2015-05-14T15:43:59-05:00 2014-06-30 205991824 SC&H TAX & ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2013-07-01 521734695 KENNEDY KRIEGER FOUNDATION INC KENN 4439231810 707 NORTH BROADWAY BALTIMORE MD 21205 MICHAEL J NEUMAN SVP OF FINANCE 4439231810 2015-05-14 1 LORI S BURGHAUSER P00370694 4104031500 2015-05-13 2013 2016-02-25 16:41:14Z MICHAEL J NEUMAN 2931 E BIDDLE STREET BALTIMORE MD 21213 33528781 0 X WWW.KENNEDYKRIEGER.ORG X 1991 MD FUNDRAISING AND MANAGING ENDOWMENT FUNDS TO BENEFIT KENNEDY KRIEGER INSTITUTE AFFILIATES. 11 10 15 500 0 0 10415704 19062465 0 0 1896537 3040947 1103041 1112703 13415282 23216115 8843744 3479505 0 0 1009813 823942 0 245165 1655259 995633 1199786 10849190 5748398 2566092 17467717 69946017 87045146 0 0 69946017 87045146 THE ORGANIZATION CONDUCTS FUNDRAISING, MANAGES ENDOWMENT FUNDS, AND DISTRIBUTES RAISED FUNDS TO KENNEDY KRIEGER INSTITUTE AFFILIATES. 0 0 3479505 3479505 0 CONTRIBUTIONS TO SUPPORT THE CHARITABLE, SCIENTIFIC, AND EDUCATIONAL PURPOSES OF THE AFFILIATED CORPORATIONS THAT MAKE UP THE KENNEDY KRIEGER INSTITUTE. 3479505 1 1 0 0 0 1 0 0 0 1 0 0 0 1 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 3 0 15 1 0 0 0 0 0 1 1 0 0 0 0 X 11 10 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC MD FL NJ NY PA VA X MICHAEL J NEUMAN 4439231810 2931 E BIDDLE STREET BALTIMORE MD 21213 ATWOOD COLLINS III DIRECTOR - CHAIRMAN 1.00 0.00 X X 0 0 0 HOWARD MILLER ESQ DIRECTOR - VICE CHAIRMAN 1.00 0.00 X X 0 0 0 TOBY S BOZZUTO DIRECTOR 1.00 0.00 X 0 0 0 RICHARD W CASS DIRECTOR 1.00 0.00 X 0 0 0 JUDITH G FADER DIRECTOR 1.00 0.00 X 0 0 0 JAY B NEWMAN DIRECTOR 1.00 0.00 X 0 0 0 JOHN J OLIVER JR DIRECTOR 1.00 0.00 X 0 0 0 ANTHONY T RODGERS DIRECTOR 1.00 0.00 X 0 0 0 VICTORIA M ROSELLINI DIRECTOR 1.00 0.00 X 0 0 0 STEPHEN A VINTZ DIRECTOR 1.00 0.00 X 0 0 0 GARY W GOLDSTEIN MD PRESIDENT & CEO 1.00 39.00 X X 11070 1041539 23039 JAMES M ANDERS JR CHIEF OPERATING OFFICER/TREASURER 1.00 39.00 X 7651 719755 21139 MICHAEL VD JOHNSTON MD CHIEF MEDICAL OFFICER/SECRETARY 0.00 40.00 X 0 652514 23039 MICHAEL J NEUMAN SVP - FINANCE 1.00 39.00 X 3074 289217 21538 LAINY LEBOW-SACHS SVP - EXTERNAL RELATIONS 22.00 18.00 X 232493 190222 23039 RAYMOND SHORT VP - HUMAN RESOURCES 1.00 39.00 X 1873 176128 23455 256161 3069375 135249 1 0 1 0 IMPACT INNOVATIONS SYSTEMS 13624 CHAPLETOWN MEWS BRISTOW VA 20136 CONSULTANTS 465409 CAL RIPKEN SR FOUNDATION 1427 CLARKVIEW ROAD STE 100 BALTIMORE MD 21209 DESIGNERS 202230 FANDANGO II LLC 4601 HOLLINS FERRY ROAD BALTIMORE MD 21227 PROMOTION 167875 NEPC LLC LOCK BOX 83261 WOBURN MA 01801 CONSULTANTS 161812 EU SERVICES PO BOX 676649 DALLAS TX 75267 PROMOTION 147175 5 861572 2500000 15700893 527874 19062465 1033483 1033483 11866370 9858906 2007464 2007464 2007464 466463 861572 453760 12703 12703 NON-COMPETE PAYMENT 900099 1100000 1100000 1100000 23216115 0 0 4153650 3479505 3479505 269769 24604 245165 541630 100315 441315 47676 6493 41183 