2015-05-13T09:36:38-05:00 2014-06-30 341912961 COHEN & COMPANY LTD OFFICES LISTED AT WWWCOHENCPACOM OH 44115 990 2013-07-01 340823464 UNIVERSITY CIRCLE INCORPORATED UNIV 2167913900 10831 MAGNOLIA DRIVE CLEVELAND OH 44105 JAMES R WALTON VP FINANCE & ADMINISTRATION 2167913900 2015-05-12 1 DONNA M WEAVER P00943402 8002291099 2015-05-12 2013 2016-04-25 22:37:26Z JAMES R WALTON 10831 MAGNOLIA DRIVE CLEVELAND OH 44105 9519824 0 X WWW.UNIVERSITYCIRCLE.ORG X 1957 OH UNIVERSITY CIRCLE INCORPOARTED IS THE NON-PROFIT DEVELOPMENT, SERVICE AND ADVOCACY ORGANIZATION RESPONSIBLE FOR THE GROWTH OF THE UNIVERSITY CIRCLE AREA AS A PREMIER URBAN DISTRICT AND WORLD-CLASS CENTER IN INNOVATION, EDUCATION, HEALTH CARE, AND ARTS AND CULTURE. 71 70 94 94 97916 0 2933269 1951095 5402127 5699800 1813655 1036706 959967 744293 11109018 9431894 57389 43061 0 0 4674774 4619070 133746 118465 278341 5365879 5114844 10231788 9895440 877230 -463546 44673411 46112201 7178955 7032496 37494456 39079705 X UNIVERSITY CIRCLE INCORPORATED IS THE NON-PROFIT DEVELOPMENT, SERVICE AND ADVOCACY ORGANIZATION RESPONSIBLE FOR THE GROWTH OF THE UNIVERSITY CIRCLE AREA AS A PREMIER URBAN DISTRICT AND WORLD-CLASS CENTER IN INNOVATION, EDUCATION, HEALTH CARE, AND ARTS AND CULTURE. 0 0 2582474 2545911 PUBLIC SAFETY - THE UNIVERSITY CIRCLE POLICE DEPARTMENT IS APRIVATE POLICE FORCE WHOSE AUTHORITY COMES FROM THE CITY OFCLEVELAND. THE UCPD POLICE FORCE PATROLS THE UNIVERSITY CIRCLEAREA-APPROXIMATELY 500 ACRES. THERE ARE 25 FULLY TRAINED &COMMISSIONED POLICE OFFICERS IN THE DEPT. UCPD'S POLICE ACTIVITYIS IN FURTHERANCE OF THE UCI'S CHARITABLE PURPOSES OF PREVENTINGCOMMUNITY DETERIORATION & LESSENING NEIGHBORHOOD TENSIONS. 4135396 1697514 PROPERTY MANAGEMENT - THE UCI PROPERTY MANAGEMENT PROGRAM MANAGESTHE PROPERTIES IN THE UCI LAND BANK, WHICH INCLUDES VACANT LAND,PROPERTIES WITH BUILDINGS AND PARKING LOTS. THER ARE APPROXIMATELY70 PROPERTIES IN THE LAND BANK. THE PURPOSE OF THE LAND BANK WASTO PURCHASE & HOLD REAL PROPERTIES UNTIL SUCH PROPERTIES WERENEEDED BY AN EXEMPT ORGANIZATION, A MEMBER OF UCI, IN THE PHYSICALEXPANSION OF THE CHARITABLE OR OTHER FUNCTION ACTIVITIES OF SUCHEXEMPT MEMBER ORGANIZATION. THE LAND BANK FUNCTION WAS AMONG THEPRINCIPAL FUNCTIONS FOR WHICH UCI WAS ORGANIZED. 890395 0 COMMUNICATIONS - COMMUNICATIONS AND MARKETING MANAGE AND PRODUCE THE VARIOUS COMMUNITY-THEMED EVENTS THAT OCCUR DURING THE YEAR IN THE CIRCLE AREA. PARADE THE CIRCLE, WADE OVAL WEDNESDAYS, AND HOLIDAY CIRCLE FEST ARE SOME OF THESE WELL-ATTENDED COMMUNITY EVENTS. COMMUNICATIONS ALSO DISSEMINATES INFORMATION ABOUT MEMBER INSTITUTIONS TO ALL INTERESTED PARTIES. THE AD CAMPAIGN FOR FIND YOURSELF IN THE CIRCLE HAS BEEN VERY SUCCESSFUL, USING TELEVISION, RADIO AND PRINT TO REACH THE LARGEST AUDIENCE, WITH THE PURPOSE OF HIGHLIGHTING UNIVERSITY CIRCLE'S EDUCATIONAL, HEALTH CARE, ARTS AND CULTURE. 