2015-05-14T12:00:29-05:00 2014-06-30 990 2013-07-01 042103634 TRUSTEES OF TUFTS COLLEGE TRUS 6176273264 169 Holland Street Attn Tax Dept Somerville MA 02144 THOMAS S MCGURTY VP FIN/TREASURER 2015-05-14 2013 2016-02-25 16:41:14Z TUFTS UNIVERSITY ANTHONY P MONACO 169 Holland Street Somerville MA 02144 1813996231 false X WWW.TUFTS.EDU X 1852 MA EDUCATION AND RESEARCH 45 43 11704 0 -916357 -2962114 209152025 242625216 580552383 606674601 105499303 113604659 3263051 2861377 898466762 965765853 131739951 138191135 0 0 455200351 462076610 1184109 1354575 20093293 279824276 296025837 867948687 897648157 30518075 68117696 2981550363 3160314114 904899345 892303918 2076651018 2268010196 TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD, AND TUFTS IS RECOGNIZED AMONG THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE. A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS. false false 457200491 122712789 450950708 INSTRUCTION - DURING THE 2013-2014 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,389 UNDERGRADUATE, 1,376 GRADUATE AND 482 PROFESSIONAL. 275758485 15478346 97966409 RESEARCH -THERE WERE 1,448 GOVERNMENT AND 688 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2014. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. ALSO, CLINICAL AND OTHER RESEARCH ACTIVITIES INCLUDE 30 CLINICS THAT ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS. 57163518 0 55877439 AUXILLIARY ENTERPRISES - ACTIVITIES PRIMARILY CONSIST OF SERVICES FOR STUDENTS, INCLUDING STUDENT HOUSING, DINING SERVICES AND HEALTH SERVICES. DURING THE 2014 FISCAL YEAR THERE WERE 42 RESIDENCE HALLS HOUSING 3,462 STUDENTS. APPROXIMATELY 4,212 MEAL PLANS WERE SOLD TO STUDENTS EACH SEMESTER. 790122494 true false false true false false true true true true true false false true false false true true true true true true true false false false true true true true false false false false false false false true true true true true false false true true true true true false true X 2189 0 true 11704 true true true true CI FR GM GH HK SP UK false false false true true false false false true false X 45 43 true false false false false false false true true false true true true true true true true true true true false CA LA MA ND OK X Thomas S McGurty VP FinTreasurer 6176273264 169 Holland Street Somerville MA 02144 ANTHONY P MONACO PRESIDENT & TRUSTEE 50.00 1.00 X X 727453 0 118237 JAMES A STERN CHAIRMAN - END DATE 11/02/13 3.00 X X 0 0 0 JONATHAN M TISCH TRUSTEE - VICE CHAIR 3.00 X X 0 0 0 PETER R DOLAN CHAIRMAN - START DATE 11/02/13 3.00 X X 0 0 0 WILLIAM R O'REILLY JR TRUSTEE - VICE CHAIR 3.00 X X 0 0 0 ALFRED I TAUBER TRUSTEE - END DATE 11/02/13 3.00 X 0 0 0 ALISON M BREED TRUSTEE - END DATE 12/17/13 3.00 X 0 0 0 ANDREW LIVERIS TRUSTEE - END DATE 11/02/13 3.00 X 0 0 0 ANDREW SAFRAN TRUSTEE 3.00 X 0 0 0 ANTHONY D CORTESE TRUSTEE - END DATE 11/02/13 3.00 X 0 0 0 BETSY BUSCH TRUSTEE 3.00 X 0 0 0 BRIAN H KAVOOGIAN TRUSTEE 3.00 X 0 0 0 BRUCE D GROSSMAN TRUSTEE - START DATE 11/02/13 3.00 X 0 0 0 DANIEL J DOHERTY III TRUSTEE 3.00 X 0 0 0 DAVID B RONE TRUSTEE 3.00 X 0 0 0 DEBORAH R JOSPIN TRUSTEE 3.00 X 0 0 0 DEBRA S KNEZ TRUSTEE 3.00 X 0 0 0 DIANE HESSAN TRUSTEE 3.00 X 0 0 0 ELIZABETH COCHARY GROSS TRUSTEE - START DATE 11/02/13 3.00 X 0 0 0 ELLEN J KULLMAN TRUSTEE 3.00 X 0 0 0 ELYSE A NEWHOUSE TRUSTEE - START DATE 11/02/13 3.00 X 0 0 0 GLORIA WHITE-HAMMOND TRUSTEE 3.00 X 0 0 0 HUGH R ROOME III TRUSTEE 3.00 X 0 0 0 IOANNIS MIAOULIS TRUSTEE 3.00 X 0 0 0 JAMES J WONG TRUSTEE 3.00 X 0 0 0 JANIS SAVIN-WILLIAMS TRUSTEE 3.00 X 0 0 0 JEANNIE H DIEFENDERFER TRUSTEE 3.00 X 0 0 0 JEFFREY B KINDLER TRUSTEE 3.00 X 0 0 0 JEFFREY M MOSLOW TRUSTEE 3.00 X 0 0 0 JOHN H DEJONG TRUSTEE 3.00 X 0 0 0 JOHN J BELLO TRUSTEE - START DATE 11/02/13 3.00 X 0 0 0 KAREN M PRITZKER TRUSTEE - END DATE 11/02/13 3.00 X 0 0 0 KATHLEEN A MCCARTNEY TRUSTEE - END DATE 11/02/13 3.00 X 0 0 0 KATHLEEN O'LOUGHLIN TRUSTEE 3.00 X 0 0 0 LAURIE A GABRIEL TRUSTEE 3.00 X 0 0 0 MICHAEL S GORDAN TRUSTEE 3.00 X 0 0 0 NEAL B SHAPIRO TRUSTEE 3.00 X 0 0 0 ROBERT R BENDETSON TRUSTEE 3.00 X 0 0 0 SETH I MERRIN TRUSTEE 3.00 X 0 0 0 STEVEN A GOLDSTEIN TRUSTEE 3.00 X 0 0 0 STEVEN M GALBRAITH TRUSTEE 3.00 X 0 0 0 TERI COLEMAN VOLPERT TRUSTEE 3.00 X 0 0 0 THOMAS M ALPERIN CHARTER TRUSTEE 3.00 X 0 0 0 TINA SURH TRUSTEE 3.00 X 0 0 0 VARNEY J HINTLIAN TRUSTEE 3.00 X 0 0 0 DAVID J KAHLE VP & CHIEF INFORMATION OFFICER 40.00 X 293038 0 64412 DAVID R HARRIS PROVOST & SR VP 40.00 X 498570 0 77166 ERIC C JOHNSON VP UNIVERSITY ADVANCEMENT 40.00 X 330988 0 67382 GEORGE A HIBBARD ASSISTANT TREASURER 40.00 X 150353 0 16874 LINDA E CATALDO VP HUMAN RESOURCES (INTERIM) FROM 7/01/13-4/30/14 40.00 X 124021 0 31402 LINDA L SNYDER VP OPERATIONS 40.00 2.00 X 262733 0 33393 MARTHA L POKRAS VP HUMAN RESOURCES (INTERIM) START DATE 4/30/14 40.00 X 203211 0 33694 MARY R JEKA SR