2015-05-08T10:13:06-05:00 2014-09-30 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 990 2013-10-01 131624046 INSTITUTE OF INTERNATIONAL EDUCATION % KEVIN HAGGERTY INST 2128838200 809 UNITED NATIONS PLAZA Suite NEW YORK NY 10017 KEVIN HAGGERTY CFO 2128838200 2015-05-08 2013 2016-02-25 16:41:14Z ALLAN E GOODMAN 809 UNITED NATIONS PLAZA NEW YORK NY 10017 594872034 false X WWW.IIE.ORG X 1919 NY IIE IS AN INTL NFP ORG THAT ADVANCES INTL EDUCATION THROUGH HIGHER EDUCATION SCHOLARSHIP, EXCHANGE & DIALOGUE PROGRAMS FOR PUBLIC & PRIVATE SECTOR DONORS & SPONSORS. 46 45 748 3519 0 0 416881029 567946496 17528882 15326429 3119924 3304735 1088119 98566 438617954 586676226 320708656 462773747 0 0 52088751 54581336 52500 54000 568473 63342336 65263200 436192243 582672283 2425711 4003943 264124642 257272055 142863815 125530586 121260827 131741469 X SEE SCHEDULE O. false false 509358307 445781364 7123416 INTERNATIONAL EXCHANGE OF STUDENTS AND SCHOLARS. SEE SCHEDULE O. 29550829 12936729 891132 LEADERSHIP DEVELOPMENT EDUCATIONAL SERVICES. SEE SCHEDULE O. 10470134 1388689 5754747 HIGHER EDUCATION INSTITUTIONAL DEVELOPMENT. SEE SCHEDULE O. 4820569 2666965 0 EMERGENCY STUDENT AND SCHOLAR ASSISTANCE 954339 0 1557134 REASEARCH AND PUBLICATIONS 5774908 2666965 1557134 555154178 true true false true false false false false false true true true false false false false true true false true true true true true true false false true true true false false false false false false false false false false false false false true true true false false true X 304 0 true 748 true false true false false false true true false false false false X 46 45 true false false false false false false true true false true true true true true true true true true true false AL AK AZ AR CA CO CT FL GA HI IL KS KY MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X KEVIN HAGGERTY 2129845398 809 UNITED NATIONS PLAZA NEW YORK NY 10017 X MR THOMAS S JOHNSON TRUSTEE 5.75 X X 0 0 0 DR HENRY KAUFMAN TRUSTEE 5.5 X 0 0 0 MR MARK ANGELSON TRUSTEE 5.5 X X 0 0 0 MS MARYAM PANAHY ANSARY TRUSTEE 2.5 X 0 0 0 MS DENISE BENMOSCHE 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286 MADISON AVENUE SUITE 1102 NEW YORK NY 10017 RECRUITMENT SVCS 1542290 ACCENTURE LLP 161 NORTH CLARK STREET CHICAGO IL 60601 MGMT&CONSULTING SVCS 557967 PRICEWATERHOUSECOOPERS LLP PO BOX 7247-8001 PHILADELPHIA PA 19170 AUDIT & TAX SERVICES 440487 CIBER INC 6363 SOUTH FIDDLERS CIRCLE STE 140 GREENWOOD VILLAGE CO 80111 IT CONSULTING SVCS 416632 PRIME SOFTWARE TECHNOLOGIES INC 18228 CAMDENHURST DRIVE GAINSVILLE VA 20155 COMPUTER SERVICES 413970 31 454779 499960080 67531637 567946496 FIXED FEE CONTRACTS 900099 13647814 13647814 PUBLICATIONS & MEMBERSHIP FEES 900099 861474 