARD CHAIR 8.00 X X 0 0 0 MARGO L COOK EXEC BOARD VICE CHAIR 4.00 X X 0 0 0 PETER J MINIATI III EXEC BOARD TREASURER 6.00 X X 0 0 0 LAURA H CUNNINGHAM EXEC BOARD SECRETARY 4.00 X X 0 0 0 LORNE A ADRAIN EXECUTIVE BOARD 2.00 X 0 0 0 GERALDINE M BARBER EXECUTIVE BOARD 2.00 X 0 0 0 RICHARD E BEAUPRE EXECUTIVE BOARD 2.00 X 0 0 0 MARK P CHARRON EXECUTIVE BOARD 2.00 X 0 0 0 PAUL M COFONI EXECUTIVE BOARD 2.00 X 0 0 0 DR KARINA MONTILLA EDMONDS EXECUTIVE BOARD 2.00 X 0 0 0 MICHAEL D FASCITELLI EXECUTIVE BOARD 2.00 X 0 0 0 JAMES A HOPKINS EXECUTIVE BOARD 2.00 X 0 0 0 SEN PAUL V JABOUR EXECUTIVE BOARD 2.00 X 0 0 0 PHILLIP KYDD EXECUTIVE BOARD 2.00 X 0 0 0 DR MARGARET S LEINEN EXECUTIVE BOARD 2.00 X 0 0 0 CAROL J MAKOVICH EXECUTIVE BOARD 2.00 X 0 0 0 THOMAS M RYAN EXECUTIVE BOARD 2.00 X 0 0 0 DR CYNTHIA D SCULCO EXECUTIVE BOARD 2.00 X 0 0 0 CHARLES WHARTON EXECUTIVE BOARD 2.00 X 0 0 0 LAUREEN L WHITE EXECUTIVE BOARD 2.00 X 0 0 0 RAYMOND M WILLIAMS EXECUTIVE BOARD 2.00 X 0 0 0 ALAN G ZARTARIAN EXECUTIVE BOARD 2.00 X 0 0 0 LOUISE H THORSON EXECUTIVE BOARD, EX-OFFICI 2.00 X 0 0 0 DR FRANCES M ALEXAKOS TRUSTEE 1.00 X 0 0 0 LINDA A ANDERSON TRUSTEE 1.00 X 0 0 0 BANICE CARL BAZAR TRUSTEE 1.00 X 0 0 0 BRUCE ALAN BEAUCHAMP TRUSTEE 1.00 X 0 0 0 GEORGE J BEDARD TRUSTEE 1.00 X 0 0 0 BRADFORD REED BOSS TRUSTEE 1.00 X 0 0 0 ROSWELL S BOSWORTH JR TRUSTEE 1.00 X 0 0 0 EDWARD W BOUCLIN JR TRUSTEE 1.00 X 0 0 0 GARY J BOWEN TRUSTEE 1.00 X 0 0 0 LAUREL L BOWERMAN TRUSTEE 1.00 X 0 0 0 JOHN BRENNAN TRUSTEE 1.00 X 0 0 0 JOHN J BROUGH JR TRUSTEE 1.00 X 0 0 0 GUSTIN L BUONAIUTO TRUSTEE 1.00 X 0 0 0 JEFFREY CAMMANS TRUSTEE 1.00 X 0 0 0 SCOTT A CAMPBELL TRUSTEE 1.00 X 0 0 0 ANNA CANO MORALES TRUSTEE 1.00 X 0 0 0 DR ALBERT CARLOTTI JR TRUSTEE 1.00 X 0 0 0 MARY F CARMODY TRUSTEE 1.00 X 0 0 0 FRANK N CARUSO TRUSTEE 1.00 X 0 0 0 THOMAS M CATALDO TRUSTEE 1.00 X 0 0 0 SHANNON E CHANDLEY TRUSTEE 1.00 X 0 0 0 RAYMOND CHRISTOPHER JR TRUSTEE 1.00 X 0 0 0 EDMUND CIANCIARULO JR TRUSTEE 1.00 X 0 0 0 JOSEPH CONFESSORE TRUSTEE 1.00 X 0 0 0 ROBERT L CONSIDINE TRUSTEE 1.00 X 0 0 0 DR WM CROASDALE III TRUSTEE 1.00 X 0 0 0 STEPHEN M CUNNINGHAM TRUSTEE 1.00 X 0 0 0 RONALD D DENELLE TRUSTEE 1.00 X 0 0 0 MARIE C DIBIASIO TRUSTEE 1.00 X 0 0 0 LAURA H DISANO TRUSTEE 1.00 X 0 0 0 DENNIS J