2015-11-12T07:25:25-06:00 2014-12-31 383635706 REHMANN ROBSON LLC 555 BRIARWOOD CIRCLE 300 ANN ARBOR MI 48108 990 2014-01-01 522060187 UNIVERSITY CORPORATION FOR ADVANCED INTERNET DEVELOPMENT UNIV 7349134250 100 PHOENIX DR NO 111 ANN ARBOR MI 48108 JAMES A PFLASTERER CFO 7349134250 2015-08-14 1 RODNEY W BYRNE CPA P00188263 7347612005 2015-07-30 2014 2016-04-25 22:37:26Z X INTERNET2 H DAVID LAMBERT 100 PHOENIX DR NO 111 ANN ARBOR MI 48108 69038377 0 X WWW.INTERNET2.EDU X 1997 DC INTERNET2 IS AN EXCEPTIONAL COMMUNITY OF US AND INTERNATIONAL LEADERS IN RESEARCH, ACADEMIA, INDUSTRY AND GOVERNMENT WHO CREATE AND COLLABORATE VIA INNOVATIVE TECHNOLOGIES. TOGETHER, WE ACCELERATE RESEARCH DISCOVERY, ADVANCE NATIONAL AND GLOBAL EDUCATION, AND IMPROVE THE DELIVERY OF PUBLIC SERVICES. OUR COMMUNITY TOUCHES NEARLY EVERY MAJOR INNOVATION THAT DEFINES OUR MODERN DIGITAL LIVES AND CONTINUES TO DEFINE "WHAT'S NEXT." 15 14 112 14 0 0 15389045 11984482 48522790 56941827 -1539802 -590910 409326 70705 62781359 68406104 5038795 338424 0 0 13141092 14505200 0 0 0 41325635 51918478 59505522 66762102 3275837 1644002 139769140 133596307 133177191 125360356 6591949 8235951 X INTERNET2 PROMOTES THE MISSIONS OF ITS MEMBERS BY PROVIDING BOTH LEADING-EDGE NETWORK CAPABILITIES AND UNIQUE PARTNERSHIP OPPORTUNITIES THAT TOGETHER FACILITATE THE DEVELOPMENT, DEPLOYMENT AND USE OF REVOLUTIONARY INTERNET TECHNOLOGIES. 0 0 39308083 37003712 NETWORK IS AN ADVANCED BACKBONE NETWORK THAT CONNECTS REGIONAL NETWORK AGGREGATION POINTS TO SUPPORT THE WORK OF INTERNET2 UNIVERSITIES AS THEY DEVELOP ADVANCED INTERNET APPLICATIONS. 6563328 10348752 MEMBERSHIP SERVICES SUPPORT THE EXCHANGE OF NEW IDEAS AND STRATEGIES FOR THE DEVELOPMENT OF THE NEXT GENERATION INTERNET. 6613737 338424 8463079 INTERNET2 NET+ SERVICES SUPPORT THE PROGRAM DEVELOPMENT OF SOFTWARE BETWEEN THE NETWORK AND THE APPLICATIONS. THIS SOFTWARE PROVIDES SERVICES SUCH AS IDENTIFICATION, AUTHORIZATION, DIRECTORIES AND SECURITY. 9465559 1196989 MEETING AND OTHER SERVICES 9465559 1196989 61950707 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 88 0 1 112 1 0 0 0 0 0 0 0 0 0 0 X 15 14 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MI IN CA X KATHY JOHNSON 7349134250 100 PHOENIX DR SUITE 111 ANN ARBOR MI 48108 MICHAEL MCROBBIE BOARD CHAIRMAN 0.50 X 0 0 0 DAVID LEEBRON VICE CHAIR 0.50 X 0 0 0 MICHAEL DRAKE TRUSTEE 0.50 X 0 0 0 JOHN EVANS TRUSTEE 0.50 X 0 0 0 STEVE FLEAGLE TRUSTEE 0.50 X 0 0 0 ELIZABETH GARRETT TRUSTEE 0.50 X 0 0 0 JAMES HILTON TRUSTEE 0.50 X 0 0 0 KLARA JELINKOVA TRUSTEE 0.50 X 0 0 0 WILLIAM KIRWAN TRUSTEE 0.50 X 0 0 0 JOHN KOLB TRUSTEE 0.50 X 0 0 0 STEVEN RELYEA TRUSTEE 0.50 X 0 0 0 JOHN SEXTON TRUSTEE 0.50 X 0 0 0 MICHAEL NORMAN TRUSTEE 0.50 X 0 0 0 PANKAJ SHAH TRUSTEE 0.50 X 0 0 0 H DAVID LAMBERT PRESIDENT & CEO 