1203689 43061 2097034 OTHER PROGRAM SERVICES - UNIVERSITY CIRCLE INCORPORATED PROVIDES SERVICES IN COMMUNITY EDUCATION, COMMUNITY DEVELOPMENT, FUND DEVELOPMENT, BRING BACK EUCLID PROGRAM, PARKING AND COMMUNITY-SHARED SERVICES. 1203689 43061 2097034 8811954 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 105 0 1 94 1 1 1 0 0 0 0 0 0 0 0 0 X 71 70 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OH X JAMES R WALTON 2167913900 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 MR THOMAS G BRICK TRUSTEE 1.00 X 0 0 0 MR EJ BURKE TRUSTEE 1.00 X 0 0 0 MR PAUL CLARK VICE CHAIRMAN OF THE BOARD 5.00 X X 0 0 0 MR JAMES D IRELAND III CHAIRMAN EMERITUS 1.00 X 0 0 0 MR GEORGE W KIRTLAND JR TRUSTEE 1.00 X 0 0 0 MS NDEDA N LETSON TRUSTEE 1.00 X 0 0 0 MR CRAIG MARTAHUS TRUSTEE 1.00 X 0 0 0 MS NANCY W MCCANN TRUSTEE 1.00 X 0 0 0 MR JOHN NOTTINGHAM TRUSTEE 1.00 X 0 0 0 MR ALFRED M RANKIN JR TRUSTEE 1.00 X 0 0 0 MRS ANN PINKERTON RANNEY TRUSTEE 1.00 X 0 0 0 MR SEAN RICHARDSON TRUSTEE 1.00 X 0 0 0 MR SCOTT ROULSTON TRUSTEE 1.00 X 0 0 0 MR WILLIAM R SEELBACH CHAIRMAN OF THE BOARD 10.00 X X 0 0 0 MR JOSEPH M SHAFRAN VICE CHAIRMAN OF THE BOARD 5.00 X X 0 0 0 MR JOHN W SPIRK TRUSTEE 1.00 X 0 0 0 MR R THOMAS STANTON CHAIRMAN EMERITUS 1.00 X 0 0 0 MR TARAS G SZMAGALA SECRETARY AND TREASURER 5.00 X X 0 0 0 MR JOSEPH H THOMAS TRUSTEE 1.00 X 0 0 0 MR ARTHUR W TREUHAFT TRUSTEE 1.00 X 0 0 0 MR DANIEL WALSH TRUSTEE 1.00 X 0 0 0 MR STANLEY WEINER TRUSTEE 1.00 X 0 0 0 MS ANN ALBANO TRUSTEE 1.00 X 0 0 0 MR ROBERT ALLENICK TRUSTEE 1.00 X 0 0 0 MS VIKKI BROER TRUSTEE 1.00 X 0 0 0 MS MARIA CAMPANELLI TRUSTEE 1.00 X 0 0 0 DR KENNETH W CHALKER TRUSTEE 1.00 X 0 0 0 MS LORI D'ANGELO TRUSTEE 1.00 X 0 0 0 BISHOP BENJAMIN DOUGLASS TRUSTEE 1.00 X 0 0 0 MS CYNTHIA H DUNN TRUSTEE 1.00 X 0 0 0 MS KELLY FALCONE-HALL TRUSTEE 1.00 X 0 0 0 MR STEVEN FRIEDMAN TRUSTEE 1.00 X 0 0 0 DR EVALYN GATES TRUSTEE 1.00 X 0 0 0 DR THOMAS GILSON TRUSTEE 1.00 X 0 0 0 MS ANNEMARIE GRASSI TRUSTEE 1.00 X 0 0 0 DR BILL GRISWOLD TRUSTEE 1.00 X 0 0 0 MR STEPHEN P HANSLER TRUSTEE 1.00 X 0 0 0 MR GARY L HANSON TRUSTEE 1.00 X 0 0 0 DR BERNARD P HENRI TRUSTEE 1.00 X 0 0 0 MR CHARLES D LAWRENCE TRUSTEE 1.00 X 0 0 0 MR KEITH LIBMAN TRUSTEE 1.00 X 0 0 0 MR D SCOTT LOONEY TRUSTEE 1.00 X 0 0 0 MR NATHANIEL MCDONALD TRUSTEE 1.00 X 0 0 0 MR GRAFTON NUNES TRUSTEE 1.00 X 0 0 0 REVEREND AMY STARR REDWINE TRUSTEE 1.00 X 0 0 0 MR CHRISTOPHER S RONAYNE PRESIDENT/DIRECTOR 50.00 X X 199635 0 22892 MR JORDAN ROTHKOPF TRUSTEE 1.00 X 0 0 0 DR FRED C ROTHSTEIN TRUSTEE 1.00 X 0 0 0 MS AMANDA ROWE TRUSTEE 1.00 X 0 0 0 REV PAUL HOBSON SADLER SR TRUSTEE 1.00 X 0 0 0 MR