2015-05-14T18:08:16-05:00 2014-06-30 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 100 STOCKTON CA 952192303 990 2013-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 AMOS R HIMMELSTEIN VP FINANCE/PLANNING 3232591417 2015-05-08 1 TRACY S PAGLIA P00366884 2099556100 2013 2016-02-25 16:41:14Z JONATHAN VEITCH 1600 CAMPUS ROAD LOS ANGELES CA 90041 495126713 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 46 43 2595 448 -697527 -1405820 20584866 23215543 120115186 121743755 22072531 43721718 0 0 162772583 188681016 40556057 40416063 0 0 61474415 63508426 0 0 6532688 43265431 47036107 145295903 150960596 17476680 37720420 639138087 697236205 140549197 135464776 498588890 561771429 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 91219206 39959018 96253098 SEE SCHEDULE OACADEMIC PROGRAM:FOUNDED IN 1887, OCCIDENTAL COLLEGE WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRYS FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTERS DEGREE IN MARINE BIOLOGY. STUDENTS CHOOSE FROM 39 MAJORS AND MINORS TAUGHT BY 169 FULL-TIME AND 97 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, ONE OF THE COUNTRYS TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND PARTICIPATION IN ONE OF THE COUNTRYS FEW UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. OCCIDENTAL HAS EXCHANGE, JOINT DEGREE, OR CROSS-REGISTRATION PROGRAMS WITH CALTECH, ART CENTER COLLEGE OF DESIGN, COLUMBIA UNIVERSITY, AND KECK GRADUATE INSTITUTE. SINCE WINNING ITS FIRST RHODES SCHOLARSHIP IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. 34180291 169809 24287888 SEE SCHEDULE OCO-CURRICULAR PROGRAM:OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND THAT MAKES UP PART OF THE COLLEGES ENDOWMENT, TO THE OXYPRENEURSHIP PROGRAM, WHICH ORGANIZED OCCIDENTALS FIRST TEDX CONFERENCE. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS A ONLINE RADIO STATION, WEEKLY NEWSPAPER, LITERARY MAGAZINE, AND CATALIST TELEVISION OPERATION. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 21 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SIX CLUB SPORTS AND FIVE INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 3994251 287236 579279 SEE SCHEDULE OPUBLIC SERVICE:OCCIDENTAL IS RECOGNIZED AS A COMMUNITY ENGAGEMENT INSTITUTION BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENTS HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTALS TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGES COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIAS OLDEST AND LARGEST UPWARD BOUND PROGRAMS FOR DISADVANTAGED HIGH SCHOOL YOUTH. OCCIDENTAL HAS WOVEN COMMUNITY ENGAGEMENT INTO ITS CURRICULUM. THREE LINKED PROGRAMS - THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND UEPI - CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 129393748 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 1 0 0 0 1 2987 0 1 2595 1 1 1 0 0 0 0 1 1 0 0 0 0 0 X 46 43 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X BARBARA VALIENTE 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 JONATHAN VEITCH PRESIDENT 50.00 X X 575784 0 163455 PETER ADAMSON TRUSTEE 1.00 X 0 0 0 PATRICIA LEBRE ALIREZA TRUSTEE 1.00 X 0 0 0 DAVID H ANDERSON TRUSTEE 