861474 UNIVERSITY FAIR REVENUE 900099 817141 817141 15326429 2036971 2036971 0 0 0 0 0 9084512 238060 8054808 1029704 238060 1267764 1267764 209221 454779 141000 68221 68221 0 0 MISCELLANEOUS REVENUE 900099 30345 30345 30345 586676226 15326429 3403301 41027458 41027458 368123933 368123933 53622356 53622356 0 3405000 2544908 860092 0 37880983 28074412 9785213 21358 2858557 2136473 720459 1625 7648664 5716579 1927736 4349 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FROM TIME TO TIME WE HAVE SUPPLEMENTED THESE VISITS WITH CORRESPONDENCE. 69824242 5997196 5461757 7029696 2343232 71910267 64217784 1629542 5888355 1433579 477860 69824242 59301741 1179512 7938842 3151733 1050578 64217784 58547646 5308487 135886 3402803 1287475 59301741 54916515 1504318 4894436 2177677 589946 58547646 0.17100 0.04900 0.78000 false false 0 19088792 12487896 6600896 0 10383790 5443326 4940464 0 9216678 8484670 732008 0 21026660 15009168 6017492 18290860 SILCHESTER 14651186 F 14651186 592871021 6476699 6476699 586394322 281904 281904 586676226 582390379 582390379 281904 281904 582672283 SCHEDULE D, PART V, LINE 4-INTENDED USE OF ORGANIZATION'S ENDOWMENT FUNDS THE INSTITUTE INTENDS TO USE ITS ENDOWMENT, WHICH CONSISTS OF INDIVIDUAL FUNDS THAT HAVE BEEN ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING SCHOLAR SUPPORT AND SCHOLARSHIPS, CONSISTENT WITH THE PURPOSES FOR WHICH THE FUNDS HAVE BEEN ESTABLISHED. true Central America and the Caribbean Program Services EDUCATION GRANTS-INDIV 1788406 East Asia and the Pacific 6 34 Maintaining offices 5781391 East Asia and the Pacific Grantmaking 28166 East Asia and the Pacific Program Services EDUCATION GRANTS-INDIV 12928919 Europe (Including Iceland and Greenland) 1 12 Maintaining offices 1266941 Europe (Including Iceland and Greenland) Grantmaking 123957 Europe (Including Iceland and Greenland) Program Services EDUCATION GRANTS-INDIV 13037847 Middle East and North Africa 1 28 Maintaining offices 2337199 Middle East and North Africa Grantmaking 232011 Middle East and North Africa Program Services EDUCATION GRANTS-INDIV 5144721 North America 1 18 Maintaining offices 3470128 North America Grantmaking 15000 North America Program Services EDUCATION GRANTS-INDIV 1114166 Russia and the Newly Independent States 2 24 Maintaining offices 2224758 Russia and the Newly Independent States Program Services EDUCATION GRANTS-INDIV 3207617 South America Grantmaking 396838 South America Program Services EDUCATION GRANTS-INDIV 3574372 South Asia 1 11 Maintaining offices 828618 South Asia Grantmaking 7482 South Asia Program Services EDUCATION GRANTS-INDIV 2103244 Sub-Saharan Africa 1 13 Maintaining offices 751109 Sub-Saharan Africa Program Services EDUCATION GRANTS-INDIV 9919610 11 116 