JOEL SMIRNOFF TRUSTEE 1.00 X 0 0 0 MS BARBARA SNYDER TRUSTEE 1.00 X 0 0 0 MS JILL SNYDER TRUSTEE 1.00 X 0 0 0 MS JO STEIGERWALD TRUSTEE 1.00 X 0 0 0 MR FELTON THOMAS TRUSTEE 1.00 X 0 0 0 MR PIERRE VAN DER WESTHUIZEN TRUSTEE 1.00 X 0 0 0 MR DANNY R WILLIAMS TRUSTEE 1.00 X 0 0 0 MR CRAIG WILSON TRUSTEE 1.00 X 0 0 0 MRS DIANE P WISH TRUSTEE 1.00 X 0 0 0 MR MORTON G EPSTEIN TRUSTEE 1.00 X 0 0 0 MR ALLEN H FORD TRUSTEE 1.00 X 0 0 0 MRS ANN L GILLESPIE TRUSTEE 1.00 X 0 0 0 MR ROBERT W GILLESPIE TRUSTEE 1.00 X 0 0 0 MRS DOROTHY HUMEL HOVORKA TRUSTEE 1.00 X 0 0 0 DR SCOTT R INKLEY MD CHAIRMEN EMERITUS 1.00 X 0 0 0 MR S LEE KOHRMAN ESQ TRUSTEE 1.00 X 0 0 0 MR ALEX MACHASKEE TRUSTEE 1.00 X 0 0 0 MR ROBERT P MADISON TRUSTEE 1.00 X 0 0 0 MRS CLARA SHERWIN TRUSTEE 1.00 X 0 0 0 MRS SAMUEL K SCOVIL TRUSTEE 1.00 X 0 0 0 MR THOMAS V H VAIL TRUSTEE 1.00 X 0 0 0 MRS DEBBIE BERRY VP REAL ESTATE PLANNING 45.00 X 151500 0 12270 MRS LAURA KLEINMAN VP SHARED SERVICES 45.00 X 106745 0 9073 MR JAMES R WALTON VP FINANCE & ADMIN 45.00 X 120000 0 15613 577880 0 59848 4 0 1 0 LOVELACE CONSTRUCTION INC 2041 EAST 115TH STREET CLEVELAND OH 44106 GENERAL CONSTRUCTION, REPAIRS, REHAB 204235 AMY DWYER-SCHUTE 19715 FRAZIER DRIVE ROCKY RIVER OH 44116 FUNDRAISING 118465 2 100000 1851095 48749 1951095 POLICE 812900 2545911 2545911 PROPERTY MANAGEMENT 531310 1770430 1697514 72916 PARKING 812930 1383459 1383459 5699800 921291 921291 190290 74875 115415 115415 115415 18773 13055 5718 5718 OTHER INCOME FROM OPERATIONS 812900 621363 621363 UNIVERSITY CIRCLE WEST 900099 92212 92212 HOLDEN PARK MANAGEMENT FEES 531390 25000 25000 738575 9431894 6340459 97916 1042424 43061 43061 551370 431370 120000 2965354 2649019 204843 111492 256427 239035 14473 2919 550510 482896 63789 3825 295409 261723 24982 8704 253450 253450 30337 3657 26680 19500 2350 17150 118465 118465 64948 64948 614793 582292 21930 10571 190967 179987 10980 263095 156382 96905 9808 16638 15675 774 189 36678 34555 1705 418 236160 236160 614190 602300 11890 398338 370719 27619 PROGRAM SERVICES 860636 860560 76 LANDSCAPING 605134 603110 2024 GENERAL MAINT. REPAIRS 524127 498536 25591 UTILITIES 358563 277827 79766 970 27290 27290 9895440 8811954 805145 278341 1505384 1066556 480497 257256 1674601 1561669 585204 812080 2241368 2129422 126302 85322 22706074 12366798 10356177 10339276 25263675 27299176 2076772 2188087 363431 373357 44673411 46112201 1972518 988842 1043768 5206437 4953012 0 46874 7178955 7032496 X 18205870 18371496 7800698 9170321 11487888 11537888 37494456 39079705 44673411 46112201 X -463546 2029692 19103 X 0 1 X 1 0 X 3344665 1316386 2645536 2793269 1951095 12050951 5389918 5309758 5564769 4682276 5699800 26646521 8734583 6626144 8210305 7475545 7650895 38697472 154485 40621 96455 