DUFFY TRUSTEE 1.00 X 0 0 0 KATHLEEN Y DUFFY TRUSTEE 1.00 X 0 0 0 DR HEIDI KIRK-DUFFY TRUSTEE 1.00 X 0 0 0 MARY S EDDY TRUSTEE 1.00 X 0 0 0 WILLIAM H EIGEN TRUSTEE 1.00 X 0 0 0 THOMAS V FALCIGLIA TRUSTEE 1.00 X 0 0 0 J TERENCE FEELEY TRUSTEE 1.00 X 0 0 0 ALAN SHAWN FEINSTEIN TRUSTEE 1.00 X 0 0 0 WENDY FIELD TRUSTEE 1.00 X 0 0 0 JOSEPH G FORMICOLA JR TRUSTEE 1.00 X 0 0 0 JAMES C FORTE TRUSTEE 1.00 X 0 0 0 RAYMOND P FREITAS TRUSTEE 1.00 X 0 0 0 ELIA GERMANI TRUSTEE 1.00 X 0 0 0 KATHLEEN C GOULDING TRUSTEE 1.00 X 0 0 0 GEORGE GRABOYS TRUSTEE 1.00 X 0 0 0 MARY A GRAY TRUSTEE 1.00 X 0 0 0 WILLIAM R GUGLIETTA TRUSTEE 1.00 X 0 0 0 MAUREEN E GURGHIGIAN TRUSTEE 1.00 X 0 0 0 GEORGE HADFIELD III TRUSTEE 1.00 X 0 0 0 AUDREY B HALLBERG TRUSTEE 1.00 X 0 0 0 DR SUSAN L HAMMEN-WINN TRUSTEE 1.00 X 0 0 0 RICHARD J HARRINGTON TRUSTEE 1.00 X 0 0 0 ALAN G HASSENFELD TRUSTEE 1.00 X 0 0 0 MANOOG T HEDITSIAN TRUSTEE 1.00 X 0 0 0 MARY D HIGGINS TRUSTEE 1.00 X 0 0 0 ROBERT J HIGGINS TRUSTEE 1.00 X 0 0 0 ANN HITCHEN TRUSTEE 1.00 X 0 0 0 DR JAMES E HITCHEN JR TRUSTEE 1.00 X 0 0 0 ANDREA HOPKINS TRUSTEE 1.00 X 0 0 0 RUSSELL D IDE TRUSTEE 1.00 X 0 0 0 DEBORAH IMONDI TRUSTEE 1.00 X 0 0 0 CAROLINE TENNANT KAULL TRUSTEE 1.00 X 0 0 0 DONALD N KAULL TRUSTEE 1.00 X 0 0 0 EVELYN SIEFERT KENNEDY TRUSTEE 1.00 X 0 0 0 KENNETH N KERMES TRUSTEE 1.00 X 0 0 0 JOSEPH J KIRBY TRUSTEE 1.00 X 0 0 0 KENNETH E KNOX TRUSTEE 1.00 X 0 0 0 PETER F KOHLSAAT TRUSTEE 1.00 X 0 0 0 STEPHEN C LANDES TRUSTEE 1.00 X 0 0 0 DAVID B LEA JR TRUSTEE 1.00 X 0 0 0 JAMES W LESLIE TRUSTEE 1.00 X 0 0 0 THOMAS J LIGUORI JR TRUSTEE 1.00 X 0 0 0 DR RAYMOND LUNDGREN JR TRUSTEE 1.00 X 0 0 0 ARMANDO F LUSI TRUSTEE 1.00 X 0 0 0 DR MARY P LYONS TRUSTEE 1.00 X 0 0 0 LEO MAINELLI TRUSTEE 1.00 X 0 0 0 MARK H MAINELLI TRUSTEE 1.00 X 0 0 0 MICHAEL N MATONE TRUSTEE 1.00 X 0 0 0 SANDY S MCCREIGHT TRUSTEE 1.00 X 0 0 0 EARLE L MESSERE TRUSTEE 1.00 X 0 0 0 ROBERT S MESSINGER JR TRUSTEE 1.00 X 0 0 0 FRANK P MORMANDO JR TRUSTEE 1.00 X 0 0 0 CHARLES E MORRIS JR TRUSTEE 1.00 X 0 0 0 FRANCESCO P MORSILLI TRUSTEE 1.00 X 0 0 0 BLANCHE R MURRAY TRUSTEE 1.00 X 0 0 0 HENRY J NARDONE SR TRUSTEE 1.00 X 0 0 0 NATHANIEL NAZARETH SR TRUSTEE 1.00 X 0 0 0 WARREN A NEGRI JR TRUSTEE 1.00 X 0 0 0 GLENN S PALMER TRUSTEE 1.00 X 0 0 0 JOHN