1.00 X 0 0 0 CARL A BALLTON TRUSTEE 1.00 X 0 0 0 DAVID W BERKUS VICE CHAIR 1.00 X X 0 0 0 COIT BLACKER TRUSTEE 1.00 X 0 0 0 JOHN G BRANCA TRUSTEE 1.00 X 0 0 0 EILEEN ANISGARTEN BROWN TRUSTEE 1.00 X 0 0 0 CHRISTOPHER C CALKINS CHAIR 1.00 X X 0 0 0 DON R CONLAN TRUSTEE 1.00 X 0 0 0 ANNE CANNON TRUSTEE 1.00 X 0 0 0 JENNIFER CROSTHWAITE TRUSTEE 1.00 X 0 0 0 BILL DAVIS TRUSTEE 1.00 X 0 0 0 HECTOR DE LA TORRE TRUSTEE 1.00 X 0 0 0 GLORIA C DUFFY TRUSTEE 1.00 X 0 0 0 LOUISE EDGERTON TRUSTEE 1.00 X 0 0 0 JOHN R FARMER TRUSTEE 1.00 X 0 0 0 GARY STEVEN FINDLEY TRUSTEE 1.00 X 0 0 0 CHARLES GOLD TRUSTEE 1.00 X 0 0 0 J EUGENE GRIGSBY III TRUSTEE 1.00 X 0 0 0 RONALD R HAHN TRUSTEE 1.00 X 0 0 0 FRED HAMEETMAN TRUSTEE 1.00 X 0 0 0 OCTAVIO HERRERA TRUSTEE 1.00 X 0 0 0 STEPHEN F HINCHLIFFE VICE CHAIR 1.00 X X 0 0 0 ASAD JUMABHOY TRUSTEE 1.00 X 0 0 0 JOHN KEISTER TRUSTEE 1.00 X 0 0 0 NAOMI KURATA TRUSTEE 1.00 X 0 0 0 CHARLENE CONRAD LIEBAU TRUSTEE 1.00 X 0 0 0 GORDON MACINNES TRUSTEE 1.00 X 0 0 0 SUSAN MALLORY VICE CHAIR 1.00 X X 0 0 0 JANET MCINTYRE TRUSTEE 1.00 X 0 0 0 ROBERT H NEITHART TRUSTEE 1.00 X 0 0 0 STEVEN OLSON TRUSTEE 1.00 X 0 0 0 JOAN A PAYDEN TRUSTEE 1.00 X 0 0 0 ADAM PORTNOY TRUSTEE 1.00 X 0 0 0 JOHN B POWER TRUSTEE 1.00 X 0 0 0 STEVEN R ROBINSON TRUSTEE 1.00 X 0 0 0 STEPHEN D ROUNTREE VICE CHAIR 1.00 X X 0 0 0 RICHARD RUGANI TRUSTEE 1.00 X 0 0 0 JANETTE SADIK-KHAN TRUSTEE 1.00 X 0 0 0 REID SAMUELSON TRUSTEE 1.00 X 0 0 0 CATHERINE YOUNG SELLECK TRUSTEE 1.00 X 0 0 0 ANDREA L VAN DE KAMP TRUSTEE 1.00 X 0 0 0 CHRISTOPHER VARELAS TRUSTEE 1.00 X 0 0 0 RAYMOND YEN EX-OFFICIO 1.00 X 0 0 0 BARBARA KEMP TRUSTEE (THROUGH 8/2013) 1.00 X 0 0 0 JORGE GONZALEZ VP OF ACADEMIC AFFAIRS/DEAN 50.00 X 239678 0 75324 BARBARA AVERY VP OF STUDENT AFFAIRS/DEAN 50.00 X 194985 0 83451 AMOS R HIMMELSTEIN VP FOR FINANCE & PLANNING 50.00 X 250606 0 76163 SHELBY RADCLIFFE VP OF INSTITUTIONAL ADVANCEMENT 50.00 X 198160 0 29145 ROZITA AFAR SECRETARY OF THE BOARD 50.00 X 117369 0 35538 VINCENT CUSEO VP & DEAN OF ADMISS. & FINANCIAL AID 50.00 X 203493 0 35549 ERIC FRANK PROFESSOR 50.00 X 185698 0 31732 CARL BOTTERUD GENERAL COUNSEL 50.00 X 177835 0 29706 DEREK SHEARER PROFESSOR 50.00 X 193922 0 30157 BRETT SCHRAEDER ASSOC. VP OF STRATEGIC INITIATIVES 50.00 X 181454 0 31302 IRENE GIRTON PROFESSOR 50.00 X 193486 0 28645 2712470 0 650167 93 0 1 0 WE O'NEIL CONSTRUCTION CO FO CA 9485 HAVEN AVE RANCHO CUCAMONGA CA 91730 CONSTRUCTION & PROJECT MGMT 1793578 VANCREST CONSTRUCTION CORPORATION 7171 N FIGUEROA ST LOS ANGELES CA 90042 CONSTRUCTION & PROJECT MGMT 1048259 CAMBRIDGE ASSOCIATES LLC 125 HIGH STREET BOSTON MA 02110 INVESTMENT CONSULTING 630000 FREDERICK FISHER AND PARTNERS ARCHITECTS 12248 SANTA MONIVA BLVD LOS ANGELES CA 90025 CONSULTING AND ARCHITECT/DESIGN 617396 BERTIN BROTHERS CONSTRUCTION INC 1380 E ALTADENA DRIVE ALTADENA CA 91001 CONSTRUCTION & PROJECT MGMT 382690 25 3720980 19494563 3456323 23215543 TUITION AND FEES 900099 95428066 95428066 ROOM AND BOARD 900099 20606141 20606141 CONFERENCES AND EVENTS 900099 1686681 1063191 623490 BOOKSTORE 900099 1208959 1208959 FOOD SERVICE 900099 245275 245275 2568633 2568633 121743755 7178691 -1321017 8499708 342988724 