2 24 13 140 56672437 13610063 70282500 EAST ASIA AND THE PACIFIC EDUCATION 25623 CHECK N/A N/A EUROPE EDUCATION 32500 CHECK N/A N/A EUROPE EDUCATION 27000 CHECK N/A N/A EUROPE EDUCATION 32500 CHECK N/A N/A EUROPE 10186 CHECK N/A N/A EUROPE 21771 CHECK N/A N/A MIDDLE EAST AND NORTH AFRICA 52500 CHECK N/A N/A MIDDLE EAST AND NORTH AFRICA 32500 CHECK N/A N/A MIDDLE EAST AND NORTH AFRICA 117132 CHECK N/A N/A MIDDLE EAST AND NORTH AFRICA 16928 CHECK N/A N/A NORTH AMERICA 15000 CHECK N/A N/A SOUTH AMERICA 119910 CHECK N/A N/A SOUTH AMERICA 275528 CHECK N/A N/A SOUTH ASIA 7482 CHECK N/A N/A 14 GRANTEE ALLOWANCE, BOOKS CENTRAL AMERICA AND THE CARIBBEAN 13 13545 Check N/A N/A GRANTEE COST OF LIVING CENTRAL AMERICA AND THE CARIBBEAN 58 738696 Check N/A N/A INSURANCE CENTRAL AMERICA AND THE CARIBBEAN 9 2660 Check N/A N/A SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 190 907007 Check N/A N/A TRAVEL AND FIELD TRIPS CENTRAL AMERICA AND THE CARIBBEAN 51 124498 Check N/A N/A TUITION CENTRAL AMERICA AND THE CARIBBEAN 1 2000 Check N/A N/A GRANTEE ALLOWANCE, BOOKS EAST ASIA AND THE PACIFIC 19 28343 Check N/A N/A GRANTEE COST OF LIVING EAST ASIA AND THE PACIFIC 572 4037062 Check N/A N/A INSURANCE EAST ASIA AND THE PACIFIC 149 41174 Check N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 1084 6028393 Check N/A N/A TRAVEL AND FIELD TRIPS EAST ASIA AND THE PACIFIC 397 1283206 Check N/A N/A TUITION EAST ASIA AND THE PACIFIC 446 1510741 Check N/A N/A GRANTEE ALLOWANCE, BOOKS EUROPE 35 47221 Check N/A N/A GRANTEE COST OF LIVING EUROPE 553 3828243 Check N/A N/A INSURANCE EUROPE 346 84416 Check N/A N/A SCHOLARSHIPS EUROPE 1073 5664894 Check N/A N/A TRAVEL AND FIELD TRIPS EUROPE 529 1899164 Check N/A N/A TUITION EUROPE 160 1513909 Check N/A N/A GRANTEE ALLOWANCE, BOOKS MIDDLE EAST AND NORTH AFRICA 11 6968 Check N/A N/A GRANTEE COST OF LIVING MIDDLE EAST AND NORTH AFRICA 337 2301215 Check N/A N/A INSURANCE MIDDLE EAST AND NORTH AFRICA 64 15116 Check N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 232 1630796 Check N/A N/A TRAVEL AND FIELD TRIPS MIDDLE EAST AND NORTH AFRICA 249 420809 Check N/A N/A TUITION MIDDLE EAST AND NORTH AFRICA 36 769817 Check N/A N/A GRANTEE ALLOWANCE, BOOKS NORTH AMERICA 9 6295 Check N/A N/A GRANTEE COST OF LIVING NORTH AMERICA 65 363016 Check N/A N/A INSURANCE NORTH AMERICA 48 27968 Check N/A N/A SCHOLARSHIPS NORTH AMERICA 37 252377 Check N/A N/A TRAVEL AND FIELD TRIPS NORTH AMERICA 72 210377 Check N/A N/A TUITION NORTH AMERICA 38 254133 Check N/A N/A GRANTEE ALLOWANCE, BOOKS RUSSIA AND THE NEWLY INDEPENDENT STATES 36 43006 Check N/A N/A GRANTEE COST OF LIVING RUSSIA AND THE NEWLY INDEPENDENT STATES 218 2153287 Check N/A N/A INSURANCE RUSSIA AND THE NEWLY INDEPENDENT STATES 