J PALUMBO SR TRUSTEE 1.00 X 0 0 0 LOUISE R PEARSON TRUSTEE 1.00 X 0 0 0 CONSTANTINOS PERDIKAKIS TRUSTEE 1.00 X 0 0 0 ROBERT J PETISI TRUSTEE 1.00 X 0 0 0 H DOUGLAS RANDALL III TRUSTEE 1.00 X 0 0 0 B MICHAEL RAUH TRUSTEE 1.00 X 0 0 0 DR MARY S RAVIN TRUSTEE 1.00 X 0 0 0 H MILTON READ JR TRUSTEE 1.00 X 0 0 0 JAMES H READYHOUGH TRUSTEE 1.00 X 0 0 0 EDGAR ALLAN REED TRUSTEE 1.00 X 0 0 0 RICHARD D RENDINE TRUSTEE 1.00 X 0 0 0 ERIC D ROITER TRUSTEE 1.00 X 0 0 0 JOHN A ROMANO TRUSTEE 1.00 X 0 0 0 ANTHONY J ROSE JR TRUSTEE 1.00 X 0 0 0 MARK A ROSS TRUSTEE 1.00 X 0 0 0 EDMUND S RUMOWICZ TRUSTEE 1.00 X 0 0 0 MADELYN G RUMOWICZ TRUSTEE 1.00 X 0 0 0 ROBERT S RUSSELL TRUSTEE 1.00 X 0 0 0 VINCENT A SARNI TRUSTEE 1.00 X 0 0 0 PHILLIP J SAULNIER TRUSTEE 1.00 X 0 0 0 RICHARD A SODERBERG TRUSTEE 1.00 X 0 0 0 CHARLES S SOLOVEITZIK TRUSTEE 1.00 X 0 0 0 ANN M SPRUILL TRUSTEE 1.00 X 0 0 0 JANE M STICH TRUSTEE 1.00 X 0 0 0 JOHN S STRUCK TRUSTEE 1.00 X 0 0 0 DONALD P SULLIVAN TRUSTEE 1.00 X 0 0 0 TIMOTHY J SULLIVAN TRUSTEE 1.00 X 0 0 0 NORMAN TASHASH TRUSTEE 1.00 X 0 0 0 MANUEL J VALES IV TRUSTEE 1.00 X 0 0 0 MARY L VALES TRUSTEE 1.00 X 0 0 0 JOSEPH N WALLER TRUSTEE 1.00 X 0 0 0 ALAN H WASSERMAN TRUSTEE 1.00 X 0 0 0 DAVID S WATSON TRUSTEE 1.00 X 0 0 0 ROBERT A WEYGAND TRUSTEE 1.00 40.00 X 0 249803 5377 GREG WHITEHEAD TRUSTEE 1.00 X 0 0 0 KURT R WICKS TRUSTEE 1.00 X 0 0 0 DAVID R WILKES TRUSTEE 1.00 X 0 0 0 MARY ELLEN WILSON TRUSTEE 1.00 X 0 0 0 DR DAVID DOOLEY EXECUTIVE BOARD, EX-OFFICI 1.00 40.00 X 320960 0 66231 MICHAEL SMITH PRESIDENT 40.00 X 259449 0 42533 WENDY BUCCI CHIEF OPERATIONS OFFICER 40.00 X 128106 0 31046 MERELISE A HITTE ASST TREAS/DIR OF FINANCE 40.00 X 97098 0 28951 KATHARINE FLYNN DIR. OF CORP. & FOUNDATION RELATIONS 40.00 X 117578 0 30133 MARK NOLL ASSOC. VP FOR RESEARCH & DEV. SVCS. 40.00 X 120290 0 28280 LAURIE ONANIAN DIR. OF PRINCIPAL GIFTS 40.00 X 131826 0 19783 JILL NOSACH ASSOCIATE DEAN FOR DEVELOP 40.00 X 116249 0 30013 1291556 249803 282347 6 0 1 0 E W BURMAN INC 33 VERMONT AVENUE WARWICK RI 02888 GENERAL CONTRACTOR SERVICES 294052 CAMBRIDGE & ASSOCIATES 32 WARREN STREET CAMBRIDGE MA 02141 INVESTMENT ADVISORS 133000 2 30041089 922922 30041089 SERVICES FOR URI 611710 3159520 3159520 3159520 1606088 1606088 26134141 24872 