VP, UNIVERSITY RELATIONS 40.00 X 343549 0 54157 MICHAEL A BAENEN CHIEF OF STAFF 40.00 X 152178 0 29801 PATRICIA L CAMPBELL EXECUTIVE VP 40.00 X 476616 0 59368 PAUL J TRINGALE SECRETARY OF THE CORPORATION 40.00 X 124594 0 19974 THOMAS S MCGURTY VP FINANCE & TREASURER 40.00 3.00 X 337414 0 64714 DEBORAH T KOCHEVAR DEAN CUMMINGS SCHOOL 40.00 1.00 X 251773 0 56766 HARRIS A BERMAN DEAN MEDICAL SCHOOL 40.00 X 442576 0 51913 HUW THOMAS DEAN DENTAL SCHOOL 40.00 X 386727 0 45237 JOANNE E BERGER-SWEENEY DEAN ARTS & SCIENCES 40.00 X 305369 0 66813 LINDA M ABRIOLA DEAN ENGINEERING 40.00 X 291742 0 57856 NAOMI ROSENBERG DEAN SACKLER SCHOOL 40.00 X 254247 0 50242 CATHERINE HAYES PROFESSOR & CHAIR 40.00 X 587500 0 0 MARIA PAPAGEORGE PROFESSOR & CHAIR 40.00 X 529982 0 51706 NAUSHIRWAN MEHTA PROFESSOR & ASSOC. DEAN 40.00 X 389237 0 55514 RENEE R NADLER DIRECTOR OF INVESTMENTS 40.00 1.00 X 437632 0 182239 SALLY DUNGAN CHIEF INVESTMENT OFFICER 40.00 1.00 X 656035 0 299371 KATHLEEN CRONIN VP HUMAN RESOURCES - END DATE 6/30/13 40.00 X 275696 0 25190 8833235 0 1613421 true true false COLUMBIA CONSTRUCTION CO 100 RIVERPARK DRIVE NORTH READING MA 01864 CONSTRUCTION 17326464 DTZ INC 4002 SOLUTIONS CENTER CHICAGO IL 606774000 CLEANING 10696153 TISHMAN CONSTRUCTION CORP OF MASS 66 LONG WHARF 2ND FL BOSTON MA 02110 CONSTRUCTION 7449112 COMMODORE BUILDERS 80 BRIDGE STREET NEWTON MA 02458 CONSTRUCTION 5623525 DELOITTE CONSULTING LLP 4022 SELLS DRIVE HERMITAGE TN 37076 CONSULTING 5147780 170 137439458 105185758 11602170 242625216 INSTRUCTION 900099 450950708 450950708 CLINICAL AND OTHER EDUCATION 541900 99668917 97966409 1702508 AUXILLIARY ENTERPRISES 900099 56054976 55877439 177537 0 0 0 0 0 0 606674601 20113459 20113459 0 2578539 2578539 2387800 2104962 282838 0 282838 282838 939616616 846125416 93491200 0 93491200 -2796402 96287602 0 0 0 0 0 0 0 0 0 0 0 965765853 604794556 -916357 119262438 11635865 11635865 121162859 121162859 5392411 5392411 0 7214378 2447184 4188831 578363 289963 93070 196893 366851075 314273190 41387110 11190775 26007788 21751406 3375536 880846 39394674 33055107 4741807 1597760 22318732 18427970 3113834 776928 0 5754908 4441241 1313667 460706 20000 440706 508367 508367 1354575 1354575 1361350 24429 1336921 47496214 36008151 11386853 101210 15068 15068 66722410 58293782 6406555 2022073 8601340 5423499 3018284 159557 1432214 1432214 36815083 35739409 1075674 14922641 12369222 2072748 480671 0 5302261 3833421 891951 576889 27126401 26333813 792588 0 45194639 43874128 1320511 0 BOOKS 9815968 9629856 26951 159161 SUBSIDIARY EXPENSE-TVETS 8285767 8285767 EQUIPMENT PURCHASES 8252116 8242388 9728 GOODS AND SERVICES 6355937 6352065 1348 2524 1602447 1580047 22400 0 897648157 790122494 87432370 20093293 0 37552250 51039544 51855321 50324606 11780260 13317614 0 0 0 0 58674167 54003601 446838 453819 7625053 6257612 1424759840 610242833 780221390 814517007 371695412 367644728 1519903522 1665862677 25505338 24148166 116290812 112744740 2981550363 3160314114 133521988 132268661 57160202 49194977 630794290 624335075 2495552 2867567 0 0 80927313 83637638 904899345 892303918 X 1112194260 1202484880 426846458 496780212 537610300 568745104 2076651018 2268010196 2981550363 3160314114 X 68117696 119344385 3897097 X false true X true true true X 215068050 236685651 205879619 209152025 242625216 1109410561 0 0 215068050 236685651 205879619 209152025 242625216 1109410561 1109410561 24442197 21121380 19639137 21640901 25079798 111923413 0 0 0 0 0 0 0 1221333974 2781852940 0.90840 X X 0 0 508367 508367 508367 508367 877046497 916034320 877554864 916542687 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 328735 402965 450418 508367 1690485 250000 250000 250000 250000 1000000 1500000 0 0 0 10755 7300273 X X X false false true X 1472355250 27445392 210364325 17828045 61993513 5286829 1625056580 1386696958 11124069 159776163 16256087 63959588 5026265 1472355250 1445680252 8004599 8206782 14978246 56013800 4202629 1386696958 1252970860 24333842 227385906 15794246 39266184 3949926 1445680252 1142107003 18523742 134334800 7965044 31027541 3002100 1252970860 0.39200 0.33800 0.27000 false false 45404073 45404073 1194389550 507436421 686953129 0 184966217 102806412 82159805 0 814517007 615974611 F 0 F OTHER INVESTMENTS 15935672 F COMMON TRUST EQUITY INDEX FUNDS 420824832 F PRIVATE EQUITIES 332313713 F REAL ESTATE 178635961 F FUNDS HELD UNDER BOND AGREEMENTS 5559 F UNSETTLED INVESTMENTS 6360453 F NATURAL RESOURCES 95811876 F 1665862677 0 UNFUNDED STATUS OF POST RETIREMENT PLAN 34000 INTEREST RATE AGREEMENTS 56248924 GOVERNMENT ADVANCES 27354714 83637638 983872630 119344384 -101499832 17844552 966028078 -262225 -262225 965765853 792513454 17359737 17359737 775153717 122494440 122494440 897648157 Schedule D, Part III, Line 4, Collections of art - description of collections THE TRUSTEES OF TUFTS COLLEGE'S