6 1704 Check N/A N/A SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 101 579134 Check N/A N/A TRAVEL AND FIELD TRIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 132 387668 Check N/A N/A TUITION RUSSIA AND THE NEWLY INDEPENDENT STATES 17 42818 Check N/A N/A GRANTEE ALLOWANCE, BOOKS SOUTH AMERICA 5 2709 Check N/A N/A GRANTEE COST OF LIVING SOUTH AMERICA 221 875619 Check N/A N/A INSURANCE SOUTH AMERICA 65 7622 Check N/A N/A SCHOLARSHIPS SOUTH AMERICA 368 1938030 Check N/A N/A TRAVEL AND FIELD TRIPS SOUTH AMERICA 210 599489 Check N/A N/A TUITION SOUTH AMERICA 75 150903 Check N/A N/A GRANTEE ALLOWANCE, BOOKS SOUTH ASIA 10 9527 Check N/A N/A GRANTEE COST OF LIVING SOUTH ASIA 120 613256 Check N/A N/A INSURANCE SOUTH ASIA 27 2358 Check N/A N/A SCHOLARSHIPS SOUTH ASIA 165 814898 Check N/A N/A TRAVEL AND FIELD TRIPS SOUTH ASIA 127 504911 Check N/A N/A TUITION SOUTH ASIA 30 158294 Check N/A N/A GRANTEE ALLOWANCE, BOOKS SUB-SAHARAN AFRICA 62 61666 Check N/A N/A GRANTEE COST OF LIVING SUB-SAHARAN AFRICA 526 5285022 Check N/A N/A INSURANCE SUB-SAHARAN AFRICA 129 10553 Check N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 389 2394350 Check N/A N/A TRAVEL AND FIELD TRIPS SUB-SAHARAN AFRICA 460 1545257 Check N/A N/A TUITION SUB-SAHARAN AFRICA 99 622762 Check N/A N/A false false false false false true SCHEDULE F, PART I, LINE 2 PROCEDURES FOR MONITORING GRANTS OUTSIDE THE UNITED STATES OVERALL: OPERATIONS ARE MANAGED BY THE PROGRAM MANAGERS AND VARIOUS DEPARTMENTS WITHIN FINANCE AND ADMINISTRATION (I.E., CONTROLLER'S DIVISION, GRANTS AND CONTRACTS, LEGAL SERVICES AND ADMINISTRATIVE SERVICES). THERE IS REGULAR MONTHLY MONITORING BY THESE MANAGERS. PERIODIC REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. BUDGETS: BUDGETS ARE ESTABLISHED ON A DIVISIONAL AND PROGRAM BASIS WITH COORDINATION BY THE PROGRAM DIRECTORS. VARIANCES ARE REVIEWED EACH MONTH BY THE PROGRAM DIRECTORS. IIE USES BUDGET TO ACTUAL REPORTS THAT ARE UPDATED WEEKLY TO MONITOR PERFORMANCE. MID-YEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. SEVERAL TIMES DURING THE FISCAL YEAR THE OVERALL BUDGET FOR THE ORGANIZATION IS REVIEWED BY THE BUDGET AND FINANCE COMMITTEE. PAYMENTS: PAYMENTS FOR DISBURSEMENTS AND REIMBURSEMENTS RELATING TO ALL GRANT FUNDS REQUIRE APPROPRIATE SUPPORTING DOCUMENTATION. BEFORE PAYMENTS ARE MADE, GRANTEES AND VENDORS ARE CHECKED AGAINST SPECIALLY DESIGNATED NATIONALS LISTS AND OTHER SIMILAR PROHIBITED TRANSACTIONS LISTS TO HELP CONFIRM THAT PAYMENTS ARE NOT PROHIBITED. UPON APPROVAL, PAYMENTS WILL INCLUDE AGREEMENTS STATING THE TERMS OF THE GRANT SIGNED BY IIE AND THE GRANTEE OR VENDOR AND IIE SUPERVISOR/MANAGER LEVEL APPROVED PAYMENT DOCUMENTS TO PROCESS EACH OF THE DISBURSEMENTS OR