2015-10-05T14:36:16-05:00 2014-12-31 Kundinger Corder & Engle PC 475 Lincoln St Ste 200 Denver CO 80203 990PF 2014-01-01 836058353 The Anna and John J Sie Foundation ANNA 3034686060 3300 East First Avenue No 390 Denver CO 80206 Anna M Sie Trustee 3034686060 2015-10-05 1 Laurie Anderson P01416697 3035345953 2015-10-05 2014 2016-02-25 16:41:14Z X 84461171 X X 198115 198115 3413857 3413857 413106 413106 4025078 4025078 57416 120 57296 84883 0 84883 64827 0 64827 13364 0 13364 3750 1400 2350 127400 56250 71150 54159 0 0 13504 0 13504 59167 24505 34662 478470 82275 342036 5413130 5413130 5891600 82275 5755166 -1866522 3942803 8795573 5391892 5391892 1000000 0 1000000 1000000 1000000 18142009 19093372 30902921 37825439 38411235 47165358 1000 1000 1000 65764021 63897499 84461171 0 0 X 0 0 0 0 65764021 63897499 65764021 63897499 65764021 63897499 65764021 -1866522 0 63897499 0 63897499 Marketable securities 765226 765226 Indus Structured Finance P -66456 -66456 Eaton Park Overseas Fund P 472255 472255 Highfields Capital P 110152 110152 Wellington Trust Company P 1510910 1510910 Newport Asia Institutional Fund P 139385 139385 Highclere Investment Fund P 474609 474609 Fortress Credit Opportunities Fund P 7776 7776 3413857 0 13521815 84474994 0.160069 7281001 80825946 0.090082 6306074 82185625 0.076730 7486884 47714064 0.156911 3779245 44978082 0.084024 0.567816 0.113563 86270634 9797152 39428 9836580 5755166 78856 0 78856 0 78856 10669 66429 77098 X 1758 0 0 0 0 0 0 0 0 0 0 1 1 CO 1 0 0 0 0 1 N/A Mary Beth Wallingford 3034686060 3300 East First Avenue No 390 Denver CO 80206 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 Anna M Sie 3300 East First Avenue 390 Denver CO 80206 Trustee 5.80 0 0 0 John J Sie 3300 East First Avenue 390 Denver CO 80206 Trustee 25.30 12000 26091 0 Michelle S Whitten 3300 East First Avenue 390 Denver CO 80206 Executive Director 10.00 45416 3762 0 NONE 0 Monticello Associates 1800 Larimer St Ste 2100 Denver CO 80202 Investment advisor 56250 0 0 78540457 8043943 1000000 87584400 0 0 87584400 1313766 86270634 4313532 4313532 78856 78856 4234676 10000 4244676 0 4244676 5755166 0 5755166 0 5755166 4244676 0 0 1028299 5133802 2216049 3383461 9518083 21279694 5755166 0 0 0 4244676 1510490 0 0 22790184 0 0 0 0 0 0 1028299 21761885 5133802 2216049 3383461 9518083 1510490 Anna M Sie John J Sie X Adam's Camp 6767 South Spruce Street Suite 102 Centennial CO 80112 N/A PC Sponsorship and scholarship support for camp for children with special needs 5000 Alzheimer's Association 225 N Michigan Ave Floor 17 Chicago IL 80112 N/A PC Walk to End Alzheimers 5000 Arc ThriftMetropolitan Assoc for RC 12345 Alameda Pkwy Suite 111 Lakewood CO 80228 N/A PC General operating support 16000 Cancer League of Colorado PO Box 5373 Englewood CO 80155 N/A PC General operating support 40000 CESASC 1750 Fulton Ave Monterey Park CA 91755 N/A PC Scholarship endowment 2500 Children's Hospital Colorado Foundation 13123 E 16th Ave Box 045 Aurora CO 80045 N/A PC Sponsorship benefiting pediatric health care 12000 Children's Hospital Colorado Foundation 13123 E 16th Ave Box 045 Aurora CO 80045 N/A PC Sponsorship benefiting pediatric health care 10000 Colorado Ballet 1278 Lincoln St Denver CO 80203 N/A PC General operating support 20000 Denver Academy 4400 East Iliff Avenue Denver CO 80222 N/A PC Assist future generations of children with learning differences who need financial aid 1500 Denver Art Museum 100 W 14th Ave Parkway Denver CO 802042788 N/A PC General operating support 10000 Denver Art Museum 100 W 14th Ave Parkway Denver CO 802042788 N/A PC General operating support 110000 Denver Botanic Gardens 909 York Street Denver CO 802063799 N/A PC Mordecai Children's Garden Endowment 10000 Denver Broncos Charities 1701 Bryant Street Ste 1400 Denver CO 802042788 N/A PC General operating support 5000 Denver Film Society 1510 York St Denver CO 80206 N/A PC Support the Starz Denver Film Festival 353862 Denver Health and Hospitals Foundation 655 Broadway Suite 750 Denver CO 80203 N/A PC General operating support 25000 Denver Options Inc 9900 East Iliff Avenue Denver CO 80231 N/A PC Responding to the needs of individuals with developmental and intellectual disabilities 5000 Denver School of Science and Technology 3401 Quebec St Ste 7200 Denver CO 80207 N/A PC Support the Slice of