2015-11-12T10:54:12-06:00 2014-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 4000 INDIANAPOLIS IN 46204 990 2014-01-01 363330085 SHERMAN HOME HEALTH CARE CORPORATION % JAMES W DOHENY SHER 2247836200 901 Center Street Elgin IL 60120 James Doheny Assistant Treasurer 2015-11-11 ANGELA M MOORE P00244342 3176817000 2014 2016-02-25 16:41:14Z Sherman Home Care Partners James Doheny 901 Center Street Suite 2001A Elgin IL 60120 0 false X www.advocatehealth.com X 1984 IL Home health services including skilled nursing and provider of home medical equipment. 6 5 0 5 0 0 0 267556 0 0 0 0 0 267556 0 0 0 0 0 241525 0 0 0 0 122917 0 364442 0 -96886 0 0 0 0 0 0 0 The Mission of Sherman Home Health Care Corporation (Sherman) is to provide high quality home care services that are safely delivered with compassion and designed to assist the patients in achieving the highest possible level of functioning. false false SHERMAN HOME HEALTH CARE CORPORATION WAS ORGANIZED IN 1984 TO BE OPERATED EXCLUSIVELY TO PROVIDE QUALITY HOME HEALTH CARE TO THE MEMBERS OF THE SURROUNDING COMMUNITY. HOME HEALTH CARE IS PROVIDED AS A BENEFIT TO ALL PATIENTS BY RELIEVING DISEASE AND SUFFERING IN THE COMFORTABLE AND FAMILIAR SURROUNDINGS OF HOME. AVAILABILITY OF SERVICES IS NON-DISCRIMINATE TO ALL PEOPLE AND INCLUDES INDIGENT AND DESTITUTE PATIENTS. 0 true false false false false false false false false false false false false false false false false true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true X 0 0 0 false false false false false false false false false false X 6 5 false false false false true true true true true false false true true true true true true false false false IL X JAMES W DOHENY 6309295543 3075 HIGHLAND PKWY SUITE 600 Downers Grove IL 60515 Audrey Reed Assistant Secretary, Director 1.0 2.0 X 0 0 0 William Hoffer President/Chairperson 1.0 1.0 X X 0 0 0 Rev Dr Nathaniel Edmond Director 1.0 5.0 X 0 0 0 Rick Jakle Director 1.0 5.0 X 0 0 0 Kenneth Koehler Director 0.0 1.0 X 0 0 0 Linda Deering Director 1.0 41.0 X 0 563718 185081 Gail D Hasbrouck Secretary 1.0 48.0 X 0 1150732 188617 Dominic J Nakis Treasurer 1.0 46.0 X 0 1774769 348593 James Doheny Assistant Treasurer 1.0 49.0 X 0 454164 54251 Katie Bata Officer/Director 0.0 40.0 X 0 276890 40056 Eric Krueger Officer 0.0 40.0 X 0 524388 107872 Elaine Thomas Officer 0.0 40.0 X 0 129840 27616 0 4874501 952086 0 true true false 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 0 0 0 0 0 0 0 0 0 0 0 X false true X true false X 0 0 0 0 0 0 3960043 4217900 4285359 267556 0 12730858 0 0 0 3960043 4217900 4285359 267556 0 12730858 0 0 0 12730858 0 0 0 0 0 3960043 4217900 4285359 267556 0 12730858 X 1.00000 1.00000 X false true false false false false false true false Katie Bata Officer/Director 0 257147 0 18337 0 1406 0 21411 0 18645 0 316946 0 0 Eric Krueger Officer 0 162220 0 120506 0 241662 0 88786 0 19086 0 632260 0 0 Gail D Hasbrouck Secretary 0 469637 0 392669 0 288426 0 166445 0 22172 0 1339349 0 154711 Dominic J Nakis Treasurer 0 622258 0 773328 0 379183 0 325841 0 22752 0 2123362 0 323744 James Doheny Assistant Treasurer 0 315161 0 109226 0 29777 0 24011 0 30240 0 508415 0 0 Linda Deering Director 0 428324 0 37324 0 98070 0 164125 0 20956 0 748799 0 0 Elaine Thomas Officer 0 129459 0 3824 0 -3443 0 11107 0 16509 0 157456 0 0 Schedule J, Part I, Line 4b SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN GAIL HASBROUCK, SENIOR VICE