55000 346561 2719763 2774762 2859298 3270279 2956429 14580531 2874248 2815383 2955753 3270279 3011429 14927092 23770380 350761 1297218 717033 667965 921291 3954268 350761 1297218 717033 667965 921291 3954268 74457 96466 76219 94081 97916 439139 150658 625457 565978 960314 719293 3021700 9310459 8645285 9569535 9197905 9389395 46112579 0.51550 0.52160 0.08580 0.08670 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: INCOME FROM NORMAL OPERATIONS - 2009 AMOUNT: $ 150,658. 2010 AMOUNT: $ 625,457. 2011 AMOUNT: $ 565,978. 2012 AMOUNT: $ 960,314. 2013 AMOUNT: $ 719,293. SCHEDULE A, PART III,SECTION B, LINE 12 OTHER INCOME IS DERIVED FROM NORMAL OPERATIONS, AND SOME TEMPORARILY RESTRICTED FUNDS SET UP TO HELP THE GENERAL COMMUNITY OF THE UNIVERSITY CIRCLE AREA. INCOME FROM OPERATIONS INCLUDE BUSING, MARKETING SERVICES, COMMUNITY EDUCATION PROGRAM FEES, MANAGEMENT FEES TO HELP LOCAL BUSINESSES, BANNER PROGRAM, AND FEES COLLECTED TO HELP PRESERVE PUBLIC SPACES IN THE CIRCLE AREA. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 25287 25287 0 PART II-B, LINE 1: UNIVERSITY CIRCLE INCORPORATED HIRED MCDONALD HOPKINS LLC TO LOBBY ON THEIR BEHALF TO SECURE STATE OF OHIO FUNDING FOR TWO MAJOR PROJECTS THAT UCI IS INVOLVED WITH. UCI IS TRYING TO RESTORE THE HISTORICAL COZAD-BATES HOUSE, WHICH IS THOUGHT TO HAVE BEEN PART OF THE UNDERGROUND RAILROAD DURING THE CIVIL WAR, AND RAISE FUNDS FOR THE OPPORTUNITY CORRIDOR PROJECT. 15858737 50000 2537665 704000 17742402 14537497 133104 1828136 640000 15858737 15406883 59747 -310606 618527 14537497 13719171 -126046 2557058 743300 15406883 10830822 2043379 1533236 688266 13719171 0.00000 0.65030 0.34970 0 0 4233811 4233811 13789187 8266648 5522539 3052286 2926136 126150 1630790 1174014 456776 10339276 EQUITY SECURITIES 14295773 F FIXED INCOME FUNDS 13003403 F 27299176 RESERVES 46874 46874 X PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS ARE USED TO PROVIDE FINANCIAL SUPPORT TO ASSIST THE ORGANIZATION IN CARRYING OUT ITS EXEMPT PURPOSE. PART X, LINE 2: THE ORGANIZATION ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH GAAP, WHICH REQUIRES RECOGNITION OF AND DISCLOSURES RELATED TO UNCERTAIN TAX POSITIONS. AS OF AND DURING THE YEARS ENDED JUNE 30, 2014 AND 2013, THE ORGANIZATION DID NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES PRIOR TO 2011. X X X X X X X 0 AMY DWYER-SCHUTE 19715 FRAZIER DRIVE ROCKY RIVER OH 44116 PROFESSIONAL FUNDRAISING 0 1178993 118465 1060528 1178993 118465 1060528 GOLF OUTING - UCPD 18773 18773 8174 4781 100 18773 18773 8174 4781 100 13055 5718 1 CLEVELAND BOTANICAL GARDEN 11030 EAST BLVD CLEVELAND OH 44106 340239538 501(C)(3) 5260 ADMISSIONS CLEVELAND MUSEUM OF NATURAL HISTORY 1 WADE OVAL DRIVE CLEVELAND OH 44106 340714338 