COLLECTIONS INCLUDE PRIMARILY ART, BOOKS AND ARTIFACTS WHICH ARE PUT TO USE IN THE ORGANIZATION'S INSTRUCTION AND ACADEMIC RESEARCH. Schedule D, Part IV, Line 2b, Explanation of escrow agreement TUFTS UNIVERSITY IS THE FISCAL AGENT FOR NUMEROUS UNIVERSITY SPONSORED ACTIVITIES. THE UNIVERSITY HOLDS THESE FUNDS, BUT DOES NOT OWN THEM. AS A RESULT OF THIS ARRANGEMENT THE UNIVERSITY RECORDS A LIABILITY EQUAL TO THE FUNDS BEING HELD IN ESCROW. Schedule D, Part V, Line 4, Intended uses of endowment funds THE TRUSTEES OF TUFTS COLLEGE INTEND TO USE THE ORGANIZATION'S ENDOWMENT FUNDS TO PROVIDE FUTURE RESOURCES TO SUPPORT THE UNIVERSITY'S ACTIVITIES. SCHEDULE D, PART X, LINE 1, FIN 48 FOOTNOTE TUFTS UNIVERSITY FINANCIAL STATEMENTS DID NOT REPORT A LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN48. SCHEDULE D, PART XI, FINANCIAL STATEMENTS THE TRUSTEES OF TUFTS COLLEGE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS. Schedule D, Part XI, Line 2d, Other revenues in audited financial statements not in form 990 CONSOLIDATED ENTITIES REVENUE - 14864783; CUMULATIVE EFFECT OF ACCOUNTING CHANGE - 1361000; CHANGE IN SPLIT INTEREST AGREEMENT - 3364764; TUITION DISCOUNT - -XXX-XX-XXXX; INVESTMENT IN TUFTS SHARED SERVICES, INC. F/K/A T-NEMC, A RELATED ORGANIZATION - 908956; Schedule D, Part XI, Line 4b, Other revenues in form 990 not in audited financial statements INTERDEPARTMENTAL REQUISITION REVENUE - 1842737; RENTAL EXPENSE NETTED WITH RENTAL INCOME - -2104962; Schedule D, Part XII, Line 2d, Other expenses in audited financial statements not in form 990 INTERDEPARTMENTAL REQUISITION REVENUE - 757331; CONSOLIDATED ENTITIES EXPENSES - 11862921; CHANGE IN FAIR VALUE OF INTEREST RATE AGREEMENTS - 4739485; Schedule D, Part XII, Line 4b, Other expenses in form 990 not in audited financial statements CONSOLIDATED ENTITIES EXPENSES - 2600068; TUITION DISCOUNT - XXX-XX-XXXX; RENTAL EXPENSE NETTED WITH RENTAL INCOME - -2104962; true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3, Racially nondiscriminatory policy AS PERMITTED UNDER SEC. 4.03 OF REV. PROC. 75-50, TRUSTEES OF TUFTS COLLEGE SATISFIES THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02 BECAUSE THE TRUSTEES OF TUFTS COLLEGE "CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE OR WORLDWIDE...AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO THE STUDENTS." Schedule E, Part I, Line 6a, Financial aid or assistance from a governmental agency THE TRUSTEES OF TUFTS COLLEGE RECEIVES ASSISTANCE IN THE FORM OF FEDERAL PERKINS LOANS, HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS, PELL GRANTS, ACG GRANTS, SMART GRANTS, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND FEDERAL WORK STUDY FUNDS. STUDENTS ENROLLED AT THE TRUSTEES OF TUFTS COLLEGE ALSO RECEIVE LOAN FUNDS THROUGH THE FFEL LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH AND NASA. true EUROPE (INCLUDING ICELAND AND GREENLAND) 5 5 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 4123400 EAST ASIA AND THE PACIFIC 3 2 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 438196 SOUTH AMERICA 1 1 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 518284 SUB-SAHARAN AFRICA 1 2 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 310846 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 2500 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 443441 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING 731546 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 65240 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 GRANTMAKING 54762 RUSSIA AND NEIGHBORING STATES 0 0 GRANTMAKING 16162 SOUTH AMERICA 0 0 GRANTMAKING 105869 SOUTH ASIA 0 0 GRANTMAKING 641448 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 3331442 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 456261000 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 31127000 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 INVESTMENTS 12690000 SUB-SAHARAN AFRICA 0 0 INVESTMENTS 5981000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 61261 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 219201 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 499239 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 101845 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 58351 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 8102 SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 60462 SOUTH ASIA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 47385 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 254830 EAST ASIA AND THE PACIFIC 0 0 FUNDRAISING 10276 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 FUNDRAISING 5229 RUSSIA AND NEIGHBORING STATES 0 0 FUNDRAISING 430 10 10 518168747 SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 50000 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 