2015-11-16T10:09:28-06:00 2014-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2014-01-01 133173374 AMERICAN INSURANCE ASSOCIATION INC AMER 2028287100 2101 L STREET NW NO 400 WASHINGTON DC 20037 DAVID S LAUER VP & TREASURER 2028287100 2015-11-16 1 SCOTT E HALLBERG CPA P01081188 2023319880 2014 2016-04-25 22:37:26Z LEIGH ANN PUSEY 2101 L STREET NW WASHINGTON DC 20037 18364756 0 X AIADC.ORG X 1984 DE THE PURPOSES OF THE CORPORATION ARE: (1) TO PROMOTE THE ECONOMIC, LEGISLATIVE AND PUBLIC STANDING OF ITS PARTICIPATING PROPERTY AND CASUALTY INSURERS AND THE INSURANCE INDUSTRY; (2) TO PROVIDE A FORUM FOR THE DISCUSSION OF PROBLEMS WHICH ARE OF COMMON CONCERN TO MEMBER COMPANIES; (3) TO PROMOTE THE INTERESTS OF SUCH COMPANIES IN EVERY LEGITIMATE MANNER CONSISTENT WITH THE PUBLIC WELFARE; (4) TO KEEP MEMBER COMPANIES INFORMED OF REGULATORY AND LEGISLATIVE DEVELOPMENTS; (5) TO SERVE THE PUBLIC INTEREST THROUGH APPROPRIATE ACTIVITIES, INCLUDING THE PROMOTION OF SAFETY AND SECURITY OF PERSONS AND PROPERTY; (6) TO FURNISH OTHER RELATED AND SIMILAR SERVICES; AND (7) TO ENGAGE IN ANY OTHER LAWFUL ACT OR ACTIVITY FOR WHICH A CORPORATION MAY BE ORGANIZED UNDER THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE IN FURTHERANCE OF THE FOREGOING PURPOSES. 15 15 42 0 0 0 0 0 17128665 17451800 176082 244300 0 0 17304747 17696100 392462 229652 0 0 10243479 8924061 0 0 0 7293829 7104875 17929770 16258588 -625023 1437512 10159064 10994515 12496310 18191844 -2337246 -7197329 X THE PURPOSES OF THE CORPORATION ARE:(1) TO PROMOTE THE ECONOMIC, LEGISLATIVE AND PUBLIC STANDING OF ITS PARTICIPATING PROPERTY AND CASUALTY INSURERS AND THE INSURANCE INDUSTRY; (2) TO PROVIDE A FORUM FOR THE DISCUSSION OF PROBLEMS WHICH ARE OF COMMON CONCERN TO MEMBER COMPANIES; (3) TO PROMOTE THE INTERESTS OF SUCH COMPANIES IN EVERY LEGITIMATE MANNER CONSISTENT WITH PUBLIC WELFARE; (4) TO KEEP MEMBER COMPANIES INFORMED OF REGULATORY AND LEGISLATIVE DEVELOPMENTS; (5) TO SERVE THE PUBLIC INTEREST THROUGH APPROPRIATE ACTIVITIES, INCLUDING THE PROMOTION OF SAFETY AND SECURITY OF PERSONS AND PROPERTY; (6) TO FURNISH OTHER RELATED AND SIMILAR SERVICES; AND (7) TO ENGAGE IN ANY OTHER LAWFUL ACT OR ACTIVITY FOR WHICH A CORPORATION MAY BE ORGANIZED UNDER THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE IN FURTHERANCE OF THE FOREGOING PURPOSES. 0 0 REPRESENTATION OF MEMBER PROPERTY & CASUALTY INSURANCE COMPANIES ON LEGISLATIVE AND ECONOMIC ISSUES AS WELL AS ENHANCEMENT OF PUBLIC KNOWLEDGE AND PERCEPTION OF THE PROPERTY-CASUALTY INDUSTRY. AIA REPRESENTS MORE THAN 400 PROPERTY-CASUALTY INSURANCE COMPANIES. AIA ALSO PRODUCES SEVERAL PUBLICATIONS AND ISSUES HUNDREDS OF BULLETINS, COMMITTEE MAILINGS, AND INFORMATION UPDATES. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 119 0 1 42 1 0 0 0 0 1 1 0 X 15 15 0 0 0 0 1 1 1 1 1 0 0 0 1 0 0 1 1 1 1 0 X DAVID LAUER VP & TREASURER 2028287176 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 CONSTANTINE P IORDANOU DIRECTOR 1.00 X 0 0 0 MARIO VITALE DIRECTOR 1.00 X 0 0 0 JOHN D FINNEGAN DIRECTOR 1.00 X 0 0 0 FREDERICK H EPPINGER JR VICE CHAIRMAN 1.00 X X 0 0 0 LIAM MCGEE CHAIRMAN 1.00 X X 0 0 0 MICHAEL GRAY DIRECTOR 1.00 X 0 0 0 T MICHAEL MILLER IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 JAY S FISHMAN DIRECTOR 1.00 X 0 0 0 WILLIAM R BERKLEY DIRECTOR 1.00 X 0 0 0 MIKE MCGAVICK CHAIRMAN-ELECT 1.00 X X 0 0 0 MICHAEL FOLEY DIRECTOR 1.00 X 0 0 0 ANTHONY J KUCZINSKI DIRECTOR 1.00 X 0 0 0 ALASTAIR SHORE DIRECTOR 1.00 X 0 0 0 ANDREW TORRANCE DIRECTOR 1.00 X 0 0 0 ROBERT SOLITRO DIRECTOR 1.00 X 0 0 0 MARJORIE M BERTE VICE PRESIDENT 37.50 X 78161 0 5051 FRED C BOSSE VICE PRESIDENT 37.50 X 237907 0 82754 JOSEPH A DIGIOVANNI SENIOR VICE PRESIDENT 37.50 X 302735 0 75441 PETER R FOLEY VICE PRESIDENT 37.50 X 226044 0 85281 ERIC M GOLDBERG VICE PRESIDENT 37.50 X 200444 0 79705 GARY G HENNING VICE PRESIDENT 37.50 X 160031 0 60711 RONALD V JACKSON ASSISTANT VICE PRESIDENT 37.50 X 189000 0 33675 DAVID S LAUER VICE PRESIDENT & TREASURER 37.50 X 275410 0 73444 LEIGH A PUSEY PRESIDENT 37.50 X 1224657 0 99100 WILLEM O RIJKSEN VICE PRESIDENT 37.50 X 227444 0 82181 THOMAS J SANTOS VICE PRESIDENT 37.50 X 247290 0 92834 STEPHEN C SCHNEIDER VICE PRESIDENT 37.50 X 205634 0 81268 MELISSA SHELK VICE PRESIDENT 37.50 X 191998 0 63334 JOSEPH S ZIELEZIENSKI SENIOR VP & GENERAL COUNSE 37.50 X 438733 0 76087 BRUCE C WOOD ASSOCIATE GENERAL COUNSEL 37.50 X 181814 0 60527 PAMELA M YOUNG ASSOCIATE GENERAL COUNSEL 37.50 X 172929 0 72830 AMANDA G WISE VICE PRESIDENT & CHIEF COUNSEL 37.50 X 153624 0 22543 PHILLIP L CARSON ASSISTANT GENERAL COUNSEL 37.50 X 172000 0 55589 STEVEN A BENNETT ASSISTANT GENERAL COUNSEL 37.50 X 156387 0 62607 STEVEN M SUCHIL ASSISTANT VICE PRESIDENT 37.50 X 159396 0 45710 ADAM E KERNS ASSISTANT GENERAL COUNSEL 37.50 X 150500 0 15302 PHILIPPE G MOISA DIRECTOR INFORMATION SYSTEMS 37.50 X 153512 0 44262 LISA M BROWN COUNSEL & DIRECTOR OF LEGAL RESEARCH 37.50 X 111250 0 38119 STEPHEN M SIMCHAK DIRECTOR INTERNATIONAL AFFAIRS 37.50 X 136250 0 8078 KENNETH A STOLLER SENIOR COUNSEL 37.50 X 121705 0 43305 CHRISTINE M TAMPIO DIRECTOR HUMAN RESOURCES 37.50 X 107100 0 53896 JAMES J WHITTLE ASSISTANT GC & CHIEF CLAIMS COUNSEL 37.50 X 140800 0 63701 6122755 0 1577335 27 0 1 0 FIERCE ISAKOWITZ & BLALOCK 1155 F STREET NW STE 950 WASHINGTON DC 20004 CONSULTING 181647 BGR GOVERNMENT AFFAIRS LLC PO BOX 14416 WASHINGTON DC 20044 CONSULTING 151743 WILLIAMS & CONNOLLY LLP 725 12TH STREET NW WASHINGTON DC 20005 LEGAL 141720 ERNST & YOUNG LLP 1101 NEW YORK AVENUE NW STE 300 WASHINGTON DC 20005 ACCOUNTING 130000 CAPITAL CITY CONSULTING LLP 515 5TH ST NE WASHINGTON DC 20002 CONSULTING 125334 7 MEMBER ASSESSMENTS 900099 17245634 17245634 PROGRAM MEMBERSHIP 900099 140000 140000 