501(C)(3) 7004 ADMISSIONS WESTERN RESERVE HISTORICAL SOCIETY 10825 EAST BLVD CLEVELAND OH 44106 340714724 501(C)(3) 8496 ADMISSIONS 3 PART I, LINE 2: GRANT FUNDS ARE IN THE FORM OF PAYING ADMISSION FEES FOR AREA SCHOOL CHILDREN TO VISIT AND EXPERIENCE UNIVERSITY CIRCLE EDUCATIONAL AND HISTORICAL INSTITUTIONS. X 0 1 X X X 0 0 0 0 0 0 0 0 0 MR CHRISTOPHER S RONAYNE PRESIDENT/DIRECTOR 189625 0 0 0 10010 0 16118 0 6774 0 222527 0 0 0 MRS DEBBIE BERRY VP REAL ESTATE PLANNING 135000 0 0 0 16500 0 11475 0 795 0 163770 0 0 0 X 2 48749 STOCK QUOTE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 ANN & ROBERT GILLESPIE HAVE A FAMILY RELATIONSHIP FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WILL BE REVIEWED BY THE VICE PRESIDENT OF FINANCE BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C UNIVERSITY CIRCLE INCORPORATED'S CONFLICT OF INTEREST POLICY INCLUDES A DISCLOSURE STATEMENT. THIS POLICY AND DISCLOSURE STATEMENT IS ISSUED TO ALL TRUSTEES, SUBCOMMITTEE MEMBERS, OFFICERS AND SENIOR MANAGEMENT OF THE CORPORATION. EACH YEAR LEADING UP TO THE CORPORATION'S ANNUAL MEETING, THE DISCLOSURE STATEMENT IS RE-ISSUED AND UPDATED FOR ALL THE INDIVIDUALS IN THE GROUPS LISTED ABOVE. THE DISCLOSURE STATEMENT REQUIRES THE INDIVIDUALS TO IDENTIFY SPECIFIC POTENTIAL CONFLICTS OF INTEREST, AND EXPLAIN EACH CONFLICT. THEY ARE ALSO REQUIRED TO SIGN AND DATE THE DISCLOSURE STATEMENT. FORM 990, PART VI, SECTION B, LINE 15 UPON THE INITIAL HIRING OF THE EXECUTIVE DIRECTOR, THE CHAIRMAN OF THE BOARD NEGOTIATES A SALARY WITH THE EXECUTIVE DIRECTOR, NOTING THAT THE SALARY TAKES INTO ACCOUNT THE PAY OF OTHER EXECUTIVE DIRECTORS OF SIMILAR ORGANIZATIONS AND OTHER AREA NON-PROFIT ORGANIZATIONS. THE EXECUTIVE DIRECTOR CANDIDATE AND SALARY ARE THEN PRESENTED TO THE BOARD FOR APPROVAL TO HIRE. ANNUALLY ANY PAY INCREASES ARE EQUAL TO THE STANDARD PERCENTAGE PAY INCREASE THAT IS PROVIDED TO ALL OTHER EMPLOYEES OF THE CORPORATION. THAT PAY INCREASE, ALONG WITH THE ASSOCIATED PROPOSED BUDGET, IS PRESENT TO THE FINANCE COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 UPON WRITTEN REQUEST, THE DOCUMENTS IN QUESTION ARE MADE AVAILABLE TO INTEREST PARTIES. FORM 990, PART XI, LINE 9: EQUITY INVESTMENTS - NET 19,103. UNIVERSITY CIRCLE EAST LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 203765080 REAL PROPERTY OH 755395 3633505 N/A UNIVERSITY CIRCLE NEW MARKETS INC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 264360361 SUPPORT LOW INCOME COMMUNITIES OH 501(C)(3) LINE 11A, I N/A 0 UNIVERSITY CIRCLE WEST LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 201777798 APARTMENTS OH N/A RELATED 92212 10237956 0 0 0.99500 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 UNIVERSITY CIRCLE NEW MARKETS INC C 100000 FMV