196633 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 121597 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 23893 WIRE SOUTH ASIA SUBCONTRACT RESEARCH GRANT 33660 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 63165 WIRE SOUTH ASIA SUBCONTRACT RESEARCH GRANT 101015 WIRE MIDDLE EAST AND NORTH AFRICA SUBCONTRACT RESEARCH GRANT 10601 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 5215 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 83348 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 113400 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 24749 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 145607 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 181728 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 40703 WIRE SOUTH ASIA SUBCONTRACT RESEARCH GRANT 97172 WIRE SOUTH AMERICA SUBCONTRACT RESEARCH GRANT 50000 WIRE SOUTH ASIA SCHOLARSHIPS 18000 WIRE SOUTH ASIA STUDENT STIPENDS 13500 WIRE EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 11204 WIRE EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 17319 CHECK EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 59359 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 93481 CHECK EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 26395 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 29000 WIRE NORTH AMERICA (CANADA & MEXICO ONLY) SUBCONTRACT RESEARCH GRANT 50000 WIRE EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 72825 CHECK EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 103366 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 107229 WIRE SUB-SAHARAN AFRICA SCHOLARSHIPS 19252 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 866128 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 28280 WIRE SOUTH AMERICA SUBCONTRACT RESEARCH GRANT 51590 CHECK SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 9539 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 196605 WIRE SOUTH ASIA STUDENT PRIZES 25000 CHECK SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 50290 WIRE MIDDLE EAST AND NORTH AFRICA SUBCONTRACT RESEARCH GRANT 10686 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 90073 WIRE EAST ASIA AND THE PACIFIC STUDENT PRIZES 7500 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 89839 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 20694 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 91491 WIRE SOUTH ASIA SUBCONTRACT RESEARCH GRANT 50000 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 50000 WIRE SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 170309 WIRE EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 50000 WIRE EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 21041 WIRE 48 0 FELLOWSHIPS EAST ASIA AND THE PACIFIC 3 16969 CHECK FELLOWSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 1 10000 CHECK FELLOWSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 1 2800 WIRE INT'L PROGRAM ADVANCES EUROPE (INCLUDING ICELAND AND GREENLAND) 1 25083 ELECTRONIC FUNDS TRANSFER INT'L PROGRAM ADVANCES SUB-SAHARAN AFRICA 7 643892 WIRE SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 1 2500 CHECK SCHOLARSHIPS EAST ASIA AND THE PACIFIC 9 80209 CHECK SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 12 83306 CHECK SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 3 43256 CHECK SCHOLARSHIPS NORTH AMERICA (CANADA & MEXICO ONLY) 1 3500 CHECK SCHOLARSHIPS RUSSIA AND NEIGHBORING STATES 1 16162 CHECK SCHOLARSHIPS SOUTH AMERICA 1 1779 CHECK SCHOLARSHIPS SOUTH ASIA 15 174869 CHECK SCHOLARSHIPS SUB-SAHARAN AFRICA 21 272500 CHECK SCHOLARSHIPS SUB-SAHARAN AFRICA 1 1744 WIRE STUDENT PRIZES EAST ASIA AND THE PACIFIC 8 3649 CHECK STUDENT PRIZES EUROPE (INCLUDING ICELAND AND GREENLAND) 2 26821 CHECK STUDENT PRIZES EUROPE (INCLUDING ICELAND AND GREENLAND) 1 143 WIRE STUDENT PRIZES MIDDLE EAST AND NORTH AFRICA 1 697 CHECK STUDENT PRIZES NORTH AMERICA (CANADA & MEXICO ONLY) 1 1262 CHECK STUDENT PRIZES SOUTH ASIA 1 500 CHECK STUDENT PRIZES SUB-SAHARAN AFRICA 3 3057 CHECK SUBCONTRACT RESEARCH GRANT SOUTH ASIA 1 127732 WIRE true true true true true true Schedule F, Part I, Line 2, Procedures for monitoring use of grant funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. 