40.00 X X 501437 0 34869 JOHN MORABITO VICE PRESIDENT 40.00 X 226642 0 46607 JAMES PFLASTERER CHIEF FINANCIAL OFFICER 40.00 X 189239 0 39172 ROBERT VIETZKE VICE PRESIDENT 40.00 X 237197 0 44381 ANA HUNSINGER VICE PRESIDENT 40.00 X 239333 0 19794 SHELTON WAGGENER SR VICE PRESIDENT 40.00 X 319452 0 49689 STEPHEN WOLFF CHIEF TECHNOLOGY OFFICER 40.00 X 233210 0 46350 KEVIN MURPHY CHIEF ADMINISTRATOR 40.00 X 202735 0 29039 KENNETH KLINGENSTEIN SR DIRECTOR 40.00 X 188769 0 20212 KHALIL YAZDI CIO-IN-RESIDENCE 40.00 X 186169 0 32698 GEORGE LOFTUS ASSOC VICE PRESIDENT 40.00 X 201826 0 36456 DAVID GIFT ASSOC VICE PRESIDENT 40.00 X 201531 0 21620 STEVEN ZOPPI ASSOC VICE PRESIDENT 40.00 X 200667 0 23023 MATT ZEKAUSKAS FORMER KEY EMPLOYEE/SR RES 40.00 X 166344 0 21640 3294551 0 465550 38 1 1 0 ARENT FOX LLP PO BOX 644672 PITTSBURGH PA 15264 PROFESSIONAL SERVICES 1335249 ANYROAM LLC 2120 FRANKLIN LANE KNOXVILLE TN 37920 PROFESSIONAL SERVICES 291680 REHMANN ROBSON PO BOX 2025 SAGINAW MI 48605 PROFESSIONAL SERVICES 260614 THE OSHRINIUM LLC 305 WEST 16TH ST 4G NEW YORK NY 10011 PROFESSIONAL SERVICES 237669 PRICEWATERHOUSECOOPERS LLP 90 BOX 7247-8001 PHILADELPHIA PA 19170 PROFESSIONAL SERVICES 116737 8 8344283 3640199 11984482 NETWORK REVENUE 900099 37003712 37003712 MEMBERSHIP 900099 10348752 10348752 PROJECT REVENUE 900099 8537428 8537428 MEETING FEES 900099 1051935 1051935 56941827 38055 38055 3308 632273 -628965 -628965 -628965 MISCELLANEOUS 900099 70705 70705 70705 68406104 57012532 0 -590910 338424 338424 2459146 1462656 996490 9078113 8151463 926650 733125 661291 71834 1531472 1352105 179367 703344 605457 97887 2036852 1999337 37515 409219 13862 395357 3789097 3597026 192071 42984 28739 14245 444904 369716 75188 1020968 1018571 2397 3430244 3430244 1780788 1577290 203498 1757270 1701823 55447 385865 385865 12758500 12756641 1859 289623 289623 NETWORK OPERATIONS 22940784 22940784 CONTRIB,NET OF ALLOC EX 673877 -476880 1150757 DUES 98989 83170 15819 MISCELLANEOUS 58514 49365 9149 66762102 61950707 4811395 0 22006138 20637180 317814 588318 10497000 11402884 3755723 4883705 146146714 50212428 103192465 95934286 0 149934 139769140 133596307 9168263 12356236 111104559 99389382 7730261 10599453 5174108 3015285 133177191 125360356 X 6591949 8235951 6591949 8235951 139769140 133596307 1644002 0 X X 1 X 1 X 1 1 1 X 11043067 12504574 17901762 25616045 22333235 89398683 11043067 12504574 17901762 25616045 22333235 89398683 4108449 85290234 56795 71438 73948 44162 38055 284398 154368 343846 49702 409327 70705 1027948 90711029 178680289 0.94020 0.96270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 705619 230655 474964 145441095 49981773 95459322 95934286 DEFERRED LEASE EXPENSE 753689 CONTRACT ADVANCES 2261596 3015285 EUROPE 0 3 PROGRAM SERVICES CONSULTING SERVICES & EXPENSE