ELECTRONIC DATA 900099 36500 36500 PUBLICATION SALES 900099 22595 22595 7071 7071 17451800 167782 167782 745174 668656 76518 76518 76518 17696100 17451800 0 244300 229652 6875889 1878656 -1282614 1067670 384460 320158 30336 1159110 26674 116680 334533 310318 1561418 401943 120568 312517 117359 STATE REPRESENTATIVES 1774119 SUBSCRIPTION BOOKS & DU 421072 98070 16258588 770649 3057807 949257 105506 380766 275652 3412932 2398512 1198938 1014420 6859454 6468563 0 72567 10159064 10994515 1700425 1908451 289319 622117 10506566 15661276 12496310 18191844 X -2337246 -7197329 -2337246 -7197329 10159064 10994515 X 1437512 277765 -6575360 X 0 1 X 1 0 25000 25000 25000 1 AIA STATE CORPORATE PAC 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 521601971 335000 0 0 1 17580634 3902669 -85489 3817180 3867739 -50559 1887048 1110813 776235 1525884 1287699 238185 1014420 ACCRUED NON-QUALIFIED PENSION EXPENSE 3891137 ACCRUED PENSION EXPENSE 6230883 ACCRUED POST-RETIREMENT BENEFIT EXPENSE 4576553 DEFERRED RENT LIABILITY 956994 SUBLEASE DEPOSITS 5709 15661276 X 18279960 277765 335000 612765 17667195 26674 2231 28905 17696100 16672912 443229 443229 16229683 26674 2231 28905 16258588 PART X, LINE 2: THE ASSOCIATION ACCOUNTS FOR INCOME TAXES IN ACCORDANCE WITH THE ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE ASSOCIATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2014 AND 2013, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2014, THE STATUE OF LIMITATIONS FOR TAX YEARS 2011 THROUGH 2013 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION AND THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH THE INSTITUTE FILES RETURNS. PART XI, LINE 2D - OTHER ADJUSTMENTS: PAC ACTIVITY 335,000. PART XI, LINE 4B - OTHER ADJUSTMENTS: PUBLICATIONS SALES EXPENSES NETTED AGAINST REVENUE IN FINANCIALS 2,231. PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC ACTIVITY 443,229. PART XII, LINE 4B - OTHER ADJUSTMENTS: PUBLICATION SALES EXPENSE NETTED AGAINST REVENUE IN FINANCIALS 2,231. 1 DEMOCRATIC GOVERNORS ASSOCIATION 1225 EYE STREET NW SUITE 1100 WASHINGTON DC 20005 521304889 527 25000 POLITICAL CONTRIBUTION THE RIPON SOCIETY 1155 15TH STREET NW SUITE 550 WASHINGTON DC 20005 042370356 501(C)(4) 15000 GENERAL SUPPORT THE CONGRESSIONAL INSTITUTE INC 1700 DIAGONAL ROAD 730 ALEXANDRIA VA 22314 521504189 501(C)(4) 25000 GENERAL SUPPORT FR&I CONSULTING 30 CORTLAND DRIVE TOLLAND CT 06084 463115607 10000 GENERAL SUPPORT IIABAINDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA 127 S PEYTON ST ALEXANDRIA VA 22314 135665571 501(C)(6) 10000 GENERAL SUPPORT INSURANCE INFORMATION INSTITUTE INC 110 WILLIAM STREET 24TH FLOOR NEW YORK NY 10038 131912455 501(C)(6) 20000 GENERAL SUPPORT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 35000 GENERAL SUPPORT AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC RESEARCH 1150 SEVENTEENTH STREET NW