306445697 36543027 36543027 36543027 188681016 121120265 -697527 45042735 143764 143764 40272299 40272299 2078526 735808 1107927 234791 288477 210572 77905 46660896 40115353 3346902 3198641 3757276 3193648 290564 273064 7406996 6257038 603587 546371 3316255 2759062 311302 245891 538362 3640 534722 184235 184235 4500176 4500176 4951755 3320870 1179831 451054 125505 36965 39213 49327 5119692 3858479 452521 808692 1959091 1839853 70964 48274 3317514 2845265 472249 1582275 1355898 109503 116874 497133 437511 17015 42607 4148611 3685901 462710 7710980 7360319 199226 151435 628792 67858 559509 1425 COST OF SALES 4792660 4792660 INTERNATIONAL PROGRAMS 3741029 3741029 DUES & SUBSCRIPTIONS 1126440 971365 96089 58986 CAPITAL EXPENDITURES 607917 556081 51836 1503940 832510 366174 305256 150960596 129393748 15034160 6532688 8036573 5457295 54366199 57782338 9732491 11835444 339051 320508 592967 599899 579998 448742 255358488 92007479 163915369 163351009 314879510 359308031 49978272 60640633 23237509 23311180 13480148 14181126 639138087 697236205 15511432 12972973 5185425 4401049 92270000 90010000 4167567 4167567 23414773 23913187 140549197 135464776 X 157213541 174477255 188847256 227338334 152528093 159955840 498588890 561771429 639138087 697236205 X 37720420 26534156 -1072037 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 356767066 6409801 65456742 8611065 9588959 4337231 406096354 330719886 6251016 42241910 8743489 9719783 3982474 356767066 342393345 9543320 280756 8444692 9437903 3614940 330719886 298890606 5250937 59330921 8187431 9236913 3654775 342393345 276460804 1575099 41856335 7752517 9759667 3489448 298890606 0.18520 0.32290 0.49190 0 0 1158071 1481532 2639603 223690534 75360050 148330484 6248065 2657717 3590348 19611024 13989712 5621312 3169262 3169262 163351009 PRIVATE EQUITY & VENTURE CAPITAL 60640633 F 60640633 ANNUITIES PAYABLE 14053961 BONDS PREMIUM, NET 7395881 ASSET RETIREMENT OBLIGATION 2463345 23913187 X 170557272 26534156 863116 27397272 143160000 4500176 41020840 45521016 188681016 107374733 0 107374733 4500176 39085687 43585863 150960596 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGES INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE ACTIVITY. PART X, LINE 2: AS REQUIRED BY GAAP, THE COLLEGE HAS IDENTIFIED AND EVALUATED ITS SIGNIFICANT TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAIN OPEN AND HAS DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THE OPEN TAX YEARS ARE THE YEARS ENDED JUNE 30, 2011 THROUGH JUNE 30, 2014 FOR FEDERAL TAX PURPOSES AND THE YEARS ENDED JUNE 30, 2010 THROUGH JUNE 30, 2014 FOR CALIFORNIA TAX PURPOSES. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2014 OR JUNE 30, 2013. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE STATEMENTS OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 863,116. PART XI, LINE 4B - OTHER ADJUSTMENTS: ANNUITIES ADJUSTMENT 1,935,153. FINANCIAL AID 39,085,687. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 39,085,687. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY IN BROCHURES TO POTENTIAL STUDENTS AND ON THE COLLEGE'S WEBSITE. SCHEDULE E, PART I, LINE 5 GENERALLY, OCCIDENTAL COLLEGE AWARDS SCHOLARSHIPS AND OTHER FINANCIAL ASSISTANCE IN A WAY TO AFFIRM OUR MISSION, "TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY -- ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD." IN PARTICULAR, THE ACHIEVEMENT AWARD IS USED TO ENSURE THAT OUR STUDENT POPULATION MAINTAINS AS ETHNICALLY DIVERSE POPULATION AS POSSIBLE, AND IN THIS CASE, THE AWARD MIGHT BE USED TO MAKE IT POSSIBLE TO INCREASE THE ATTENDANCE OF MINORITIES. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD 264531 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD 376442 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES STUDY ABROAD 1949902 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 64128 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD 1600 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES STUDY ABROAD 52613 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD 373128 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD 298361 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 360325 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 68950765 NORTH AMERICA 0 0 INVESTMENTS 6263751 0 0 0 0 0 0 3380705 75574841 78955546 1 0 1 1 1 0 1 THE RESEARCH FOUNDATION PO BOX 9 ALBANY NY 12201 141368361 501(C)(3) 19755 TO SUPPORT A FLOURISHING, INTERDISCIPLINARY PROGRAM TO ELUCIDATE THE CHEMICAL AND PHYSICALPROPERTIES OF BACTERIAL BIOFILMS AND BACTERIAL PREDATION WITHIN THESE BIOFILMS, WITH POTENTIAL APPLICATION TO AGRICULTURE, MEDICINE, AND BIODEFENSE. CALIFORNIA FOOD POLICY ADVOCATES 205 S BROADWAY STREET SUITE 402 LOS ANGELES CA 90012 943163142 501(C)(3) 35625 TO IMPROVE EATING ENVIRONMENTS IN SCHOOLS IN THE LOS ANGELES, AND LONG BEACH AREA, BY ENGAGING PARENTS AND STUDENTS IN ADVOCACY EFFORTS, SHARING BEST PRACTICES AND EDUCATING DECISION-MAKERS. ESPERANZA COMMUNITY HOUSING 2337 SOUTH FIGUERO STREET LOS ANGELES CA 90007 954230345 501(C)(3) 12272 TO ASSIST IN THE DEVELOPMENT AND IMPLEMENTATION OF A COMMUNITY HEALTH ENGAGEMENT PROGRAM THAT CAN FACILITATE A PATHWAY FOR UNDERGRADUATE STUDENTS TO CONNECT WITH AND ULTIMATELY ENTER THE PUBLIC HEALTH FIELD THROUGH RECIPROCAL PARTNERSHIPS WITH COMMUNITY HEALTH ORGANIZATIONS WORKING TO IMPROVE THE HEALTH AND WELLNESS OF UNDERSERVED COMMUNITIES. CLEAN WATER FUND 198 BRIGHTON AVENUE LONG BRANCH NJ 07740 521043444 501(C)(3) 10000 TO SERVE AS A REGIONAL LEAD FOR ORGANIZATIONS, PROVIDE WRITTEN AND VERBAL UPDATES TO THE NATIONAL MOVING FORWARD NETWORK STAFF AND OTHER REPRESENTATIVES IN THE NETWORK, HELP FACILITATE ACTIVITIES AND PROGRAMS AT THE REGIONAL LEVEL TO BUILD CAPACITY OF LOCAL AND REGIONAL GROUPS, AND COORDINATE REGIONAL MEETINGS. PUBLIC HEALTH INSTITUTE 555 12TH STREET 10TH FLOOR OAKLAND CA 94607 941646278 501(C)(3) 10000 TO ADDRESS HEALTH IMPACTS FROM FREIGHT TRANSPORTATION, TO SERVE AS A REGIONAL LEAD FOR ORGANIZATIONS, PROVIDE WRITTEN AND VERBAL UPDATES TO THE NATIONAL MOVING FORWARD NETWORK STAFF AND OTHER REPRESENTATIVES IN THE NETWORK, HELP FACILITATE ACTIVITIES AND PROGRAMS AT THE REGIONAL LEVEL TO BUILD CAPACITY OF LOCAL AND REGIONAL GROUPS, AND COORDINATE REGIONAL MEETINGS. JUAN PARRAS 6731 HARRISBURG BLVD HOUSTON TX 77011 020749601 501(C)(3) 10000 TO SERVE AS A REGIONAL