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GRANT AWARD UNIVERSITY OF ILLINOIS PO BOX 20787 SPRINGFIELD IL 62708 376000511 501 (C)(3) 126004 SUBCONTRACT GRANT AWARD UNIVERSITY OF MARYLAND PO BOX 41428 BALTIMORE MD 21203 526002033 501 (C)(3) 19602 SUBCONTRACT GRANT AWARD UNIVERSITY OF MASSACHUSETTS 100 MORRISSEY BLVD BOSTON MA 02125 043167352 501 (C)(3) 164325 SUBCONTRACT GRANT AWARD UNIVERSITY OF NEBRASKA 312 N 14TH ST ALEXANDER WEST BLDG LINCOLN NE 68588 470049123 501 (C)(3) 9025 SUBCONTRACT GRANT AWARD UNIVERSITY OF NORTHERN IOWA 1227 WEST 27TH STREET CEDAR FALLS IA 50614 426004333 501 (C)(3) 39945 SUBCONTRACT GRANT AWARD UNIVERSITY OF SOUTHERN CALIFORNIA 3710 MCCLINTOCK AVENUE LOS ANGELES CA 90089 951642394 501 (C)(3) 11173 SUBCONTRACT GRANT AWARD UNIVERSITY OF TENNESSEE 210 STUDENT SERVICES BUILDING KNOXVILLE TN 37996 626001636 501 (C)(3) 92785 SUBCONTRACT GRANT AWARD UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DR CHICAGO IL 60693 916001537 501 (C)(3) 246506 SUBCONTRACT GRANT AWARD ANCY VERDIER 384 MONTAUK HWY STE 4 WAINSCOTT NY 11975 640952279 FOR PROFIT 9000 SUBCONTRACT GRANT AWARD VIJU INC 1 GATEHALL DRIVE STE P6 PARSIPPANY NJ 07054 202788939 FOR PROFIT 20000 SUBCONTRACT GRANT AWARD WASHINGTON UNIVERSITY 700 ROSEDALE AVE ST LOUIS MO 63112 430653611 501 (C)(3) 264769 SUBCONTRACT GRANT AWARD WEILL CORNELL MEDICAL COLLEGE 575 LEXINGTON AVE 9TH FL NEW YORK NY 10022 131623978 501 (C)(3) 104389 SUBCONTRACT GRANT AWARD YESHIVA UNIVERSITY 1300 MORRIS PARK AVE BRONX NY 10461 131624225 501 (C)(3) 60508 SUBCONTRACT GRANT AWARD 69 16 SCHOLARSHIPS 6148 115030716 FELLOWSHIPS 479 5095335 STUDENT PRIZES 534 605814 STUDENT STIPENDS 351 430994 Schedule I, Part I, Line 2, Procedures for monitoring use of grant funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS. X X X X X true true X X X X X true true false true false true false true true true ANTHONY P MONACO PRESIDENT & TRUSTEE 658144 0 0 0 69309 0 50065 0 68172 0 845690 0 0 0 PATRICIA L CAMPBELL EXECUTIVE VP 472755 0 0 0 3862 0 50065 0 9303 0 535984 0 0 0 MARY R JEKA SR VP, UNIVERSITY RELATIONS 336925 0 0 0 6624 0 45319 0 8839 0 397707 0 0 0 DAVID R HARRIS PROVOST & SR VP 497493 0 0 0 1077 0 50065 0 27101 0 575736 0 0 0 THOMAS S MCGURTY VP FINANCE & TREASURER 257449 0 0 0 79965 0 45319 0 19395 0 402128 0 0 0 DAVID J KAHLE VP & CHIEF INFORMATION OFFICER 292123 0 0 0 916 0 39315 0 25097 0 357450 0 0 0 MARTHA L POKRAS VP HUMAN RESOURCES (INTERIM) START DATE 4/30/14 201987 0 0 0 1224 0 24956 0 8738 0 236905 0 0 0 LINDA E CATALDO VP HUMAN RESOURCES (INTERIM) FROM 7/01/13-4/30/14 123727 0 0 0 294 0 16808 0 14594 0 155423 0 0 0 MICHAEL A BAENEN CHIEF OF STAFF 151880 0 0 0 298 0 17916 0 11884 0 181979 0 0 0 ERIC C JOHNSON VP UNIVERSITY ADVANCEMENT 329840 0 0 0 1148 0 44565 0 22817 0 398371 0 0 0 LINDA L SNYDER VP OPERATIONS 258289 0 0 0 4444 0 33015 0 378 0 296126 0 0 0 GEORGE A HIBBARD ASSISTANT TREASURER 149675 0 0 0 678 0 16766 0 108 0 167227 0 0 0 KATHLEEN CRONIN VP HUMAN RESOURCES - END DATE 6/30/13 91515 0 0 0 184181 0 13069 0 12121 0 300886 0 0 0 HARRIS A BERMAN DEAN MEDICAL SCHOOL 437475 0 0 0 5101 0 32565 0 19348 0 494489 0 0 0 JOANNE E BERGER-SWEENEY DEAN ARTS & SCIENCES 303680 0 0 0 1690 0 32565 0 34248 0 372182 0 0 0 LINDA M ABRIOLA DEAN ENGINEERING 290128 0 0 0 1614 0 32565 0 25291 0 349598 0 0 0 NAOMI ROSENBERG DEAN SACKLER SCHOOL 251070 0 0 0 3178 0 32565 0 17677 0 304490 0 0 0 DEBORAH T KOCHEVAR DEAN CUMMINGS SCHOOL 250417 0 0 0 1356 0 32565 0 24201 0 308539 0 0 0 HUW THOMAS DEAN DENTAL SCHOOL 383705 0 0 0 3022 0 32565 0 12672 0 431964 0 0 0 SALLY DUNGAN CHIEF INVESTMENT OFFICER 356632 0 297757 0 1646 0 250005 0 49366 0 955406 0 104853 0 CATHERINE HAYES PROFESSOR & CHAIR 0 0 0 0 587500 0 0 0 0 0 587500 0 0 0 NAUSHIRWAN MEHTA PROFESSOR & ASSOC. DEAN 262355 0 0 0 126882 0 32565 0 22949 0 444751 0 0 0 MARIA PAPAGEORGE PROFESSOR & CHAIR 192407 0 336773 0 802 0 24993 0 26713 0 581688 0 0 0 RENEE R NADLER DIRECTOR OF INVESTMENTS 261166 0 175320 0 1146 0 160650 0 21589 0 619871 0 61664 0 Schedule J, Part I, Line 1a, First-class or charter travel VARIOUS OFFICERS AND SENIOR STAFF TRAVEL ABROAD PERIODICALLY ON SCHOOL BUSINESS. THE AIRLINE ACCOMMODATIONS MAY INCLUDE FIRST-CLASS SEATING WHEN THE TRAVEL IS FOR A PERIOD OF SIX HOURS OR MORE. DURING CALENDAR YEAR 2013, ONE KEY EMPLOYEE AND ONE HIGHLY-COMPENSATED EMPLOYEE TRAVELLED USING SUCH AIRLINE ACCOMODATIONS, THE VALUE OF WHICH WAS NOT INCLUDED IN THEIR TAXABLE COMPENSATION AS IT WAS A BUSINESS EXPENSE. Schedule J, Part I, Line 1a, Travel for companions THE PRESIDENT TRAVELS FOR UNIVERSITY BUSINESS WITH HIS SPOUSE ON A LIMITED BASIS. SPOUSAL TRAVEL EXPENSES ARE FOR A BONA FIDE BUSINESS PURPOSE AND ARE NOT INCLUDED IN TAXABLE COMPENSATION. Schedule J, Part I, Line 1a, Tax indemnification and gross-up payments THE UNIVERSITY MAY INDEMNIFY AND PROVIDE TAX GROSS- UP AMOUNTS TO REIMBURSE OFFICERS AND SENIOR MANAGEMENT EMPLOYEES WHERE ADDITONAL PERSONAL INCOME TAXES ARE INCURRED FROM AN INCLUSION OF A TAXABLE FRINGE BENEFIT. DURING THE CALENDAR YEAR 2013, FOUR OFFICERS RECEIVED TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, ALL OF WHICH WERE INCLUDED IN TAXABLE COMPENSATION TO THE EMPLOYEES. Schedule J, Part I, Line 1a, Housing allowance or residence for personal use AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF TUFTS UNIVERSITY, THE UNIVERSITY PRESIDENT IS REQUIRED TO RESIDE ON CAMPUS. THE VALUE OF HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION BUT IS REFLECTED IN SCHEDULE J, PART II, COLUMN (D). Schedule J, Part I, Line 1a, Personal services THE UNIVERSITY PROVIDED HOUSECLEANING SERVICES TO THE PRESIDENT OF WHICH THE PRESIDENT REIMBURSES THE UNIVERSITY FOR THE MARKET VALUE OF PERSONAL HOUSECLEANING SERVICES. AS A RESULT, NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE UNIVERSITY PROVIDED OUTPLACEMENT SERVICES TO THE FORMER V.P. - HUMAN RESOURCES VALUED AT $20,000. THE VALUE OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 4a, Severance or change-of-control payment CATHERINE HAYES, PROFESSOR AND CHAIR WAS AWARDED SEVERANCE PAYMENTS AS PART OF A BACK PAY AND LEGAL EMPLOYMENT SETTLEMENT TOTALLING $587,500. KATHLEEN CRONIN, FORMER VP HUMAN RESOURCES RECEIVED A NEGOTIATED ONE-YEAR SEVERANCE AGREEMENT TOTALLING $251,805, PAYABLE IN FOUR QUARTERLY INSTALLMENTS. ADDITIONAL OUTPLACEMENT SERVICES TOTALLING $20,000 WERE ALSO PROVIDED. Schedule J, Part I, Line 4b, Supplemental nonqualified retirement plan SALLY DUNGAN,CHIEF INVESTMENT OFFICER AND RENEE NADLER, DIRECTOR OF INVESTMENTS FOR THE UNIVERSITY BOTH PARTICIPATE IN AN INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 100% AND 80%, RESPECTIVELY, OF THEIR BASE SALARY EARNINGS. THE INCENTIVE PAYOUT VESTING SCHEDULE IS OVER THREE YEARS AND ALLOWS FOR 50% IN YEAR ONE AND 25% FOR THE REMAINING TWO YEARS. PAYMENTS ARE MADE IN THE QUARTER FOLLOWING THE CLOSE OF THE FISCAL YEAR TO WHICH THE INCENTIVE PAYMENT APPLIES. TOTAL CURRENT-YEAR EARNED INCOME DEFERRAL AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C. Schedule J, Part I, Line 5a, Compensation contingent on revenues of the organization DR. MARIA PAPAGEORGE IS A FULL-TIME FACULTY MEMBER OF TUFTS UNIVERSITY SCHOOL OF DENTAL MEDICINE AND PARTICIPATES IN THE GROUP DENTAL PRACTICE CALLED TUFTS DENTAL ASSOCIATES (TDA) WHERE SHE PRACTICES DENTISTRY. AS A MEMBER OF TDA, SHE HAS A NON-FIXED PAYMENT INCENTIVE CONTRACT THAT IS PAID ANNUALLY OVER 24 PAY PERIODS. DURING 2013, INCENTIVE PAYMENTS TOTALED $336,773 AND WERE BASED ON NET COLLECTIONS FOR HER PRACTICE. Schedule J, Part I, Line 6a, Compensation contingent on net earnings of the organization SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. A BONUS ACCRUAL AMOUNT OF $297,757 WAS MADE IN FYE 06/30/13 AND LATER PAID IN AUGUST, 2013. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B). RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. AN INCENTIVE PAYOUT OF $175,320 WAS MADE IN 2013. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B). Schedule J, Part I, Line 7, Non-fixed payments SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $36,394 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN AS DESCRIBED ON LINE 4(B). RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $21,445 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN AS DESCRIBED ON LINE 4(B). A MHEFA SERIES N 042456011 57586CV36 2008-03-27 140600000 REFUNDED AUG-04, JAN-06 false false false B MHEFA SERIES O 042456011 57586EBG5 2008-11-13 83752144 CONST & EQUIP FACILITY false false false C MHEFA SERIES M 042456011 57586EJT9 2009-06-11 66548467 REFUNDED MAY-1998 false false false D MDFA SERIES P 043431814 57583R7L3 2011-02-08 50532192 REFUNDED APR-2001 false false false A 1134020 0 140600000 0 0 0 600000 0 0 0 140000000 0 true false true true B 1200000 0 83830604 0 0 0 731604 0 0 83099000 0 0 2010 false false true true C 6072849 0 66548467 0 0 0 538881 0 0 0 66009586 0 true false true true D 10458 0 50532192 0 0 0 532192 0 0 0 50000000 0 true false true true A false true true true true true 0.00960 0.00210 0.01170 false false true B false true true true true true 0.02840 0.00050 0.02890 false false true C 0.00000 0.00000 0.00000 D 0.00000 0.00000 0.00000 A false true true true DEUTSCHE BANK AND B 30.0 true false false DEUTSCHE BANK AND BANK OF AMERICA 30.0 false true B false true false false 0.0 false 0.0 false true C false true false false 0.0 false 0.0 false true D false true true true BARCLAYS BNY MELLON 25.0 false false false false true A true B true C true D true Schedule K, Part V, ISSUER NAME: MHEFA Series O ANY DIFFERENCES BETWEEN THE ORIGINAL ISSUE PRICE AND THE GROSS PROCEEDS ARE A RESULT OF INVESTMENT EARNINGS. CHARLES RIVER LABORATORIES KEY EMPLOYEE IS A BOARD MEMBER 368245 LAB SERVICES false MARIA GOVE TRINGALE SPOUSE OF CURRENT OFFICER 194359 EMPLOYMENT false MORTON B ROSENBERG SPOUSE OF CURRENT KEY EMPLOYEE 202619 EMPLOYMENT false ADAGE CAPITAL MANAGEMENT PARTNER IS SPOUSE OF CURRENT TRUSTEE 1311484 INVESTMENT MANAGEMENT SERVICES false MARK A POKRAS SPOUSE OF CURRENT OFFICER 93588 EMPLOYMENT false X 3 5719 MARKET VALUE X 2340 MARKET VALUE X 8530 MARKET VALUE X 1 3500 MARKET VALUE X 205 8989783 MARKET VALUE X 2 5036 MARKET VALUE X 4 100175 MARKET VALUE X 2 750 MARKET VALUE X MEDICAL EQUIPMENT 9 416839 MARKET VALUE