WASHINGTON DC 20036 530218495 501(C)(3) 30000 GENERAL SUPPORT TEXANS FOR LAWSUIT REFORM 1701 BRUN STREET SUITE 100 HOUSTON TX 77019 760439129 501(C)(6) 10000 GENERAL SUPPORT THE COUNCIL OF INSURANCE AGENTS AND BROKERS 701 PENNSYLVANIA AVE NW 750 WASHINGTON DC 20004 131952497 501(C)(6) 10000 GENERAL SUPPORT 2 8 PART I, LINE 2: ALTHOUGH THE ASSOCIATION OCCASIONALLY PROVIDES FINANCIAL SUPPORT IN THE FORM OF CONTRIBUTIONS TO OTHER ORGANIZATIONS, WE ARE NOT A GRANT-MAKING ORGANIZATION. X 1 1 X X X X X 0 1 0 FRED C BOSSE VICE PRESIDENT 204907 0 33000 0 0 0 66543 0 16211 0 320661 0 0 0 JOSEPH A DIGIOVANNI SENIOR VICE PRESIDENT 250001 0 52734 0 0 0 74286 0 1155 0 378176 0 0 0 PETER R FOLEY VICE PRESIDENT 196560 0 29484 0 0 0 63337 0 21944 0 311325 0 0 0 ERIC M GOLDBERG VICE PRESIDENT 170000 0 30000 0 444 0 55906 0 23799 0 280149 0 0 0 GARY G HENNING VICE PRESIDENT 125031 0 35000 0 0 0 43993 0 16718 0 220742 0 0 0 RONALD V JACKSON ASSISTANT VICE PRESIDENT 165000 0 24000 0 0 0 9900 0 23775 0 222675 0 0 0 DAVID S LAUER VICE PRESIDENT & TREASURER 219097 0 55869 0 444 0 72432 0 1012 0 348854 0 0 0 LEIGH A PUSEY PRESIDENT 980769 0 240000 0 3888 0 74886 0 24214 0 1323757 0 0 0 WILLEM O RIJKSEN VICE PRESIDENT 200000 0 27000 0 444 0 63863 0 18318 0 309625 0 0 0 THOMAS J SANTOS VICE PRESIDENT 207870 0 38976 0 444 0 68860 0 23974 0 340124 0 0 0 STEPHEN C SCHNEIDER VICE PRESIDENT 175634 0 30000 0 0 0 57428 0 23840 0 286902 0 0 0 MELISSA SHELK VICE PRESIDENT 171637 0 20102 0 259 0 54078 0 9256 0 255332 0 0 0 JOSEPH S ZIELEZIENSKI SENIOR VP & GENERAL COUNSE 342269 0 92576 0 3888 0 74886 0 1201 0 514820 0 0 0 BRUCE C WOOD ASSOCIATE GENERAL COUNSEL 169592 0 12000 0 222 0 51634 0 8893 0 242341 0 0 0 PAMELA M YOUNG ASSOCIATE GENERAL COUNSEL 160707 0 12000 0 222 0 49074 0 23756 0 245759 0 0 0 AMANDA G WISE VICE PRESIDENT & CHIEF COUNSEL 145365 0 8000 0 259 0 8722 0 13821 0 176167 0 0 0 PHILLIP L CARSON ASSISTANT GENERAL COUNSEL 160000 0 12000 0 0 0 48820 0 6769 0 227589 0 0 0 STEVEN A BENNETT ASSISTANT GENERAL COUNSEL 147837 0 8550 0 0 0 44530 0 18077 0 218994 0 0 0 STEVEN M SUCHIL ASSISTANT VICE PRESIDENT 144896 0 14500 0 0 0 45040 0 670 0 205106 0 0 0 ADAM E KERNS ASSISTANT GENERAL COUNSEL 140000 0 10500 0 0 0 8400 0 6902 0 165802 0 0 0 PHILIPPE G MOISA DIRECTOR INFORMATION SYSTEMS 143262 0 10250 0 0 0 43600 0 662 0 197774 0 0 0 KENNETH A STOLLER SENIOR COUNSEL 115205 0 6500 0 0 0 34664 0 8641 0 165010 0 0 0 CHRISTINE M TAMPIO DIRECTOR HUMAN RESOURCES 100000 0 7100 0 0 0 30421 0 23475 0 160996 0 0 0 JAMES J WHITTLE ASSISTANT GC & CHIEF CLAIMS COUNSEL 132800 0 8000 0 0 0 40074 0 23627 0 204501 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL IS AVAILABLE ONLY ON TRIPS OVER A CERTAIN DURATION AND/OR DISTANCE. IT IS SELDOM USED. PART I, LINE 4B THE AIA SERP WAS FROZEN AS OF 12/31/10 WITH NO BENEFITS EARNED AFTER THAT DATE. HOWEVER, CURRENT CEO PUSEY