REIMBURSEMENTS. ALL COSTS ASSOCIATED WITH THESE PAYMENTS ARE CONTROLLED BY PROGRAM MANAGEMENT AS WELL AS THE FINANCE TEAM WHO CONFIRM THAT THE PAYMENTS ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. SCHEDULE F, PART I, COLUMN(F), PART II, LINE 1 AND PART III METHOD USED ON FINANCIAL STATEMENTS THE METHOD USED TO ACCOUNT FOR FOREIGN EXPENDITURES AND CASH GRANTS ON THE ORGANIZATION'S FINANCIAL STATEMENTS IS ACCRUAL-BASED AND FOLLOWS US GAAP. 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THERE IS REGULAR MONTHLY MONITORING BY THESE MANAGERS. PERIODIC REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. BUDGETS: BUDGETS ARE ESTABLISHED ON A DIVISIONAL AND PROGRAM BASIS WITH COORDINATION BY THE PROGRAM DIRECTORS. VARIANCES ARE REVIEWED EACH MONTH BY THE PROGRAM DIRECTORS. IIE USES BUDGET TO ACTUAL REPORTS THAT ARE UPDATED WEEKLY TO MONITOR PERFORMANCE. MID-YEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. SEVERAL TIMES DURING THE FISCAL YEAR THE OVERALL BUDGET FOR THE ORGANIZATION IS REVIEWED BY THE BUDGET AND FINANCE COMMITTEE. PAYMENTS: PAYMENTS FOR DISBURSEMENTS AND REIMBURSEMENTS RELATING TO ALL GRANT FUNDS REQUIRE APPROPRIATE SUPPORTING DOCUMENTATION. BEFORE PAYMENTS ARE MADE, GRANTEES AND VENDORS ARE CHECKED AGAINST SPECIALLY DESIGNATED NATIONALS LISTS AND OTHER SIMILAR PROHIBITED TRANSACTIONS LISTS TO HELP CONFIRM THAT PAYMENTS ARE NOT PROHIBITED. UPON APPROVAL, PAYMENTS WILL INCLUDE AGREEMENTS STATING THE TERMS OF THE GRANT SIGNED BY IIE AND THE GRANTEE OR VENDOR AND IIE SUPERVISOR/MANAGER LEVEL APPROVED PAYMENT DOCUMENTS TO PROCESS EACH OF THE DISBURSEMENTS OR REIMBURSEMENTS. ALL COSTS ASSOCIATED WITH THESE PAYMENTS ARE CONTROLLED BY PROGRAM MANAGEMENT AS WELL AS THE FINANCE TEAM WHO CONFIRM THAT THE PAYMENTS ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. X true true X X X X X false true false false false false false false false DR ALLAN E GOODMAN TRUSTEE/CEO 435243 0 60000 0 30607 0 13833 0 16384 0 556067 0 0 0 MR PETER R THOMPSON EXECUTIVE VICE PRESIDENT 359110 0 40000 0 5306 0 27203 0 5903 0 437522 0 0 0 MS JAYE CHEN EXECUTIVE VICE PRESIDENT 305183 0 40000 0 18116 0 31437 0 22284 0 417020 0 0 0 MS EDITH CECIL VICE PRESIDENT 216872 0 17500 0 18776 0 22694 0 14140 0 289982 0 0 0 MR BRIAN CHEN VP, CHIEF INFORMATION OFFICER 247603 0 5000 0 1270 0 30250 0 18879 0 303002 0 0 0 MR PETER DONDERO ASST TREASURER, CONTROLLER 205393 0 7500 0 2662 0 15782 0 5030 0 236367 0 0 0 MR KEVIN HAGGERTY VICE PRESIDENT/CFO 184728 0 10000 0 2376 0 0 0 0 0 197104 0 0 0 MS FRAUKE HARNISCHFEGER VP, HUMAN RESOURCES 227559 0 30000 0 730 0 21772 0 2000 0 282061 0 0 0 MS DANIELA Z KAISTH VP, STRATEGIC DEVELOPMENT 206078 0 17500 0 18244 0 28019 0 18859 0 288700 0 0 0 MR MARK S LAZAR VICE