Pi event benefitting the education for students with special needs 50000 Denver School of Science and Technology 3401 Quebec St Ste 7200 Denver CO 80207 N/A PC Support the Malone Matching Grant event benefitting the education for students with special needs 250000 Excelsior Youth Centers Inc 15001 E Oxford Avenue Aurora CO 80014 N/A PC Support behavioral healthcare and mental health services for youth 30000 Friends of the Haven P O Box 102375 Denver CO 80250 N/A PC General operating support 5000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC Advancement of research on Alzheimer's disease and Down syndrome 500000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 520615 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 628392 Governor's Residence Preservation Fund 400 East 8th Avenue Denver CO 80203 N/A PC Preservation of the century old Boettcher Mansion 25000 Hospice of Metro Denver 501 s Cherry St Suite 700 Denver CO 80246 N/A PC General operating support 5000 Hyde Park Foundation-Diamond in the Rough 3000 East 1st Ave Suite 243 Denver CO 80206 N/A PF For programs that deal with at-risk youth in the community and wellness for children 12500 I CON Foundation 3600 S Beeler St Suite 100 Denver CO 80237 N/A PC General operating support 4300 John Austin Cheley Foundation PO Box 27179 Denver CO 80227 N/A PC General operating support 5000 John Lynch Foundation P O Box 172247 Tampa FL 33672 N/A PC General operating support 25000 John Lynch Foundation P O Box 172247 Tampa FL 33672 N/A PC General operating support 5000 Judi's House 1741 Gaylord St Denver CO 80206 N/A PC General operating support 15000 Kroenke Sports Charities 1000 Chopper Circle Denver CO 80204 N/A PC Support for CO & OH soccer camps for children with Down syndrome 10000 Kroenke Sports Charities 1000 Chopper Circle Denver CO 80204 N/A PC Support community programs for children and families in Colorado 300 Make-a-Wish Foundation - Colorado Chapter 7951 E Maplewood Avenue Suite 126 Greenwood Village CO 801114769 N/A PC Granting the wishes of Down syndrome children with life-threatening medical conditions 10000 Mile High Montessori Early Learning Cntrs 1780 Marion St Denver CO 80218 N/A PC General operating support 5000 Mizel Museum 400 South Kearney Street Denver CO 802241238 N/A PC General operating support 52500 My Lifelineorg Cancer Foundation 55 Madison St Suite 750 Denver CO 80206 N/A PC To support cancer patients and caregivers 5000 National Down Syndrome Congress 1370 Center Drive Suite 102 Atlanta GA 30338 N/A PC General operating support 27000 National Football Foundation and College Hall of Fame 1042 Southbury Place Highlands Ranch CO 80129 N/A PC Support Dare to Play program 600 Parent Project for Muscular Dystrophy 401 Hackensack Ave 9th Floor Hackensack NJ 70601 N/A PC General operating support 5000 Research Down Syndrome 180 W Adams Street Ste 300 Chicago IL 60603 N/A PC Support research in understanding cognitive impairments in persons with Down syndrome 100000 Rocky Mountain Down Syndrome Association 3515 S Tamarac Dr Suite 320 Denver CO 802371434 N/A PC To support children and families with Down Syndrome 10000 Sewall Child Development Center Inc 1360 Vine Street Denver CO 80206 N/A PC To sponsor programs dedicated to helping children with special needs 2500 Special Olympics Inc 1133 19th St NW Suite 1200 Washington DC 200363604 N/A PC General operating support 10000 Stanley British Primary School 350 Quebec Street Denver CO 802306809 N/A PC To support the Inclusion School Study & Slam Dunk for Scholorships program 51561 The 1990 Institute P O Box 1681 Burlingame CA 94011 N/A PC China's Green Student Forum which promotes solidarity of the youth to save China's environment 5000 The Adoption Exchange 14232 E Evans Avenue Aurora CO 80014 N/A PC General operating support 25000 The Cable Center 2000 Buchtel Blvd Denver CO 80210 N/A PC General operating support 60000 The Joshua School 2303 E Dartmouth Avenue Englewood CO 80113 N/A PC General operating support 5000 The Library Project 2509 East Ridge Creek Road Phoenix AZ 85024 N/A PC To provide educational opportunities for children in developing countries 50000 The Rise School of Denver 4949 East Eastman Avenue Denver CO 80222 N/A PC General operating support 5000 Third Way Center P O Box 61385 Denver CO 80206 N/A PC