178730 21675 157055 31302 6929 24373 7017 7017 2091 2091 365866 365866 428897 35997 392900 533 533 157395 14262 143133 177579 177579 9055 2073 6982 479 479 9079 9079 MISCELLANEOUS 38612 13038 25574 PERMITS, LICENSES & DUE 1743 1743 NON-CAPITAL EQUIPMENT 1440 1440 5748398 3479505 613634 1655259 8218328 8792427 8099490 17809784 7634 7240 44560492 50906040 2531447 1907109 6528626 7622546 69946017 87045146 0 0 X 52262263 60102478 17683754 25984446 0 958222 69946017 87045146 69946017 87045146 X 17467717 4542811 -4911399 X X 0 1 X 1 0 X 8429827 7854161 6255900 10415704 19062465 52018057 8429827 7854161 6255900 10415704 19062465 52018057 9745973 42272084 988616 1000149 1197035 681428 1033483 4900711 372015 100000 1100000 1103041 1112703 3787759 60706527 0.69630 0.74370 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 295000 1 1 46796939 6719088 1867507 204054 51444466 44183138 4432279 1676266 142212 46796939 46481677 305711 2452010 152240 44183138 38702896 7912155 133374 46481677 35063256 5112818 1349827 123351 38702896 1.00000 0.00000 0.00000 0 0 0 FUNDS RESERVED FOR GIFT ANNUITIES 494805 DUE FROM AFFILIATES 7127741 7622546 PART V, LINE 4: THE ENDOWMENT FUNDS HELD BY KENNEDY KRIEGER FOUNDATION, INC. ARE CONSIDERED BOARD-DESIGNATED AND ARE INTENDED TO BE USED FOR THE BENEFIT OF KENNEDY KRIEGER INSTITUTE, INC. AND ITS SUBSIDIARIES FOR FURTHERANCE OF THEIR TAX EXEMPT PURPOSES. FESTIVAL OF TREES 1153906 717593 436313 25150 376090 ROAR ON FOR AUTISM RSRCH 174129 143979 30150 1705 50815 1328035 861572 466463 26855 426905 453760 12703 1 KENNEDY KRIEGER CHILDREN'S HOSPITAL 707 NORTH BROADWAY BALTIMORE MD 21205 520607971 501(C)(3) 2023443 SUPPORT OPERATING NEEDS OF ORGANIZATION HUGO W MOSER RESEARCH INSTITUTE AT KENNEDY KRIEGER INC 707 NORTH BROADWAY BALTIMORE MD 21205 521524967 501(C)(3) 1001038 SUPPORT OPERATING NEEDS OF ORGANIZATION KENNEDY KRIEGER EDUCATION AND COMMUNITY SERVICES INC 707 NORTH BROADWAY BALTIMORE MD 21205 521753040 501(C)(3) 263024 SUPPORT OPERATING NEEDS OF ORGANIZATION PACT HELPING CHILDREN WITH SPECIAL NEEDS 7000 TUDSBURY ROAD BALTIMORE MD 21244 521230183 501(C)(3) 192000 SUPPORT OPERATING NEEDS OF ORGANIZATION 4 0 PART I, LINE 2: GRANTS ARE ONLY MADE TO RELATED ENTITIES TO SUPPORT CHARITABLE PURPOSES. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 GARY W GOLDSTEIN MD PRESIDENT & CEO 5056 475686 2629 247371 3385 318482 134 12616 108 10181 11312 1064336 0 0 JAMES M ANDERS JR CHIEF OPERATING OFFICER/TREASURER 3649 343267 1893 178107 2109 198381 134 12616 88 8301 7873 740672 0 0 MICHAEL VD JOHNSTON MD CHIEF MEDICAL OFFICER/SECRETARY 0 338068 0 125000 0 189446 0 12750 0 10289 0 675553 0 0 MICHAEL J NEUMAN SVP - FINANCE 2133 200648 368 34632 573 53937 134 12616 92 8696 3300 310529 0 0 LAINY LEBOW-SACHS SVP - EXTERNAL RELATIONS 128709 105307 44000 36000 59784 48915 7013 5738 5659 4629 245165 200589 0 0 RAYMOND SHORT VP - HUMAN RESOURCES 1474 138654 109 10219 290 27255 96 