22730681 70756 3403460 -45884 3357576 3357576 38164273 3159520 0 4963664 12814983 12814983 604060 181218 422842 2500476 197308 2303168 231915 22000 209915 499316 126771 372545 253069 30914 222155 14244 4341 9903 48700 48700 66000 66000 726759 726759 12200 3403 8797 266229 32917 233312 48513 207 48306 95890 66727 29163 84239 897 83342 91227 91227 22772 22772 DONOR CULTIVATION 120413 19933 100480 TEMPORARY & STUDENT HEL 75169 15840 59329 DUES & SUBSCRIPTIONS 47308 4266 43042 PROFESSIONAL DEVELOPMEN 32434 32434 34266 32207 2059 18690182 12847190 1598259 4244733 5782222 7136416 2576891 17479639 7500 21851 23863 2904555 914094 1736416 1990461 125176057 137381262 674055 424366 135974992 164436007 549689 546658 728645 696906 1556194 233004 2834528 1476568 X 7447638 7749208 51165277 75881434 74527549 79328797 133140464 162959439 135974992 164436007 19474091 10344884 0 X X 0 1 X 1 0 X 20876003 13777220 15432289 13252614 30041089 93379215 20876003 13777220 15432289 13252614 30041089 93379215 3871921 89507294 1800980 1848146 2172432 1605468 1606088 9033114 11638 11638 102423967 15449972 0.87390 0.84970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 66000 66000 0 PART II-B, LINE 1: THE FOUNDATION HAS HIRED PANNONE, LOPES, DEVEREAUX & WEST, LLC TO REPRESENT ITS INTEREST IN MATTERS BEFORE THE RHODE ISLAND GENERAL ASSEMBLY. 103044263 18612154 14514252 3936493 132234176 96608214 3701154 8553208 5818313 103044263 94896874 261238 3936120 2486018 96608214 106690779 2408544 -14202449 94896874 91010629 4166380 11786725 272955 106690779 0.01770 0.38230 0.60000 1 0 2610504 722037 1888467 294051 192057 101994 1990461 PAYABLE TO RELATED ORGANIZATIONS 233004 233004 X 47782398 10344884 10344884 37437514 726759 726759 38164273 17963423 0 17963423 726759 726759 18690182 PART V, LINE 4: THE FOUNDATION'S ENDOWMENT NET ASSETS CONSIST OF OVER 1,000 INDIVIDUAL FUNDS THAT WERE ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENTS INCLUDE BOTH DONOR IMPOSED TEMPORARILY AND PERMANENTLY RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE FOUNDATION'S EXECUTIVE BOARD TO FUNCTION AS ENDOWMENT. THE FOUNDATION ADOPTED AN INVESTMENT POLICY FOR ENDOWMENTS WITH A LONG TERM INVESTMENT OBJECTIVE TO MAINTAIN AND GROW ITS PURCHASING POWER THROUGH EARNINGS. THE CURRENT SPENDING RATE IS 4.5% PER ANNUM. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM INCOME TAXES AS A PUBLIC CHARITY UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. MANAGEMENT BELIEVES THAT THE FOUNDATION OPERATES IN A MANNER CONSISTENT WITH THEIR TAX EXEMPT STATUS AT BOTH THE STATE AND FEDERAL LEVEL. THE FOUNDATION ANNUALLY FILES IRS FORM 990 - RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, REPORTING VARIOUS INFORMATION THAT THE IRS USES TO MONITOR THE ACTIVITIES OF TAX EXEMPT ENTITIES. THE FOUNDATION ALSO ANNUALLY FILES IRS FORM 990T - EXEMPT ORGANIZATION'S BUSINESS INCOME TAX RETURN FOR ALL OF ITS FOREIGN INVESTMENT DISCLOSURE REQUIREMENTS. THESE TAX RETURNS ARE SUBJECT TO REVIEW BY THE TAXING AUTHORITIES GENERALLY FOR A PERIOD OF THREE YEARS AFTER THEY WERE FILED. THE TAX RETURNS FOR YEARS ENDING JUNE 30, 2011, 2012 AND 2013 ARE SUBJECT TO EXAMINATION BY THE IRS. THE FOUNDATION CURRENTLY HAS NO TAX EXAMINATIONS IN PROGRESS. 0 UNIVERSITY OF RHODE ISLAND GREEN HALL KINGSTON RI 02881 056000522 501(C)(3) 11103174 GENERAL SUPPORT UNIVERSITY OF RHODE ISLAND ALUMNI ASSOCIATION 73 UPPER COLLEGE ROAD KINGSTON RI 02881 056015936 501(C)(3) 494532 TO SERVE THE ALUMNI OF THE UNIVERSITY OF RHODE ISLAND & PROMOTE THE INTEREST OF THE UNIVERSITY BY PROVIDING OPPORTUNITIES FOR THE PROFESSIONAL, SOCIAL AND INTELLECTUAL GROWTH OF ITS MEMBERS AND STRENGTHENING THEIR ATTACHMENT TO AND FINANCIAL SUPPORT TO THEIR ALMA MATER. UNIVERSITY OF RHODE ISLAND ALUMNI ASSOCIATION 73 UPPER COLLEGE ROAD KINGSTON RI 02881 056015936 501(C)(3) 1217277 TO SUPPORT THE ATHLETIC PROGRAMS AT THE UNIVERSITY OF RHODE ISLAND. 2 X X X 0 0 0 0 0 0 0 0 0 ROBERT A WEYGAND TRUSTEE 0 249803 0 0 0 0 0 2301 0 3076 0 255180 0 0 MICHAEL SMITH PRESIDENT 249849 0 0 0 9600 0 23175 0 19358 0 301982 0 0 0 WENDY BUCCI CHIEF OPERATIONS OFFICER 128106 0 0 0 0 0 12060 0 18986 0 159152 0 0 0 LAURIE ONANIAN DIR. OF PRINCIPAL GIFTS 131826 0 0 0 0 0 0 0 19783 0 151609 0 0 0 X 1 41142 APPRAISAL X 1 3050 FMV OF BOAT X 27 722968 STOCK EXCHANGE X FURNITURE 7 155762 APPRAISAL 36 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 CURRENTLY AS TRUSTEES THE FOLLOWING RELATIONSHIPS EXIST. MRS. LAURA H. CUNNINGHAM AND MR. STEPHEN M. CUNNINGHAM, MRS. KATHLEEN YANITY DUFFY AND MR. DENNIS J. DUFFY, MRS. MARY DANIELIAN HIGGINS AND MR. ROBERT JOSEPH HIGGINS, MRS. CAROLINE TENNANT KAULL AND MR. DONALD N. KAULL, AND MRS. MARY L VALES AND MR. MANUEL J. VALES, IV ARE ALL MARRIED COUPLES. MRS. MADELYN GEISSER RUMOWICZ AND MR. EDMUND STANLEY RUMOWICZ ARE A DIVORCED COUPLE. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE EXTERNAL AUDITORS AND REVIEWED BY MANAGEMENT. REVISIONS, CORRECTIONS, ETC. ARE MADE AS NECESSARY. ONCE ALL ARE SATISFIED WITH THE FORM, IT IS FINALIZED AND A COPY IS SENT TO ALL BOARD MEMBERS. THE BOARD WILL REVIEW THE 990 AND VOTE THEIR APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS PROVIDED TO ALL BOARD MEMBERS. THE DIRECTOR OF FINANCE MONITORS THE RESPONSES AND IS RESPONSIBLE FOR GETTING A RESPONSE FROM EACH BOARD MEMBER. IF A CONFLICT IS NOTED, THE BOARD CHAIR IS INFORMED AND HE PURSUES THE ISSUE. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY THE BOARD CONDUCTS A PERFORMANCE REVIEW AND EVALUATION OF THE PRESIDENT. THE REVIEW ALSO ESTABLISHES THE INDIVIDUAL'S COMPENSATION FOR THE FOLLOWING YEAR. THIS PROCESS INVOLVES THE EVALUATION OF THE INDIVIDUAL AND A REVIEW OF COMPENSATION OF COMPARABLE POSITIONS OBTAINED FROM THE FORM 990 OF SIMILAR ORGANIZATIONS. ANNUALLY THE EXECUTIVE BOARD APPROVES A SALARY RAISE POOL FOR THE YEAR. THE PRESIDENT ESTABLISHES THE COMPENSATION OF THE SENIOR MANAGEMENT TEAM AND STAFF. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS (ARTICLES OF INCORPORATION AND BY-LAWS), ITS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. THE ORGANIZATION WILL MAIL COPIES UPON REQUEST OR PROVIDE COPIES TO THOSE WHO COME TO THE ADMINISTRATIVE OFFICE DURING NORMAL BUSINESS HOURS. THE ORGANIZATION CHARGES FOR THE COPIES IN ACCORDANCE WITH IRS REGULATIONS. FORM 990, PART XII, LINE 2C AUDIT COMMITTEE THE AUDIT COMMITTEE INCLUDES THE FOLLOWING: MARGO COOK - COMMITTEE CHAIR GEORGE BEDARD JOHN BROUGH, JR. PETER MINIATI, III TOM SILVIA - BOARD CHAIR DONALD P. SULLIVAN UNIVERSITY OF RHODE ISLAND GREEN HALL KINGSTON RI 02881 056000522 EDUCATIONAL FACILITY RI GOVERNMENT 0 UNIVERSITY OF RHODE ISLAND ALUMNI ASSOCIATION 73 UPPER COLLEGE RD KINGSTON RI 02881 056015936 SUPPORT OF EDUCATIONAL FACILITY RI 501(C)(3) LINE 5 0 0 1 0 0 0 0 0 0 0 0 1 1 0 1 1 0 0 0 0