LEAD FOR ORGANIZATIONS, PROVIDE WRITTEN AND VERBAL UPDATES TO THE NATIONAL MOVING FORWARD NETWORK STAFF AND OTHER REPRESENTATIVES IN THE NETWORK, HELP FACILITATE ACTIVITIES AND PROGRAMS AT THE REGIONAL LEVEL TO BUILD CAPACITY OF LOCAL AND REGIONAL GROUPS, AND COORDINATE REGIONAL MEETINGS. CORNERSTONE VENTURES LLC 874 CHURCHVILLE ROAD SOUTHAMPTON PA 18966 271161098 30000 TO ASSIST WORK ON ASSESSING THE FEASABILITY OF A FOOD HUB FOR THE NELA (NORTH EAST LOS ANGELES) RIVERFRONT DISTRICT AND TO PRODUCE A BUSINESS PLAN FOR A NELA REGIONAL CENTER FOOD HUB. 6 1 PRIZES AND AWARDS 72 32916 STIPENDS 432 695981 STUDY GRANTS 247 457716 SCHOLARSHIPS 1400 39085686 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT ACTIVITY IS IN COMPLIANCE WITH THE AWARDING AGENCIES' STIPULATED TERMS AND CONDITIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 JONATHAN VEITCH PRESIDENT 550197 0 0 0 25587 0 40300 0 123155 0 739239 0 0 0 JORGE GONZALEZ VP OF ACADEMIC AFFAIRS/DEAN 237112 0 0 0 2566 0 21378 0 53946 0 315002 0 0 0 BARBARA AVERY VP OF STUDENT AFFAIRS/DEAN 192745 0 0 0 2240 0 19738 0 63713 0 278436 0 0 0 AMOS R HIMMELSTEIN VP FOR FINANCE & PLANNING 250250 0 0 0 356 0 25300 0 50863 0 326769 0 0 0 SHELBY RADCLIFFE VP OF INSTITUTIONAL ADVANCEMENT 192471 0 0 0 5689 0 19504 0 9641 0 227305 0 0 0 ROZITA AFAR SECRETARY OF THE BOARD 114667 0 0 0 2702 0 12392 0 23146 0 152907 0 0 0 VINCENT CUSEO VP & DEAN OF ADMISS. & FINANCIAL AID 202408 0 0 0 1085 0 33890 0 1659 0 239042 0 0 0 ERIC FRANK PROFESSOR 184946 0 0 0 752 0 17707 0 14025 0 217430 0 0 0 CARL BOTTERUD GENERAL COUNSEL 177383 0 0 0 452 0 14045 0 15661 0 207541 0 0 0 DEREK SHEARER PROFESSOR 192434 0 0 0 1488 0 19776 0 10381 0 224079 0 0 0 BRETT SCHRAEDER ASSOC. VP OF STRATEGIC INITIATIVES 178796 0 0 0 2658 0 18402 0 12900 0 212756 0 0 0 IRENE GIRTON PROFESSOR 193101 0 0 0 385 0 18418 0 10227 0 222131 0 0 0 PART I, LINE 1A THE PRESIDENT'S WIFE TRAVELED WITH HIM AND HER TRAVEL IS CONSIDERED OCCIDENTAL COLLEGE BUSINESS. HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. SOCIAL CLUB DUES ARE PROVIDED TO ONE OFFICER AS A CONDITION OF EMPLOYMENT AND ARE NOT INCLUDED IN TAXABLE WAGES. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. PERSONAL SERVICES ARE PROVIDED TO AN OFFICER AND ARE INCLUDED IN TAXABLE WAGES. PART I, LINE 4B A 457F PLAN WAS APPROVED FOR THE PRESIDENT IN JUNE 2014 AND DETAILS ARE PENDING. SCHEDULE J, PART II, COLUMN D: NONTAXABLE BENEFITS INCLUDE THE VALUE OF ON-CAMPUS HOUSING PROVIDED TO JONATHAN VEITCH, PRESIDENT, BARBARA AVERY, VICE PRESIDENT OF STUDENT AFFAIRS AND DEAN OF STUDENTS, JORGE GONZALES, VICE PRESIDENT OF ACADEMIC AFFAIRS AND DEAN OF THE COLLEGE, AND AMOS R. HIMMELSTEIN, VICE PRESIDENT OF FINANCE AND PLANNING, AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. A CEFA SERIES 2005A 521705592 1301752J0 2005-04-12 56486748 SEE SUPPLEMENTAL INFORMATION 0 0 0 B CEFA SERIES 2005B 521705592 1301753J9 2005-04-12 16038768 SEE SUPPLEMENTAL INFORMATION 0 0 0 C CEFA SERIES 2008 521705592 130178ND4 2008-03-06 19747741 SEE SUPPLEMENTAL INFORMATION 0 0 0 D CEFA SERIES 2013A 521705592 1301782F2 2013-06-05 55981744 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 