General operating support 25000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC Support U of C School of Medicine educational programs 5000 University of Colorado Foundation 4200 East Ninth Avenue Denver CO 80262 N/A PC Support for Linda Crnic Institute for Down Syndrome 500000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC Daniel and Boyce Sher Distinguished Musicians Scholarship 500000 University of Denver - Fisher Early Learning Center 2490 S Gaylord Street Denver CO 80208 N/A PC To assist the student population with special needs 5000 University of Denver -Josef Korbel School of Int'l Studies 2199 S University Blvd Denver CO 80208 N/A PC Support campaign to strengthen people and programs for international studies at DU 62000 University of Denver -Sie Cheou-Kang 2199 S University Blvd Denver CO 80208 N/A PC Sie Cheou-Kang Center Chair Fund to support international programs for students at DU Korbel School 1100000 University of Washington Foundation Box 359505 Seattle WA 98195 N/A PC Student scholarships 15000 Volunteers of America 2660 Larimer Street Denver CO 80205 N/A PC Western Fantasy Sponsorship 50000 5413130 Denver Art Museum 100 W 14th Ave Parkway Denver CO 802042788 N/A pc General operating support 200000 Denver Film Society 1510 York St Denver CO 80206 N/A PC Signage for Sie Film Center 47376 Denver School of Science and Technology 3401 Quebec St Ste 7200 Denver CO 80207 N/A PC General operating support 250000 University of Colorado College of Music - Dan Sher Endowment 4740 Walnut St Boulder CO 803012538 N/A PC Endowment 1000000 University of Colorado Foundation - BioFrontiers 4740 Walnut St Boulder CO 803012538 N/A PC Matching grant 1000000 University of Colorado Foundation - Linda Crnic Institute 4200 East Ninth Avenue Denver CO 80262 N/A PC General operating support 6113555 The Children's Hospital Foundation 13123 East 16th Ave Aurora CO 80045 N/A PC Sie Center Annual Support 340000 University of Denver PO Box 101884 Denver CO 80208 N/A PC Sie Complex at Korbel School 15500000 24450931 14 198115 14 413106 18 3413857 0 4025078 0 4025078 0 0 0 0 0 0 0 0 0 0 Kundinger, Corder & Engle, P.C. 2800 1400 1400 CliftonLarsonAllen LLP 950 0 950 Diamonds in the Rough Foundation 3000 East 1st Ave Ste 243 Denver CO 80206 2014-09-11 12500 To support porgrams that deal with at-risk youth in the community and children's wellness. 12500 The Foundation is not aware of a diversion of funds by the grantee. 8/17/15 2015-08-17 Funds were expended in accordance with the terms of the sponsorship agreement. Longleaf Small Cap Fund 4521909 4636357 Dodge & Cox International Equity Fund 7735096 8303857 DirecTV 1509301 3301536 Liberty Media Corporation 1125625 2705174 Starz 945325 3602194 Liberty Media Corporation - LMCK 2149692 5373532 Liberty Broadband Corporation 370834 960426 Liberty Broadband Corporation - LBRDK 735590 2019845 Wellington Trust Company, CTF Research Equity Fund AT COST 13096632 13446069 Newport Asia Institutional Fund AT COST 3330712 4142724 Highclere Investment Fund AT COST 4398804 4210217 ICAP Offshore Absolute Return Fund AT COST 2029200 3098119 Viking Global Equities AT COST 2000000 5089807 Maverick Fund LDC AT COST 2000000 2431116 Highfields Capital AT COST 1709152 2811420 Indus Structured Finance AT COST 411826 194739 Fortress Credit Opportunities Fund AT COST 676219 1031949 CamCap Energy Offshore Fund AT COST 4500000 3695165 Convexity Capital Offshore LP AT COST 4094563 6882976 Sowood Alpha Fund AT COST 74511 7711 Eaton Park Overseas Fund AT COST 89616 123346 Brownstein Hyatt Farber Schreck, LLP 13364 0 13364 Public service videos 1000 1000 1000 Office supplies 11649 0 11649 Telephone 5819 0 5819 Postage 303 0 303 Payroll processing fee 3059 0 3059 Subscriptions 2670 0 2670 Public relations and promotion 10930 0 10930 Bank service charges 39 39 0 Investment expense 24466 24466 0 Finance charge 232 0 232 Wellington Equity Research 186540 186540 186540 Newport Asia Institutional Fund 24220 24220 24220 Highclere Investment Fund 122225 122225 122225 Fortress Credit Opportunities Fund 80121 80121 80121 David Livingston 3000 0 3000 Paul Comstock Partners 18334 0 18334 Monticello Associates 56250 56250 0 Dennis McGuire 45675 0 45675 Kelly Westgard 4141 0 4141 2014 estimated excise tax paid 10669 0 0 2013 excise tax paid 43490 0 0