PRESIDENT-GENERAL COUNSEL AND CORPORATE SECRETARY, IS VESTED IN A NON-QUALIFIED RETIREMENT PLAN. AS SUCH ANY CONTRIBUTIONS ARE TAXED CURRENTLY. THERE IS NO DEFERRED COMPONENT. THE CURRENT YEAR CONTRIBUTION AMOUNT IS $44,003. ADVOCATE PROVIDES A TARGET REPLACEMENT SENIOR EXECUTIVE RETIREMENT PLAN. THE CONTRIBUTIONS TO THIS PLAN ARE VESTED AND TAXABLE AFTER FIVE YEARS OF SERVICE. THE FOLLOWING EMPLOYEES ARE VESTED IN THE PLAN AND THEREFORE THE CONTRIBUTIONS ARE REPORTED AS COMPENSATION ON THE W-2: DOMINIC NAKIS $216,494, GAIL HASBROUCK $134,329, LINDA DEERING $45,821 AND RICK FLOYD $74,847. Schedule J, Part I, Line 7 INCENTIVE PAYMENTS ARE BASED UPON A FORMULA. THE AMOUNTS ARE CALCULATED AFTER CERTAIN PERFORMANCE AND OPERATING GOALS ARE ACHIEVED. THE COMPENSATION COMMITTEE CAN EXERCISE DISCRETION OVER WHETHER INCENTIVE COMPENSATION IS PAID OUT ANNUALLY. FORM 990, PART VI, LINE 6 Bylaws provide for Advocate Sherman Hospital as the sole corporate member. FORM 990, PART VI, LINE 7A SHERMAN HOME HEALTH CARE CORPORATION HAS A SOLE CORPORATE MEMBER, ADVOCATE SHERMAN HOSPITAL, WHO APPOINTS ITS DIRECTORS. FORM 990, PART VI, LINE 7B The following reserve powers identified in the by bylaws require the approval of the corporate member, Advocate Sherman Hospital: appoint the directors of the Corporation; remove a director of the Corporation at any time, with or without cause; appoint the Chairman and Vice Chairman of the Corporation, and all officers of the Corporation who are not also employees of the Corporation; unilaterally approve and amend the articles of incorporation and bylaws of the Corporation before the same become effective; approve, interpret or change the statement of the Corporation's purpose before the same becomes effective; approve each annual operating and capital budget and long-range plan of the Corporation before expenditures may be made therefrom; approve the appointment of independent auditors, all accounting policies, internal auditors (if any) and all investment guidelines; approve all contracts obligating the Corporation to expend or repay an amount in excess of $10,000 and which was not included in a previously approved annual budget; approve all plans of merger, consolidation or voluntary dissolution of the Corporation; approve the sale, lease, exchange, mortgage, pledge or other disposition of more than $10,000 in value of property and assets or 10% of the annual operating budget of the Corporation (whichever is less) in any one year which is not within an approved budget; approve the creation of majority controlled or owned subsidiaries or affiliates by the Corporation; approve the creation of majority controlled or owned subsidiaries or affiliates by the Corporation; approve the Corporation's incurring debt, including intrasystem debt, or obligating its assets in excess of an amount designated by the Member, unless such debt or obligation was included in a budget previously approved by the Member; approve corporate acquisitions by the Corporation of any joint venture; and approve investments by the Corporation in excess of an amount designated by the Member, unless such investment was included in a budget previously approved by the Member. FORM 990, PART VI, LINE 11B THE ORGANIZATION'S TAX PREPARATION PROCESS INCLUDES ONGOING CONSULTATION WITH ITS OUTSIDE TAX CONSULTING FIRM AND TAX LEGAL COUNSEL, BOTH OF WHICH POSSESS EXPERTISE IN HEALTH CARE AND TAX-EXEMPT