9070 150 14139 2119 199337 0 0 PART I, LINE 1A CERTAIN OFFICERS AND KEY EMPLOYEES WERE PROVIDED ADDITIONAL COMPENSATION TO OFFSET THE TAX IMPACT OF EXECUTIVE LIFE INSURANCE AND LONG TERM DISABILITY PREMIUMS MADE ON THEIR BEHALF. THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION TO THESE INDIVIDUALS. THESE INDIVIDUALS ARE: GARY W. GOLDSTEIN, M.D. JAMES M. ANDERS, JR. MICHAEL J. NEUMAN LAINY LEBOW-SACHS RAYMOND SHORT X 12 482073 FMV X SILENT AUCTIO 324 45801 FMV - WINNING BID 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 THE SOLE STOCKHOLDER OF KENNEDY KRIEGER FOUNDATION, INC. IS THE KENNEDY KRIEGER INSTITUTE, INC. (THE "INSTITUTE"), A SECTION 501(C)(3) ENTITY THAT SERVES AS THE PARENT CORPORATION OF THE INTEGRATED INSTITUTION. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE STOCKHOLDER OF THE ORGANIZATION IS THE KENNEDY KRIEGER INSTITUTE, INC., A SECTION 501(C)(3) ENTITY. THE KENNEDY KRIEGER INSTITUTE, INC. HAS THE POWER TO ELECT AND REMOVE BOARD MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7B THE SOLE STOCKHOLDER OF THE ORGANIZATION IS THE KENNEDY KRIEGER INSTITUTE, INC. THE KENNEDY KRIEGER INSTITUTE, INC. HAS THE POWER TO APPROVE DECISIONS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE IRS FORM 990 WAS DIRECTLY REVIEWED BY THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE FORM 990 WAS ALSO EMAILED TO THE ENTIRE BOARD OF DIRECTORS FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DECLARATION OF OUTSIDE EMPLOYMENT UPON HIRE, ANNUALLY THEREAFTER, OR AT SUCH TIME DURING THE COURSE OF EMPLOYMENT WHEN THE EMPLOYEE ENTERS A BUSINESS, CLINICAL, OR PERSONAL RELATIONSHIP THAT MAY APPEAR TO BE A CONFLICT OR IS IN FACT A CONFLICT OF INTEREST. SENIOR MANAGEMENT WILL REVIEW EACH CONFLICT OF INTEREST DISCLOSURE FORM TO DETERMINE WHETHER A POTENTIAL OR ACTUAL CONFLICT OF INTEREST EXISTS. IF THE DETERMINATION IS MADE THAT A CONFLICT OF INTEREST DOES EXIST, THEN APPROPRIATE MEASURES ARE TAKEN TO RECTIFY THE CONFLICT. BOARD MEMBERS AND SENIOR MANAGEMENT SUBMIT AN ANNUAL CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE TO DISCLOSE EXISTING OR POTENTIAL CONFLICTS THAT MAY RELATE TO FUTURE DECISION MAKING. WHEN AN ACTUAL CONFLICT INVOLVING A BOARD MEMBER IS IDENTIFIED, THE DIRECTOR WILL ABSTAIN FROM VOTING AND NOT USE HIS/HER PERSONAL INFLUENCE ON THE MATTER. SITUATIONS INVOLVING SENIOR MANAGEMENT MAY BE HANDLED THROUGH THE HUMAN RESOURCES PROCESS OR CONSIDERED BY THE BOARD OF DIRECTORS. RELATIONSHIPS WITH OTHER PROVIDERS, EDUCATIONAL INSTITUTIONS, MANUFACTURERS AND PAYORS ARE REVIEWED TO DETERMINE WHETHER CONFLICTS OF INTEREST EXIST. ANY CONFLICTS ARE ADDRESSED WHEN THEY ARISE. POLICIES DESIGNED TO IDENTIFY AND PREVENT POTENTIAL CONFLICTS OF INTEREST PERTAINING TO CONTRACTUAL BUSINESS RELATIONSHIPS ARE ADDRESSED THROUGH THE POLICY ON FAIR BUSINESS PRACTICES. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT/CEO AND OTHER SENIOR EXECUTIVES COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. INDEPENDENTLY DEVELOPED EXECUTIVE COMPENSATION SURVEYS ARE USED TO DETERMINE REASONABLENESS OF COMPENSATION LEVELS. FORM 990, PART VI, SECTION C, LINE 19 KENNEDY KRIEGER FOUNDATION, INC.'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990 AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. IN ADDITION, CERTAIN FINANCIAL DOCUMENTS ARE AVAILABLE THROUGH THE ORGANIZATION'S WEBSITE. THE FORM 990 IS ALSO AVAILABLE VIA WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: INTERCOMPANY NET ASSET RECLASSIFICATION -3,010,692. HUGO W. MOSER RESEARCH INSTITUTE - ENDOWMENT WITHDRAWAL TRANSFER -1,900,707. FORM 990, PAGE 12, PART XII, LINE 2C: THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990 - INFORMATION REGARDING TAX-EXEMPT BOND ISSUE THE ORGANIZATION IS PART OF AN OBLIGATED GROUP UNDER CERTAIN TAX-EXEMPT BOND ISSUES. SCHEDULE K HAS BEEN COMPLETED IN ITS ENTIRETY FOR MADISON STREET PROPERTIES, INC. KENNEDY KRIEGER INSTITUTE INC 707 N BROADWAY BALTIMORE MD 21205 521524965 PARENT ORGANIZATION TO RELATED ENTITIES; SUPPORTS HEALTHCARE MD 501(C)(3) 11B TYPE II N/A 0 HUGO W MOSER RESEARCH INSTITUTE AT KENNEDY KRIEGER INC 707 N BROADWAY BALTIMORE MD 21205 521524967 BIO-MEDICAL RESEARCH MD 501(C)(3) 4 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER CHILDREN'S HOSPITAL INC 707 N BROADWAY BALTIMORE MD 21205 520607971 SPECIALTY HEALTHCARE FOR CHILDREN MD 501(C)(3) 3 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER EDUCATION & COMMUNITY SERVICES INC 707 N BROADWAY BALTIMORE MD 21205 521753040 SPECIAL EDUCATION SCHOOLS AND COMMUNITY SUPPORT PROGRAMS MD 501(C)(3) 7 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER ASSOCIATES INC 707 N BROADWAY BALTIMORE MD 21205 521633229 SUPPORTS KENNEDY KRIEGER INSTITUTE AND ITS AFFILIATES MD 501(C)(3) 11A TYPE I KENNEDY KRIEGER INSTITUTE INC 0 MADISON STREET PROPERTIES INC 707 N BROADWAY BALTIMORE MD 21205 521949813 PROPERTY HOLDING COMPANY MD 501(C)(3) 11A TYPE I KENNEDY KRIEGER FOUNDATION INC 1 PACT HELPING CHILDREN WITH SPECIAL NEEDS INC 7000 TUDSBURY ROAD BALTIMORE MD 21244 521230183 MEDICAL DAY CARE AND OTHER SERVICES FOR CHILDREN WITH SPECIAL NEEDS MD 501(C)(3) 7 KENNEDY KRIEGER INSTITUTE INC 0 NATIONAL CENTER FOR LEARNING & DEVELOPMENT INC 707 N BROADWAY BALTIMORE MD 21205 582327952 MEDICAL AND EDUCATIONAL SERVICES TO CHILDREN WITH SPECIAL NEEDS GA 501(C)(3) 9 KENNEDY KRIEGER INSTITUTE INC 0 MADISON GROUP VENTURES INC 707 N BROADWAY BALTIMORE MD 21205 900743111 RESEARCH AND DEVELOPMENT MD N/A C 0 CHARITABLE REMAINDER TRUSTS (3) CHARITABLE REMAINDER TRUSTS MD N/A T 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 MADISON STREET PROPERTIES K 227133 MADISON STREET PROPERTIES R 3010692 KENNEDY KRIEGER CHILDREN'S HOSPITAL B 2023443 HUGO W MOSER RESEARCH INSTITUTE B 1001038 KENNEDY KRIEGER EDUCATION AND COMMUNITY SERVICES B 263024 PACT HELPING CHILDREN WITH SPECIAL NEEDS B 192000