PRESIDENT 193411 0 15000 0 410 0 23660 0 10255 0 242736 0 0 0 MR GARY SAYED VICE PRESIDENT UNTIL 8/30/2013 122057 0 0 0 531 0 0 0 5478 0 128066 0 0 0 MS PIETRINA SCARAGLINO VP GENERAL COUNSEL 257031 0 25000 0 1283 0 19457 0 2400 0 305171 0 0 0 MS ELIZABETH GLANS DEPUTY VICE PRESIDENT 134208 0 20000 0 605 0 15949 0 1450 0 172212 0 0 0 MR JONAH MURPHY-KOKODYNIAK DEPUTY VICE PRESIDENT 168651 0 5000 0 291 0 15114 0 14907 0 203963 0 0 0 MS RAJIKA BHANDARI DEPUTY VICE PRESIDENT 147287 0 1500 0 318 0 15878 0 19399 0 184382 0 0 0 MS LEESA S KAPLAN CHIEF OF PARTY 173227 0 0 0 34129 0 2175 0 3645 0 213176 0 0 0 MS JAGRITI PAREKH DIRECTOR, IT 135952 0 4000 0 17976 0 15842 0 7466 0 181236 0 0 0 MS ELLEN MCKEY DEPUTY VICE PRESIDENT 158256 0 25000 0 1443 0 16604 0 10281 0 211584 0 0 0 MR DANIEL OBST DEPUTY VICE PRESIDENT 166855 0 0 0 318 0 0 0 5862 0 173035 0 0 0 SCHEDULE J, PART I, LINE 1A HOUSING ALLOWANCE: ONE OF THE HIGHLY COMPENSATED EMPLOYEES, LEESA KAPLAN, RECEIVED A HOUSING ALLOWANCE. THIS EMPLOYEE WAS AN INTERNATIONAL DIRECTOR LIVING OUTSIDE THE U.S. SCHEDULE J, PART I, LINE 4B PARTICIPATION IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE CEO CAN PARTICIPATE IN THE 457(F) PLAN. THERE WERE NO CONTRIBUTIONS TO THE PLAN DURING CALENDAR YEAR 2013. FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION THE INSTITUTE OF INTERNATIONAL EDUCATION, INC. (THE "INSTITUTE") IS A NOT-FOR-PROFIT ORGANIZATION THAT WAS ORGANIZED AND OPERATES EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES TO PROMOTE INTERNATIONAL EDUCATIONAL AND CULTURAL EXCHANGES. THE INSTITUTE'S PROGRAMS INCLUDE, BUT ARE NOT LIMITED TO, MANAGING FELLOWSHIPS AND SCHOLARSHIPS; ASSISTING THREATENED STUDENTS AND SCHOLARS THROUGH ITS SCHOLAR RESCUE FUND, EMERGENCY STUDENT FUND, AND OTHER EFFORTS; DEVELOPING LEADERS BY BUILDING LEADERSHIP SKILLS AND ENHANCING THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES; PROVIDING STRATEGIC RESOURCES AND SERVICES TO HELP FACULTY AND ADMINISTRATORS INTERNATIONALIZE THEIR CAMPUSES; HELPING INSTITUTIONS OF HIGHER EDUCATION BUILD CAPACITY; PROMOTING INTERNATIONAL DEVELOPMENT; AND ENGAGING IN RESEARCH, DIALOGUE AND OTHER ACTIVITIES IN FURTHERANCE OF ITS PURPOSE. FORM 990, PART III, LINE 4A - 4D - PROGRAM SERVICE ACCOMPLISHMENTS: LINE 4A - INTERNATIONAL EXCHANGE OF STUDENTS AND SCHOLARS: EXPENSES $509,358,307 INCLUDING GRANTS OF$445,781,364;REVENUE:$7,123,416 BY IMPLEMENTING SOME OF THE WORLD'S MOST PRESTIGIOUS AND INNOVATIVE SCHOLARSHIP PROGRAMS IN A FAIR, OPEN, AND TRANSPARENT MANNER, THE INSTITUTE PROVIDES TALENT FROM AROUND THE WORLD WITH ACCESS TO LEADING INSTITUTIONS OF HIGHER EDUCATION AND THE INTERNATIONAL EXPERIENCE THAT IS CRITICAL TO SUCCESS IN THE 21ST CENTURY WORKPLACE. THESE