5075000 44435000 60293086 1941721 582150 573000 42782555 14413660 2012 0 1 1 1 B 3930000 16038768 121150 130000 15787618 2007 0 1 1 1 C 1425000 19919704 372268 19547436 2013 0 0 1 1 D 315000 55981744 43454069 527675 1000726 10999274 0 1 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 1 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 1 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2005A DATE THE REBATE COMPUTATION WAS PERFORMED: 04/12/2012 ISSUER NAME: CEFA SERIES 2005B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/12/2012 ISSUER NAME: CEFA SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/06/2013 ISSUER NAME: CEFA SERIES 2013A DATE THE REBATE COMPUTATION WAS PERFORMED: 06/05/2014 PART I, LINE A, COLUMN F: FINANCE THE ACQUISITION, CONSTRUCTION, RENOVATION, REHABILITATION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES OF THE COLLEGE PART I, LINE B, COLUMN F: REFUND A PORTION OF THE OUTSTANDING 1997 BONDS AND PAY COSTS INCURRED IN CONNECTION WITH THE ISSUANCE OF THE BONDS PART I, LINE C, COLUMN F: FINANCE THE ACQUISITION, CONSTRUCTION, RENOVATION, REHABILITATION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES OF THE COLLEGE PART I, LINE D, COLUMN F: TO REFUND A PORTION OF THE OUTSTANDING 2005 BONDS AND TO PROVIDE FUNDS FOR CERTAIN CAPITAL PROJECTS. PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED. MATTHEW CALKINS FAMILY MEMBER OF CHRISTOPHER CALKINS, CHAIR 107892 EMPLOYMENT 0 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, VICE CHAIR 102680 EMPLOYMENT 0 JOSEPH ARREDONDO FAMILY MEMBER OF STEPHEN ROUNTREE, VICE CHAIR 77905 EMPLOYMENT 0 X 7 1692 DONOR RECEIPTS/FMV X 12 DONOR RECEIPTS/FMV X 21633 DONOR RECEIPTS/FMV X 72 3386132 FMV X 16 14383 DONOR RECEIPTS/FMV X MISCELLANEOUS 3 23573 DONOR RECEIPTS/FMV X MERCHANDISE 10 4529 DONOR RECEIPTS/FMV X GIFT CERTIFIC 31 4369 DONOR RECEIPTS/FMV 0 0 1 1 PART I, LINE 32B: AS A GENERAL RULE, IF THE COLLEGE RECEIVES A NONCASH CONTRIBUTION OF A SPECIALTY NATURE, WE WOULD HIRE A SPECIALTY ORGANIZATION TO SELL THE ITEMS. NO ITEMS WERE SOLD IN FY14. FORM 990, PART VI, SECTION B, LINE 11 THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND VICE PRESIDENT FOR FINANCE AND PLANNING PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT, THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT OF FINANCE AND PLANNING. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COLLEGE'S PROCESS IN FISCAL YEAR 2014 FOR DETERMINING OFFICER COMPENSATION IS 1) OBTAINING COMPARISON DATA. 2) COMPARISON DATA IS CONSIDERED WHEN COMPENSATION IS DETERMINED 3) COMPENSATION IS APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE 4) THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS REGARDING OFFICER COMPENSATION IS CONTEMPORANEOUSLY SUBSTANTIATED. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 863,116. ANNUITIES ADJUSTMENT -1,935,153. CHARITABLE REMAINDER TRUSTS (28) 1600 CAMPUS ROAD LOS ANGELES CA 90041 FUNDRAISING CA N/A T 1 POOLED INCOME FUND (2) 1600 CAMPUS ROAD LOS ANGELES CA 90041 FUNDRAISING CA N/A T 1 CHARITABLE LEAD TRUST (1) 1600 CAMPUS ROAD LOS ANGELES CA 90041 FUNDRAISING CA N/A T 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0