IS STILL A PARTICIPANT IN THE PLAN AND HAS ACCRUED/UNPAID BENEFITS UNDER THAT PLAN. CRAIG BERRINGTON FORMER OFFICER 125100 LEGAL FEES 0 ALLAN STEIN FORMER OFFICER 108000 CONSULTING FEES 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 ELIGIBILITY: ANY INSURANCE COMPANY OR GROUP OF INSURANCE COMPANIES LICENSED TO DO BUSINESS IN ANY STATE, TERRITORY OR POSSESSION OF THE UNITED STATES AND TRANSACTING THEREIN ANY OF THE LINES OF INSURANCE SERVED BY THIS CORPORATION AND ENUMERATED IN ARTICLE IX IS ELIGIBLE FOR MEMBERSHIP. A MEMBER OF THE CORPORATION (HEREINAFTER REFERRED TO AS MEMBER) SHALL MEAN ANY INSURANCE COMPANY ELECTED TO MEMBERSHIP AS HEREINAFTER PROVIDED; EXCEPT THAT IF SUCH INSURANCE COMPANY IS PART OF A GROUP OF AFFILIATED COMPANIES UNDER COMMON OWNERSHIP, MANAGEMENT OR CONTROL, ALL SUCH INSURANCE COMPANIES CONSTITUTING A GROUP WHICH ARE ELECTED TO MEMBERSHIP SHALL CONSTITUTE A SINGLE MEMBER. ELECTION OF MEMBERS. ANY COMPANY ELIGIBLE FOR MEMBERSHIP UNDER THESE BY-LAWS MAY BE ELECTED TO MEMBERSHIP UPON THE AFFIRMATIVE VOTE OF A MAJORITY OF THE MEMBERS OR DIRECTORS PRESENT AND ENTITLED TO VOTE AT ANY MEETING OF THE MEMBERS OR THE BOARD OF DIRECTORS, RESPECTIVELY. SECTION 3. FORM 990, PART VI, SECTION A, LINE 7A AT EACH ANNUAL MEETING OF THE MEMBERS THERE SHALL BE ELECTED A CHAIR, A CHAIR-ELECT AND NOT MORE THAN TWO VICE CHAIRS AS SET FORTH IN ARTICLE V, SECTION 2. EACH OF SAID OFFICERS SHALL BE ELECTED AND QUALIFIED FOR A TERM OF ONE YEAR AND SHALL SERVE UNTIL A SUCCESSOR IS CHOSEN, OR UNTIL HIS OR HER EARLIER DEATH, RESIGNATION OR REMOVAL. NO MORE THAN ONE PERSON WHO IS EMPLOYED BY A GIVEN MEMBER SHALL BE ELIGIBLE FOR SUCH OFFICES AT THE SAME TIME. THE PRESIDENT, VICE PRESIDENTS, CORPORATE SECRETARY AND TREASURER SHALL BE ELECTED ANNUALLY BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B ANY ACTION OF THE BOARD OF DIRECTORS SHALL BE SUBJECT TO REVIEW BY THE MEMBERSHIP AND ANY SUCH ACTION SHALL BE SO REVIEWED AT THE REQUEST OF 25% OR MORE OF THE MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 COPIES OF THE FORM 990 ARE MADE AVAILABLE TO THE GOVERNING BOARD AFTER IT HAS BEEN FILED. FORM 990, PART VI, SECTION B, LINE 15 CEO COMPENSATION BEGINS WITH SEARCHES CONDUCTED BY OUTSIDE FIRMS, WITH SALARIES COMPARED TO NOT-FOR-PROFIT SURVEYS, AND APPROVAL BY AIA'S EXECUTIVE COMMITTEE. OFFICERS OR KEY EMPLOYEES COMPENSATION BEGINS WITH SALARIES COMPARED ON A REGULAR BASIS TO NOT-FOR-PROFIT SURVEYS AND ANNUAL BONUSES ARE APPROVED BY AIA'S EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATIONS WILL PROVIDE THESE DOCUMENTS UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: DEFINED BENEFIT CHARGES OTHER THAN NET PERIODIC BENEFIT EXPENSE -6,575,360. AIA STATE CORPORATE PAC 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 521601971 POLITICAL COMMITTEE DC 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0