PROGRAMS ARE VITAL TO PROMOTING MUTUAL UNDERSTANDING AND DEVELOPING GLOBAL LEADERS. EXAMPLES INCLUDE THE BRAZIL SCIENTIFIC MOBILITY PROGRAM SPONSORED BY THE BRAZILIAN GOVERNMENT, FULBRIGHT STUDENT AND FULBRIGHT SCHOLAR PROGRAMS, BENJAMIN A. GILMAN INTERNATIONAL SCHOLARSHIP PROGRAM, WHICH ARE SPONSORED BY THE US DEPARTMENT OF STATE AND THE NATIONAL SECURITY EDUCATION PROGRAMS, SPONSORED BY THE UNITED STATES DEPARTMENT OF DEFENSE. LINE 4B - LEADERSHIP DEVELOPMENT EDUCATIONAL SERVICES: EXPENSES: $29,550,829 INCLUDING GRANTS OF $12,936,729;REVENUE:$891,132 THE INSTITUTE IMPLEMENTS PROGRAMS TO BUILD LEADERSHIP SKILLS AND ENHANCE THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES. LONG AND SHORT TERM TRAINING PROGRAMS IMPLEMENTED BY THE INSTITUTE CONNECT STUDENTS AND PROFESSIONALS WITH PEERS AND COLLEAGUES AROUND THE WORLD TO GAIN THE SKILLS AND INTERNATIONAL PERSPECTIVES THEY WILL NEED TO FORGE SOLUTIONS TO GLOBAL CHALLENGES. EXAMPLES INCLUDE HUBERT H. HUMPHREY FELLOWSHIP PROGRAMS SPONSORED BY THE UNITED STATES DEPARTMENT OF STATE, USAID PROGRAMS AND PROGRAMS FUNDED BY THE INSTITUTE, SUCH AS THE HIGHER EDUCATION READINESS PROGRAM. LINE 4C - HIGHER EDUCATION INSTITUTIONAL DEVELOPMENT: EXPENSES: $10,470,134 INCLUDING GRANTS OF $1,388,689; REVENUE:$5,754,747 THE INSTITUTE WORKS CLOSELY WITH PUBLIC AND PRIVATE HIGHER EDUCATION INSTITUTIONS TO DEVELOP HIGH-QUALITY ACADEMIC EXCHANGE PROGRAMS IN COORDINATION WITH GOVERNMENT AND NOT-FOR-PROFIT ORGANIZATIONS AND CORPORATIONS. LEVERAGING EXTENSIVE NETWORKS AND EXPERTISE WITHIN THE HIGHER EDUCATION COMMUNITY WORLDWIDE, THE INSTITUTE IS UNIQUELY POSITIONED TO HELP SHAPE NEW UNIVERSITIES AND EXPAND THE CAPABILITIES AND RELATIONSHIPS OF EXISTING ACADEMIC INSTITUTIONS. THE INSTITUTE ALSO HELPS IDENTIFY AND DEVELOP RELATIONSHIPS WITH UNIVERSITIES IN THE US AND OTHER COUNTRIES. EXAMPLES OF THESE RELATIONSHIPS INCLUDE KING ABDULLAH UNIVERSITY OF SCIENCE AND TECHNOLOGY (KAUST) AND NEW YORK UNIVERSITY, ABU DHABI. LINE 4D - EMERGENCY STUDENT AND SCHOLAR ASSISTANCE: EXPENSES:$4,820,569 INCLUDING GRANTS OF $2,666,965; REVENUE:$NONE THE INSTITUTE PROVIDES EMERGENCY ASSISTANCE TO SCHOLARS AND STUDENTS THROUGHOUT THE WORLD. THROUGH THE SCHOLAR RESCUE FUND, THE INSTITUTE PROVIDES SUPPORT AND SAFE HAVEN TO ACADEMICS WHO ARE PERSECUTED AS A RESULT OF THEIR ACADEMIC WORK. THROUGH THE EMERGENCY STUDENT FUND, THE INSTITUTE PROVIDES SUPPORT TO STUDENTS FACING EMERGENCIES AND CRISES SUCH AS ILLNESS, NATURAL DISASTERS, OR CONFLICT IN THEIR HOME COUNTRIES. EXAMPLES INCLUDE IIE'S SCHOLAR RESCUE FUND AND EMERGENCY STUDENT FUND. LINE 4D - RESEARCH AND PUBLICATIONS: EXPENSES:$954,339 INCLUDING GRANTS OF $NONE; REVENUE:$1,557,134 THE INSTITUTE PRODUCES APPLIED RESEARCH AND POLICY