X GIFT CARD 1 25 MARKET VALUE X DINNER EVENT 5 13676 MARKET VALUE X COMPUTER EQUIPMENT 2 3503 MARKET VALUE X PLANE TICKETS 2 12294 MARKET VALUE X RENTAL REDUCTION AGREEMENT 1 2040000 MARKET VALUE 0 false true false SCHEDULE M, PART I, NON-CASH CONTRIBUTIONS THE UNIVERSITY IS REPORTING THE NUMBER OF NON-CASH FISCAL YEAR CONTRIBUTIONS BASED ON EACH GIFT RECEIVED. Schedule M, part I, column (b), Line 1, Number of contributions or items contributed. Schedule M, part I, column (b), Line 4, Number of contributions or items contributed. Schedule M, part I, column (b), Line 9, Number of contributions or items contributed. Schedule M, part I, column (b), Line 19, Number of contributions or items contributed. FORM 990, PART I, LINE 6, NUMBER OF VOLUNTEERS TUFTS UNIVERSITY HAS NUMEROUS VOLUNTEERS INCLUDING ITS TRUSTEES AND ALUMNI WHO DEDICATE THEIR TIME, EXPERIENCE, AND EFFORTS TO THE UNIVERSITY. DUE TO THE LARGE VOLUME OF VOLUNTEERS IT IS NOT FEASIBLE TO FORMALLY TRACK THE ACTUAL NUMBER AND ACCURATELY ESTIMATE THE NUMBER OF VOLUNTEERS. FORM 990, PART V, LINE 2A, NUMBER OF EMPLOYEES PER W-3 THE UNIVERSITY PAYROLL DEPARTMENT HAS REPORTED 11,704 EMPLOYEES ON FORM W-3 FOR THE CALENDAR-YEAR 2013. THIS AMOUNT INCLUDES FULL-TIME STAFF, FACULTY, AS WELL AS STUDENTS WHO MAY WORK PART-TIME AND/OR ON A SHORT-TERM BASIS. Form 990, Part VI, Sec A, Line 2, Family/business relationships amongst interested persons THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - BUSINESS RELATIONSHIP, DANIEL J. DOHERTY III, THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - BUSINESS RELATIONSHIP Form 990, Part VI, Sec B, Line 11b, Review of form 990 by governing body THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE TAX RETURN. THE UNIVERSITY ALSO ENGAGED PRICEWATERHOUSECOOPERS LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. A FINAL COPY OF THE FORM 990, AS FILED, WAS PROVIDED TO THE FULL GOVERNING BODY PRIOR TO IT BEING FILED. Form 990, Part VI, Sec B, Line 12c, Conflict of interest policy THE TRUSTEES OFFICE AT TUFTS UNIVERSITY MAINTAINS A STATEMENT OF COMPLIANCE AND DISCLOSURE FORM WHICH IS USED TO DISCLOSE ANY CONFLICTS OF INTEREST FOR OFFICERS, KEY EMPLOYEES, AND GOVERNING BOARD MEMBERS. THIS DOCUMENT IS SENT ANNUALLY AFTER FISCAL YEAR END. AFTER READING THE CONFLICT OF INTEREST POLICY, WHILE USING AN INTERNET-BASED QUESTIONNAIRE SYSTEM, EACH MEMBER IS REQUIRED TO ELECTRONICALLY DISCLOSE ANY POTENTIAL OR REAL CONFLICTS IN A STATEMENT THAT IS SIGNED, DATED, AND RETURNED ELECTRONICALLY TO THE TRUSTEES OFFICE. FURTHER, AS PART OF THE ANNUAL MONITORING PROCESS, CONFLICTS OF INTEREST DISCLOSURES ARE REPORTED TO THE AUDIT COMMITTEE, THROUGH THE SECRETARY OF THE CORPORATION. THE AUDIT COMMITTEE IS NOTIFIED AND REVIEWS SUCH DISCLOSURES AND ADVISES ANY ACTIONS. THEREAFTER, THE INDIVIDUAL BOARD MEMBER THEN CONFIRMS THAT THEY WILL NOT PARTICIPATE IN ANY DECISIONS RELATING TO THE SPECIFIC DISCLOSED CONFLICT Form 990, Part VI, Sec B, Line 15a, Process to establish compensation of top management official EXECUTIVE COMPENSATION IS DETERMINED BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES WHO MAY SERVE AS THE CHAIR, ALONG WITH ADDITIONAL MEMBERS, EACH SERVING WITH NO TERM LIMITS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERTISE WITH COMPENSATION ISSUES. THE COMMITTEE MEETS AT LEAST ANNUALLY AND USES SURVEY DATA FROM HUMAN RESOURCES WHICH WAS GATHERED FROM AN EXTERNAL GLOBAL PROFESSIONAL SERVICES COMPANY, CALLED TOWERS WATSON. THE EXECUTIVE COMPENSATION SURVEY INCLUDES PEER INSTITUTIONS DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES GATHERS INFORMATION FROM THE CUPA ADMINISTRATIVE COMPENSATION ANNUAL SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES IN THE APRIL-MAY, 2014 TIMEFRAME, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTED AN ANNUAL PERFORMANCE REVIEW IN JUNE, 2014 Form 990, Part VI, Sec B, Line 15b, Process to establish compensation of other employees FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT AND PROVOST. Form 990, Part VI, Sec C, Line 19, Required documents available to the public TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL ARE AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS AND THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ARE AVAILABLE ON THE TUFTS UNIVERSITY WEBSITE AT WWW.TUFTS.EDU. Form 990 , Part XI, Line 9, Other changes in net assets or fund balances NET GAIN FROM CONSOLIDATED ENTITIES - 3001862; CUMULATIVE EFFECT OF ACCOUNTING CHANGE - 1361000; CHANGE IN SPLIT INTEREST AGREEMENTS - 3364764; CHANGE IN FAIR VALUE OF INTEREST RATE AGREEMENTS - -4739485; INVESTMENT IN TUFTS SHARED SERVICES, INC. F/K/A T-NEMC, A RELATED ORGANIZATION - 908956; Schedule J, Part I, Line 8, Payments on contract that is subject to the initial contract exception THE PRESIDENT AND PROVOST ARE SERVING UNDER THEIR INITIAL CONTRACTS SCHEDULE J, PART II, COLUMN (D), NONTAXABLE BENEFITS NONTAXABLE BENEFIT AMOUNTS INCLUDE THE VALUE OF HOUSING FOR PERSONAL USE FOR PRESIDENT ANTHONY P. MONACO. TUITION REMISSION BENEFITS WERE INCLUDED FOR JOANNE BERGER-SWEENEY AND SALLY DUNGAN. Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=MEDICAL EQUIPMENT : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=GIFT CARD : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=DINNER EVENT : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=COMPUTER EQUIPMENT : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=PLANE TICKETS : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=RENTAL REDUCTION AGREEMENT : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=MEDICAL EQUIPMENT : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=GIFT CARD : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=DINNER EVENT : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=COMPUTER EQUIPMENT : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=PLANE TICKETS : Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=RENTAL REDUCTION AGREEMENT : TUDC LLC 169 HOLLAND STREET SOMERVILLE MA 02144 043056113 REAL ESTATE DEVELOPMENT MA 0 0 TRUSTEES OF TUFTS COLLEGE TUFTS MEDIA LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 CONSUMER PUBLISHING & MEDIA DE 4364954 3548480 TRUSTEES OF TUFTS COLLEGE AZULUNA BRANDS LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 AGRICULTURE MA 2174 0 TRUSTEES OF TUFTS COLLEGE TUFTS HEALTH AND WELLNESS SERVICES LLC 169 HOLLAND STREET SOMERVILLE MA 02144 800754011 HEALTH AND WELLNESS SERVICES MA 0 0 TRUSTEES OF TUFTS COLLEGE THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET SOMERVILLE MA 02144 043828582 RELIEF OF POOR & EDUCATION GRANTS MA 501(C)(3) 11 - Type I TRUSTEES OF TUFTS COLLEGE true WALNUT HILL PROPERTIES CORP PO BOX 53 TRUSTEES OF TUFTS COLLEGE MEDFORD MA 02153 043419100 REAL ESTATE MANAGEMENT MA 501(C)(3) 11 - Type I TRUSTEES OF TUFTS COLLEGE true TUFTS SHARED SERVICES INC 171 HARRISON AVE PO BOX 634 BOSTON MA 02111 237000827 COORDINATE HEALTH & EDUCATIONAL SERVICES MA 501(C)(3) 11 - Type III - FI TRUSTEES OF TUFTS COLLEGE true TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES INC 200 WESTBOROUGH ROAD NORTH GRAFTON MA 02158 043430674 VETERINARY EMERGENCY TREATMENT & CARE MA 501(C)(3) 9 TRUSTEES OF TUFTS COLLEGE true TUFTS HEALTH CARE INSTITUTE 136 HARRISON AVENUE BOSTON MA 02111 043289926 DEVELOPS ACCREDITED EDUCATIONAL ACTIVITIES & WORKSHOPS FOR HEALTH CARE PROFESSIONALS MA 501(C)(3) 11 - Type I TRUSTEES OF TUFTS COLLEGE true TUFTS UNIVERSITY POST-RETIREMENT PLAN 169 HOLLAND STREET SOMERVILLE MA 02144 043236078 VEBA MA 501(C)(9) N/A TRUSTEES OF TUFTS COLLEGE true JM HOLDINGS INC 169 HOLLAND STREET SOMERVILLE MA 02144 043184043 REAL ESTATE DEVELOPMENT MA TRUSTEES OF TUFTS COLLEGE C CORPORATION -1450 15223 1 true PERPETUAL TRUSTS - 6 SUPPORT MA TRUSTEES OF TUFTS COLLEGE TRUST CHARITABLE REMAINDER UNITRUSTS - 35 SUPPORT MA TRUSTEES OF TUFTS COLLEGE TRUST true true false true false false false false true false true true true true true false true true true WALNUT HILL PROPERTIES CORP A 80613 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP D 10181465 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP I 3169630 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP K 1074229 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP L 136058 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP S 4025485 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES A 80481 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES D 1190300 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES L 735813 FAIR MARKET VALUE TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES S 309287 FAIR MARKET VALUE OMIDYAR-TUFTS MICROFINANCE FUND L 124754 FAIR MARKET VALUE OMIDYAR-TUFTS MICROFINANCE FUND Q 656246 FAIR MARKET VALUE TUFTS SHARED SERVICES M 5690000 FAIR MARKET VALUE TUFTS HEALTH CARE INSTITUTE M 150000 FAIR MARKET VALUE PART IV, COLUMN (A), TRUSTS THE PERPETUAL AND CHARITABLE REMAINDER TRUSTS ARE DOMICILED IN CALIFORNIA, CONNECTICUT, FLORIDA, INDIANA, AND MASSACHUSETTS. Trustees of Tufts College 169 Holland StreetAttn Tax Dept Somerville MA 02144 042103634 X 0 508367 508367 877046497 877554864 1000000 250000 0 0 0 TUFTS HEALTH CARE INSTITUTE 136 HARRISON AVENUE BOSTON MA 02111 043289926 0 0 0 1245016 0 0 0 0 0 0 THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 043828582 0 0 0 753979 0 0 0 0 0 0 TUFTS VETERINARY EMERGENCY TREATMENT SPECIALTIES INC 200 WESTBORO ROAD NORTH GRAFTON MA 01536 043430674 0 0 0 7960250 0 0 0 0 0 0 TUFTS SHARED SERVICES INC 171 HARRISON AVENUE BOSTON MA 02111 237000827 0 0 0 25852185 0 0 0 0 0 0 WALNUT HILL PROPERTIES CORP PO BOX 53 TUFTS UNIVERSITY BRANCH MEDFORD MA 02155 043419100 0 0 0 3176393 0 0 0 0 0 0