RETURN PREPARATION, TO ADVISE AND ASSIST WITH PREPARATION OF THE FORM 990. THESE ADVISORS WORKED CLOSELY WITH THE ORGANIZATION'S FINANCE, TAX, AND LEGAL ASSOCIATES AND OTHER MEMBERS OF THE ORGANIZATION'S TEAM ASSEMBLED TO PARTICIPATE IN THE PREPARATION OF THE FORM 990. THE FORM 990 IS REVIEWED BY FINANCE MANAGEMENT, THE TAX MANAGER, THE VP OF FINANCE / CORPORATE CONTROLLER, THE CHIEF FINANCIAL OFFICER, AND ADVOCATE'S OUTSIDE TAX CONSULTING FIRM AND TAX LEGAL COUNSEL. PRIOR TO PRESENTING THE FORM 990 TO THE BOARD OF DIRECTOR'S AUDIT COMMITTEE IN NOVEMBER, THE ORGANIZATION'S TEAM, INCLUDING ITS ADVISORS, MET FREQUENTLY TO DISCUSS AND REVIEW DRAFTS OF THE FORM 990. AT THE NOVEMBER AUDIT COMMITTEE MEETING, THE VP OF FINANCE / CORPORATE CONTROLLER AND CHIEF FINANCIAL OFFICER COORDINATED A REVIEW OF THE FORM 990 WITH COMMITTEE MEMBERS, AS THE AUDIT COMMITTEE IS THE COMMITTEE OF THE BOARD OF DIRECTORS CHARGED WITH OVERSIGHT OF AUDIT AND TAX MATTERS. THE VP OF FINANCE / CORPORATE CONTROLLER AND CHIEF FINANCIAL OFFICER RESPONDED TO THE AUDIT COMMITTEE MEMBERS' QUESTIONS AND PROVIDED THE OPPORTUNITY FOR DETAILED DISCUSSION OF THE FORM 990. THE CHANGES IDENTIFIED WERE INCORPORATED, AND THEN A COMPLETE COPY OF THE FINAL FORM 990 WAS PROVIDED TO EACH MEMBER OF THE ORGANIZATION'S BOARD OF DIRECTORS BEFORE THE FORM 990 WAS FILED. FORM 990, PART VI, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY APPLIES TO VARIOUS PEOPLE, INCLUDING MEMBERS OF SHERMAN HOME HEALTH CARE'S BOARD OF DIRECTORS, GOVERNING COUNCILS, OFFICERS, ASSOCIATES, VOLUNTEERS, AND MEDICAL STAFF MEMBERS WITH ADMINISTRATIVE RESPONSIBILITIES. ANNUALLY, THE COMPLIANCE DEPARTMENT SENDS THIS POLICY AND THE ADVOCATE CODE OF BUSINESS CONDUCT TO A RANGE OF INDIVIDUALS WHO MAY BE IN A POSITION TO EXERCISE SUBSTANTIAL INTEREST OVER A PARTICULAR MATTER (DEFINED AS 'INTERESTED PERSONS'). THEY ARE REQUIRED TO READ THE POLICIES AND PROVIDE A DISCLOSURE STATEMENT TO THE COMPLIANCE DEPARTMENT, WHICH IDENTIFIES ACTIVITIES AND RELATIONSHIPS THAT COULD POTENTIALLY GIVE RISE TO A CONFLICT OF INTEREST. THE CHIEF COMPLIANCE OFFICER REVIEWS THE DISCLOSURES AND PROVIDES A REPORT TO THE SYSTEM BUSINESS CONDUCT (COMPLIANCE) COMMITTEE, EXECUTIVE MANAGEMENT TEAM AND THE AUDIT COMMITTEE OF THE BOARD FOR REVIEW. THE REPORT IS THEN PROVIDED, IN RELEVANT PART, TO THE SITE CHIEF EXECUTIVE OFFICERS. POTENTIAL CONFLICTS ARE REVIEWED BY THE COMPLIANCE DEPARTMENT ON A CASE BY CASE BASIS. FOLLOW UP PROCEDURES CONDUCTED ARE UNIQUE TO THE GIVEN CIRCUMSTANCE, AND MAY INCLUDE REVIEWING THE POTENTIAL CONFLICT WITH THE INTERESTED PERSON, OR INVESTIGATING THE MATTER IN CONSULTATION WITH THE INTERESTED PERSON'S SUPERVISOR AND/OR SITE MANAGEMENT. IN CIRCUMSTANCES WHERE THE INTERESTED PERSON IS NOT A MEMBER OF THE BOARD, OR GOVERNING COUNCIL, OR A COMMITTEE THEREOF, OR A PERSON OF INTEREST, IF IT IS DETERMINED THAT THERE IS AN ACTUAL CONFLICT OF INTEREST, THE SUPERVISOR OF THE INDIVIDUAL IS RESPONSIBLE FOR MAKING AN APPROPRIATE RESPONSE, POTENTIALLY INCLUDING A RESTRICTION OF THE INDIVIDUAL'S JOB DUTIES WITH RESPECT TO THE MATTER GIVING RISE TO THE CONFLICT. FORM 990, PART VI, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC THROUGH THE FOLLOWING WEBSITES: - DACBOND.COM (DIGITAL ASSURANCE CERTIFICATION LLC), - EMMA.MSRB.ORG (ELECTRONIC MUNICIPAL MARKET ACCESS). THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. 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