REIMBURSEMENT 26137 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES CONSULTING SERVICES & EXPENSE REIMBURSEMENT 5419 NORTH AMERICA 0 1 PROGRAM SERVICES CONSULTING SERVICES 8000 0 5 0 0 0 5 39556 0 39556 0 0 0 0 0 1 PART IV, LINE 6 THE ORGANIZATION HAS CONTRACTED WITH A CONSULTANT TO PROVIDE EXPERTISE RELATED TO THE INTERNATIONAL COMMUNITY. THIS INDIVIDUAL CURRENTLY RESIDES IN QATAR WHICH IS ON THE INTERNATIONAL BOYCOTT LIST. 1 UNIVERSITY OF WISCONSIN PO BOX 500 MILWAUKEE WI 53201 391805963 501(C)(3) 40305 FUNDING TO SUPPORT EFFORTS TO ENHANCE GREATER USE WITHIN THE R&E COMMUNITY OF EXISTING AUTHENTICATION AND AUTHORIZATION TOOLS TO MANAGE IDENTITY AND ACCESS CONTROLS. ANYROAM LLC 2120 FRANKLIN LANE KNOXVILLE TN 37920 454615388 60000 FUNDING TO SUPPORT EFFORTS TO ENHANCE GREATER USE WITHIN THE R&E COMMUNITY OF EXISTING AUTHENTICATION AND AUTHORIZATION TOOLS TO MANAGE IDENTITY AND ACCESS CONTROLS. CARNEGIE MELLON UNIVERSITY PO BOX 371032 PITTSBURGH PA 15250 250969449 501(C)(3) 92874 INTENDED TO BUILD PRIVACY INFRASTRUCTURE/TOOLS TO ASSIST THE R&E COMMUNITY TO PRESERVE THEIR PRIVACY AND STRENGTHEN THE NATION'S IDENTITY ECOSYSTEM. UNIVERSITY OF ARIZONA 1303 E UNIVERSITY BLVD BOX 3 TUCSON AZ 85719 742652689 501(C)(3) 145245 FUNDING TO SUPPORT EFFORTS TO ENHANCE GREATER USE WITHIN THE R&E COMMUNITY OF EXISTING AUTHENTICATION AND AUTHORIZATION TOOLS TO MANAGE IDENTITY AND ACCESS CONTROLS. 3 1 PART I, LINE 2: GRANT FUNDS ARE SUBJECT TO THE EXPENDITURE AND DISBURSEMENT POLICIES OF UCAID IN COMPLIANCE WITH OMB AND FUNDING AGENCY STANDARDS, INCLUDING ALLOWABILITY AND APPROPRIATENESS (BUSINESS PURPOSE, ADEQUATE DOCUMENTATION & PROPER APPROVALS). FURTHER MONITORING OF THE USE OF GRANT FUNDS IS PROVIDED BY THE SR MANAGER OF SPONSORED PROJECTS AND THE PRINCIPAL INVESTIGATOR OF THE PROGRAM WITH REGULAR EXPENDITURE REVIEW. PROGRAMMATIC MONITORING IS MANAGED BY THE PI WITH REGULAR MEETINGS AND SUBMISSION OF REGULAR PROGRAM REPORTS. X X X X X 1 0 0 0 0 0 0 0 0 H DAVID LAMBERT PRESIDENT & CEO 501437 0 0 0 0 0 16537 0 18332 0 536306 0 0 0 JOHN MORABITO VICE PRESIDENT 226642 0 0 0 0 0 23321 0 23286 0 273249 0 0 0 JAMES PFLASTERER CHIEF FINANCIAL OFFICER 189239 0 0 0 0 0 19410 0 19762 0 228411 0 0 0 ROBERT VIETZKE VICE PRESIDENT 237197 0 0 0 0 0 21066 0 23315 0 281578 0 0 0 ANA HUNSINGER VICE PRESIDENT 239333 0 0 0 0 0 18071 0 1723 0 259127 0 0 0 SHELTON WAGGENER SR VICE PRESIDENT 319452 0 0 0 0 0 28100 0 21589 0 369141 0 0 0 STEPHEN WOLFF CHIEF TECHNOLOGY OFFICER 233210 0 0 0 0 0 23858 0 22492 0 279560 0 0 0 KEVIN MURPHY CHIEF ADMINISTRATOR 202735 0 0 0 0 0 20406 0 8633 0 231774 0 0 0 KENNETH KLINGENSTEIN SR DIRECTOR 188769 0 0 0 0 0 18850 0 1362 0 208981 0 0 0 KHALIL YAZDI CIO-IN-RESIDENCE 186169 0 0 0 0 0 9780 0 22918 0 218867 0 0 0 GEORGE LOFTUS ASSOC VICE PRESIDENT 