ANALYSIS IN THE FIELD OF INTERNATIONAL EDUCATION AND STUDENT MOBILITY. AN EXAMPLE IS "OPEN DOORS," A COMPREHENSIVE INFORMATION RESOURCE PRODUCED WITH SUPPORT FROM THE UNITED STATES DEPARTMENT OF STATE THAT DOCUMENTS AND ANALYZES ACADEMIC MOBILITY BETWEEN THE US AND THE NATIONS OF THE WORLD. THE INSTITUTE ALSO PROVIDES RESEARCH AND PROGRAM EVALUATION SERVICES TO DOMESTIC AND INTERNATIONAL GOVERNMENT AGENCIES, NOT-FOR-PROFIT ORGANIZATIONS AND FOUNDATIONS. THE INSTITUTE'S PUBLICATIONS, CONFERENCES AND MEMBERSHIP ORGANIZATION (IIE NETWORK) ON INTERNATIONAL EDUCATION TOPICS AND GUIDES TO INTERNATIONAL STUDY PROGRAMS AND FUNDING HELP GUIDE POLICIES AND PROGRAMS IN THE FIELD OF INTERNATIONAL EDUCATION. FORM 990, PART V, LINE 4B - FOREIGN COUNTRIES CHINA; HUNGARY; MEXICO; THAILAND; VIETNAM; EGYPT; INDIA; RUSSIA; UKRAINE; ETHIOPIA; UNITED KINGDOM; INDONESIA. FORM 990, PART VI, LINE 2 - FAMILY AND BUSINESS RELATIONSHIPS 1. H. JARECKI, TRUSTEE, AND M. KAPLAN, TRUSTEE - BUSINESS RELATIONSHIP 2. H. JARECKI, TRUSTEE, AND T. RUSSO, TRUSTEE - BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 11A - REVIEW PROCESS FOR FORM 990 THE ORGANIZATION'S AUDIT COMMITTEE REVIEWS THE FINAL FORM 990. THE FINAL FORM 990 IS THEN PRESENTED TO THE BOARD OF TRUSTEE MEMBERS BEFORE FILING. FORM 990, PART VI, LINE 12C - CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED TO ALL OFFICERS, TRUSTEES AND EMPLOYEES. UPDATED ANNUAL DISCLOSURES ARE REQUIRED FROM EACH RECIPIENT. THIS PROCESS IS MONITORED BY HUMAN RESOURCES AND THE SECRETARY OF THE BOARD. FORM 990, PART VI, LINE 15A & 15B - COMPENSATION POLICY THE COMPENSATION AND HUMAN RESOURCES COMMITTEE ANNUALLY REVIEWS THE SALARIES FOR THE INSTITUTE'S SENIOR EXECUTIVES, INCLUDING THE PRESIDENT, OFFICERS AND KEY EMPLOYEES. THE COMMITTEE BASES ITS REVIEW, IN PART, ON A REVIEW OF COMPARABLE DATA OBTAINED FROM AN OUTISDE CONSULTANT, WHICH IS UPDATED FROM TIME TO TIME. THE COMMITTEE REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE ANNUAL SALARY, INCENTIVE COMPENSATION, AND ANY OTHER BENEFITS ("EXECUTIVE COMPENSATION") OF THE PRESIDENT; THE EXECUTIVE COMMITTEE THEN APPRISES THE BOARD OF TRUSTEES OF ITS DETERMINATION. THE COMMITTEE ALSO REVIEWS AND APPROVES THE EXECUTIVE COMPENSATION OF THE INSTITUTE'S SENIOR EXECUTIVES, WHICH ACTION IS THEN CONVEYED TO THE EXECUTIVE COMMITTEE. FORM 990, PART VI, LINE 19 - DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION THE CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON IIE'S WEBSITE. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART VII - AVERAGE HOURS THE AVERAGE HOURS PER WEEK ARE BASED UPON ESTIMATES. ACTUAL HOURS INCURRED MAY FLUCTUATE THROUGHOUT THE YEAR. 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