201826 0 0 0 0 0 18172 0 18284 0 238282 0 0 0 DAVID GIFT ASSOC VICE PRESIDENT 201531 0 0 0 0 0 19990 0 1630 0 223151 0 0 0 STEVEN ZOPPI ASSOC VICE PRESIDENT 200667 0 0 0 0 0 15046 0 7977 0 223690 0 0 0 MATT ZEKAUSKAS FORMER KEY EMPLOYEE/SR RES 166344 0 0 0 0 0 13872 0 7768 0 187984 0 0 0 PART I, LINE 3 THE BOARD CHAIR DIRECTS THE CHIEF OF STAFF ON ANY RESEARCH THEY WOULD LIKE COMPLETED. THE BOARD THEN MEETS IN EXECUTIVE SESSION AND DISCUSSES THEIR PLAN FOR THE COMPENSATION OF THE CEO AND RELAYS THIS INFORMATION TO THE CEO AND CHIEF OF STAFF. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS FOUR CLASSES OF MEMBERSHIP: UNIVERSITY, NETWORK, AFFILIATE AND INDUSTRY. MEMBERS IN GOOD STANDING SHALL HAVE THE RIGHT TO VOTE FOR THE ELECTION OF TRUSTEES AND COMMITTEES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A THE CORPORATION HAS FOUR CLASSES OF MEMBERSHIP: UNIVERSITY, NETWORK, AFFILIATE AND INDUSTRY. EACH VOTING MEMBER IN GOOD STANDING IS ENTITLED TO ONE VOTE FOR THE ELECTION OF TRUSTEES AND COMMITTEES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES AND OFFICERS OF INTERNET2 REVIEW THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF ARE TRAINED AND INDOCTRINATED UPON JOINING THE ORGANIZATION. ALL BOARD MEMBERS MUST AGREE TO AND SIGN A CONFLICT OF INTEREST STATEMENT WHEN INSTALLED IN THEIR POSITIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES MEET IN EXECUTIVE SESSION TO DISCUSS COMPENSATION OF THE CEO. THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S CEO, OFFICERS AND SOME KEY EMPLOYEES IS A BOARD COMMITTEE PROCESS; THE MEMBERS OF THE BOARD INVOLVED ARE ALL OUTSIDE MEMBERS. BEFORE HIRING, THE HR MANAGER CONDUCTS A SALARY BENCHMARKING PROCESS FOR EACH POSITION BASED ON DUTIES, INDUSTRY, AND AREA OF THE COUNTRY. THEN, STAFF HAVE ESTABLISHED GOALS FOR EACH YEAR. SUPERVISORS CONDUCT ANNUAL EMPLOYEE REVIEWS ASSOCIATED WITH EMPLOYEES' ANNIVERSARY DATE. THIS PART OF THE PROCESS IDENTIFIES THE BASIS FOR MERIT PAY CHANGES. THE HR MANAGER ALSO ANNUALLY CONDUCTS SURVEYS OF THE INDUSTRY TO ESTABLISH GUIDELINES FOR CHANGES IN MARKET-BASED SALARY CONDITIONS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS FOR SELECTING AND OVERSEEING THE WORK OF THE INDEPENDENT AUDITOR HAS NOT CHANGED FROM THE PRIOR YEAR. NATIONAL RESEARCH & EDUCATION FIBER COMPANY LLC 100 PHOENIX DR SUITE 111 ANN ARBOR MI 48108 043750617 ACQUIRE INDEFEASIBLE RIGHTS OF USE OF FIBER OPTIC TELECOMM CAPACITY DE 216950 UCAID INCOMMON LLC 100 PHOENIX DR SUITE 111 ANN ARBOR MI 48108 202995509 FACILITATE SHARING OF PROTECTED NETWORK ACCESSIBLE RESOURCES DE 3894076 4878084 UCAID ADVANCED INFRASTRUCTURE FOR RESEARCH AND EDUCATION LLC 100 PHOENIX DR SUITE 111 ANN ARBOR MI 48108 203730423 FACILITATE PROJECT COLLABORATION WHICH SHARE RESOURCES USING ADV TECHNOLOGY DE 2500 UCAID